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Original Research

Could symptoms and risk factors diagnose COPD? Development of a Diagnosis Score for COPD

, &
Pages 247-255 | Published online: 25 Sep 2012

Abstract

Background:

Diagnosing chronic obstructive pulmonary disease (COPD) without spirometry is still a challenge. Our objective in this study was to develop a scale for diagnosis of COPD.

Methods:

Data were taken from a cross-sectional epidemiological study. After reducing chronic respiratory symptoms, a logistic regression was used to select risk factors for and symptoms of COPD. The rounded coefficients generated a Diagnosis Score for COPD (DS-COPD), which was dichotomized and differentiated between COPD and other individuals with respiratory symptoms.

Results:

We constructed a tool for COPD diagnosis with good properties, comprising 12 items. The area under the curve was 0.849; the positive predictive value was 76% if the DS-COPD was >20 and the negative predictive value was 97% if the DS-COPD was <10. A DS-COPD of 10–19 represented a zone mostly suggestive of no COPD (77%). The score was also inversely correlated with forced expiratory volume in 1 second/forced vital capacity.

Conclusion:

In this study, a tool for diagnosis of COPD was constructed with good properties for use in the epidemiological setting, mainly in cases of low or high scoring. It would be of particular interest in the primary care setting, where spirometry may not be available. Prospective studies and application in clinical settings would be necessary to validate this scale further.

Introduction

Chronic obstructive pulmonary disease (COPD) is a respiratory disease expected to rank third in 2020 in terms of global burden of disease.Citation1 Due to the irreversible nature of COPD, early identification of the disease and its subsequent treatment is important. However, underdiagnosis is a worldwide problem.Citation2

COPD is a genetically and environmentally complex disease, mainly related to smoking; however, some cases can also be caused by occupational exposure to toxic substances.Citation2,Citation3 Signs and symptoms differ among patients, leading to difficulties in diagnosis.Citation3 Moreover, during the initial stages, COPD symptoms can be confused by patients and health professionals with aging, deconditioning, or other chronic conditions.Citation4 The differential diagnosis with other respiratory diseases, such as asthma, further complicates the issue.

According to international guidelines, diagnosing COPD requires spirometry, a procedure mainly available in tertiary care hospitals.Citation5,Citation6 Although some portable spirometry devices are available, their use still requires considerable technical skill and patient learning effort. Further, widespread spirometric testing for early detection without preselection of at-risk patients may result in wasting of health care resources,Citation7 which is of particular importance in primary care settings.

For these reasons, several authors have tried to predict COPD based on scoring systems, taking symptoms into account. Some have partially succeeded in coming up with new tools, but these have been of limited predictive value for COPD.Citation8Citation13 Others have failed to obtain external validity of their scores.Citation14 Thus, a tool able to predict COPD without spirometry has yet to be found, and our objective was to develop such a tool.

Materials and methods

Study design and population

A cross-sectional study was carried out between October 2009 and September 2010 using a multistage cluster sample (n = 2201) across Lebanon. Lebanese residents aged 40 years and older were enrolled in the study, with no exclusion criteria. The total of males in this specific population was 614,564, while the total of females was 653,751.Citation15 The institutional review board of the Lebanese University stated that ethics approval was not necessary in this case, given that the study was an observational one (neither interventional nor clinical). No approval number was allocated for this statement.

Procedure

From the list of communities in Lebanon (includes a total of 2782 villages, towns, and cities),Citation16 100 communities were selected, with randomization performed using computer software. Individuals aged 40 years and above were then randomly chosen for an interview from a list of households provided via a representative of local authorities. All individuals in the household were solicited if they were eligible. After verbal informed consent was obtained, subjects underwent baseline spirometry (Micro Lab, Micro Medical Limited, Basingstoke, UK) conducted by a trained technician and answered a standardized questionnaire. Thirty minutes after inhalation of two puffs of ipratropium bromide (18 μg per actuation) and albuterol sulfate (Combivent®, Boehringer Ingleheim, Germany, 103 μg per actuation) in a pressurized metered-dose aerosol unit, a post-bronchodilator spirometry was performed. The best of three attempts was recorded. COPD was defined and classified according to Global Initiative for Obstructive Lung Disease (GOLD) guidelines (forced expiratory volume in 1 second/forced vital capacity [FEV1/FVC] <0.7 after bronchodilation), and chronic bronchitis was defined as morning cough and sputum production for more than 3 months a year, for at least 2 years.Citation6 Spirometric quality was checked, and FEV6/FVC was ≤100% on more than 99.2% of measurements.

Development of questionnaire

The American Thoracic Society questionnaire for evaluation of chronic pulmonary diseases was used,Citation17 which includes questions about all respiratory symptoms that are features of COPD, including chronic cough, sputum production, and wheezing.Citation6 The Medical Research Council (MRC) scale was also used to evaluate dyspnea.Citation18 In addition, the choice of symptoms was thoroughly discussed and subsequently approved by the two expert pulmonologists on the team, both of whom had had clinical experience for more than 15 years, to make sure that the list of symptoms was exhaustive. This list constituted the initial pool of items to be treated and adequately reduced.

The questionnaires were administered in the local Arabic language, translated as follows. First, two of the researchers, both bilingual, forward-translated the questions into Arabic, with instructions to translate conceptually rather than literally and to use familiar and easy language to target the broadest possible audience. Second, discrepancies were resolved by consensus between those researchers and two others, ie, the original translators and health experts, as well as experts with experience in instrument development and translation. Third, an independent translator with no knowledge of the questionnaire back-translated the questions into English. Translation discrepancies were resolved by consensus between the researchers and the translator. Fourth, the questionnaire was pilot-tested on 20 individuals; all questions were deemed clear by these individuals, and no further changes were made to the initial questions.

In addition to health questions, data concerning socio-demographic characteristics (eg, age, gender, education, marital status, dwelling region), and cigarette and waterpipe smoking history (current, previous, or never smokers) were collected. Cigarette smoking was defined as smoking more than one pack in a lifetime, while waterpipe smoking was defined as a cumulative dose of more than 15 waterpipe-years: this cumulative dose was calculated by multiplying the number of waterpipes per week by the duration of smoking in years. Information about weight, height, and any diagnosed cardiac problems was also gathered. Details on any additional environmental and occupational toxic exposure were also evaluated, such as exposure to smokes and fumes at work and at home, and any history of residence in polluted areas.

Calculation of sample size

A minimal simple random sample size of n = 1015 was required to measure the prevalence of COPD in an adult population aged 40 years and over in Lebanon, knowing that other studies have shown variation in COPD prevalence in the range of 9%–12%,Citation19,Citation20 and taking a least acceptable result of ±2% difference with the abovementioned prevalence and a 95% confidence interval (CI). To take into account the multistage sampling design further, a minimum sample size of 2030 individuals was necessary.

Analysis

SPSS version 17.0 (IBM, Armonk, NY) was used to enter and analyze the data. Weighting was performed according to figures published by the Lebanese Ministry of Social Affairs and Central Administration of Statistics in 2007, accounting for gender, age, and dwelling region,Citation15 to improve sample representativeness. Cluster effect was also accounted for, according to Rumeau-Rouquette et al.Citation21 P < 0.05 was considered to be statistically significant. The Chi-square test was used for cross-tabulation of qualitative variables, and concordance kappa values were calculated. Analysis of variance was used to compare means of quantitative variables, and Somers’ D test was used to evaluate trends of ordinal variables.Citation21

Next, an index was constructed using the initial list of COPD symptoms, and of all symptoms listed in the questionnaire, those that concorded best with a diagnosis of COPD were selected, ie, those with a kappa > 0.1. In this way, the COPD Symptoms Index was generated. The construct validity of this index was evaluated by factorial analysis, whereby the index items were plotted in a factorial analysis to reduce their number, and after ensuring adequate Kaiser–Meyer–Olkin and sample adequacy, promax rotations were used and factor loading was recorded. A reliability analysis was also performed and Cronbach’s alpha was calculated, along with sensitivity, specificity, and negative and positive predictive values.

A logistic regression was then run with COPD as a dependent variable, while the independent variables included sociodemographic characteristics (age, class, gender, and education), risk factors for COPD (previous and actual cigarette and waterpipe smoking, cooking on wood, heating on diesel, heating on gas, heating on wood, passive smoking, living close to a road with heavy traffic, occupational exposure to gases and fumes, and living close to electricity generators), and the reduced list of symptoms (cough throughout the day, sputum production throughout the day, MRC dyspnea score, morning sputum production, morning cough, and wheezing throughout the day). The final model was subjected to Hosmer and Lemeshow testing for adequacy of the data; collinearity was also tested to ensure its absence between dependent variables. The adjusted odds ratios (OR) obtained were then rounded to the nearest units and used as coef-ficients in the subsequent score, ie, the Diagnosis Score for COPD (DS-COPD). This calculated score was applied for validation, ie, receiver-operating characteristic curves were used to determine a threshold for the index with best sensitivity, specificity, and positive and negative predictive values. Subgroup analyses of symptomatic individuals were also performed.

Results

Summary of primary results

The primary results of the study were analyzed, and only 33.3% of 2201 individuals had never smoked. The prevalence of COPD by GOLD definition was 9.7% (95% CI 8.5–10.9). Among them, 20.2% were already diagnosed by a physician. No differences in symptoms across the stages of COPD were found, but there was a significant trend towards a higher number of visits to the emergency room and to the doctor (P < 0.001) and a higher number of hospitalizations (P < 0.001). Older individuals had an increased risk of COPD (adjusted OR 1.05) and being ever cigarette smokers (OR 4.88) or waterpipe smokers (OR 2.53). Further details and results of this study have been published elsewhere.Citation22

Reduction in chronic symptoms reported

shows the prevalence of spirometrically defined COPD in the presence or absence of respiratory symptoms, along with the kappa concordance coefficient for every symptom. It was found that COPD was best predicted (kappa coefficient > 0.1) by chronic cough, morning cough, chronic sputum production, morning sputum production, all day sputum, any wheezing, all day wheezing, and if cold weather triggers a lung problem. Moreover, a higher dyspnea score was associated with an increase in the prevalence of COPD (P < 0.001 for trends).

Table 1 Reported chronic symptoms, spirometry, and COPD

Construct validity and reliability of COPD Symptoms Index

Five symptoms gave a Kappa concordance coefficient value above 0.1, thus allowing construction of the COPD Symptoms Index. This index included morning cough, morning sputum, all day sputum, all day wheezing, and MRC dyspnea score. In the factorial analysis, three factors were retained, explaining 78% of the total variance: three items loaded on one factor (all day cough, all day sputum production, and MRC dyspnea score), two other items loaded on a second factor (“chronic bronchitis” factor, including morning cough and sputum production), while the last item loaded on a third factor (all day wheezing). This index had good reliability (alpha 0.692). However, the sensitivity of this score (if higher than zero) was 82.9% and its specificity was 56.6%. The positive predictive value was 16.8% and the negative predictive value was 96.9%; these values were deemed to be of low interest ().

Table 2 Construct validity and reliability of COPD Symptoms Index (scaleTable Footnote*)

Construction of DS-COPD

The logistic regression for factors predicting COPD in this cross-sectional study is presented in . The model finally retained suggested the following: older age, male gender, and low birth weight are nonmodifiable risk factors for COPD; home heating with diesel, cooking on wood, previous or current cigarette smoking, and previous water-pipe smoking are factors associated with COPD. Associated symptoms include higher MRC score, all day coughing, all day wheezing, and chronic bronchitis.

Table 3 Logistic regressionTable Footnote* for COPD correlates

Taking into account the adjusted OR and rounding to the nearest unit, the DS-COPD was computed as follows: DS-COPD = (previous waterpipe smoking*3) + (MRC score) + (age class) + (gender) + (heating home by diesel*2) + (cooking on wood*3) + (low birth weight) + (current cigarette smoking*3) + (previous cigarette smoking*3) + (all day coughing*2) + (chronic bronchitis*2) + (all day wheezing*2).

The DS-COPD has a minimum of two and a maximum of 33 points. In the sample, the minimum was two and the maximum was 27. In individuals with COPD, the mean was 14.98, the median 15, and the standard deviation 4.64, while in healthy controls, the mean was 6.09, the median 6, and the standard deviation 2.96 (P < 0.001).

DS-COPD properties and thresholds

Receiver-operating characteristic curves for COPD prediction are shown in , comparing COPD patients with all others. The area under the curve was high at 0.849 (0.826–0.873; P < 0.001). However, a unique threshold with both good sensitivity and specificity was difficult to identify (). For example, on threshold 9, a sensitivity of 0.91 was found but with a specificity of 0.53, while on threshold 17, a specificity of 0.97 was found but with a sensitivity of 0.40.

Figure 1 Receiver-operating characteristic curve for threshold selection of Diagnosis Score for Chronic Obstructive Pulmonary Disease score.

Note: Area under the curve = 0.849 (0.826–0.873, P < 0.001).
Abbreviation: ROC, receiver-operating characteristic curve.
Figure 1 Receiver-operating characteristic curve for threshold selection of Diagnosis Score for Chronic Obstructive Pulmonary Disease score.

Table 4 Coordinates of the receiver-operating characteristics curve

DS-COPD and prediction of COPD

When recoding the DS-COPD into five-point categories, increased predictive values for COPD were obtained with increased DS-COPD (). Extreme cases were a score ≤ 4 with a negative predictive value of 100%, while a score ≥ 25 had a positive predictive value of 88.9%. Very similar results were found for symptomatic individuals. Based on these figures, two thresholds appear to be the most appropriate, ie, a DS-COPD ≤ 9 points has an excellent predictive value for no COPD (96.5% no COPD versus 3.5% COPD), while a DS-COPD of ≥20 points has a good predictive value for COPD (76% COPD versus 24% no COPD).

Figure 2 Percentages of COPD and of respiratory symptoms (not COPD) by category of Diagnosis Score for COPD in symptomatic individuals.

Abbreviation: COPD, chronic obstructive pulmonary disease.
Figure 2 Percentages of COPD and of respiratory symptoms (not COPD) by category of Diagnosis Score for COPD in symptomatic individuals.

DS-COPD and disease severity

The regression equation was calculated after ensuring relationship linearity between DS-COPD score and post-bronchodilator FEV1/FVC. The following equation was obtained: [FEV1/FVC]=83.48-(0.8*[DS-COPD])

Moreover, based on the thresholds chosen above, significant differences in the number of emergency visits in the previous year for respiratory problems were noticed, ie, 0.02 if the DS-COPD score was 0–9 versus 0.28 if the DS-COPD score was 1–19 versus 0.48 if the DS-COPD score was ≥20 (P < 0.001). An analogous trend was found for the number of hospitalizations of more than 1 day due to respiratory problems, ie, 0.02 versus 0.24 versus 0.38, respectively (P < 0.001), and for the number of visits to the doctor because of respiratory problems (0.07 versus 0.45 versus 0.79 respectively; P < 0.001).

Discussion

In this study, a tool with good properties was constructed for diagnosis of COPD, comprising 12 sociodemographic characteristics, previous and present toxic exposure and smoking history, in addition to chronic respiratory symptoms. These scale properties are better than those devised by other researchers.Citation8Citation13 Although we did not focus on high-risk populations, such as smokers, patients previously diagnosed with respiratory diseases,Citation8,Citation9 individuals consulting for respiratory problems,Citation11 or those with reported chronic bronchitis,Citation13 like in other studies, we did obtain a good area under the curve value for our whole sample. These good results may be due to the fact that different types of risk factors (modifiable and nonmodifiable) were taken into account, in addition to chronic respiratory symptoms. Indeed, taking symptoms alone gave a scale with a poor ability to predict COPD, and this was similar to the results of Hill et al.Citation23

Thus, by adding risk factors, a higher percentage of disease variability can be explained, and the DS-COPD may be a conceptual and clinical advance over prior assessment scores. In addition to age, low birth weight and gender are known to be risk factors for COPD.Citation25 Five behavioral/environmental risk factors were also involved in COPD, ie, previous and current cigarette smoking, and cooking on wood and heating home by diesel. These factors have been associated with COPD.Citation24Citation27 Previous waterpipe smoking of more than 15 weekly waterpipes-years also seems to be a risk factor for COPD; another specificity of this scale, the association between waterpipe smoking and COPD has been found by ourselves and others.Citation27

Moreover, chronic respiratory symptoms were included in the scale (chronic bronchitis, MRC dyspnea, all day coughing, and wheezing), and although other researchers took presence and frequency of symptoms into consideration,Citation8Citation13 this is one of the rare scales that includes timing of symptoms, such as morning sputum production and cough for chronic bronchitis and all day wheezing and coughing. An exception to this was found for Price et al, who took morning sputum production into account, but with no timing reported for other symptoms.Citation9 In fact, COPD symptoms do have a circadian rhythm, with morning symptoms being mostly reported by patients,Citation28 while for other chronic respiratory diseases such as asthma, symptoms are known to worsen during the night and early morning hours.Citation29

Our scale also had a good ability to differentiate between COPD and non-COPD patients with respiratory problems, ie, in individuals with chronic respiratory symptoms, still better than all other previously reported scales.Citation8Citation13 Thus, the scale constructed here can be used in settings where spirometry is not available. It has best predictive ability for COPD in symptomatic patients, but has no utility in asymptomatic individuals (in which case the COPD prevalence is 0.7% and the positive predictive value is 0.9%, results not shown). Moreover, it was demonstrated here that the DS-COPD score is inversely correlated with COPD severity. Overall, a score ≥ 20 is suggestive of COPD (76%), a score ≤ 9 applies mainly to individuals with no COPD (93%, low predictive value for COPD). A score of 10–19 seems to be a zone of miscellaneous symptomatic respiratory disease, most probably suggestive of no COPD (77%), and in the latter case, the absence of COPD could only be confirmed by spirometry.

This new scale should be tested in prospective studies to check its value in clinical settings, its test–retest reliability, and its responsiveness to changes in patient COPD status. Some associations, such as occupational exposure to toxics and fumes and environmental exposure to toxics, such as living near roads with heavy traffic, did not reach statistical significance, but this could be due to sample size. Other limitations of the present work include the possibility of selection bias and information bias coupled with the questionnaire used. Cooking with oil is also a risk factor for COPD and was not taken into account.

The demonstrated dose-effect relationship and multivariate analysis are considered to be the strong points of this work. However, given that these data were collected from a Lebanese population, and factors related to the Mediterranean region, such as cooking on wood stoves and waterpipe smoking, may not be generalizable to the global COPD population, cross-cultural validation is suggested. Additional studies should take into account phenotypic variations in COPD (ie, the chronic bronchitis and emphysema subtypes), linking them to genes that could be specific to the Lebanese population.

In conclusion, we were able to construct a tool for COPD diagnosis with good properties in an epidemiological setting, mainly for symptomatic individuals, that correlated inversely with disease severity. This tool would be particularly useful for management of patients with COPD before availability of spirometry results or in the absence of spirometry. Its value remains to be confirmed in future prospective clinical studies.

Acknowledgements

This study is part of a project funded by an educational grant from the Lebanese University.

Disclosure

Researchers have no conflict of interest to declare in this work.

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