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CHEMICAL ENGINEERING

A review of response surface methodology for biogas process optimization

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Article: 2115283 | Received 25 Apr 2022, Accepted 11 Aug 2022, Published online: 02 Sep 2022

Abstract

This paper aimed at reviewing current researches on the use of Response Surface Methodology in the optimisation of Biogas processes. It explored the performance of RSM in biogas process optimization, the most effective technique and the attendant effective software used in such processes. It attempted to review literature in the area. 55 articles were systematically reviewed. The online databases included were Google Scholar, Scopus and other statistics-based optimization research databases with keywords from Response Surface Methodology in Biogas Optimization. The review finds that RSM proves to be an effective statistical tool. It has achieved optimum objectives for biogas production: increased biodegradability, optimum biogas yield and methane production, increased Total Solid and reduced Volatile Solids and an increased COD removal. The key advantage of RSM was found to be a reduced number of experimental trials, making it time and cost-effective. 37 process parameters have been optimised using RSM, over the last two decades. Five of these parameters are dominant. Namely,: Temperature, pH, Retention time, Pre-treatment and Loading rate. The major challenges associated with the use of RSM in biogas production process optimization are the limited experimental range. Techniques to combine RSM with other optimization methods such as the Taguchi, Kriging or the Artificial Neural Network (ANN) are being developed to address these challenges. Design Expert software is the most used software because of its low cost of use. However, Statistica offers a better efficiency.

PUBLIC INTEREST STATEMENT

As the world moves towards renewable energies for a more sustainable environment, diverse clean energy resources are being utilised. One of these is biogas, generated through anaerobic digestion. Biogas is obtained from organic materials, thus biogas generation is not only a good source of energy but also a waste management technique. However, as any other biological process, anaerobic digestion does not reach its maximum potential. This is why for decades; scientists and researchers have been working on mechanisms that would result in optimum biogas production. Various optimisation methods and techniques have been developed over the years. One of these techniques is the Response Surface Methodology (RSM). The Response Surface Methodology is a five-step method developed to study the impact of factors on a specific variable and to estimate the optimum condition. It is from this background that the authors decided to review this optimization method.

1. Introduction

For centuries, fossil fuel has been the world’s main source of energy. However, due to the emission of greenhouse gases (GHGs), one of the main causes of global warming, the negative impact of fossil fuel use outweighs its benefits (Bessou et al., Citation2011). GHG emissions, coupled with other problems such as environmental pollution (related to the use of fossil fuel), increased consumption, declining land fertility, inefficient waste management, and deforestation which are the results of mismanagement of natural resources all over the globe, have enjoined the United Nations (UN) to put in place measures to mitigate them (Mkruqulwa et al., Citation2019; Nevzorova & Karakaya, Citation2020). The seventeen (17) Sustainable Development Goals (SDGs) aim at ensuring a better and a sustainable future for the world. Goal seven (7) focuses on the energy sector; it aims at achieving global access to clean and affordable electricity by 2030 (United Nations, Citation2015). Energy access is crucial for food production, security, increased financial income, health and climate change.

Renewable energies, example, hydropower, solar power, wind power, and biofuel are the main interests of the future energy sector (Mkruqulwa et al., Citation2019). Biogas production is most likely to be preferred, not only because of its advantages in terms of cleanliness and sustainability but also because it is produced from organic waste and therefore, it does not result in loss of food or biodiversity (Balat & Balat, 2016; Vasavan et al., Citation2018). Biogas can be an important component of the solution to meet the goals of the United Nations for sustainable development (Memon & Memon, Citation2020). It can be used to generate electricity and reduce greenhouse gas emissions. Biogas is a combination of methane (CH4), carbon dioxide (CO2) and hydrogen sulphide (H2S), ammonia (NH3), hydrogen (H2) and minor amounts of other gases such as carbon monoxide (CO), nitrogen (N2) and oxygen (O2; Anunputtikul & Rodtong, Citation2004; Jorgensen, Citation2009; Mkruqulwa et al., Citation2019). Biogas is produced by a biological process called anaerobic digestion (AD).

Anaerobic digestion, as defined by (Mukumba et al., Citation2016) and (Abdeshahian et al., Citation2016), is a biological process that takes place in the absence of oxygen and results in the production of methane through the decomposition of biomass. Biomass which is considered as an organic matter, is a biodegradable portion of materials such as agriculture residues (vegetal and animal), forest residues and waste (industrial and municipal; Umana et al., Citation2020). Organic materials are made up of carbon, oxygen, hydrogen and nitrogen (Umana et al., Citation2020). Anaerobic digestion is a good technology for waste management because it maximizes energy production and minimizes the cost of treatment of organic materials (municipal solid waste, food waste, animal manure, agricultural residues, sewage, industrial waste and human excrement; Abdeshahian et al., Citation2016; Shen et al., Citation2015). It is also a great solution to wastewater pollution which is one of the most important environmental problems in the world today (Buaisha et al., Citation2020).

The third law of thermodynamics, however, states that no system has 100% efficiency. This explains why for centuries, humanity has been working to increase the efficiency of chemical and biochemical processes (to achieve 100% efficiency). In that attempt, “process optimization” techniques have been generated. Process optimization has significant importance in industrial processes and it is a well-accepted part of any industry, especially biotechnological firms where the slightest change in a production process can have a significant impact on the product (Reddy et al., Citation2008).

Since the discovery of biogas, there have been several pieces of research and experiments to improve the efficiency of anaerobic digestion. These studies have led to improvements in both production process and biogas quality (methane content increment and GHG reduction; Enitan-folami et al., Citation2016). The process of optimising the biogas production parameters is complex due to the many interactive effects of these parameters (Sathish & Vivekanandan, Citation2016). Response surface methodology (RSM), for instance; a mathematical and statistical set of techniques used to both design and build empirical models, examine the impact of the inputs and estimate the optimal conditions is one such method (Muthuvelayudham et al., Citation2006; Rastega et al., Citation2011; Sarabia & Ortiz, Citation2009). The purpose of RSM is to maximize a response (dependent variable) affected by several input variables (independent variables; Bradley, Citation2009).

In an attempt to obtain maximum efficiency in biological processes, various optimisation methods and techniques have been developed over the years. One of these techniques is the Response Surface Methodology (RSM). The Response Surface Methodology is a five-step method developed to study the impact of factors on a specific variable and to estimate the optimum condition. Several parameters such as temperature, pre-treatment, pH can impact biogas production, thus, could be adjusted to optimize the quantity and quality of biogas. This research reviews current research on the use of Response Surface Methodology in the optimisation of Biogas processes. It explores the performance of RSM in biogas process optimisation; the most effective technique/methodology and the attendant effective software used in such processes. A total of 55 articles, published from 2000 to 2022, were systematically reviewed and included in the database.

2. Methodology

The study was guided by the process of bibliometric studies outlined by Akpoti et al. (Akpoti et al., Citation2019). The literature database on Response Surface Methodology in Biogas optimization was developed through a systematic search in online databases (using Google Scholar and Scopus). A Boolean search by keywords and phrases were used to query through scientific research engines and platforms. Initial search includes strictly biogas process parameters optimization. Then we enlarged the database to statistical-based optimization research that includes Response Surface Methodology. Keywords and expressions included biogas, process parameters, optimization and Response Surface Methodology. All articles dealing with optimization of biogas process parameters through response surface methodology from site-specific, sub-regional, country level to global were included in the database. Each article was reviewed and the database was organized according to the pre-established checklist to collect metadata (Table ). The approach included all “relevant” publications between the period 2000 and 2021. However, we referred to a few articles prior to the year 2000 that are important to understanding concepts or methods. We intentionally excluded the theoretical and mathematical formulations of the methods reported in the papers assessed for readability and easy understanding. In total, 55 articles were systematically reviewed and included in the database. These papers concerned solely those published between 2000 and 2021. A systematic review was conducted on the collected data (Figure ), and results are presented and discussed.

Figure 1. Methodology adapted in this article.

Figure 1. Methodology adapted in this article.

Table 1. Checklist of meta-data for systematic review (adapted from (Akpoti et al., Citation2019))

3. Results and discussion

3.1. Concept of response surface methodology

Response surface methodology (RSM) is a mathematical and statistical set of techniques used to both design and build empirical models, examines the impact of the inputs and estimates the optimal conditions (Bradley, Citation2009; Muthuvelayudham et al., Citation2006; Rastega et al., Citation2011). It was pioneered in 1951 by Box and Wilson (Box & Wilson, Citation1951), to imitate experimental responses through second-degree polynomial (quadratic) models (Bashir et al., Citation2015; Bradley, Citation2009). RSM is designed to optimize a response that is affected by multiple variables (Montgomery, Citation2017).

Considering two independent variables (x1 and x2) and an output or response variable (y; Equationequation 1), the response (y) will depend on the two variables (x1 and x2):

(Equation\,1) y=fx1,x2+ε(Equation\,1)

ε is the error margin that could be observed in response y. Hence, the response surface is the surface represented by Equationequation 2 below:

(Equation\,2) η=fx1,x2(Equation\,2)

With η, the response surface area and x1,x2, two independent variables.

The response surface is represented graphically most of the time, either as contour plots or in a three-dimensional space (Bradley, Citation2009; Montgomery, Citation2017). Figure indicates a typical representation of a response surface. RSM is applied for optimising process parameters in many field areas (chemical, biochemical, material science, wastewater treatment, etc.; Alikunju et al., Citation2017; Bashir et al., Citation2015; Beevi et al., Citation2014; H. B. Nielsen et al., Citation2007; Jung et al., Citation2015).

Figure 2. A graphical representation of an RSM response (Bradley, Citation2009).

Figure 2. A graphical representation of an RSM response (Bradley, Citation2009).

A study by Bashir et al. (Bashir et al., Citation2015) found that 352 out of 3190 articles related to RSM application in optimizing process parameters in the different research areas (Chollom et al., Citation2019); with nearly ten (10) times increase in the number of articles were published between 2000 and 2013. This agrees with Aydar (Aydar, Citation2018) that RSM is one of the most popular analytical methods for optimization. In recent times, RSM has been used in several industries to optimize process parameters and to study the dynamic effects of input variables in biochemical and chemical reactions(Chelladurai et al., Citation2020). Breig and Luti (Breig & Luti, Citation2021) reviewed the application of response surface methodology in microbial cultures and conclude that: in addition to offering the possibility of investigating the parameters that affect the response and illustrating the relative magnitude and interactions between them, RSM is a very useful tool for determining the optimal conditions for increasing microbial production and for building mathematical models that predict the output variable as a function of combinations of parameter levels. RSM is a very useful tool.

RSM, as illustrated by Figure , is a multi-stage method, which uses experimental designs for fitting first-order or second-order polynomial models (Bartz-Beieslstein et al., Citation2010). The most important step of RSM is the Design of Experiments (DoE). The success of the mathematical model for the correctness of the response surface construction is highly dependent on the selection of experimental design (Aydar, Citation2018). The DoE also aims at finding the variables with a higher impact on the response (in cases where the number of input variables is considerable; Aydar, Citation2018). Makela, in his review study, defined the experiment design (or design of experiment) as “a collection of tools used for studying the behavior of a system” (Makela, Citation2017). RSM is a combination of experimental designs and a strategy to develop a new dataset by first- or second-order polynomial equations in a systematic test method (Ramaraj & Unpaprom, Citation2019). RSM analysis is predominantly done with symmetrical experimental designs which are Doehlert Design (DD), Central Composite Design (CCD), the Box-Behnken Design (BBD), and a three-level full factorial design (Bezerra et al., Citation2008). Each of the experimental designs has its advantages and limits (Chollom et al., Citation2019).

RSM offers an advantage over traditional optimization methods concerning the number of experiments and the multifactorial interactivities over a response (Tetteh et al., Citation2017). Two other advantages of RSM are that: by allowing the identification of optimal conditions, RSM offers an assessment of the sensitivity of these optimum conditions to the variations of the experimental variables it quantifies the response-input variable relationship (Kilickap, Citation2010) and the possibility of making projections, which allow visual interpretations of that relationship (Rastega et al., Citation2011). The greatest advantage of RSM remains the time and cost savings due to the reduced number of experimental trials (Boyaci, Citation2005).

However, Bas and Boyaci (Bas & Boyaci, Citation2007) revealed the main limitation of RSM, namely its confinement to fitting the data to a second-order polynomial equation. Some complex data are not compatible with a second-order polynomial model. Breig and Luti (Breig & Luti, Citation2021) confirmed the challenge identified by Bas and Boyaci, and pointed at two other disadvantages in using RSM, which are: the limited experimental range of this methodology and the need to use the steepest descent technique to transfer the optimal area to supply the combinations of parameters when doing the preliminary approximation of parameters. Techniques for merging RSM and other optimization methods are being studied in order to overcome the challenges stated above (Breig & Luti, Citation2021).

3.2. Steps of response surface methodology

The response surface methodology is a statistical procedure for optimizing one or more responses affected by more than one factor (independent variable). RSM is based on surface placement, therefore, its success depends solely on understanding the topography of the response surface (e.g., maximum local, minimum local and ridgelines) and being able to identify the area where the optimal condition occurs (Bradley, Citation2009). It is a strong tool for process optimization, as it has been used to evaluate the overall effect of various factors on process parameters various fields of study: clinical and biological sciences, social sciences, nutrition sciences, physics and engineering sciences. The methodology is a heuristic optimization, meaning there is no certainty of reaching the optimal response in a finite time during an RSM optimization process (Bartz-Beieslstein et al., Citation2010). RSM, however, as mentioned earlier, follows specific steps to arrive at the desired result. Figure presents these different steps while this section discusses them.

Figure 3. Steps of response surface methodology.

Figure 3. Steps of response surface methodology.

3.2.1. The screening study

The screening study, as shown in Figure , consists of the identification of the problem, the determination of the response variable (s), the determination of input variables, and the decision of factor levels (Figure ; Ranganath, Citation2015). After the determination of the response (s) and its input variables, the level of influence of each of the variables on the response(s) is estimated using linear and quadratic models such as full factorial or fractional factorial designs (Olivero et al., Citation1998).

Figure 4. Steps of the screening process.

Figure 4. Steps of the screening process.

Independent variables or factors are the variables that are subject to manipulations in order to study their impact on a specific response. The factor levels represent the number of settings of the factor that is considered in the experiment; they are the different values that the factor can assume (Bezerra et al., Citation2008). For example, an experiment to investigate the impact of pH on fermentation, where five (5) different pH values were considered; here pH is a factor and its five (5) values are the factor levels.

3.2.2. Selection of experimental design

According to the definition of Montgomery (Montgomery, Citation2017), a Statistical design of experiments refers to the planning process of the experiment in order to collect appropriate data and analyse them by statistical methods, allowing valid and objective conclusions to be drawn. The main purpose of the DoE is to find appropriate experimental designs, by selecting the points where the response will be monitored (Bradley, Citation2009). Montgomery (Montgomery, Citation2017) lists several desirable features to consider when deciding on a design for a response surface. The choice of an experimental design depends mostly on:

  • The type of variables (quantitative or qualitative)

  • The type of experiment (process or mixture)

  • The number of variables

  • The range of the study

  • The limitations of the variables

A number of experimental designs exist (Figure ), but only four are mostly used in RSM, namely: Central Composite Design (CCD), Box-Behnken Design (BBD), Full Factorial, and Optimal Designs. The choice of designs is also based on the required experimental points and the numbers of runs (Breig & Luti, Citation2021) As shown in Figure , the Central Composite Design (CCD) is the most used design followed by the Box-Behnken Design (BBD), then the Full Factorial and Optimal Designs. This section will discuss each of these experimental designs.

Figure 5. Proportional distribution of the experimental designs used in the articles read.

Figure 5. Proportional distribution of the experimental designs used in the articles read.

Figure 6. List of experimental designs.

Figure 6. List of experimental designs.

4. The central composite design (CCD)

Also known as the Box-Wilson central composite design, it is the most commonly used experimental design for fitting polynomial equations (Montgomery, Citation2017). CCD is made up of a three-level factor (two-level full or fractional factorial design and a central point which is the middle level) augmented by a star point denoted α increasing the factor levels to 5 (Olawoye, Citation2016; Witek-Krowiak et al., Citation2014). The star point gives more flexibility to the experimental design by estimating the curvature (Nnaemeka et al., Citation2022; Nooraziah & Tiagrajah, Citation2014; Yılmaz & Şahan, Citation2020).

Even though CCD requires fewer runs than the full factorial design (FFD), it gives the same amount of information (Witek-Krowiak et al., Citation2014). Depending on the position of the star points, three different types of central composite designs are distinguished:

  • The Circumscribed Central Composite (CCC) where the star points are located outside the experimental domain. CCC requires five levels per factor and is a rotatable design (the variance of response at any point is only dependent on the distance between that point and the center point) Handbook of Statistical Methods, Citation2013). Rotatability is also called iso-variance per rotation (Ait-Amir et al., Citation2015).

  • The Inscribed Central Composite (CCI) is regarded as a CCC design reduced to fit within the experimental domain (Ait-Amir et al., Citation2015). It is used in situations where there are limits on factor levels; thus, it requires the same number of factor levels as CCC design and each factor level is by α Central Composite Designs (CCD), Citation2013). CCI is both rotatable and orthogonal.

  • The Face-Centred Composite (CCF): star points are located at the middle of each face of the experimental domain with α=±1 (Ait-Amir et al., Citation2015). It requires three-factor levels and is an orthogonal design (the effect of any factor across the experimental domain, nullifies the effects of the other factors) Handbook of Statistical Methods, Citation2013).

According to Witek-Krowiak et al. (Witek-Krowiak et al., Citation2014), to choose the right type of CCD, it is very important to consider the region of operation and the region of interest. Table describes the characteristics of the various CC designs where Nf, N and k are the numbers of trials per fractional factorial experiments, the total number of trials, and the number of factors, respectively.

Table 2. Characteristics of the CC designs

5. The box-behnken design (BBD)

BBD was created in 1960 by Box and Behnken as a replacement to the FFD, which required a large number of experiments (Witek-Krowiak et al., Citation2014). BBD is, therefore, more economical and more efficient than FFD especially when it comes to large experimental numbers (Bezerra et al., Citation2008) and slightly more labor efficient than CCD. The experimental points of BBD are located on a hypersphere halfway from the center point which offered it the advantage of pointing out the limits of the experimental boundaries (Bezerra et al., Citation2008; Ramaraj & Unpaprom, Citation2019).

The two major challenges with BBD are that it can only be used to fit the quadratic model and take a minimum of three-factor levels (Ramaraj & Unpaprom, Citation2019; Witek-Krowiak et al., Citation2014). BBD can be rotatable or near rotatable when there are more than three-factor levels and if points are added at the center (Ait-Amir et al., Citation2015; Guthrie et al., Citation2013).

6. The full factorial design (FFD)

Even though it is less used as compared to the CCD and the BBD, the full factorial design is one of the most common designs. This design only works with a minimum of two (2) and a maximum of five (5) independent variables (Bradley, Citation2009; Leiviska, Citation2013) because it requires a high number of experiments (Bezerra et al., Citation2008). The large number of experiments required is because the design takes into consideration all possible interactions between the factors (Witek-Krowiak et al., Citation2014). Although FFD can only fit second-order polynomials, Khattree and Rao (Khattree & Rao, Citation2003a) affirmed that it may have problems fitting second-order and higher models. Box and Behnken created the central composite design to counter the cost and time limitations related to FFD.

7. Optimal designs

Optimal design matrices are a non-orthogonal set of computer-based experimental designs which are used in cases where the other factorial and fractional factorial designs cannot be applied (Leiviska, Citation2013) and are distinguished by adding by the addition of alphabetical prefix:

  • D-optimality design

  • E-optimality design

  • G-optimality design

  • V-optimality design

  • I-optimal design

  • T-optimal design

In this paper, the D-optimal design is discussed. It is the most used optimal design (Atkinson & Fedorov, Citation1975; Khattree & Rao, Citation2003a; Rockafellar, Citation2015; Simons & Chernoff, Citation1976). Most optimal designs deal with the proper value of the matrix XTX. The “D” in D-optimal stands for “Determinant”. That is, in the D-optimal design, the objective is to maximize the determinant XTX (De Aguiar et al., Citation1995; Bradley, Citation2009; Copelli et al., Citation2018) and minimize the variance of the parameters.

The advantage of the D-optimal design is that it can be used for any experimental purpose (screening, RSM), it can fit any model (first-order, second-order, cubic), and it works with a large number of experimental runs (“D-Optimal designs,” 2013). Table below, summarizes the different experimental design characteristics.

Table 3. Different experimental designs and their characteristics

7.0.3. Running of experiment

An experiment as defined by the Design Institute for Six Sigma (Hromi, Citation1957) is a procedure or analysis that results in the acquisition of data. After the input variables are found and the experimental design is selected, experiments must be planned. Experiments are very important; therefore, they have to be rationally planned (Olivero et al., Citation1998). The number of experiments depends on the type of experimental design selected (refer to Table ). In microbial production, experiments are run in replicates for more precision and accuracy.

Table 4. Examples of optimum temperature

Table 5. Examples of optimum pH

Table 6. Optimum hydraulic retention times

Table 7. Examples of optimum pre-treatment conditions

7.0.4. Selection of model

The response function (f) largely depends on the nature of relationship between the response and the independent variables and the class of experimental design selected must fit an experimental model. In the application of RSM in practice, it is required to build an experimental model for the actual response surface. The model is built on the actual data of the process or system and is a regression model (empirical model; Sarabia & Ortiz, Citation2009). A regression model uncovers the relationships between the response and the set of independent variables in a fixed data set and predict the optimal response to different combinations of the process variables (Nor & Wan, Citation2020). Regression models are generated using the least square method which is a multiple linear regression which minimizes the sum of squares distances between the actual and the predicted data (Nor & Wan, Citation2020; Sarabia & Ortiz, Citation2009).

Two types of experimental models are used in response surface optimization: the first-order multiple linear model or orthogonal model which is used when there are two independent variables as formulated in EquationEquation 3:

(Equation\,3) y=β0+β1x1+β2x2(Equation\,3)

Where y is the response and x1 and x2 are the independent variables. This model only fits a 2-level Factorial and reduces the variance of the regression factors. However, most times, the curvature of the response surface is so strong that a first-order model is not adequate. Thus, the need for a second-order multiple linear model or quadratic model, which is the most, used in RSM problems. EquationEquation 4 presents a second-order model with k-independent variables (regressors) and β set of unknown parameters.

(Equation\,4) y=β0+ ki=1βixi+ki=1βiixi2+ ki=1ki=2βijxixj(Equation\,4)

Second-order models are more flexible. They can fit Central Composite Designs, Box-Behnken Designs and 3-level factorial Designs. It is also easier to estimate the unknown parameters β in quadratic models. These models are good in solving real response surface dilemmas.

7.0.5. Evaluation of the fitted model

It is necessary to check the fitness of a model for two main reasons: to guarantee that it gives an accurate approximation of the actual system and to Check that no assumptions in the least squares regression are violated (Sarabia & Ortiz, Citation2009). Two major ways of accessing the fitness of a model are discussed here: the Regression Analysis and the Analysis of Variance (ANOVA).

The analysis of variance (ANOVA) is a set of analytical tools and models that are used to find the differences between the means of a variable in a multi-variable experiment (Iversen & Norpoth, Citation1987). David M. Lane (Lane, Citation2015) refers to the Analysis of Variance as a statistical method used to differentiate between two or more means. It identifies and measures the impact of different input variables on a given response (Hoefsloot et al., Citation2009) and it is assumed that the value measured is a function of the overall mean, the impact of the measured variable on the system’s response and the residual error (Witek-Krowiak et al., Citation2014). The primary objective of the analysis of variance is to identify the factor that has the greatest impact on the results of the study (most significant) on the experimental response. It additionally determines the significance of the experimental results. ANOVA follows the same steps as a statistical t-test, except that the t score obtained is converted into a p-value for the ANOVA test (Sawyer, Citation2009). An ANOVA test could be “one-way” (the experimental design has only one factor) or “two-way” (the experiment is affected by two factors) while a factor could also be a “between-subject” factor (the factor levels are used on different subjects) or a “within-subject” factor (when different factor levels are used on the same subjects; Lane, Citation2015). The more complex case of multifactor designs with combinations of between-subject and within-subject factors have been discussed by (Chinneck, Citation2007), (Penny & Henson, Citation2007), (Sawyer, Citation2009) and (Lane, Citation2015). The model is considered to have a good fit to the dataset when it shows a non-significant lack of fit and a significant regression (Bezerra et al., Citation2008).

With the regression analysis, the fitness of a model is checked from its coefficient of correlation (R) and its coefficient of determination (R2). The coefficient of correlation (R) is the acceptability of the relationship between predicted and actual values obtained in a statistical experiment. The value obtained for the coefficient of correlation (R) explains the accuracy between the predicted and the actual values. The values of R lie between −1 and +1; a positive value of R translate a similar or identical relation between the two variables. A negative value, however, explains a dissimilarity. The coefficient of determination (R2) also called R square method is the fraction of the total variation of the dependent variable that is predicted from the independent variable. This method is used to predict the outcomes of a model. Since the coefficient of determination (R2) is the square of the coefficient of correlation (R), the values of R2 lie between 0 and 1. A value of coefficient of determination of 0 means that the dependent variable is not predictable from the independent variable while a value of 1 translates that the dependent variable is predictable from the independent variable without any error. Values between 0 and 1 indicate the extent of predictability of the dependent variable.

7.0.6. Interpretation and validation of the model

To achieve the optimal solution, the original design should take a specific direction. Linear models generate surfaces that are used to indicate that direction (Bezerra et al., Citation2008). The dimensions of the critical point can be computed by the first value of the derivative of the function (Bezerra et al., Citation2008): The first step involves calculating the first derivative and identifying all the zeros within the experimental region, then the possibility of the existence of a saddle point is explored through the calculation of the second derivative (Witek-Krowiak et al., Citation2014). If the two derivatives are equal to null, a graphical representation of the model will be used to determine the local extreme (Witek-Krowiak et al., Citation2014). The previous procedure is valid only for single response optimisation. However, the optimal region can be found by visual inspection of the surfaces while the visualisation of the predicted model equation can be obtained by plotting the response surface (contour and 3-D plot; Bezerra et al., Citation2008). The critical points of the second-order models can be defined as maximum, minimum, or saddle (Figure ).

Figure 7. Different critical points on a response surface plot (Jin et al., Citation2017, July).

Figure 7. Different critical points on a response surface plot (Jin et al., Citation2017, July).

7.1. Process Parameters for anaerobic digestion

Although the volume and the quality of biogas mainly depend on the nature of the feedstock (Dobre et al., Citation2014; Qiao et al., Citation2011), other environmental factors also influence biogas production. These factors include: comminution, dry matter content, digestibility, stirring, and acidification pH, C/N ratio, digester temperature, retention time (hydraulic retention time; HRT and solids retention time; SRT), pressure in the digester, pH of the reactor (which depends on the temperature), organic loading rate (OLR), the volatile fatty acid (VFA) content … (Dobre et al., Citation2014; Rahim & Ahmed, Citation2015; Sukor, Citation2017). Thirty seven (37) parameters were identified in the articles reviewed (Appendix 2), but only the five (5) must occurring (Figure ) of these parameters were considered and discussed in the current study.

Figure 8. Five active process parameters subjected to variations in articles of interest.

Figure 8. Five active process parameters subjected to variations in articles of interest.

7.1.1. Digestion Temperature

Temperature is a very significant factor in methane formation as bacteria are highly responsive to temperature changes. A wide range of temperatures is possible, generally between 3°C and 70°C (Hoerz et al., Citation1999). Three temperature ranges are generally distinguished: the psychrophilic temperature range (10–20°C), the mesophilic temperature range (20–40°C), and the thermophilic temperature range (40–70°C). The selection of a temperature range is made after considering the nature of inoculums to be used (Sukor, Citation2017). The temperature affects the efficiency of the system, methane production, and fermentation (Rajati et al., Citation2014). Table presents optimum temperatures obtain in reviewed papers. Based on the results in Table , it could be pointed that the optimum temperature for biogas production lies in the mesophilic temperature range with some extend to the thermophilic range (35–45°C). The temperature, however, depends on the type of feedstock and has a great effect on the Carbon-to-Nitrogen ratio: temperature affects the depletion of carbon and nitrogen that could cause an inhibitory effect on the anaerobic digestion.

7.1.2. pH

pH is one of the major parameters regulating anaerobic (Vijin Prabhu et al., Citation2021). The pH of the substrate is determinant of the quantity of methane produced. Based on the reviewed literature, as shown in Table , the optimal pH lies in between the acidic and the neutral range (pH 5–7). However, according to (Ozmen & Aslanzadeh, Citation2009), the pH of a substrate decreases during the fermentation process and increases after the fermentation process. It is thus concluded that for optimum anaerobic digestion and biogas production, the suitable pH should range between 5 and 7. A higher or lower pH could be detrimental to the whole process. An acid solution (hydrochloric acid (HCl), nitric acid (HNO3), sulfuric acid (H2SO4), or acetic acid (CH3COOH)) could be added to the substrate to increase the pH level while a basic solution (sodium hydroxide (NaOH), potassium hydroxide (KOH), ammonia (NH3), or ammonium hydroxide (NH4OH)) is added to decrease the pH level. However, the quantity of solution needed to increase or decrease the pH depends on the initial pH of the substrate. Co-digestion is also a good alternative to regulate the pH of substrates.

7.1.3. Hydraulic retention time

Hydraulic retention time refers to the theoretical duration for which a particle or volume of liquid added to a digester remains there (Nijaguna, Citation2006). It can be simplified as the length of time the volatile solid remains in the reactor (Dobre et al., Citation2014). It has a mathematical formula as:

(Equation\,5) HRT=VrVs(Days)(Equation\,5)

Where Vr is the digester volume in m3 and Vs is the quantity of overlay loaded per unit of time in m3/t (Dobre et al., Citation2014). The hydraulic retention time has a significant effect on the digester’s performance (Ezekoye et al., Citation2011) and depends on two factors: the process temperature and the substrate type. Table gives a summary of studied substrates and their obtained hydraulic retention times. From the reviewed articles, it is a clear difference between the hydraulic retention time of solid and liquid feedstock has been observed. The optimal hydraulic retention for liquid feedstock is shorter (hours) compared to that of solid feedstock (days). It is thus concluded that the optimal hydraulic retention time for liquid feedstock ranges between 15 and 46 hours while that of solid feedstock lasts between 30 and 40 days.

7.1.4. Pre-treatment

The presence of lignocellulose matter in the feedstock slows down the digestion process. That is why it is recommended to pre-treat substrate before anaerobic digestion (Bala & Mondal, Citation2019). Pretreatment is meant to break down complex matters into smaller and simpler substance (Bala & Mondal, Citation2019), thus increases the surface area and surface porosity of the substrate for an increased accessibility for microorganisms and therefore boost biogas production (Memon & Memon, Citation2020). Pretreated raw materials require lesser processing time than non-pretreated ones (Aziz et al., Citation2019). There are varieties of pretreatment techniques, which are categorized in groups; these are physical, chemical, thermal, mechanical, and biological pretreatment processes (Bala & Mondal, Citation2019). Some studies combine two or more pretreatment techniques (Murugan & Sivasamy, Citation2016; Olatunji et al., Citation2022). From the reviewed articles (Table ), it was observed that there is no specific optimum pretreatment type or conditions for all raw materials (the optimum pretreatment condition of wheat straw is very different for that of cow dung). The pretreatment type and conditions depend on the type of raw materials

7.1.5. Organic loading/loading rate

The loading rate is the ratio at which organic matter is supplied to the digester (Jorgensen, Citation2009). It can also be defined as the number of feedstock introduced per unit volume of the digester capacity per day (Ozmen & Aslanzadeh, Citation2009). Overfeeding or underfeeding a digester can cause low biogas and methane production; this is why it is important to optimize the loading rate. The optimum loading rate is different for each type of feedstock. Table summarizes a list of selected optimum loading rates.

Table 8. Examples of optimum loading rate

7.2. Some experimental design software

A wild range of statistical software are used today to perform the design of experiment (DOE) as shown in Figure . This paper discusses five (5) of these: Design Expert, Minitab, Statistica, Matlab, and Statgraphics Plus.

Figure 9. Statistical software used in the reviewed articles.

Figure 9. Statistical software used in the reviewed articles.

7.3. Design expert

The most widely used software (102 out of 200 papers used Design Expert) is a Stat-ease Inc. software package designed to conduct DOE. It supports a wide range of experiments (comparison testing, screening characterization, optimizing, designing robust parameters, and combining and mixing designs) in a user-friendly interface (Khattree & Rao, Citation2003b) and offers test models that allow the testing of as many as fifty (50) factors. An ANOVA is used to establish the importance of these factors. The impact of these factors on the outcomes is identified with the help of graphical tools.

The Design expert offers eleven (11) graphs that analyze the output of the residuals. The main interactive effects between factors as well as the effects of each of them can be determined by the software. The optimum operating parameters of processes can also be calculated with the help of an optimization feature (Purusottam, Citation2019). Unlike most software of the same kind, Design Expert provides response transformations for particular cases. The package costs less than $1000 for a single copy.

7.4. Minitab

Minitab is one of the oldest statistical software. It traces its origin from the mid-80s. This software package developed by Barbara F. Ryan can summarize data, produce graphs, and conduct regression analysis, analysis of variance, control charting. It can support basic factorial designs, fractional factorial designs, response surface designs, and Plackett–Burman designs. The response surface support includes Box-Behnken and all forms of central composite designs. However, Minitab does not support sequential experimentation data or data dealing with constrained process spaces.

It is very easy to convert a factorial design to a response surface design. The software also supports interaction graphs involving qualitative factors (very helpful when reading results from such analyses). Minitab has a very convenient optimization section which is easy to use and allows the user to specify the objectives for each response. The results are represented in tabular form and functions which are easy to interpret. The software also supports results overlay. It allows the user to define the axes as well as the optimum values for input parameters. Minitab also supports foldover designs (resolution III to resolution IV; Khattree & Rao, Citation2003b). The minimum cost for a single-user commercial license for Minitab is $1200 with no annual renewal fee.

7.5. Statistica

It is one of the most powerful and expensive suites of analytical software packages with costs exceeding $2000 and an annual renewal fee for complete modules. The software which was created by StatSoft company and purchased by Dell in 2014 provides a procedure for data analysis, data management, statistics, data mining, machine learning, text analysis, and data display (Anon, Citation2012). Even though it offers great capacities for design generations, it requires considerable study and practice for full utilization due to the lack of integration of the algorithm design options.

The software offers good tools and graphics for the determination of the source of lack of fit in statistical models. It has a different way of treating qualitative data as opposed to other software. It is also easy to generate foldover designs with Statistica which provides a “square plot” to visualize the results. Statistica provides understandable support for Box-cox transformations, but considerable manipulations of the spreadsheet are necessary before incorporating these transformations in an analysis (Khattree & Rao, Citation2003b).

The main Statistica package has simple statistics (t-test, correlation, descriptive statistics) and graphing capabilities (bar charts/histograms, trend charts, mean charts, scatter charts, box plots, probability plots, matrix plots) and other statistical capabilities (canonical, cluster, discriminant, factor, log-linear, non-linear, non-parametric, regression, reliability, survival and time series. There are no experimental design or quality control graphing capabilities; Stein et al., Citation1997). However, generating some experiments is more intensive with Statistica as compared to other software (Khattree & Rao, Citation2003b).

7.6. Matlab

The Matrix Laboratory (Matlab), developed by Mathworks, is a programming software in a high-level language designed to perform quick and easy calculations (Okereke & Keates, Citation2018). It provides an innovative interface for design, experimental exploration, and solutions to problems (Colgren, Citation2007). All data in Matlab are in a matrix form. There is no limitation to the number of rows and columns; the variables can have any number of columns and rows. These variables are called matrix variables and can be any variable in an actual situation (scalars, vectors, or matrices; Okereke & Keates, Citation2018). The software can be used in all areas of numerical mathematics, as it offers a large library of mathematical functions covering arrays and tables, 2D and 3D graphs and plots and algebra (Colgren, Citation2007). Matlab has built-in graphs to visualize data and features that create custom graphs. It is widely used in the fields of science and engineering (physics, chemistry, mathematics, and all engineering fields). It is also used in many other fields such as signal flow and communications, image and video editing, monitoring systems, test and measurement, IT finance, bioscience (Colgren, Citation2007). With its programming environment, Matlab offers support for improving the quality of coding, its ease of maintenance, and minimized failures. It also has tools for creating applications and can be integrated into external applications and languages such as C, Java, .Net and Microsoft Excel (Colgren, Citation2007).

7.7. Statgraphics

Statgraphics, developed in the early 1980s by renowned Dr. Neil W. Polhemus to teach advanced statistics, was the first computer-based data analysis software. It is a suite of five data analysis products, namely:

  • Statgraphics Centurion 18: It is the latest version of the windows desktop software, capable of running more than procedures comprising data visualization, data analysis, ANOVA, design of experiments, statistical data control. Statgraphics Centurion costs a minimum of $765 a year for a single user license

  • Statgraphics Stratus is a browser-based software that runs on PC, Mac, Linux, phones, and tablets for data analysis. The challenge is the need for internet access.

  • Statgraphics Sigma Express is the Microsoft Excel add-in for quick access to Six Sigma systems on Microsoft Excel’s interface

  • Statgraphics Statbeans is a set of JavaScript beans (these are reusable software components written in Java) that can be integrated into applications or slotted onto web pages

  • Statgraphics Net Web Services designs for website programmers so they can easily run Statgraphics services straight from their homepages

Statgraphics has been employed in a variety of studies related to health and nutrition, chemistry, pharmacology, medical devices, automotive, mining, environmental studies, and more. It also has an R interface that allows users to extend the use of the software.

7.8. Multi response surface optimization

There are cases when more than one response is under study. These cases are called multi-response optimisation. One of the most popular and useful techniques for solving multi-response optimization problems is the simultaneous optimization method characterized by the concept of the desirability function (Akçay & Anagün, Citation2013; A. A. Kumar et al., Citation2013). The desirability function is defined by the following equations:

(Equation\,6) D=mi=1di1m(Equation\,6)

Where di represents the desirability of i-th response (Witek-Krowiak et al., Citation2014).

OrD(Y)=(d1(y1)k1×d2(y2)k2××dX(yX)kX)1iki(Equation7)

Where yi denotes the determined value of response i, diyi is the converted desirability value of the i-th response, and ki represents the relative importance of response i compared to others (Akçay & Anagün, Citation2013).

The technique was developed by Derringer and Suich in 1980 and consists of converting each response into a desirability function (A. Kumar et al., Citation2013). The desirability function ranges from 0di1; when di=0, it means that the response is in an unacceptable region; thus, its value is unacceptable. However, if di=1, it signifies that the response is at its maximum (Witek-Krowiak et al., Citation2014).

8. Conclusion

This paper provides a review of the Response Surface Optimization Technique. It concludes that Response surface methodology is a valuable statistics-based optimization method that has helped in many industries and various research fields, especially in the bio-energy field. A total of 55 articles, published from the year 2000 to the year 2022, have been studied using systematic review method. These articles used RSM to optimize biogas production. The review finds that RSM proves to be an effective statistical tool. It has achieved optimum objectives for biogas production: increased biodegradability, optimum biogas yield and methane production, increased Total Solid and reduced Volatile Solids and an increased COD removal.

The greatest advantage of RSM, from the study, is a reduced number of experimental trials, thus, making it time and cost-effective. For the studied papers, thirteen-seven (37) process parameters have been optimized using RSM, over the last two decades. Five (5) of these parameters run active through them as the key process parameters optimized using RSM. Namely,: Temperature, pH, Retention time, Pre-treatment and Loading rate. The reason for the limited use of other parameters is as a result of their lesser impact on the biogas production process. The study identifies the major challenges associated with the use of RSM in biogas production process optimization as a limited experimental range and the need for the steepest descent technique in transferring the optimal area to supply the combinations of parameters during preliminary approximation of parameters. In order to overcome these challenges, techniques to combine RSM with other optimization methods such as the Taguchi, Kriging or the Artificial Neural Network (ANN) are being developed. Design Expert software has been found to be the most used software because of its low cost of use. However, Statistica offers a better efficiency; great tools and graphics for the determination of the source of lack of fit in statistical models. It also uses diverse approaches in treating qualitative data as opposed to the other software.

Acknowledgements

The authors wish to acknowledge the constructive comments of colleagues Donald Kouman, Khadija Sarquah, and Ismail Kone who helped in the improvement of the manuscript.

Disclosure statement

No potential conflict of interest was reported by the author(s).

Additional information

Funding

The authors received no direct funding for this research.

Notes on contributors

Solal Stephanie Djimtoingar

Solal Stephanie Djimtoingar Stephanie, the main author has a Bachelor’s degree in Mechanical Engineering from the University of Mines and Technology and a Masters degree in Sustainable Energy Management from the University of Energy and Natural Resources, both in Ghana. She is currently pursuing a PhD in Sustainable Energy Engineering and Management at the University of Energy and Natural Resources. She specializes in bio-energy generation and waste management. This paper is the first from her PhD thesis, titled: “Evaluation and Optimization of Biogas Production from Calotropis Procera”, supervised by Prof. Nana Sarfo Derkyi Agyemang and Dr. Francis Atta Kuranchie. Joseph Yankyera Kusi is a PhD candidate in Sustainable Energy Engineering and Management at the University of Energy and Natural Resources. He has a Bachelor degree in Renewable Energy Engineering and a Master degree in Sustainable Energy Management, both from the University of Energy and Natural Resources.

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Appendix A