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Discussion Paper

Responsibility and the hidden politics of directionality: opening up ‘innovation democracies’ for sustainability transformations

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Article: 2370082 | Received 01 Dec 2023, Accepted 13 Jun 2024, Published online: 09 Jul 2024

ABSTRACT

Developing earlier work, this paper explores analytic and political implications of ideas about direction in innovation. Unduly hidden in mainstream innovation and sustainability transformations literatures, crucial issues arise for responsible innovation. Although essential to both rigour and effectiveness, key realities tend to be concealed by general hegemonic forces in contemporary global colonial modernity, as well as by more specific expediencies to power and privilege in particular settings. To help resist these obscuring pressures, three contrasting (frequently conflated) meanings are distinguished. Directing innovation involves driving narrow motivating processes towards some given end. The direction of innovation concerns broader steering of pathways towards more openly chosen ends. Directionality of innovation entails grasping deeper political potentialities spanning pluralities of ends. Seriously eroding innovation policy and research alike, much current governance activity fails appropriately to focus or act on these distinctions. To assist greater policy robustness and legitimacy, this paper points to important (but often neglected) practises in each regard. To properly address social and ecological sustainability imperatives, greater attention is advocated to irreducibly political aspects of responsible innovation. This entails renewed emphasis not only on precaution, participation and accountability, but on actively supporting emancipatory struggle towards plural ‘directions for progress’ in innovation democracies.

Driving, steering and grasping the pluralities of innovation

Across many settings and perspectives, momentous references to the direction of innovation (Nelson Citation1962) and later associated ideas of directionality (Stirling Citation1994, Citation2009) have long featured in academic, business, government and civil society debates on science and technology (Feenberg Citation1999). The resulting burgeoning directionality discourse (Edler, Kuhlmann, and Helfrich Citation2023) is significant not only for thinking and practice around innovation (Schot and Steinmueller Citation2018) and transformation (Schot, Kanger, and Foxon Citation2018), but also for wider policy making (Jakobsen et al. Citation2022) and governance (Lindner Citation2016). Repercussions are arguably nowhere more salient, than for research and practice aiming to make institutions and cultures around science and technology more responsible (Owen, Bessant, and Heintz Citation2013).

In short, profound issues open up around innovation that must be acknowledged not just as matters for policy, but as intrinsically deeply political (Cairney Citation2016). This is because implications of directionality in any given setting are at the same time openly-endedly: normative (concerning divergent equally-valid values and interests) (Schlaile et al. Citation2017); epistemic (involving irreducibly diverse understandings and incertitudes) (Ghosh, Yuana, and Schiller Citation2021); and ontological (across multiple enactings of pluralities of worlds) (Arora and Stirling Citation2023). By addressing each of these aspects in conventional innovation research and policy ‘directionality discourse’, traction can be gained on otherwise less visible material political conditions with which they associate (Butler Citation1993; Foucault Citation1971; Gramsci Citation1971; Habermas Citation1981; Jasanoff Citation2017; Laclau and Mouffe Citation2001). If important efforts being made towards responsible innovation fail to address the authentic depth and scope of these challenges, they risk betraying the full implications of directionality.

Repercussions of these directionality challenges (Bergek, Hellsmark, and Karltorp Citation2023) were initially addressed at, more than by, innovation studies (Stirling Citation1994, Citation2009). That they are often still marginalised in economistically-framed and policy-oriented approaches (Stirling Citation2011) makes it especially necessary to explore them systematically here. This applies all the more, because present levels of relative inattention seem partly due to imprints on mainstream ideas about innovation (Kozlov Citation2019) exercised by prevailing hegemonic worldwide political conditions that it is very difficult to avoid. Albeit often tellingly neglected in polite policy debates (Stirling Citation2019a) and much prior work in innovation studies (Arora and Stirling Citation2023), the political context currently distinctively shaping innovation practice might be recognised as colonial modernity (Mignolo Citation2011; Quijano Citation2011). This heterogeneous globalising formation can be observed to encompass all recent historic varieties not only of market capitalism (Hall and Siskice Citation2001), but also state capitalism (Ang Citation2020) and authoritarian communism (Gilpin Citation2001) and fascism (Marcuse Citation1998). Despite striking policy inhibitions against even naming it, it is from this overarching political formation that the United Nations’ sustainable development goals implicitly seek to enable transformation (Arora and Stirling Citation2023; Stirling Citation2019a). As such, it is the distinctive regressive dynamics imposed by colonial modernity that arguably form the main drivers of social justice and ecological imperatives, which current responsibility agendas are commendably seeking to address.

However this globalising formation is acknowledged or named, a key constituting feature across diverse manifestations (Gaonkar Citation2001) lies in hegemonically controlling imaginations of ‘progress’ – especially around science and technology (Jasanoff and Kim Citation2015). Across different settings, these assert the taken-for-granted fallacy that directions for progress (IPSP Citation2018) must follow paths naturalised as inevitable in particular settings (Stirling, O’Donovan, and Ayre Citation2018) – as if through a manifest destiny (Nye Citation1994) defined by whichever innovations are favoured by prevailing interests (Stirling Citation2010a). Such constrainingly restrictive assumptions offer potent resources to justify and legitimize associated circumstances of privilege and power (Habermas Citation1976). Perhaps this is why innovation policy discourse – and its client academic literatures – are so routinely coy (and vulnerable to manipulation) concerning the full implications of directionality (Hicken Citation2011)?

All the more important for being so often marginalised then, a countervailing politics of direction raises high stakes and can be quite catalytic in its effects (STEPS Centre Citation2010). With developments in particular fields (like biotech, agrifood, computing or energy) routinely oriented by incumbent interests in these settings (Stirling Citation2008), few interventions are more subversive than pressures for deliberate societal (Ciarli Citation2022) – even democratic (Stirling Citation2014a) – steering of directions for change. It is maybe not surprising then, that sectional interests seek to harness expedient ambiguities in emerging languages of direction in order to confuse associated policy debates (Jegen and Mérand Citation2014). This is why resulting repercussions are arguably so weighty for the present journal concerned with responsibility in innovation thinking and practice (A. Stirling Citation2016a). If imperatives for responsibility are to succeed in balancing these powerful biases around directionality, then what counts as ‘reasonable’ or ‘appropriate’ in innovation directionality depends on a plurality of normative perspectives (Ziegler Citation2020) – and neutrality becomes recognisable as an illusion (Turnhout Citation2022). In the resulting steeply-entangled political gradients, achieving responsible balance requires careful reflexivity (A. Stirling Citation2016b) and deliberate emphasis (Horton, Kohl, and Kohl Citation1990).

So: where the full meanings of direction are properly realised, forms taken by innovation can – like progress (Slaboch Citation2018) and development (Norgaard Citation1994) more widely – no longer be reified (Geels Citation2011) as if whatever arises from existing structures of privilege and power in any area is somehow self-evidently unavoidable and optimal (Sveiby, Gripenberg, and Segercrantz Citation2012). Where issues of direction are taken seriously, a greater plurality of alternative progressive futures (Arora and Stirling Citation2020) begins to ‘open up’ (Stirling Citation2008), reflecting diverse critical understandings, democratic contestations and emancipatory struggles (Sustam Citation2022). Where direction is not taken seriously, these progressive potentialities are shut down.

Aiming to help illuminate these dynamics, this paper will explore important normative, epistemic and ontological aspects of the central focus of this special issue around ideas of direction in innovation. Three interlinked but contrasting meanings typically conflated in these ideas will be distinguished: (a) the directing of innovation (driving processes under given ends); (b) the direction of innovation (steering pathways towards chosen ends); and (c) the directionality of innovation (grasping multiplicities of plural ends). Distinctions between these meanings are ‘polythetic’ (Needham Citation1975) in that they do not imply fixed category boundaries, but instead a constellation of more complex family resemblances (Wittgenstein Citation1958) on a number of analytic dimensions discussed in the following sections (Stirling Citation2023).

In the process of unfolding this analysis, it will first be described how incumbent interests in specific areas join with general pressures for hegemonic closure to blur and curb these meanings. As a result, it will be shown how progressive potentials in current debates about directionality are presently seriously curtailed. In response, this paper will explore practical (but often neglected) analytic, policy and political implications of the above proposed threefold distinction. Here – as already significantly picked up in responsible research agendas (A. Stirling Citation2016a) – particular relevance arises for the internationally adopted social justice and environmental imperatives of sustainability (Redclift and Springett Citation2015) around precaution (Stirling Citation2017), public participation (Smith Citation2009) and wider democratic struggle (Smith and Stirling Citation2018). The paper argues that it is only by caring for these political (not just ethical or policy) responsibilities across many areas and levels of research and wider governance (Groves Citation2013), that the kinds of sustainability transformations (Scoones et al. Citation2020) may be realised, which are required in order to remedy the presently devastating impacts of colonial modernity (Stirling Citation2019a).

Pressures shaping understandings about the directing, direction and directionality of innovation

A starting point for this discussion lies in considering details of the deepest political dynamics constituting mainstream imaginaries of progress in contemporary globalising forms of colonial modernity (Ndlovu-Gatsheni Citation2013). Conditioned by – and harnessing – pervasive aspirations to control (Stirling Citation2019a), hegemonic language (Nuffield Citation2012) routinely projects control rhetorics (Maasen and Weingart Citation2005) asserting innovation as a race to the future (Charteris-Black Citation2011) along a notionally pre-set track in any given area (Stirling Citation2009). Despite much cogent criticism (Tarvainen Citation2022), incumbent policies are thereby defined as generally pro-innovation (Godin and Vinck Citation2017), with criticism of favoured pathways branded as if indiscriminately anti-science (Stirling Citation2017). It is of course well known equally to policy practitioners (Aho et al. Citation2014), technical analysts (NESTA Citation2011) and academic researchers (Fagerberg, Martin, and Andersen Citation2013) that research and innovation processes are – even in specific settings – far more complex, multi-dimensional, uncertain and contingent than this controlling language suggests (Flanagan and Uyarra Citation2016). Yet tensions with hegemonic colonial modern imaginaries as well as inconvenience to more specific interests seeking to suppress critical questioning, often leaves the intrinsic open-endedness of innovation side-lined (GOS Citation2014).

Alongside their prevalence in everyday practical knowledge about politics, detailed drivers of this neglect are academically well documented (Boltanski and Thevenot Citation1991). But it is in the nature of these instrumentalising processes, to obscure and suppress healthy explicit understanding and debate about themselves – especially in formal policy (and associated academic) discourse (Stirling Citation2008). Forces driving such closures of directionality in innovation governance arise from powerful pressures for political justification (Macedo Citation1990) through which incumbent interests seek to: justify infrastructures (Collingridge Citation1980); legitimate institutions (Habermas Citation1976); foster public acceptance (Wynne Citation1993); cultivate trust (Löfstedt Citation2005); manage blame (Hood Citation2011); and engineer wider closure (Stirling Citation2008) around the particular innovation pathways and associated forms of culture and practice favoured by prevailing interests and normativities.

These pressures are intensified by a dominant calculative style in innovation governance (Stirling Citation2023a). Yet when this numerical idiom is applied to ‘opening up’ hidden contingencies rather than engineering aggregation (Coburn et al. Citation2021), challenges of directionality can also be effectively illuminated by quantitative methods (Ciarli Citation2022). In such a disaggregating mode, calculative (as much as interpretive) analysis can make it visible that innovation is – like progress and development more generally (Norgaard Citation1994) – better seen as a vector than a scalar (Stirling Citation2008). This is how innovation displays not just the property of magnitude, but also of direction in an open – inherently qualitative – multidimensional space of possibilities (Stirling Citation2011). That the constituting of this complex imaginary space is intrinsically open, makes it difficult to impose any single justificatory frame. This raises searching questions for a politics of responsibility about the subjective dimensions and topologies (Arora and Stirling Citation2023; Stirling Citation2019b) under which alternative possible directions might be imagined (Jasanoff and Kim Citation2015).

It is this open-ended feature of directionality that is most significantly potentially progressive in its implications, upholding the need for more open academic and policy attention to the fact of there being alternative possible orientations for progress (Stirling Citation2009). This applies in practice across diverse areas of provisioning (Fine Citation2002) – like food (Sumberg and Thompson Citation2012), water (Lankford et al. Citation2013), health (Leach, Scoones, and Stirling Citation2010b), energy (Foxon Citation2013), resources (Beland, Sandström, and Sténs Citation2017), manufacturing (NRC Citation2006), communications (Kalantzis-Cope and Gherab-Martin Citation2010), mobility (Marletto Citation2014) and security (Kaldor Citation2007). In all these settings and more, possibilities for greater attention to ‘opening up’ responsibility can help democratic challenge of typically narrow interests favouring closures around dominant innovation directions in colonial modernity (Arora and Stirling Citation2023). But this will only happen, if implications of directionality discussed in the following sections are fully articulated and not subverted by instrumental pressures for justification in innovation governance and academia.

This instrumentalization is inherent in the treatment of the most powerfully favoured styles of innovation (like machine learning, quantum computing, nuclear technology, aerospace and biotech) as if these present ends in themselves, rather than selected means to much broader human ends (Smith et al. Citation2017). For instance, this is how capitalist interests come to drive directionality – appropriating privatised property rights (Rikap Citation2022), prioritising extractive practices for profit maximisation (Sengupta Citation2014), and engineering resource dependencies (Alter Citation2017). Attention to colonial modernity (Stirling Citation2023c), however, brings into view deeper forces that underpin these strongly orienting motivations (Arora and Stirling Citation2023). These include ‘the national interest’ (Clinton Citation1994), coercive security (Flammini, Setola, and Franceschetti Citation2013), threat of military violence (Adamsky Citation2010) and various other forms of superiorist othering (Pandey Citation2024). The imprint of war is a particularly strong feature in large scale politics of direction, that has been especially neglected (Johnstone and McLeish Citation2020). Such factors are all prominent in contemporary global innovation patterns (Ciarli Citation2022). Yet they tend to be less openly discussed than values like simple competitiveness or ‘public interest’, behind which they often hide (Schank and McGuinness, Citation2021).

It is here that more political understandings of responsibility about innovation directionality (Oudheusden Citation2014), can recognise a deeper and more pervasive background than is normal in traditional preoccupations with ‘the bottom line’ (Makower Citation2011). Such efforts are reinforced by burgeoning moves within innovation governance (Owen, Macnaghten, and Stilgoe Citation2012) to appeal to wider necessities framed as ‘sustainability transformations’ (Scoones, Newell, and Leach Citation2015a). If only as ‘civilising hypocrisies’ (Elster Citation1999), such frames help open up political space and opportunities for leverage (A. Stirling Citation2016b) for responsibilities concerning broadly shared ‘sustainability’ values – around human wellbeing, social equality and ecological integrity (Leach, Scoones, and Stirling Citation2010a). It thereby becomes clear even in elite politics, that – despite huge efforts to cast ‘sustainable innovation’ as about ‘winning’ a ‘green race’ (Fankhauser Citation2012) – the full salience of sustainability is only poorly addressed in contemporary mainstream innovation governance (Ciarli Citation2022).

This exerts further progressive pressures to broaden and deepen academic and policy understandings of innovation directionality. Yet despite the high stakes attached to burgeoning discourse around the direction of innovation, the full implications of this challenge remain severely obscured by major ambiguities and misrepresentations about what this idea is all about (Edler and Boon Citation2018). The rest of this paper aims to help build more rigorous, accountable and responsible understandings of this challenge.

The directing of innovation – driving processes

Different kinds of social and material intractability and inertia make challenges associated with efforts to advance virtually any form of deliberate innovation typically non-trivial (Stirling Citation2019b). For interests that favour a specific form of innovation in a particular area – like gene editing in agriculture (Vondracek Citation2019), nuclear power in energy (NEA Citation2018), or nanomaterials in manufacturing (Roco, Mirkin, and Hersam Citation2011) – this warrants careful attention to practices for directing innovation (Mazzucato and Robinson Citation2018). As discussed above, these kinds of action are variously concerned (for instance) with asserting power (Ellul Citation1964), leveraging privilege (Bauchspies, Croissant, and Restivo Citation2006), modulating structures (Fisher, Mahajan, and Mitcham Citation2006), stimulating creativity (Shalley, Hirt, and Zhou Citation2015), marshalling expertise (Williams, Faulkner, and Fleck Citation1998), provisioning skills (Jones and Grimshaw Citation2012), building legitimacy (Geels and Verhees Citation2011), exercising authority (Whitley Citation2018), deploying justification (Collingridge Citation1980), engineering trust (O’Neill Citation2002) and managing blame (Hood Citation2011). Without associated efforts at aligning orientations in different kinds of motivating agency and enabling structure, few forms of deliberately-driven change are easy in society (Rindzevičiūtė Citation2023).

Implicating different kinds of individual and collective ‘structuring agency’ (Stirling Citation2019b), responsibilities and roles associated with these processes confer a first key meaning in what remain in much innovation literature, currently under-differentiated notions around ‘the direction of innovation’. By analogy with physical motion, such activities help build driving pressures to overcome general societal inertia that typically resists movement in any intended direction. Without such impetus, the course of ‘events’ may unintentionally favour whatever happens to be the emergent proximate drifts (Weber Citation2005), or tides (Corfield Citation2007), or background noise of history (Waddington Citation2021) beyond reach of any deliberate social agency (Stirling, Citation2019b). Across all aspects, then, this task of ‘directing innovation’ requires alignment (Robinson and Propp Citation2008) or entrainment (Hanusch and Pyka Citation2007) of institutional environments to overcome contingent friction. Taken together, all such activities are more about accelerating (Sveiby, Gripenberg, and Segercrantz Citation2012) some favoured direction for innovation, than consciously steering this among other possibilities (Ciarli Citation2022).

This idea that the main challenge in innovation governance is that of directing acceleration in some given taken-for-granted orientation can be highly politically expedient for interests seeking justification as discussed above (Kattel and Mazzucato Citation2018; Schwab Citation2023). Potentially acting to side-line even the mere imagining of possible alternatives, this constitutes the default focus for innovation incumbents across most fields (Ellul Citation1980). Analysts, researchers and scholars eager to court patronage or claim their own ‘impacts’ in particular areas, tend to adopt frameworks and methods which further align around the most locally powerfully-given direction (Holmwood Citation2011). Pressures to adopt uncritically the conventional categories, institutionalised parameters and codified metrics established by and for these interests, exercise further reinforcing effects on the focal hegemonically favoured orientation for innovation (Stirling Citation2023a).

Despite professing to understand innovation processes as nonlinear (Etzkowitz Citation2008), complex (Magro and Wilson Citation2013) and networked (Pyka and Scharnhorst Citation2009) then, a variety of disciplines typically find themselves emphasising technical understandings that may mention ‘direction’, but which fail fully to engage with issues of directionality – so tending further to entrench an underlying simple one-track metaphor for innovation as a race to advance technology (Broers Citation2005). Such linear understandings are often deprecated (Edgerton Citation2004), but their influence cannot easily be denied in specialist analytic frames like advance (Nelson Citation2008), diffusion (Rogers Citation1983), early movers (Easterby-Smith and Lyles Citation2011), first movers (Lieberman and Montgomery Citation1988), catching up (Silverberg and Verspagen Citation1995), latecomers (Tellis and Golder Citation2002), forging ahead (Abramovitz Citation1986), leapfrogging (Brezis, Krugman, and Tsiddon Citation1993) and falling behind (Verspagen Citation1991). All such ideas make sense only under an imagination that research or innovation in any setting is satisfactorily characterised according to a singular focal dimension: ‘forward’ or ‘back’. It is this underlying ontology that – despite disavowals – centres on the essentially linear affordance of a one-track race on a course set by incumbency. What is challengeable in these terms, is effectively restricted to questions about how much?, how fast? or what risk? What is made more difficult by this expedient frame, are questions about which way?, who says? and why? (Stirling Citation2009).

As a consequence, the single most well-funded and richly-rewarded modalities for discussing issues around ‘the direction of innovation’ tend (despite best intentions) to support the most powerfully-favoured forms of innovation more than others. This is how political-economic dynamics come to the fore, for instance, especially around military domination (Alic Citation2007), profit maximisation (Rikap Citation2021), intellectual property (Greenhalgh and Rogers Citation2010), market share (Jolly Citation2005), infrastructure rents (Christophers Citation2020), product synergies (Chataway, Tait, and Wield Citation2004) and control over supply chains (Tang, Teo, and Wei Citation2008). Such currently entrenched patterns yield manifest mismatches between relative scales of innovative activity associated (for example) with: genetic more than ecological approaches in agronomy (IAASTD Citation2009); curative molecular biology more than preventive interventions in public health (Rajan Citation2017); centralised supply more than distributed service models in energy (Funcke and Bauknecht Citation2016); hierarchical, segmented, proprietary, more than horizontal open source architectures in computing (Kling Citation1996); and military projections of mass violence more than institutionalised human security and conflict resolution (Glasius and Kaldor Citation2006).

Of course, in a complex, diverse and turbulent world, there remain many other less powerfully prioritised drivers of innovation (Smith et al. Citation2017). Uncertainties (Knight Citation1921), ambiguities (Manders, Wieczorek, and Verbong Citation2020), surprise (Brooks Citation1986), serendipity (Yaqub Citation2018), manufactured doubts (Oreskes and Conway Citation2010) and downright ignorance (Loasby Citation1976) also add to indeterminacy in mapping aims onto realised outcomes (Peters Citation2006). The most heavily invested drivers (like those mentioned above), will also yield many kinds of alternatively-oriented ‘spin-off’ (Deger and Sen Citation1983) that may help fulfil values, interests, aims and motivations which contrast radically with those originally driving the initiating innovations (Marquis and Tilcsik Citation2013). An example might be how open-source, distributed, horizontal, readily-accessible features currently still surviving on the world wide web (Banks Citation2008) partly derive from more concentrated, hierarchical and secretive military purposes that initially drove the model for the underlying internet infrastructure (Levine Citation2018). But contrary to mainstream treatments of ‘spin-off’ as if it were disproportionately a quality of incumbent innovation directions (Deger and Sen Citation1983), positive side-effects may equally easily be imagined counterfactually around alternative pathways too (Ferriani, Garnsey, and Lorenzoni Citation2007).

Either way, the important point here is that these same multiplicities (A. Stirling Citation2016b) can lead realised forms of science, technology and innovation typically to bear crucial imprints (Marquis Citation2003) of the formative environments in which they gestated (Johnstone and Mcleish Citation2022). For instance, spin-offs (Hambling Citation2005) from robot (Galliott Citation2015) and artificial intelligence (Morgan Citation2020) architectures originally designed for military purposes may tend on balance to retain features concerned with secrecy, hierarchical authority, centralisation of command and rapid projection of force (Coeckelbergh et al. Citation2018). Likewise, nuclear technosciences enabling militarily-attractive energy concentrations are privileged in applications where alternative more distributed power technologies are otherwise recognised to be preferable (Johnstone and Stirling Citation2022). Electricity infrastructures configured around scarce localised fossil energy resources often resist adaptations towards harnessing abundant ambient renewable flows (Scrase and MacKerron Citation2009). Across a variety of sectors, product ecosystems built around capitalist incentives like property assertion, profit maximisation, rent-seeking and market control, frequently find it difficult to assimilate more communitarian, values-driven, non-material services of the sharing economy (Scholz Citation2016). These everyday but near-invisible realities in the imprinting of technologies intensify under any view, important questions around the directing of innovation.

The direction of innovation – steering pathways

Whatever the values or interests concerned, a major jeopardy to the successful directing of innovation in a complex and intractable world, lies in the variety of ways in which any specific form can be configured, supported or resisted (Stirling Citation2019b). Even within the most circumscribed of disciplinary, commercial or technical domains, diverse scope for design choice can distract attention and dissipate energy (Stirling Citation2007). Linked uncertainties can intensify undecidability and competition for resources that challenge the sustaining of requisite momentum (Callon, Lascoumes, and Barthe Citation2001). The same is even more true of those ‘alternative’ directions for innovation that remain less institutionalised in social movements (Smith et al. Citation2017). Despite the disciplining pressures discussed above to channel and focus resources and attention for the successful driving of innovation, it is often difficult to avoid inconvenient distractions presented by ever-present alternatives at every level of diversity (O’Brien Citation2000).

Alongside traditional ‘directorial’ preoccupations with one dimensional ‘scalar’ magnitudes like slow/fast, cost/benefit, winning/losing, pro/anti, or accepting/resisting then – as associated with the most powerfully favoured innovation pathway in any setting – this tentatively introduces the distinct ‘vector’ aspects of innovation discussed above (Stirling Citation2008). The more democratically open the environment in which innovation governance is performed, the more these questions of alternative possible directions for science and technology will come to the fore (Smith and Stirling Citation2018). Even if attention remains circumscribed around a narrow subset of closely-related alternative paths (Leach, Scoones, and Stirling Citation2010a), intimations of variety can easily cross a crucial watershed under which innovation must be acknowledged to display the property of direction as well as magnitude. So, arguably the most important consideration across all fields concerns not just the effort of driving forward favoured kinds of innovation, but also the orienting of change itself. It is these dilemmas that form the second – and more political – meaning for the direction of innovation.

Again by analogy with physical motion, this challenge goes beyond overcoming static inertia, to include the steering of vectors of movement in some particular direction rather than others. Unlike the three degrees of freedom available for everyday physical motion, the space of social and material affordances for innovation is far more expansive and complex, encompassing an indeterminate multititude of variously-imagined dimensions and topologies of socio-material possibilities (Stirling Citation2019b). Here, issues of scope can be approached explicitly normatively in terms of cultural and political values (Schyfter Citation2009). But they can also be framed epistemically in terms of those analytic parameters that happen to be most dominantly institutionalised and codified in ex ante appraisal or ex post evaluation of research and innovation (Hicks et al. Citation2015). Throughout wider policy and politics, all of this is further profoundly conditioned in ontological terms, by whatever prevailing imaginations take to be given about those societal or technological configurations that are ‘necessary’ and those which are ‘unrealistic’ (Rip Citation2012).

This is where the salience arises, of increasingly widely recognised social justice and environmental imperatives associated with ‘sustainability transformations’ (Scoones, Newell, and Leach Citation2015a). Rising profiles of this agenda have helped commercial and policy understandings to recognise crucial aspects of directionality in colonial modernity that were traditionally neglected in mainstream innovation studies. Yet these still tend to privilege the most powerfully favoured innovation paths and simply ask how might this solution help sustainability? (Stirling Citation2014a). Against such enduring pressures from powerful interests, internationally mandated ‘global goals’ are helping foster greater formal acknowledgement that mainstream governance should aim not just to apply existing innovations in new ways, but to develop entire new kinds of innovation (Ciarli Citation2022). Alongside a traditional ‘science based’, ‘pro-innovation’ focus on whatever ‘technological trajectories’ happen to emerge from established ‘innovation systems’, then, growing attention is being given to interrogating default orientations and highlighting possible alternatives.

Examples of these contemporary academic and policy trends towards more actively power-resisting orientings for innovation include key new bodies of practice around ‘discontinuing’ (Stegmaier et al. Citation2023), ‘destabilising’ (Turnheim and Geels Citation2013), ‘unmaking’ (Shove Citation2012), ‘exnovating’ (Davidson Citation2019), ‘outnovating’ (Joly Citation2019) or ‘withdrawing from’ (Goulet and Vinck Citation2012) established innovations. Alongside ‘responsible innovation’ (Stilgoe, Owen, and Macnaghten Citation2013), these can be enacted in measures like those variously styled around ‘nexus research’ (Cairns and Krzywoszynska Citation2016), ‘grand challenges’ (NAE Citation2008), ‘sustainable solutions’ (Charter and Tischner Citation2001), ‘mission-oriented innovation’ (Mazzucato Citation2019), ‘inclusive innovation’ (OECD Citation2015), ‘sustainable innovation’ (Wüstenhagen et al. Citation2008), ‘sustainability transitions’ (Markard, Raven, and Truffer Citation2012), ‘transformative innovation’ (Scrase Citation2009), ‘deep transitions’ (Schot and Kanger Citation2018) or ‘green transformations’ (Scoones, Newell, and Leach Citation2015b). Examples of concrete novel orientations for innovation that may thereby be promoted include different forms of ‘resilient systems’ (JRC Citation2015), ‘clean production’ (Kirkwood and Longley Citation1995), ‘green technology’ (Bensaude Vincent Citation2014), ‘anthropocene infrastructure’ (Hetherington Citation2019) or ‘circular’ (Stahel Citation2016), ‘steady state’ (Daly Citation1993) or ‘degrowth’ (D’Alisa, Demaria, and Kallis Citation2015) economy. All these fields of activity are engaged with ‘the direction of innovation’ in senses that go beyond mere driving of established innovation processes, to also include at least some degree of politically-deliberate steering. Yet if taken without reference to a crucial broader context, all such efforts can fall far short of addressing the full plural implications of notions of direction.

Directionality in innovation – grasping pluralities

It is this final crucially plural aspect of issues around ‘direction’ in innovation that is properly addressed by the overarching term ‘directionality’ (Stirling Citation2009). Once again by analogy with physical motion, resulting implications go beyond discussions concerning either the overcoming of ‘static’ inertia (applying in any given direction) or the orienting of some specific (typically circumscribed) new direction. This third meaning also encompasses processes that are conscious (and so ‘deliberate’) in a far more openly collective sense (Stirling Citation2019b) – about balancing multiple social agencies concurrently across diverse alternative orientations (Stirling Citation2007). More than merely driving or steering direction, then, directionality is about grasping the plural milieux in which these might play out (Stirling Citation2019b). As such, profound implications arise for policy analysis, raising even deeper and more pervasive irreducible political repercussions.

Rather than just navigating some particular contingently-favoured ‘new’ path, then, directionality is about fundamentally pluralising progress (Stirling Citation2011). This is as much about imagining multiplicities of potentialities (Arora and Stirling Citation2020) as it is about realising diverse innovation pathways themselves (Stirling Citation2010b). It is in both these senses, that notions of directionality were originally introduced to innovation studies as being about the ‘grasping’ of pluralities (Stirling Citation1994, Citation2009). Here, the idea of grasping is crucial (Michael Citation2000), referring as much to thought as to action on innovation. Further underpinning this idea, are important process-relational insights due to the philosopher Alfred North Whitehead (Whitehead Citation1978). With direct relevance to innovation governance, it is this work that points to the dangers of misplaced concreteness – treating abstract notions as if these are real (Prausnitz Citation2015).

An example of this can be found where notions of ‘progress’ are idealised in a simple singular unconditional way: as whatever direction for change happens to emerge from existing structures of power and privilege, with other possibilities not only unrealised, but largely unimagined. Such mistaken misplaced concreteness can be found, for instance, where the presumed inevitability and centrality of information technology obscures other political reforms in cities (Marvin, Luque-Ayala, and McFarlan Citation2016), where gene editing eclipses ecological agriculture (Carey Citation2019), where biochemical interventions sideline wider public health strategies (Stevens Citation2004), where planetary geoengineering subverts other climate action (Sapinski, Buck, and Malm Citation2021) and where nuclear mass destruction is mistaken as a means to ‘security’ (Fihn Citation2017). In opposition to such blinkering effects, the practical value of this idea of directionality is to reinforce realisations in innovation – as throughout life more generally – that it could be otherwise (Woolgar and Lezaun Citation2013). Although obvious once made, such reminders can be crucial in helping to resist prevailing forms of directionality failure (Lindner Citation2016; Weber and Rohracher Citation2012). Where prioritisations of understandings, values or interests are reified – treated as if set in stone – ideas of directionality can catalyse nurturing and recognition for more diverse epistemic perspectives, ontological dimensions and normative priorities (Rijcke et al. Citation2015). But where ideas about innovation directionality are conflated with more circumscribed concerns about the ‘directing’ or ‘direction’ of innovation as discussed above, this vital potentiality remains unfulfilled.

This crucial need deliberately to resist the forces seeking to justify dominant directions for innovation can be found even in discussions ostensibly about directionality. One such cue is evident, for instance, in widespread contemporary policy use of innovation ‘roadmaps’ (Phaal, Farrukh, and Probert Citation2004). At first sight, the ‘map’ idiom encourages impressions that an entire landscape is being grasped in a true spirit of directionality. But on closer inspection, it is almost always found that each such ‘map’ disproportionately asserts just a single one road (Stirling, Citation2019c). So what actually typically occurs, is that this expansive metaphor is subverted to a highly constraining purpose, away from appreciating plurality and towards the overbearing direction of a particular route (Trim Citation2011). Thus focusing asymmetrically on a single selected way forward (CEC Citation2012), ‘roadmapping’ activities (Kajikawa et al. Citation2008) are par excellence about sending disciplining signals through patronage networks, to coordinate the alignments of academic and policy clients concerning what can be held ‘possible’ (Stirling Citation2008). Where the apparently open language of ‘directionality in innovation’ is thus (if inadvertently) invisibly captured and closed by incumbent power (Pel, Raven, and Est Citation2020), the challenge for progressive politics becomes especially intense.

In such cases, policy priorities may emphasise the needs for innovation to ‘transition’ or ‘transform’ in some new direction, but progressive potentialities may nonetheless remain severely curtailed. As in established controlling, colonial modern – one track, race to the future, pro-innovation – discourse discussed above, particular features of implicitly favoured orientations for change can become taken for granted, so obscuring diverse alternatives from view (Stirling, Citation2019b). Examples of such hidden regressive impacts can be found in extractive modes of renewable energy development (Dunlap Citation2018) and technological solutionism around plant-based diets (Sexton, Garnett, and Lorimer Citation2019). In such instrumentalised ‘transitions’, the one-track idiom may seem to offer short-run tactical gains. But the deletion of alternatives is more suppressing than enabling of long-run progressive transformation. All the more potent for being tacit, hegemonic privilege and incumbent interests thereby remain not only unchallenged, but reinforced by ‘no alternatives’ rhetorics around what might be called Lampedusan transformations (Pel, Wittmayer, and Avelino Citation2019) – in which small things change so that big things stay the same.

To illustrate this, each of the above-mentioned fields can be cited as examples. For instance, despite the radical plurality of sustainable development goals, key frameworks for pursuing sustainability are routinely asserted with the definite article the (Stirling Citation2014b) – as ‘the transition’ (Geels Citation2004), ‘the transformation’ (Erlinghagen and Markard Citation2012), ‘the nexus’ (Urbinatti et al. Citation2020), ‘the grand challenge’ (Kuhlmann and Rip Citation2013), ‘the solution’ (Morozov Citation2013), ‘the mission’ (Mazzucato Citation2018). Rather than enabling comparisons of diverse alternatives, this emphatic singularity performs two responsibility-eroding political functions. It asserts a general imaginary in which authority and legitimacy around innovation are singular. It then directs this hegemonic force to justifying whatever particular orientation for innovation happens to be most favoured by more specific structures of privilege and power in the setting in question.

Likewise, despite their commendable critical intent, ideas around exnovation (Heyen, Hermwille, and Wehnert Citation2017) or withdrawal (Goulet and Vinck Citation2012) can also too easily be allowed tacitly to imply that what count as alternative innovations are self-evident. Again, unless deliberate attention is given to a plurality of possibilities, accountability may inadvertently be lost for the particular interests, values and understandings that favour one possible alternative rather than another. This apparently open focus can operate as a kind of closure ratchet, in which powerful interests can still replace challenging possibilities with disciplined inevitabilities, even where they are not able directly to determine their most favoured direction for change. Where needs remain unaddressed for full, open, careful, democratic comparison of diverse alternative directions for change, an exclusive exnovation or withdrawal focus may still inadvertently be used to ‘direct’ some notionally self-evident way forward. Examples may be seen in contemporary prominence of strategies for climate action that are (like nuclear and carbon-capture) manifestly less favourable than others (Marshall Citation2016; Sovacool et al. Citation2020), but where political space for advocacy is afforded to incumbents by a disproportionate focus merely on discontinuing fossil fuels, more than acting on wider and more balanced critical comparisons across alternatives (Stirling Citation2023b).

Even more so, a similar problem may be identified in currently growing habits of referring to selected instances of innovation as if they were somehow uniquely (Edler and Boon Citation2018) or more directional (Janssen and Wesseling Citation2023) than others. Again, this can give inadvertent impressions that direction is a feature only of a particular subset of innovation pathways, with the generally pervasive nature of directionality thereby implied to be less relevant to the status quo. Full implications of directionality can likewise be undermined, when analysts tacitly adopt incumbents’ own normativities, by using the term in ways that imply such questions arise only for critical actors, or that directionality as a whole can in some unconditional way be declared normatively ‘good’ or ‘poor’ (Edler, Kuhlmann, and Helfrich Citation2023). Whatever the intentions, the tacit effects of such tendencies can be to reify – and so reinforce – whatever happens to be incumbent patterns. Either way, the crucial point is that (when taken seriously) questions of directionality are actually ubiquitous. To suggest that it is only a specific class of pathways that is ‘directional’ fatally obscures that incumbent pathways also display the contingency of direction – a property that is shaped by prevailing patterns of privilege and power.

Further attenuating dynamics of this kind can be found in other apparently progressive contemporary academic and policy discussions of innovation directionality. Around inclusive innovation (Heeks, Foster, and Nugroho Citation2014), governance (Brown Citation2002) and transformation (Diercks, Larsen, and Steward Citation2019), for instance, “inclusion”’ is often discussed with little reference to encompassing conditions of stratified privilege or hierarchical power. In ascending sequence of progressive implications, this kind of framing is typically ambiguous about whether inclusion is: (1) merely about fairly sharing the ‘trickle down’ of benefits from a specific privileged direction implicitly taken as a given; (2) about some involvement in steering a more explicitly decided direction; or (3) about enabling more plural agency towards realising the full progressive multiplicities of directionality (Stirling Citation2008). Throughout the history of colonial modernity, after all, even enslaved people were ‘included’ (as producers) in the economy (Davis Citation2014). What matters more than mere ‘inclusion’, are its terms.

Similar dynamics can arise in mainstream sustainability policy, where efforts are made to reduce political aspects of directionality around innovation (Cillo et al. Citation2019) to a narrower and more technical ‘planetary dashboard’ (Lade et al. Citation2020) focusing on relatively few simple scalar metrics (Semenova and Hassel Citation2015). This kind of ‘cockpitism’ (Hajer et al. Citation2015) again displays the constituting controlling imagination of colonial modernity discussed above, imposing a restrictive impression that (however they may vary materially) all innovation pathways must (to be judged credible) be organised in ways that reflect the singular, centralised, hierarchically-controlling authority that a dashboard implies (Woroniecki et al. Citation2022). To see that this matters, does not require it to be assumed that such control will actually eventuate. In fact, it is precisely when controlling imaginaries prove false, that they can exert their greatest toll (Tenner Citation1999). Indeed, it is unintended consequences of technology-inspired colonial modern fixations with control, that arguably most drive the widely recognised challenges of sustainability in the first place (Stirling Citation2019a). So, the point is, that dashboard-style imaginations have the same tendency to curtail and discipline discussions of innovation directionality as do the more constrained roadmap framings discussed above.

As typically realised in practice, then, prominent forms of innovation governance frameworks discussed here (ie: around ‘roadmapping’, ‘transitions’, ‘transformation’, ‘nexus’, ‘grand challenges’, ‘solutions’, ‘missions’, ‘exnovation’, ‘outnovation’, ‘withdrawal’, ‘inclusion’, ‘dashboards’, ‘responsibility’ and ‘ethics’) can unintentionally mediate suppressive effects on understandings of directionality. In ways described here, they can inadvertently constitute means by which general controlling imaginations of colonial modernity are further asserted – pressuring justification for particular directions favoured by incumbent interests in specific settings and effectively colonising even critique itself (Stirling 2023c). To recognise this is not a counsel of despair. Indeed, it is acknowledgement of this ubiquitous dynamic, that forms one of the single most important steps towards addressing negative effects. Nor does such recognition imply throwing out babies with bathwater. On the contrary, once the unavoidable general reductive forces are identified, through which rich multiplicities of innovation are obscured and closed down, then each of these frameworks may be actively mobilised and pluralised to counter these effects.

The key point is, that it is only through explicit and deliberately political challenges to these powerful regressive syndromes in colonial modernity, that it is possible to enact more balanced approaches to the directing, direction and directionality of innovation. Crucially, balance needs bias (A. Stirling Citation2016b) – doing justice to these realities needs active sustained emphasis on qualities of equality and plurality (Stirling Citation2007). If such deliberate balancing actions are impeded by restrictively singular modern notions of ‘objectivity’, or unscientific aversions to explicit normativity, then regressive prejudice and patronage tacitly entrench.

Opening up democratic struggle for responsible innovation

Across a variety of analytic understandings and normative perspectives, the persistently obscured politics of directionality in innovation governance discussed in this article are of profound practical salience. In short, major contributions to these constricting effects are made by:

  1. the general distinctive hegemonic controlling imagination of colonial modernity, asserting an instrumental understanding of ‘progress’ as if this were a singular, pre-determined and self-evident quality, amounting to whatever happens to emerge under prevailing structures of privilege and power.

  2. the effects of powerful pressures for justification exercised by particular incumbent interests in specific settings, acting to justify those orientations for innovation which they most favour and tending to disadvantage alternative pathways that reflect contrasting, more marginalised, values and interests.

  3. a prevailing technocratic style in innovation policy, which privileges ‘reductive aggregative’ practices (including, but not only, quantitative methods). These treat innovation more as a scalar than a vector, helping compound invisibility in issues around direction, so further entrenching incumbent pathways.

In principle, there is nothing inherent preventing these emergent forces applying unintentionally to efforts at ‘responsible’ governance of innovation. Indeed, they may be even more inadvertently regressive when cloaked in these terms. So it follows from explicitly progressive normative motivations that commendably underlie responsible research and innovation (Konrad et al. Citation2013; Macnaghten et al. Citation2014; Nordmann Citation2014; Stilgoe, Owen, and Macnaghten Citation2013), that more rigorous, equitable and democratic approaches require these powerful obscured closures not just to be deprecated, but deliberately and explicitly countered.

It is to this end, that the polythetic distinction is proposed here between three significantly contrasting meanings that can be identified in contemporary discourses around direction in innovation. These are:

  1. the directing of innovation’ – driving and accelerating processes of adoption and acceptance.

  2. the direction of innovation’ – steering selected particular possible pathways rather than others.

  3. the directionality of innovation’ – grasping irreducible pluralities of possibility in balanced ways.

Only by realising these differences of meaning can it be understood how each of these successively more progressively power-challenging ambitions for the political agency are routinely instrumentally reduced in contemporary colonial modernity to the prior process on which each builds. Pluralities of ‘directionality’ are compressed to steering presumptive necessities of ‘direction’. This closure is in turn further constricted to the ‘directing’ of innovation in whichever particular privileged orientation is taken as a given. In each step of this regress, this article shows how other kinds of instrumentalization also take place: reproducing hegemonic controlling imaginations of colonial modernity, as well as reinforcing incumbent patterns of privilege and power within this. If these processes are not directly and explicitly countered by responsible research and innovation, then such actions may inadvertently become complicit (Hoven et al. Citation2014).

This is because (as has also been argued), neglect of these political gradients and pressures – or seeking a ‘neutral’ position – inadvertently aligns with the status quo (Horton and Freire Citation1990). To try to refute this, requires either denial of the property of directionality itself, or of associated deep conditioning effects by power and privilege. Nor does acceptance of this logic imply that power is necessarily held to be bad. The point is merely that power is most likely to be negative under any given view, if it is not challenged (Stirling Citation2023a). Either way, it is difficult to pretend that directionality and power do not bear on innovation. Since they clearly do, then – under any political standpoint – at least some kind of active governance response is appropriate. There is no legitimate view under which it can be argued that issues of power and directionality may justifiably be ignored.

Yet compelling forces of hegemonic conformity and incumbent expediency help pressurise prevailing academic and policy understandings of innovation routinely to sideline these worldly realities. So established vocabularies reduce salient understandings, by downplaying explicit engagements with power (Avelino Citation2021) and curtailing meanings even of directionality itself. Modalities are thereby effectively ignored, through which political pressures routinely act on ‘independent’ research. Even some ‘critical’ discourse can neglect patterns of power and privilege acting within (rather than around) science and technology (Stirling Citation2023b). It is arguably a result of such pressures, for instance, that the global political formation which encompasses contemporary innovation can (despite its direct implication in challenges of sustainability) routinely be denied even a name (Arora and Stirling 2023). Efforts directly analytically to diagnose key features of colonial modernity too easily become dismissed as ‘abstract’, ‘left wing’ or ‘inappropriately normative’.

There are no shortages of political resources to help communities, practices, institutions and movements around responsible research and innovation to seek more faithfully, rigorously and progressively to challenge these syndromes. One potent array of assets lies in the internationally-established normative and legal frameworks with which this paper began, for instance around sustainable development (UN Citation2015), public participation (UNECE Citation1998) or the precautionary principle (UNCED Citation1992). By forming alliances with associated emancipatory interests (rather than allowing incumbent patronage to substitute these or play contrasting progressive interests off against each other), responsible research and innovation can gain crucial traction for efforts to enhance attention and action on issues of directionality (A. Stirling Citation2016a).

Likewise, there exist many well-developed methods – tellingly also often marginalised (Stirling Citation2023a) – that directly challenge the regressively reductive and aggregative features of dominant innovation policy practices (Stirling Citation2003). These include techniques that enable more ‘plural and conditional’ expressions of ways in which findings yielded in both quantitative and qualitative policy appraisal, are routinely highly sensitive to hidden assumptions and conditions (Stirling Citation2008). Applying these techniques can help ‘open up’ greater political space for assertion of perspectives that are typically excluded by unduly closed, singular and uncertainty-denying notions of ‘evidence based policy’ (Stirling Citation2014a). This in turn offers to nurture, catalyse, and provoke opportunities for more progressive democratic struggle over the issues at stake around issues of direction in innovation (STEPS Centre Citation2022).

Specific methods in this regard have been developed in fields like heterodox economics (Loomes and Sugden Citation2013), narrative operations research (Wilson Citation2001), interpretive policy analysis (Roe Citation1994), complex systems theory (Dellino Citation2015), qualitative information theory (Wouters et al. Citation2013), participatory practice (Smith Citation2003) and constructivist science and technology studies (Chilvers and Kearnes Citation2016) as well as in responsible innovation (Stilgoe, Owen, and Macnaghten Citation2013). Examples include multicriteria mapping (Coburn and Stirling Citation2018), do-it-yourself juries (Wakeford Citation2012), interactive metrics (Rafols and Stirling Citation2021), precautionary appraisal (Harremoës et al. Citation2002), sociological elicitation (Grove-White et al. Citation1997), concurrent evidence (Hondou Citation2024), Q-method (Stephenson Citation1953), dialogic accounting (Brown and Dillard Citation2015) and dissensus conferences (Bouwel and Oudheusden Citation2017). In appropriate institutional settings (Leach, Scoones, and Stirling Citation2010a), approaches based around these practices can help more directly to illuminate the potentialities of directionality (Ciarli Citation2022). All provide chances for ‘plural and conditional’ evidence concerning contrasting ‘reasonable’ innovation pathways in particular settings (Stirling Citation2008) – and so help open up democratic practice around directionality in science and technology (STEPS Centre Citation2010).

Transcending more domesticated concerns around ethics (Felt Citation2008), the irreducibly plural political implications opened up by these methods and practices are often found at the margins of policy-oriented ‘responsible innovation’ (Owen, Bessant, and Heintz Citation2013) and even mainstream innovation studies (Coburn et al. Citation2021) – as well as sporadically around ‘transformative innovation’ (Scrase Citation2009), ‘deep transitions’ (Pel, Scholl, and Boons Citation2022), ‘sustainability transformations’ (Stirling Citation2023), ‘sociotechnical destabilisation’ (Koretsky et al. Citation2023), ‘discontinuation governance’ (Stegmaier et al. Citation2023), and ‘exnovation’ (Fuchs and Ziegler Citation2022). But – despite appearances (and genuine motivations) otherwise – treatments of directionality in these broad fields are each more typically constituted by the mainstream syndromes of closure. Where it is not fully realised in the presently advocated ways, an ostensibly ‘critical’ demeanour can (sadly) unintentionally exacerbate regressive effects. In such cases, it can be even more important than in mainstream innovation policy, to ensure that the full implications of directionality are addressed and normal practice is not simply reproduced to the ‘closing down’ of ‘directionality’ to ‘direction’ in responsible innovation.

To resist these instrumentalising pressures, perhaps the most important means by which progressive communities mobilised around responsible research and innovation may do justice to the full meaning and potential of directionality, is arguably to strive explicitly and very actively towards greater democracy in innovation governance (Smith and Stirling Citation2018; Stirling Citation2014a; Winner Citation1992)? Understood in the general sense of access by the least powerful to the capacities for challenging power (Stirling Citation2019b), democracy is highlighted here more as a perennial distributed unruly process of political struggle (Mouffe Citation2011), than as a formally settled assemblage of structures and procedures for recognition, representation and consultation presided over by marginally-contending elites (Schumpeter Citation1976).

Mutually reinforcing with more open policy appraisal practices referred to above, emergent ‘ecologies’ (Chilvers, Pallett, and Hargreaves Citation2018) and ‘cultures’ (Fischer Citation2011) of participation can strive to achieve more ‘heterodyne’ kinds of democratic practice (A. Stirling Citation2016b). These can then pivot, riff and leverage on opportunities offered by the above methods for more plural and conditional innovation politics (Stirling Citation2008). In resulting variously-styled aspirations to ‘deep’ (Appadurai Citation2001), ‘participatory’ (Rogers Citation2008), ‘direct’ (Bookchin Citation2015), ‘deliberative’ (Reber Citation2018; Smith Citation2003); ‘living’ (Fisher and Ponniah Citation2015); ‘radical’ (Mouffe Citation1992), ‘pluralist’ (Dahl Citation1982); ‘reflective’ (Goodin Citation2003) and ‘do it yourself’ (Lee Citation2015) democracies, different kinds and degrees of ‘techno-social empowerment’ (Gordon Citation2006) may thus unfold with regard to directions taken by innovations that affect people’s lives. Either way, if only just as the slogan innovation democracy (Hippel and. Citation2005), this compellingly oxymoronic evocation of directionality in a field where it is so strikingly neglected, can in itself be progressively catalytic (Rip Citation1987; Wynne Citation2002).

So, imperatives for responsible innovation practice actively to highlight issues of directionality, are at least as much about explicit political mobilisation as about policy analysis or impact (Genus and Stirling Citation2018). If recognised not only as an academic community and a field of policy appraisal, but also as a ‘scholar-activist’ movement (Hale Citation2008), the highlighting here of the importance of distinctive characteristics in colonial modernity may also assist responsible innovation to engage with many important broadly parallel mobilisations (Arora et al. Citation2020). Each in their own ways and settings, pluriversal (Escobar Citation2017) movements around conviviality (Adloff Citation2022; Illich Citation1972), uBuntu (Praeg Citation2014), buen vivir (Vanhulst and Beling Citation2014), pachamama (Humphreys Citation2017), eco-swaraj (Kothari and Sangam Citation2018), radical care (Tronto Citation1995) and decolonial love (Drexler-Dreis Citation2018) strongly engage with closely associated challenges. With the opening up of more plurally democratic appreciations for directionality being widely shared political – as well as intellectual – struggles, explicitly normative identifications of responsible research and innovation as a social movement, can itself be a step in emancipatory collective action.

In the end, if analytic and political challenges of innovation directionality are to be met in any scientifically robust and normatively progressive way, then the implications of this analysis are clear and operational. Pervading a wide array of narrow technical and policy responses – but transcending any taken on their own – the remedy lies in continuing plural political struggles towards innovation democracies. Far from being a problem – for instance, as seen from an aspirationally controlling colonial modern cockpit – the vital incongruity, ambiguity, multiplicity, uncertainty, complexity, conditionality and open-endedness of what innovation democracies entail is itself precisely the points. There are plenty of practical means towards these ends.

Whatever such democratic struggles may be taken to mean, if responsible governance of innovation directionality does not also care for its own democratic responsibilities, accountabilities and obligations then it risks betraying imperatives both of rigour and of progressive transformation. If activities around directing, direction and directionality in innovation are to move from conceptual musings to enacted practices, then I hope the cues, distinctions and rationales offered here may be of some assistance.

Disclosure statement

No potential conflict of interest was reported by the author(s).

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