Functionalized carbon nanotubes: biomedical applications

Abstract

Carbon nanotubes (CNTs) are emerging as novel nanomaterials for various biomedical applications. CNTs can be used to deliver a variety of therapeutic agents, including biomolecules, to the target disease sites. In addition, their unparalleled optical and electrical properties make them excellent candidates for bioimaging and other biomedical applications. However, the high cytotoxicity of CNTs limits their use in humans and many biological systems. The biocompatibility and low cytotoxicity of CNTs are attributed to size, dose, duration, testing systems, and surface functionalization. The functionalization of CNTs improves their solubility and biocompatibility and alters their cellular interaction pathways, resulting in much-reduced cytotoxic effects. Functionalized CNTs are promising novel materials for a variety of biomedical applications. These potential applications are particularly enhanced by their ability to penetrate biological membranes with relatively low cytotoxicity. This review is directed towards the overview of CNTs and their functionalization for biomedical applications with minimal cytotoxicity.

Keywords:

• carbon nanotubes
• cytotoxicity
• functionalization
• biomedical applications

Introduction

The greatest advantage of nanotechnology lies in its potential to create novel structures with enhanced abilities to translocate through cell membranes, and increased solubilization, stability, and bioavailability of biomolecules, thereby enhancing their delivery efficiency. Nanotechnology offers intriguing opportunities for various applications in biomedical fields, including bioimaging¹ and targeted delivery of biomacromolecules into cells.² Many strategies have been proposed to functionalize carbon nanotubes (CNTs) with increased solubility for effective use in biomedical applications.³ CNTs, hollow cylinders composed of rolled sheets of graphene built from a hexagonal arrangement of sp²-hybridized carbon atoms in nanoscale dimensions, were first introduced by Iijima.⁴ CNTs have unique structures and extravagant mechanical, thermal, magnetic, optical, electrical, surface, and chemical properties, and the combination of these characteristics bestows them with extensive biomedical applications.^5,6 CNTs are relatively flexible and interact with the cell membranes and penetrate various biological tissues^7–9 due to a “snaking effect,”¹⁰ hence both the pharmacological¹¹ and toxicological¹² profiles of CNTs have gathered much attention recently.^13,14 In this review, we have focused on functionalized CNTs (fCNTs) with low/ no cytotoxicity using functionalization processes, which is the fundamental prerequisite for applications of CNTs in biomedicine. The review also focuses on in vitro and in vivo toxic effects of various fCNTs as compared to CNTs. Advantages and applications of CNT functionalization methods in reducing the cytotoxicity followed by their in vivo applications as biomaterials in tissue, cells, bone, and blood are also discussed.

Toxicity of carbon nanotubes

The physicochemical properties of CNTs make them unique and capable of changing the biological or toxicological behavior of living organisms or the environment. CNTs have a highly hydrophobic surface and a nonbiodegradable nature that contributes to their reduced biocompatibility, limiting their biomedical applications, with growing concerns about their chronic toxicity.¹⁵ With several years of research, CNTs have been shown to have adverse effects. The toxicity of CNTs is attributed to their physicochemical properties, including structure, length and aspect ratio, surface area, degree of aggregation, extent of oxidation, surface topology, bound functional group(s), manufacturing method, concentration, and dose offered to cells or organisms.^16–19 CNTs can elicit toxicity through membrane damage, DNA damage, oxidative stress, changes in mitochondrial activities, altered intracellular metabolic routes, and protein synthesis.^10,20–24 The most common mechanisms of CNT cytotoxicity also encompass apoptosis and necrosis.^25–27 However, CNT cytotoxicity is significantly controversial, with a large number of studies reporting altered toxic responses to CNTs both in vitro and in vivo.^10,15,28,29

In vitro toxicity studies

One of the first studies investigating the toxicity of pristine single-walled CNTs (SWCNTs) in human epidermal keratinocytes revealed that exposure to SWCNTs could elevate oxidative stress and reduce cell viability.³⁰ Even purified CNTs in pristine form showed cellular toxicity.^26,27 The cytotoxicity of CNTs has also been related to their structure.¹⁵ It is reported that multiwalled CNTs (MWCNTs) with larger diameters are more cytotoxic compared to ones with lesser diameters.³¹ At the same time, the cytotoxicity of unmodified SWCNTs was found to be dose- and time-dependent. ^27,32,33 Surface modification led to reduced cell death, with non–surface-modified CNTs being more cytotoxic compared to surface-modified CNTs at concentrations of 0.1 mg/mL and 5 × 10⁻⁵ μg/mL, respectively.¹⁷ Similarly, enhanced interaction times resulted in higher amounts of apoptosis in both fCNTs and CNTs, though fCNTs were less apoptotic.³⁴ Another study involving HeLa cells treated with increased doses of functionalized SWCNTs and MWCNTs showed a 50% reduction in cell number.³⁵ In a similar study, human epidermal keratinocytes when treated with 0.00000005–0.05 mg/mL of 6-aminohexanoic acid–derivatized (AHA)-SWCNTs resulted in diminished cell viability and escalation in the expression of cytokines, demonstrating that greater concentrations of AHA-SWCNTs were cytotoxic.²⁵ Similarly, macrophages showed a higher half maximal effective concentration for MWCNTs³⁶ compared to human lung epithelial cells (A549).³⁷ It has also been shown that the functional group significantly affects cellular toxicity.³⁸ SWCNTs functionalized with phenyl-SO₃H and phenyl-SO₃ Na had no crucial mutilation to the cells in vitro even at high concentrations (>2 mg/mL), whereas phenyl-(COOH)₂-SWCNTs manifested toxicity even at low concentrations of 80 μg/mL. Thus, there have been numerous reports on in vitro effects of CNTs in various cellular models that have demonstrated that the adverse effects of CNTs are dependent on their size, structure, and the functionalization modules.

In vivo toxicity studies

In order to investigate further the effects of CNTs in vivo, several studies have been conducted. In one such study, mice intratracheally infused with SWCNT implants developed epithelioid granulomas with interstitial inflammation.³⁹ Similarly, undoped MWCNTs induced severe inflammatory responses when compared to nitrogen-doped MWCNTs upon intratracheal administration in mice.⁴⁰ There have been several indications that CNTs cause oral, dermal, pulmonary, and systemic toxicities.⁴¹ Inhaled SWCNTs have been shown to cause pulmonary toxicity in rats.⁴² Lavaged fluids from CNT-treated mice have shown a dose-dependent increase in inflammation and oxidative stress.⁴³ It has also been observed that pristine SWCNTs show increased oxidative stress in liver and lung in a dose-dependent manner; instead relatively persistent stress has been recorded in the spleen even at higher concentration of CNTs. In vitro testing demonstrated that the size and shape of the CNTs affect their entry into the macrophages, resulting in various immune responses.⁴⁴ In a similar study, shorter CNTs showed low toxicity with increased penetration ability for macrophages and phagocytes compared to their longer (>0.8 μm) counterparts.⁴⁵ This result was validated in another study, wherein short CNTs were injected subcutaneously in rats and detected in the cytosol of macrophages after 4 weeks; however, the longer CNTs were moving, freely resulting in inflammation.⁴¹ Intraperitoneal injection of both long and short CNTs in mice has produced similar results.⁴⁶ The nontoxic length affirmed for CNTs was ~10 μm.⁴⁷ It has been revealed that when CNTs surpass 20 μm length, they cannot be phagocytized and could thus exhibit destruction of the plasma membranes in cells, further eliciting greater inflammatory responses.

Thus, with the progress in the field of CNT research, it can be asserted that the biocompatibility of CNTs towards cells relies on various manageable properties, including the size, morphology, the conjugates, and surface modifications of CNTs, which would be able to address the key issue of biosafety of CNTs. Functionalization is a process allowing the conjugation of various molecules of choice onto the surface of CNTs, leading to reduced toxicity.⁴⁷ Functionalization of CNTs has several advantages, including enhanced solubility in water, increased dispersion, and a lower tendency to form agglomerates, resulting in reduced cytotoxicity.⁴⁸

Advantages and applications of functionalized CNTs

The smooth surface of carbon nanomaterials lacking any overhanging bonds renders them chemically inert and incompatible with almost all organic and inorganic solvents, which further makes them less amenable for manipulation and downstream applications. In order to address this problem, surface modifications or functionalization of nanoparticles could play a crucial role in improving their physicochemical and surface properties.⁴⁹ The overall objective of functionalizing CNTs for biomedical applications is to increase their solubility or dispersion in biocompatible (aqueous) media, thereby reducing toxic effects. It has been reported that after modifications, fCNT solubility increased significantly.⁵⁰ Many studies have shown that increased solubility (or dispersion) of fCNTs improves their performance and lowers their toxicity (Table 1).^16,51–53 These fCNTs have excellent electro-optical properties, high tensile strength, and a high surface-area-to-volume ratio that facilitates surface functionalization.⁵⁴ The addition of a layer of biocompatible material can be used to annihilate the toxicity of pristine CNT aggregates by making them more dispersible in aqueous solutions.⁵⁵ Functionalization of CNTs can be achieved by using oligonucleotides, biomolecules, surfactants, and polymers, (Figure 1) thus increasing the dispersibility of CNTs and decreasing their cytotoxicity.^56–59 In a study comparing CNTs dispersed either through functionalization or with the help of a surfactant, it was revealed that fCNTs had low cytotoxicity, whereas the surfactant-dispersed CNTs in turn showed less toxicity than pristine CNTs.¹⁷ Reports have also shown that the highly water-soluble modified SWCNTs had low agglomeration and were taken up into the cells without distressing cell viability.³⁷ Studies have also shown that the cytotoxicity on lung mesothelic cells (MSTO-211H) is linked to the extent of agglomeration, and also that the suspended CNTs had less toxicity.⁶⁰ Subsequently, it has been shown that using fCNTs permits testing with living cells through miscibility in cell culture with satisfactory distribution, with low aggregation and reduced cytotoxicity.⁴⁷

Table 1 Functionalized carbon nanotubes and reduced cytotoxic effects

Functional group or structure	Toxicological studies	Application	Target site	Reference
Acid-oxidized SWCNTs	Apoptosis studies showed no apparent cell toxicity	Intracellular protein transporters	Mammalian cells	Kam and Dai^Citation69
Acid-treated, water-soluble SWCNTs	No changes in cell viability or structure in lysosomes and cytoplasm		Human monocyte– derived macrophage cells	Porter et al^Citation88
Purified COOH–SWCNTs	No cytotoxicity	Pharmacological applications	Cultured mammalian cells	Wang et al^Citation72
Oxidized ultrashort SWCNTs	Showed no cytotoxic effects	Intracellular delivery of oligonucleotide molecules	Human macrophages	Crinelli et al^Citation91
Amine-terminated CNTs	Cross cellular membrane without cytotoxicity	Delivery of amino acids peptides, nucleic acid, or drugs		Pantarotto et al^Citation35,Citation68 Singh et al^Citation106 Liu et al^Citation99
SWCNT–PL–PEG	Gene silencing with no apparent cytotoxic effects	SH–small interferingRNA delivery	Human T cells	Liu et al^Citation2
SWCNT–PEG–drug	Decreased reactive oxygen species– mediated toxicological response and exhibited less cytotoxicity	Drug delivery	Neuronal PC12 cells	Zhang et al^Citation10
SWCNT–PEG–cisplatin/ doxorubicin	Remarkable reduction of cytotoxicity	Drug-delivery and imaging tool	Human cancer cells/mice	Bottini et al^Citation118 Bhirde et al^Citation16
SWCNT–PEG–mAb (αvβ3)	Without harming adjacent normal cells	Cancer-cell targeting	αvβ3-positive U87MG cells	Portney et al^Citation119
SWCNT–PEG	Revealed no evidence of toxicity over 4 months		Mice	Schipper et al^Citation70
MWNT–CS–(PC)	Chitosan and PC reduced the cytotoxic effects on normal cells with specific photo-induced toxicity towards malignant cells	Photothermal therapy	MCF-7, HepG2 and L-O2 cell lines	Liao and Zhang^Citation120
Polyoxylethylene sorbitan monooleate (PS80) CNTs	Suppressed cytotoxicity		Human lung mesothelium cells (MSTO-211-H)	Wick et al^Citation60
HMDA–SWCNTs; PDDA chloride–SWCNTs	Negligible cytotoxic effects	Intracellular delivery of negatively charged biomolecules	Rat heart cells	Krajcik et al^Citation128
SWCNTs with human serum proteins	Blood proteins altered SWCNT cellular interaction pathways and reduced cytotoxicity	Biological applications	Human acute monocytic leukemia cell lines and human umbilical vein endothelial cells	Ge et al^Citation13
BSA-dispersed SWCNTs	No acute deleterious cellular effects		Human mesenchymal stem cells and HeLa cells	Holt et al^Citation103
Albumin–SWCNTs	Induced cyclooxygenase-2 and modulating toxicity effects of SWCNTs		RAW 264.7 macrophage cell lines	Dutta et al^Citation104
Streptavidin–CNT– protein conjugates	No cytotoxic effects on adjacent cells	Specific drug delivery	Cancer cells	Balavoine et al^Citation100
DNA-encased MWCNTs	Does not exert cytotoxic effect on lymphocytes	Selective thermal ablation of malignant tissue in vivo	In vivo	Ghosh et al^Citation112
Lectin-functionalized CNTs	Increase in cell viability without signs of apoptosis	Nanovaccine fabrication	J774A macrophage (MOs) cell line	Montes- Fonseca et al^Citation34
Fluorescent–CNT-FITC/ biotin conjugates	Reduced cytotoxicity	Delivery systems	HL60 cells	Bianco et al^Citation139
Cationic fCNTs	Lowers cytotoxicity in vitro	Delivery of drugs and biomolecules	CHO, 3T3 fibroblast, Jurkat, HL60 cell lines	Shi Kam et al^Citation140

Abbrevations: CNTs, carbon nanotubes; fCNTs functionalized carbon nanotubes; SWCNTs, single-walled carbon nanotubes; PL, phospholipid; PEG, poly(ethylene glycol); mAb, monoclonal antibody; MWCNTs, multiwalled carbon nanotubes; CS, chitosan; PC, phycocyanin; CTAB, cetyltrimethylammonium bromide; HMDA, hexamethylenediamine; PDDA, polydiallyldimethylammonium; BSA, bovine serum albumin.

Figure 1 Overview of functionalization of carbon nanotubes (CNTs) using different molecules and their biomedical applications.

Abbreviations: SWCNT, single-walled carbon nanotube; siRNA, small interfering RNA; PEG, polyethylene glycol.

fCNTs display distinctive characteristics that make them more biocompatible with physiological systems, thus decreasing their toxicity compared to CNTs. fCNTs have the capability to infiltrate cell membranes with fairly low toxicity.^8,9,25 Recent studies have suggested that CNTs could be translocated into cells through insertion and diffusion into the lipid bilayer of the cell membrane and also that water-soluble nanotubes displayed no significant cytotoxicity to living cells.⁶¹ Surface modifications of the CNTs could alter the surface chemistry, thus changing the interactions with the lipid bilayer and enhancing uptake into the cells.⁶² As reported in several studies carried out in cell cultures, water-soluble fCNTs exhibit no^63,64 or abridged cytotoxicity and oxidative stress,^26,33,42,65 compared to CNTs by themselves. CNTs have shown a decrease in toxicity with higher functionalization on their sidewalls.⁴² Cytotoxicity studies on the J774A MOs cell line involving unpurified CNTs (UP-CNTs), purified CNTs (P-CNTs), fluorescein isothiocyanate–conjugated CNTs (FITC-CNTs), and Entamoeba histolytica L220-CNTs showed cytotoxic effects in the order of UP-CNTs > P-CNTs > FITC-CNTs, with a reduction in cell viability and an escalation in apoptosis compared to MOs that were allowed to interact with L220- CNTs, with a rise in cell viability without any significant manifestation of apoptosis. UP-CNTs and P-CNTs displayed induction of cyclooxygenase-2 with 6.0 mg/L. However, fCNTs were able to induce cyclooxygenase-2 at 0.06-mg/L concentrations. It is evident from such studies that regardless of the extent of proteins conjugated to CNTs, cytotoxicity has been lowered. Moreover, the expression of cytotoxic behavior is a measure of the purification process as well as the functional groups attached to the CNTs, thereby enabling them to establish cross talk with the cell-surface receptors.³⁴ CNTs coated with mucin-like polymers were able to interact with the carbohydrate receptors on the cell surface, offering them a way to interact with the cell surface minus any toxic effect.⁶⁶ Glucosamine-functionalized SWCNTs were able to improve the interactions of the cells with SWCNTs.⁶⁷ A study conducted on HL60 cells using two types of fluorescent CNTs with FITC-CNTs and biotin conjugates resulted in enhanced membrane translocation with reduced cytotoxicity,⁶⁷ and another study also indicated the internalization of fluorescently labeled nanotubes into cells with no apparent toxicity.⁶⁸ Similarly, a study conducted on immune-system cells using two classes of fCNTs – one with 1,3-dipolar cycloaddition and another with oxidation/ amidation – showed that both types of fCNTs were taken up by B and T lymphocytes as well as by macrophages in vitro without affecting cell viability.⁶³ Interestingly, cationic fCNTs have been known to cause much reduced cytotoxicity in vitro, and also functionalized SWCNTs can traverse both nonadherent and adherent cell lines (CHO, 3T3 fibroblast, Jurkat, HL60) with no toxic effects.⁶⁹ Moreover, when functionalized SWCNTs were injected into the bloodstream of mice, no indication of toxicity was revealed with respect to clinical and laboratory parameters.⁷⁰ In a biodistribution study on mice, functionalized SWCNTs were found in the bone, kidney, and stomach of mice, which would finally be excreted via the renal route, whereas unmodified CNTs were hoarded in the liver, lungs, and spleen, exhibiting toxic effects.⁶³ At the same time, functionalized nanorods have discrete effects on cell survival through killing cancer cells and having trivial effect on normal cells and mesenchymal stem cells.^5,71,72 Thus, the extent of cytotoxicity can directly be correlated with their pristine or functionalized nature, and hence it becomes necessary to establish comparatively simpler and more applicable methods for the functionalization of CNTs, making them more water-soluble, biocompatible, noncytotoxic, and optimally biodegradable compounds.

With recent advances in the field of tissue engineering, various biocompatible materials are being devised for various biomedical applications in different tissues, including bone and the cardiovascular system. In order to exploit CNTs as biomaterials for such tissue-regeneration purposes, it is a prerequisite to understand their biocompatibility. CNTs have been reported to be used in preservation of cells, delivery of growth factors or genes, and as scaffolding matrices in order to promote integration with the host tissue.⁷³ Furthermore, the functionalization of CNTs can greatly expand their potential applications without causing any side effects.⁷⁴ For tissue regeneration, collagen and polymer fCNT–based matrices (collagen–CNT and polymer–CNT) were used as scaffolds.^75,76 In another such study, it was found that human mesenchymal stem cells when seeded onto polylactic acid–MWCNT composites could survive and proliferate.⁷⁷ Cell adhesion, viability, and proliferation were also studied on the surface of scaffolds consisting of MWCNTs with chitosan (CS; a biocompatible and biodegradable material) that supported cell growth in vitro.⁷⁸ A novel nanomaterial – nonwoven SWCNTs – was used as cell-growing scaffold in order to study growth behaviors such as adhesion, proliferation, and cytoskeletal development.⁷⁹ It was observed that nonwoven SWCNTs increased cell adhesion and proliferation substantially. Nanocomposites made from MWCNTs and poly(l-lactide) (PLLA) were reported to inhibit the growth of fibroblast cells.⁸⁰ Similarly nanocomposite films based on SWCNTs and poly-d,l-lactide- co-glycolide copolymer were processed, and it was found that the biodegradation behavior of the nanocomposites depends on the amount and type of functionalization of CNTs used.⁸¹ At the same time, MWCNTs modified with poly-d, l-lactide were shown to have enhanced polymer stability as compared to poly-d,l-lactide alone, signifying that the implants made from such composites could disperse in vivo relatively slowly.⁸² There have been reports indicating that fCNTs promote the proliferation of osteoblastic cells,⁷⁴ which is a useful characteristic of CNTs when used in biomaterials placed in contact with bone. In vivo studies showing bone-tissue compatibility of CNTs and their influence on bone formation showed that MWCNTs were effective in periosteal tissue refurbishment, resulting in slight inflammation in the subperiosteal pocket. It was also reported that the functionalized MWCNTs were unable to elicit a strong inflammatory reactions, with noticeable effects on tissue restoration and bone formation even when placed in contact with it, showing decent tissue and bone compatibility.^73,83 CNTs have been studied with respect to their biocompatibility for bones, tissues, and blood for various in vivo applications.⁸⁴ MWCNTs were functionalized with polyurethane for use in cardiovascular applications.⁸⁵ CNTs with oxygen-containing functional groups on the surface enhanced adhesion to the platelets and amended anticoagulation activity, making them better biomaterials for implants for blood-related environments. CNTs functionalized with poly(ethylene glycol) (PEG) have been injected intravenously, and were found to be distributed in various organs with relatively low uptake by the reticuloendothelial system and almost completely cleared from the organs in nearly 2 months with no toxic effects.⁸⁶ Thus, it becomes quintessential in order to exploit the capabilities of CNTs devoid of toxic effect to devise a CNT-based regimen with respect to the functional groups, the process used for it to reduce their cytotoxic effects and improve their biocompatibility.

CNT functionalization methods and their biomedical applications

CNTs when produced initially are insoluble and less dispersible substances; therefore, it becomes essential to improve their surface properties for enhanced dispersion, solubilization, biocompatibility, and reduced cytotoxicity. Modification of CNT surfaces could elevate their solubility in water, serum, and various solvents for enhancing their biocompatibility, reducing their cytotoxicity in biological systems for biomedical applications.¹⁵ Biological activities and cytotoxic effects of CNTs are highly dependent on their surface chemistry and the process of their purification and functionalization. We have reviewed various methods that are used for surface modifications of CNTs and their applications in the following sections.

Covalent functionalization

Solubility and biocompatibility of CNTs are the most imperative factors for their effective use in biomedical applications. Enhanced solubility and reduced toxicity of CNTs could be achieved by purifying the CNTs by covalent functionalization through multistep acid treatment.⁸⁷ The solubility of CNTs can be increased through various methods of purification, which could also expose certain charged groups thereby, reducing cytotoxicity.⁵¹ Short, acid-oxidized, carboxylated CNTs with hydrophilic surfaces and high aqueous dispersions were found to be less toxic and more biocompatible than pristine CNTs in mice.⁸⁸ The uptake of acid-treated, water-soluble SWCNTs was studied using human monocyte–derived macrophage cells, and P-CNTs were found to be inside the lysosomes and cytoplasm without any effects on cell viability or structure compared to UP-CNTs. Similarly, functionalized SWCNTs have been used on cultured mammalian cells, signifying that removal of toxic contaminants related to carboxylated SWCNTs is crucial for the development of carboxylated SWCNTs for pharmacological applications.⁷¹ Introduction of chemical groups such as COOH, OH, and CO increases the O₂ content of CNTs, which can also decrease the cytotoxicity of P-CNTs.^34,89 Oxidized ultrashort SWCNTs have been used as nonviral vectors for the intracellular delivery of oligonucleotide molecules to human macrophages without any cytotoxic effects.⁹⁰ Recently, it was also reported that dispersed SWCNTs are quite benign in terms of cytotoxicity, and also that purified and isolated SWCNTs were unable to cause acute cell death.⁹¹ It was reported that covalent functionalization of CNTs is a superior method that depends on the degree of functionalization⁴² that augments the biocompatibility of CNTs with lessened cytotoxic effects.

Noncovalent functionalization

Another method of surface modification of CNTs includes noncovalent functionalization. CNTs are known to noncovalently interact with various molecules through weak interactions such as surface adsorption onto the side walls of CNTs, π–π stacking, electrostatic interactions, hydrogen bonding, and van der Waals force. Such noncovalent methods increase water miscibility of CNTs, making them less toxic.¹⁵ Many biomolecules, polymers, and surfactants have been used for the noncovalent functionalization of CNTs to obtain biocompatibility. Porphyrin derivatives and FITC-terminated PEG chains have been also coated onto the CNT surface with π–π interaction between pyrene and the graphitic surface of CNTs, which led to enhanced biocompatibility and reduced toxicity.¹⁵

Functionalization using protein

Interactions between proteins and CNTs could play a key role in the biological effects of CNTs.^92,93 A π–π stacking occurs between CNTs and aromatic residues (Trp, Phe, Tyr) of proteins, enhancing their adsorptivity and biocompatibility, which renders them less toxic as compared to pristine CNTs (Figure 2)^13,94,95 The CNT–protein nanoconjugates have been found very beneficial in biosensor fabrication,⁹⁶ drug delivery,⁹⁷ and cancer therapy.⁹⁸ For example, streptavidin was adsorbed onto the graphitic surface and formed CNT–protein conjugates that were used for cancer therapy, with no cytotoxic effects to the cells in the proximity.⁹⁹ Similarly, CNT–polycarbonate urethane adsorbed with protein fibronectin was reported to have improved cellular activities and tissue growth by demarcating their physical nanoroughness.¹⁰⁰ A competitive binding of human serum proteins to CNTs was also observed.¹³ Studies on human acute monocytic leukemia cell lines and human umbilical vein endothelial cells have revealed that these blood proteins bind to SWCNT surface, which significantly changes the cellular interaction pathways of the cells, with substantially decreased cytotoxicity. Thus, comparatively safer CNT-based nanomaterials could be devised after understanding their association with the serum protein.¹³

Figure 2 π–π stacking interaction between single-walled carbon nanotube (SWCNT) and protein molecules.

Bovine serum albumin (BSA) is another water-soluble globular protein that adsorbs onto the CNT surface¹⁰¹ and gives excellent dispersing capability in vitro.¹⁴ BSA-dispersed SWCNTs can be uptaken by human mesenchymal stem cells and HeLa cells without significant acute harmful cellular effects.¹⁰² Similarly, albumin adsorbed onto the surface of SWCNTs can induce cyclooxygenase-2 in the RAW 264.7 macrophage cell lines, moderating the uptake and cytotoxicity of SWCNTs.¹⁰³ These studies have contributed significantly to the knowledge of biological effects of CNTs at the cellular level. These proteins helped the nanoparticles attain their biological identity, either by diminishing the interactions or altering the cellular machinery.^94,104 The interaction of proteins (BSA, Tf, BFG, Ig, etc) with CNTs has been shown to affect their uptake, clearance, distribution, and delivery to the intended target sites, thus potentially lowering their toxicity.¹³

Functionalization using DNA

CNTs functionalized with DNA have actually been shown to enhance stability.^105,106 DNA can bind to SWCNTs, forming tight helices around them,¹⁰⁷ or can form noncovalent conjugates with CNTs (Figure 3).¹⁰⁸ CNTs wrapped with flavin mononucleotide and DNA were found to enhance dispersion of these nanotubes.^59,109 DNA-functionalized CNTs can be used as biological transporters and also as biosensors.¹¹⁰ DNA-encased MWCNTs were more effective than plain MWCNTs against malignant tissues when tested in vivo for their thermal ablation capability.¹¹¹ It was further found that DNA–CNTs could penetrate lymphocytes instantaneously with a needle-like mechanism, thus reducing cytotoxic effects.¹¹² fCNTs were found to be similar to cell-penetrating proteins, as they can penetrate cells without endocytosis;⁴⁷ however, the internalization of nanomaterials depends on the type of functionalization process.

Figure 3 DNA wrap around single-walled carbon nanotubes (SWCNTs) to form tight helices, forming noncovalent conjugates with CNTs.

Functionalization using poly(ethylene glycol)

Polymers including PEG and PEGylated phospholipids are known for their high biocompatibility and dispersibility, thus making them some of the most efficient surface enhancers for CNTs through noncovalent bonding.^3,113,114 Several recent studies have found adsorbing phospholipid (PL)-PEG–functionalized CNTs to be noncytotoxic.^16,86,115 SWCNT-PEGs have displayed relatively lower cytotoxicity in neuronal PC12 cells than uncoated SWCNTs and had decreased reactive oxygen species–mediated toxicological response in vitro, as they have been shown to have less interaction with cell membranes compared to uncoated SWCNTs.¹⁰ Thus, SWCNT-PEGs are estimated to have impending applications in nanomedicine.^15,116 SWCNT-PEGs are well suited for generation of multifunctional drugs and as imaging tools.¹¹⁷ When loaded onto PEG-modified SWCNTs, doxorubicin (DOX), an anticancer drug, exhibited improved therapeutic capability and substantial reduction in cytotoxicity effects compared to the free drug.⁹⁸ Intravenously injected noncovalently functionalized SWCNT-PEGs in mice have revealed no evidence of toxicity.⁷⁰ PL-PEGs having an amine group or a methyl group could make stable aqueous suspensions⁶⁹ and were found to stimulate primary macrophage immune cells¹¹⁸ and proinflammatory cytokines in cultures.⁶³

Functionalization using chitosan

CNTs were functionalized using CS, a copolymer of 2-amino- 2-deoxy-β-d-glucopyranose and 2-acetamido-2-deoxy-β-d-glucopyranose, through surface adsorption. CS has been the material of choice for CNT functionalization due to its striking water solubility, biocompatibility, biodegradability, nontoxicity, and good complexing ability. Therefore, CS has been widely studied for biomedical and pharmaceutical applications such as drug delivery, cancer therapy, and biosensors.^56,119,120 CNTs modified with CS are being used for the removal of heavy metals from aqueous solution,¹²² as biomaterials for tissue engineering,¹²³ and in delivery of molecules.¹¹⁹ A novel biomaterial – MWCNT–CS– phycocyanin (PC) – prepared by functionalizing MWCNTs with CS and conjugated to PC (photodynamic therapy and photothermal therapy agent) (Figure 4) for photodynamic and photothermal cancer therapy were tested on breast and liver cancer cell lines (MCF-7 and HepG2) and a normal liver cell line (L-O2). The results revealed that MWCNT–CS–PC showed specific photo-induced toxicity to MCF-7 and HepG2, and the introduction of CS increased solubility. PC reduced the cytotoxicity of the CNT complex on normal cells as well.⁵⁶ SWCNTs modified with biocompatible CS and conjugated to folic acid (FA) (CS–SWCNT–FA) for targeting tumor cells showed that CS could effectively disperse the SWCNTs and provide a suitable biological interface for immobilization of biomolecules.¹²³

Figure 4 Functionalization of multiwalled carbon nanotube (MWCNT) with chitosan (CS) conjugated to phycocyanin (PC) (photodynamic therapy [PDT] and photothermal therapy [PTT] agent) for PDT and PTT cancer therapy.

Functionalization using other polymers

Block copolymers like poly(l-amino acid), poly(ester), and pluronics have been used for noncovalent functionalization of nanomaterials, having increased dispersibility during drug delivery.¹²⁴ Pluronic F68, a biocompatible linear copolymer of isopropylene glycol repeating units, was found to stabilize aqueous dispersion of SWCNTs.¹²⁵ Moreover, CNT suspensions in two biocompatible dispersants (pluronic F108 and hydroxypropylcellulose), showed no signs of agglomeration and remained dispersed when used in vitro.¹²⁶ Similarly, SWCNTs functionalized with polymers like hexamethylenediamine and poly(diallyldimethylammonium chloride) facilitated noncovalent conjugation for intracellular delivery of negatively charged biomolecules with few cytotoxic effects.¹²⁷ Polymer-functionalized CNTs did not cause cytotoxicity either.^63,128

Functionalization using surfactants

Surfactants can enhance the stability and dispersibility of CNTs in the culture medium by absorbing onto the surface of CNTs, thereby reducing cytotoxicity.²⁵ Surfactants like sodium dodecyl sulfate,¹²⁹ sodium dodecylbenzenesulfonate,¹³⁰ cetyltrimethylammonium bromide (CTAB),¹³¹ and the Triton-X series¹³² have been shown to disperse CNTs effectively. Cytotoxicity studies in human umbilical endothelial cells using CTAB-SWCNTs showed that SWCNTs in deionized water had higher cytotoxicity than the SWCNTs in CTAB solution, signifying that the surfactant rendered the CNTs more dispersible in the culture medium and less cytotoxic.²⁵ The dispersion of SWCNTs has a significant role in diminishing SWCNT cytotoxicity.¹⁵ Studies with polyoxylethylene sorbitanmonooleate, a surfactant, also enhanced the dispersibility of CNTs and showed no toxicity to human lung mesothelial (MSTO-211-H) cells.⁶⁰

Multifunctionalization of CNTs

The physical properties of SWCNTs make them suitable candidates for several biological applications.^133–136 The delivery of DNA, proteins, or drug molecules into living cells is important for therapeutic purposes.¹³⁷ SWCNTs have been shown to transport various biomolecular cargoes across cellular membrane without cytotoxicity.^138–140 Several recent studies have demonstrated that CNTs can prove excellent biological vehicles due to their physical properties, without any substantial toxic effects.⁶⁹ SWCNTs functionalized with a folate led to their selective uptake by tumor cells having folate-receptor markers and induced near-infrared radiation– triggered cell death, but not in the normal cells.⁶⁹ PEGylated SWCNTs were attached to FA, which was linked to a Pt (IV) prodrug compound yielding an SWCNT–Pt(IV)–FA conjugate that showed higher toxicity to folate receptor– positive cells but not to folate receptor–negative cells.¹⁴¹ SWCNTs functionalized with an arginine–glycine–aspartic acid (RGD) peptide were found to target integrin-positive tumors in mice.¹⁴²

SWCNTs have been known to offer higher surface area when prefunctionalized noncovalently or covalently using general surfactants, polymers or acid-oxidation routes, allowing the attachment of various aromatic molecules, such as anticancer drug (DOX), a fluorescence molecule (fluorescein), and combinations of molecules with very high loading efficiency.¹⁴⁵ DOX-loaded SWCNTs caused much higher apoptosis and death in U87 cancer cells than free DOX, clearly demonstrating that DOX-loaded SWCNTs were transported inside the cells by nanotube transporters via endocytosis.¹⁴⁴ SWCNTs have been shown to target drug delivery to specific cell types without killing the nontargeted cells.¹⁴² Prefunctionalized SWCNTs carrying DOX were coupled to a target molecule recognizing target-associated antigens for enhanced selectivity and reduced lethal side effects.¹⁴⁵ When DOX-loaded SWCNTs were conjugated to cyclic RGD peptide attached to the terminal groups of PEG, the functionalized CNTs were shown to recognize integrin αυβ3 receptors overexpressed in solid tumors.¹⁴⁷ RGD-conjugated SWCNTs showed increased DOX delivery and fluorescence signal and caused enhanced cellular uptake and killing in integrin αυβ3–positive U87MG cells as compared to DOX-loaded SWCNTs without RGD of the SWCNT drug.¹⁴² PEGylated SWCNTs with RGD peptide and radiolabels (64Cu-DOTA) when intravenously injected into glioblastoma U87MG tumor-bearing mice and examined by micro–positron emission tomography showed elevated tumor uptake when compared to plain SWCNTs without RGD (SWCNT-PEG5400).¹⁴⁷ In another similar study, integrin αυβ3 monoclonal antibody conjugated and PL-PEG functionalized SWCNTs were found to have extraordinary targeting efficiency on U87MG cells with reduced cellular toxicity.¹⁴⁵ Functionalized SWCNTs have shown promising effects in tumor-targeted accretion in mice and demonstrated biocompatibility, excretion, and negligible toxicity.¹⁴⁸ In vivo SWCNT drug delivery for tumor suppression in mice was performed using paclitaxel (PTX, a cancer chemotherapy drug), conjugated to PEG chains on SWCNTs via an ester bond, resulting in a water-soluble SWCNT–PTX conjugate. SWCNT–PTX showed greater efficacy in subduing the tumor growth compared to taxol (the commercial PTX) in a murine 4T1 breast cancer model, leading to longer blood circulation and higher permeability and retention. Thus, several other similar studies clearly indicate that surface functionalization of SWCNTs is imperative for tumor targeting in vivo¹⁴⁷ and drug delivery with enhanced efficacy and slightest side effects in cancer therapy with low drug doses.¹⁴⁸

CNTs have been functionalized with drugs as well as fluorescence labels for in vitro delivery. One such bioconjugate of CNTs conjugated to an anticancer drug⁹⁷ or an antifungal drug¹⁴⁹ was used for drug delivery into cells. Noncovalently PEGylated SWCNTs were used as a delivery regime to internalize a platinum (IV) complex, a prodrug, against cancer cells.⁹⁷ Targeted intracellular delivery of therapeutic biomolecules is significant, as they do not diffuse through cell membranes easily.¹⁴⁷ Thus, research has recently been focused on conjugation of these biomolecules, eg, proteins to CNTs through either covalent or noncovalent bonding for intracellular delivery.^69,139 The hydrophobic surface of partially functionalized SWCNTs (eg, oxidized SWNTs) permits nonspecific binding of proteins. These biomolecules can become active after being internalized and released from endosomes.⁶⁹ CNTs were also modified with positive charges to conjugate plasmids for gene transfection.^35,150 Polyethylenimine modified MWCNTs were exploited for DNA conjugation and delivery with competitive transfection efficiency to that of standard polyethylenimine transfection with abridged cytotoxicity.¹⁰⁶ In recent years, knowledge has grown immensely in the field of small interfering RNA (siRNA) technology, and so have their applications in both basic and applied biology.² siRNA linked to PL–PEG–SWCNTs through disulfide bonds effectively brought gene-silencing effects.¹⁴⁷ Researchers have also been using the functionalization approach, ie, multifunctionalization or using multiple groups such as PEG, drug molecules, proteins, antibodies, or DNA, either simultaneously or sequentially,¹¹⁵ making them apt for various biomedical applications.

These studies suggest that functionalization of CNTs elevates their dispersibility, biostability, and reduction in aggregate formation, and reduces cytotoxicity.¹⁶ Covalent and noncovalent functionalization of CNTs with biomolecules, polymers, copolymers and surfactants are significant practices, leading to the solubility of the CNTs. Moreover, conjugated CNTs can also be used to enhance the biocompatibility and biosafety of CNTs.¹⁵

Conclusions

In conclusion, CNTs have been used for various biomedical applications for targeted delivery, anticancer activities, imaging, etc. The cytotoxicity of CNTs has been well addressed through various methods of surface functionalization of CNTs, thereby improving their interaction within biological systems. Given CNTs’ relatively lower toxicity, their surface functionalization is a promising strategy for delivering different biological molecules. They are important biomaterials due to their superior characteristics over conventional biomaterials. It is generally agreed that fCNTs constitute a major improvement over unmodified CNTs, since unmodified CNTs often cause adverse reactions to living cells and tissues, whereas fCNTs are less toxic due to more biocompatible functional groups. The most efficient way to transform the surface of CNTs from hydrophobic to hydrophilic is by attaching different water-soluble and functional moieties. Functionalization of CNTs results in highly soluble materials that are further derivatized with active molecules, making them compatible with biological systems. Thus, fCNTs possess wider biological applications compared to nonfunctionalized CNTs.

Acknowledgments

The authors would like to acknowledge grant support from NSF-CREST (HRD-0734232). We also acknowledge Ms Eva Dennis for her assistance in preparing the figures used in this review article.

Disclosure

The authors report no conflicts of interest in this work.