SWE_mean of Quadriceps, a Potential Index of Complication Evaluation to Patients with Chronic Obstructive Pulmonary Disease

Abstract

Purpose

To develop a potential quadriceps’ index of complication evaluation for patients with chronic obstructive pulmonary disease (COPD) which is simple, convenient, and quantifiable.

Patients and Methods

We conducted a prospective study of 59 patients with COPD and 56 healthy controls recruited by the Chengdu First People’s Hospital. Grayscale ultrasound (US) of the rectus femoris was performed to measure thickness (RF_thick) and cross-sectional area (RF_csa). Shear wave elastography was used to determine the mean elasticity index (SWE_mean) of the rectus femoris (SWE_RFmean), vastus lateralis (SWE_VLmean) and vastus medialis (SWE_VMmean). Clinical features included dyspnea index score (modified British Medical Research Council (MMRC) score), COPD Assessment Test (CAT), the Five-Repetition Sit-to-Stand Test (5STS) and the Six-Minute Walk Test (6MWT). We compared the differences between US parameters and SWEmean in healthy controls and COPD patients. We also described the correlation between US parameters, SWE_mean and clinical features of patients with COPD.

Results

The intra-observer repeatability for the performance of using SWE to measure quadriceps stiffness was excellent (intraclass correlation coefficient (ICC)>0.75, p < 0.001). There was a statistically significant difference in the SWE_mean of the quadriceps (p < 0.001), but no significant difference in terms of RF_thic and RF_csa (p > 0.05) between healthy controls and COPD patients. The SWE_RFmean was positively correlated with the 6MWT (r = 0.959, p < 0.001), and negatively related to the mMRC (r=−0.825, p < 0.001), CAT (r=−0.993, p < 0.001) and 5STS (r=−0.936, p < 0.001). However, the RF_thic, RF_csa, SWE_VLmean and SWE_VMmean were not correlated with clinical features (p > 0.05).

Conclusion

As a supplement to US, SWE reflects changes of stiffness in the quadriceps of COPD patients, and can expanding the dimension of US for assessing the quadriceps. Furthermore, SWE_mean was associated with clinical features, and represents a potential index with which to reflect the clinical features of COPD patients.

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Keywords:

• chronic obstructive pulmonary disease
• shear wave elastography
• quadriceps
• clinical features

Introduction

Chronic obstructive pulmonary disease (COPD) is a chronic respiratory disease which is mainly performed by persistent respiratory symptoms and airflow obstruction that is not fully reversible.¹ The prevalence of COPD can be high as 27.4% in people over 60 years-of-age.² Skeletal muscle dysfunction is one of the recognized extrapulmonary complications of COPD; the quadriceps are the most affected muscle types.³ Previous studies have confirmed that approximately one-third of all patients with COPD have skeletal muscle weakness.⁴ Quadriceps weakness occurs in 76.5% of patients with mild COPD.⁵ It has been previously reported that quadriceps dysfunction results in a series of consequences such as aggravated dyspnea symptoms, reduced muscular capacity and endurance.^6,7 Various clinical features are commonly used to evaluate the physical performance of a given patient, including the Six-Minute Walk Test (6MWT)⁸ to assess muscular endurance, the Five-Repetition Sit-to-Stand Test (5STS)⁹ to reflect the muscle strength, the COPD Assessment Test (CAT)¹⁰ and the modified British Medical Research Council score (mMRC) to evaluate the patient’s overall health and dyspnea. Although the translated CAT and mMRC questionnaires are simple and easy to fill in, there are still subjective differences in the understanding of breathing difficulties and physical condition between different patients. Moreover, some patients with poor physical condition have difficulty completing 6MWT and 5STS trials in this study. Thus, it is necessary to introduce a new tool that is simple, convenient, and quantifiable and that can accurately reflect the clinical features.

According to Ramirez Fuentes et al,¹¹ morphological changes may occur in the quadriceps of COPD patients and can be reflected by ultrasound (US) parameters such as thickness of the rectus femoris (RF_thick) and cross-sectional area of the rectus femoris (RF_csa). In addition to morphological changes, it would be highly valuable to ascertain if we can acquire further information about the quadriceps in COPD patients.

Shear wave elastography (SWE) is a simple and novel ultrasonography technique that acquires SWE values by emitting and tracking shear waves and dynamically depicting a distribution map of the SWE values of target tissues in real time. SWE has been widely applicated in the diagnosis and treatment of liver, breast, thyroid, and kidney-related lesions.¹² Over the last few years, there showed a gradual increase in the application of SWE to evaluate the musculoskeletal system.¹³ SWE is positively correlated with tissue stiffness and can therefore reflect stiffness in an accurate manner.¹⁴ In a previous study, Xu et al showed that SWE can be an useful tool for the reflection of diaphragmatic stiffness in COPD patients.¹⁵ However, the clinical value of SWE for assessing the stiffness of quadriceps in COPD patients remains uncertain.

In this study, we evaluated the SWE, and explored the relationship between US parameters, mean elasticity index (SWE_mean) and clinical features in healthy controls and COPD patients.

Materials and Methods

Study Design and Patients

Between August 2021 and February 2022, a total of 59 COPD patients (≥55 years-of-age) and 56 matched healthy controls from The Chengdu First People’s Hospital (Chengdu, China) were recruited for this study which was prospective and observational. The inclusion criterion was a diagnosis of stable COPD based on the Global Initiative for Chronic Obstructive Lung Disease (GOLD) criteria.¹⁶ The exclusion criteria were described below: COPD history of acute exacerbations in the last one month; the presence of active lung disease or lung cancer; the concomitant disease that affect the musculoskeletal system; long-term treatment with steroid medications; a history of lower limb trauma or surgery; athletes or long-term manual workers; unable to read and understand the informed consent documents. Clinical characteristics, including age, gender, and BMI, were obtained from medical records. This study was approved by the Research Ethics Committee of The Chengdu First People’s Hospital, and all participants signed the informed consent.

Pulmonary Function Test and the Assessment of Dyspnea Index Score (Modified British Medical Research Council (mMRC) Score) and COPD Assessment Test (CAT)

Pulmonary function tests were performed using a MasterScreen system (MasterScreen, CareFusion Germany). The overall health and dyspnea status of each patient were evaluated by the Chinese improved version of the CAT¹⁷ and the mMRC dyspnoea scale.¹⁸

Five-Repetition Sit-to-Stand Test (5STS)

The participant was told to seat on an armless chair that was 48-cm-high and hold their hands folded in front of their chests, back supported by the chair, and feet on the ground. The participant stood up and sat down at the fastest speed according to the command. We recorded the time taken to complete five repetitions. The participant was given one minute of rest between each test and each test was performed in triplicate to create an overall mean value.

Six-Minute Walk Test (6MWT)

According to the guidelines of American Thoracic Society (ATS),¹⁹ we chose a straight and flat corridor for the 6MWT. The participant was told to try their best to walk within six minutes. They were able to slow down or stop to rest when feeling shortness of breath, chest pain or dizziness. If the symptoms above aggravated and did not get relief after rest, stop the test immediately. At the end of the test, the tester recorded the total distance the participant had walked in meters.

Measurements of the RFthic and RFcsa

Measurements of the RF_thic and RF_csa were performed as described in previous studies.²⁰ US was performed with an Aixplorer ultrasound scanning system (SuperSonic Imagine, France) and a 4–15 MHz linear array transducer. The participants were laid in a supine position, with both lower limbs naturally relaxed and knees straight. We reduced muscle deformation caused by external forces by placing the participant’s arms on a fixed countertop. The sensor was perpendicular to the thigh axis, and the point is located at 3/5 of the distance from the anterior superior iliac spine to the upper border of the patella (Figure 1). We identified the anatomy of the rectus femoris to determine the course and boundaries. We outlined the rectus femoris with a movable cursor after freezing the image and measured the RF_thic and RF_csa. We took the mean of five replicate measurements for further analysis.

Figure 1 The position of probe and the placement of operator’s arm.

SWE Measurements

SWE was performed with an Aixplorer ultrasound system (Supersonic Imagine, France), which was equipped with ShearWave™ Elastography and a 4–15MHz linear transducer and was operated as previously described.²¹

First, US was used to identify muscle alignment and locate the rectus femoris, vastus lateralis, and vastus medialis. Next, we initiated the measurement function for SWE and set the region of interest (ROI) to 3 mm. We selected five points on each image, including the midpoint and the four corners to measure SWE_mean. We took the mean of three replicate measurements for further analysis (Figure 2).

Figure 2 Measurement of US parameters and SWE_mean.

Statistical Analyses

Statistical analysis was performed with SPSS 25.0 software (IBM, United States). Data normality testing was inspected by Shapiro–Wilk. Measurement that conforms to the normal distribution is represented by x ± s, and were compared by the independent sample t-test. Non-normally distributed measurement data are represented by medians and interquartile ranges and were compared by the rank sum test. Numerical data are represented by rates; and compared by the χ² test. Intra-observer reliability was calculated using the intraclass correlation coefficient (ICC) test; ICC was explained based on relevant guidelines: <0.40, poor reliability; 0.40–0.75, fair to good reliability; and >0.75 for excellent reliability.²²

Differences in the US parameters and SWE_mean between healthy controls and COPD patients were compared by the rank sum test. p < 0.05 was considered statistically significant. Spearman correlation coefficients were used to analyze the correlations between US parameters, SWE_mean and clinical features in patients with COPD.

Results

Basic Characteristics

Finally, 59 patients with COPD and 56 matching healthy controls were analyzed. The basic characteristics of the patients are listed in Table 1. There were no significant differences between COPD patients and healthy controls in terms of gender, age, and BMI. However, we did identify significant differences between the two groups in terms of lung function.

Table 1 Basic Characteristics of Healthy Controls and COPD Patients

	Healthy Controls (n=56)	COPD Patients (n=59)	P-values
Gender Male/Female	31/25	34/25	0.634
Age (years)	63.84±3.78	64.19±4.10	0.610
BMI(Kg·m^−2)	24.18±2.68	24.15±3.75	0.191
Onset time (years)	/	7.00(3.50, 17.00)	<0.001
FEV1 (L)	3.35±0.61	1.71±0.73	<0.001
FEV1%predicted	106.88±8.79	63.93±15.14	<0.001
FVC (L)	4.08±0.59	3.10±0.60	<0.001
FEV1/FVC	81.49±7.05	52.55±15.47	<0.001
GOLD A/B/C/D	/	11/34/14/0	/

Reliability and Repeatability Levels of SWE Measurements

Next, we determined the level of reliability and repeatability measured by SWE in the quadriceps. The muscles were measured by the same observer at three different times. The reliability of the SWE for assessing the stiffness of quadriceps was excellent for the healthy controls and the COPD patients (ICC >0.75, p < 0.001). The results demonstrate that the SWE can be a reliable and reproducible tool for stiffness measurement of the quadriceps (Table 2).

Table 2 Intra-Observer Group Concordance Analysis

	Healthy Controls			COPD Patients
	Rectus Femoris	Vastus Lateralis	Vastus Medialis	Rectus Femoris	Vastus Lateralis	Vastus Medialis
ICC	0.780	0.783	0.777	0.770	0.800	0.787
P values	<0.001	<0.001	<0.001	<0.001	<0.001	<0.001

Comparison of the RFthic, RFcsa, and SWEmean of the Quadriceps Between Patients with COPD and Healthy Controls

We compared US parameters and the SWE_mean between healthy controls and patients with COPD. There was a statistically significant difference in SWE_mean (p < 0.001) (Figure 3), but no significant difference in RF_thic and RF_csa (p > 0.05) when compared between healthy controls and COPD patients (Table 3).

Table 3 Comparison of RF_thic, RF_csa, and SWE_mean Between Healthy Controls and COPD Patients

	Rectus Femoris			Vastus Lateralis	Vastus Medialis
	RFthic	RFcsa	SWE Values	SWE Values	SWE Values
COPD	0.6(0.59, 0.86)	1.49(1.11, 1.87)	6.76(6.22, 7.37)	6.94(6.17, 7.47)	6.23(5.81, 6.79)
Healthy controls	0.85(0.63, 1.00)	1.82(1.16, 2.30)	11.39(10.26, 12.11)	11.17(10.44, 12.69)	10.79(9.68, 11.45)
P values	0.054	0.053	<0.001	<0.001	<0.001

Figure 3 Comparison of SWE_RFmean in healthy controls and COPD patients.

Correlation Between US Parameters and SWERFmean and Clinical Features in COPD Patients

Finally, we explored the correlation between RF_thic, RF_csa, and SWE_mean with a range of clinical features provided by the 6MWT, 5STS, CAT, and mMRC in COPD patient. According to Table 4, the SWE_RFmean was positively correlated with 6MWT (r = 0.959, p < 0.001), and negatively related to mMRC (r=−0.825, p < 0.001), CAT (r=−0.993, p < 0.001) and 5STS (r=−0.936, p < 0.001). However, the RF_thic, RF_csa, SWE_VLmean and SWE_VMmean were not correlated with clinical features (p > 0.05).

Table 4 Correlation Between US Parameters, SWE_mean and Clinical Features in COPD Patients

	Rectus Femoris						Vastus Lateralis SWE Mean		Vastus Medialis SWE Mean
	RFthic		RFcsa		SWE Mean
	R	P values	R	P values	R	P values	R	P values	R	P values
mMRC	−0.061	0.648	−0.075	0.573	−0.825	<0.001	0.054	0.686	−0.121	0.360
CAT	−0.199	0.131	−0.040	0.761	−0.993	<0.001	−0.009	0.947	−0.093	0.481
6MWT	0.159	0.230	0.038	0.774	0.959	<0.001	−0.011	0.933	0.112	0.398
5STS	−0.114	0.391	0.041	0.759	−0.936	<0.001	−0.001	0.993	−0.070	0.600

Abbreviations: 5STS, Five-Repetition Sit-to-Stand Test; mMRC, modified British Medical Research Council score; CAT, COPD Assessment Test; 6MWT, 6-Minute Walk Test; R, Correlation coefficient.

Discussion

Dysfunction of the quadriceps is an extrapulmonary complication in COPD patients, which can lead to a decreased quality of life and even increase the risk of death. In this study, we investigated SWE in attempt to reflect the clinical features of this condition in a simple, convenient and quantifiable way, and to provide more information about quadriceps in COPD patients, such as muscle stiffness.

First, in this study, we evaluated the reliability of the SWE to assess stiffness of the quadriceps. Compared with previous related studies, which only investigated the rectus femoris when assessing the quadriceps and mostly focused on healthy individuals,^23–26 we focused on muscles including not only the rectus femoris but also the vastus medialis and vastus lateralis; furthermore, the selected participants involved healthy controls and COPD patients. The results showed an excellent (ICC >0.75) performance for SWE, thus indicating that SWE can be used as a reliable tool to assess the stiffness of the quadriceps.

Second, we evaluated the differences between SWE_mean and US parameters in healthy controls and COPD patients. We identified a statistically significant difference for SWE_mean (p < 0.001), but not for RF_thic and RF_csa (p > 0.05). The reason for this may be that when there is a significant difference in SWE_mean between COPD patients and healthy controls, two-dimensional ultrasound parameters have not changed accordingly. In other words, testing the stiffness of the quadriceps can identify a significant difference between healthy controls and COPD patients when there are no significant morphological differences. That is to say, the assessment of stiffness in the quadriceps by SWE can provide more information about the quadriceps in COPD patients, thus expanding the dimension of muscle assessment compared to US. We also found that the SWE_RFmean was positively correlated with the 6MWT (r = 0.959, p < 0.001), and negatively correlated with the mMRC (r=−0.825, p < 0.001), CAT (r=−0.993, p < 0.001) and 5STS (r=−0.936, p < 0.001). However, the RF_thic, RF_csa, SWE_VLmean and SWE_VMmean were not correlated with clinical features (p > 0.05). These data mean that SWE_RFmean can reflect the clinical features of patients with COPD.

There are some limitations in our study that need to be considered. First, previous research has shown that exercise may have an impact on muscle thickness.²⁷ However, in this study, we did not focus on exercise due to the variability between COPD patients and the inability to quantitatively describe exercise in each patient. Second, this study had a small sample size and did not include COPD patients who were very severe or in the acute phase. Whether our findings apply to patients with very severe COPD, those with acute exacerbations, or those undergoing pulmonary rehabilitation remain unclear. Relevant studies on differences in ultrasound parameters in COPD patients of different severities and receiving pulmonary rehabilitation are currently ongoing, and the results need to be further studied. Third, although we verified the repeatability and reliability of measurements obtained by the same operator, the reliability of SWE measurements between different operators remains uncertain. Fourth, patients in this study were old, had a longer duration of illness, and had a vague memory of the specific onset time. Consequently, we were unable to investigate the effects of disease duration. These limitations will be addressed in future research.

Conclusion

As a supplement to US, SWE can reflect changes in the stiffness of the quadriceps in COPD patients, thus expanding the dimension of ultrasound for quadriceps assessment. Furthermore, SWE_mean was associated with clinical features and represents a potential index to reflect the clinical features of COPD patients.

Ethics Approval and Informed Consent

The study complies with the Declaration of Helsinki. All participants in this study provided informed consent. The study was conducted in accordance with the ethical standards of the Ethics Committees of Chengdu First People’s Hospital (2022 YNYJ 014).

Disclosure

The authors report no conflicts of interest in this work.