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Original Research

Post-surgical treatment of early-stage breast cancer with electronic brachytherapy: an intersociety, multicenter brachytherapy trial

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Pages 211-218 | Published online: 29 Oct 2010

Abstract

Introduction

Electronic brachytherapy (EBT) was developed to allow accelerated partial breast irradiation to be performed in a patient procedure room with minimal shielding. This observational, nonrandomized, multicenter study evaluated EBT as a post-surgical adjuvant radiation therapy for early stage breast cancer.

Methods

This study included women aged 50 years or more with invasive carcinoma or ductal carcinoma in situ, tumor size ≤3 cm, negative lymph node status, and negative surgical margins. The endpoints were skin and subcutaneous toxicities, efficacy outcomes, cosmetic outcomes, and device performance. In this interim report, 1-month, 6-month, and 1-year follow-up data are available on 68, 59, and 37 patients, respectively.

Results

The EBT device performed consistently, delivering the prescribed 34 Gy to all 69 patients (10 fractions/patient). Most adverse events were Grade 1 and included firmness, erythema, breast tenderness, hyperpigmentation, pruritis, field contracture, seroma, rash/desquamation, palpable mass, breast edema, hypopigmentation, telangiectasia, and blistering, which were anticipated. Breast infection occurred in two (2.9%) patients. No tumor recurrences were reported. Cosmetic outcomes were excellent or good in 83.9%–100% of evaluable patients at 1 month, 6 months, and 1 year.

Conclusion

This observational, nonrandomized, multicenter study demonstrates that this EBT device was reliable and well tolerated as an adjuvant radiation therapy for early stage breast cancer.

Introduction

An estimated 254,650 new cases of breast cancer were diagnosed in 2009.Citation1 Breast conserving therapy (BCT) for patients with stage I or II breast cancer consists of surgical removal of the tumor with negative margins and axillary sentinel lymph node dissection followed by radiation therapy to further decrease the chance of a recurrence. Several studies have shown BCT to be comparable to mastectomy in terms of overall and disease-free survival for patients.Citation2Citation7 The major advantage of BCT over mastectomy is cosmetic outcome and reduced psychological trauma to the patient. The major disadvantage to BCT is the prolonged time of radiation treatment. The whole breast radiation portion of BCT can add 7 weeks to the treatment time, which prevents some women from choosing BCT, particularly if substantial travel time is required to reach the radiation treatment facility.Citation8Citation10

Accelerated partial breast irradiation (APBI) was developed to decrease exposure of healthy tissue to radiation and to decrease the treatment time required for breast irradiation from 7 weeks to 1 week.Citation10 The method of breast brachytherapy with the longest reported follow-up is multicatheter interstitial brachytherapy. This technique utilizes up to 20 catheters placed through and around the lumpectomy bed to allow delivery of the radiation seed to the target area around the breast cavity. Several studies utilizing this technique have reported favorable cosmesis and rates of local control.Citation11Citation13 However, even using the best imaging available, the technique requires a great deal of experience and skill to position the 20 catheters to cover the required treatment area and is only offered at a few institutions around the country. Other devices have been developed to provide a logistically simpler technique for APBI, and data on local control, toxicity, and cosmesis have been favorable.Citation14Citation16 However, these techniques rely on a 192Iridium source, which requires a radiation vault and high-dose-rate (HDR) afterloader unit, which many treatment centers do not have.Citation17

An electronic form of brachytherapy (EBT) was developed to allow APBI to be performed in a patient procedure room with minimal shielding.Citation17Citation19 This device (Axxent®; Xoft, Inc., Sunnyvale, CA) uses a kilovoltage X-ray source to deliver HDR radiation to the tumor bed through a balloon applicator (). One-year follow-up data from a multi-center study demonstrated control rates, cosmesis, and tolerability similar to other forms of breast brachytherapy.Citation20 This form of brachytherapy has been shown in dosimetric studies to deliver lower doses of radiation to the heart and lung compared with 192Iridium-based balloon brachytherapy.Citation17,Citation21 In addition, electronic source anisotropy and multiple dwell positions obtainable with this device may allow a decreased skin dose while maintaining optimal target coverage.Citation22 A kilovoltage brachytherapy approach has the potential to allow APBI to be more accessible to breast cancer patients who do not live in close proximity to a radiation treatment facility with an HDR afterloader unit. This observational, nonrandomized, multicenter, data collection study was designed to prospectively evaluate the safety and efficacy of EBT as a post-surgical adjuvant radiation therapy for early stage breast cancer.

Figure 1 Electronic source.

Figure 1 Electronic source.

Methods

The study protocol was developed under the guidance of the American Brachytherapy Society (ABS), the American Society of Breast Surgeons (ASBS), and the American College of Radiation Oncology (ACRO). Representatives from these three organizations formed an oversight committee, which was responsible for finalization of the protocol and case report forms as well as oversight of the study management. An independent data safety monitoring board comprised of representatives from the ABS, ASBS, and ACRO reviewed and adjudicated the safety data at least quarterly.

The protocol and informed consent form were approved by an institutional review board for each site that participated in the study. Patients signed an informed consent form prior to study entry. The study was conducted in accordance with the Declaration of Helsinki and all applicable regulations. The study sponsor (Xoft, Inc.) selected the investigators, study centers, and monitors, provided study training to investigators and study staff, and reviewed study implementation regularly to ensure protocol and regulatory compliance as well as adherence to good clinical practices. The clinical study sites provided all contact with health care services for patients and entered the data on electronic case report forms in an electronic data capture (EDC) system. The EDC standards are compliant with the United States Food and Drug Administration (FDA) federal regulations for electronic records and electronic signatures, which utilizes unique user names, passwords, and audit trails for data entry and edits. The study monitors performed source data verification and ensured protocol compliance. An independent biostatistician performed the data analyses.

Patients

Patients had to be 50 years of age or older, be estrogen-receptor positive, have a tumor size ≤3 cm, have a tumor histology consistent with invasive carcinoma or ductal carcinoma in situ, be sentinel lymph node negative with negative surgical margins (National Surgical Adjuvant Breast and Bowel Project definition, no tumor on ink) after final surgery, and have a life expectancy >5 years. Patients were excluded if they were pregnant or breastfeeding, were not using birth control, had collagen vascular disease (including scleroderma, systemic sclerosis, or active lupus), had infiltrating lobular histology, or had prior ipsilateral radiation to the thorax or breast.

A post-lumpectomy ultrasound (US) or computed tomography (CT) was used to properly assess each patient’s eligibility for balloon applicator placement. CT was the ultimate determinant for assessing adequate skin spacing following balloon applicator insertion.

Materials

The FDA-cleared EBT system consists of the kilovoltage X-ray source, the mobile controller, and the balloon applicators. The balloon applicator is used to position tissue and an electronic source during breast brachytherapy treatments. The applicator consists of a multilumen catheter with an inflatable balloon assembly at its distal end. The applicators are available in an ellipsoidal shape or in three sizes of a spherical shape, all with variable diameters. The Model 110 controller provides the user interface, monitors safety-related parameters, provides an interface for the external equipment, and delivers power to the X-ray source. The X-ray source pullback device on the controller is used to physically translate the source to specific dwell positions during radiation treatment. The source delivers HDR, low-energy radiation by generating 50 kilovolt X-rays without the use of radioactive isotopes. The source has a radiation profile that is characterized according to the American Association of Physicists in Medicine TG-43 format.Citation23 Air kerma strength for the source was measured using an integrated well ionization chamber prior to the delivery of each fraction of radiation.

Device placement

Following standard lumpectomy surgery and confirmation of pathology results, an EBT balloon applicator was selected to best fit the tumor cavity. The balloon applicator was placed following a closed cavity placement technique only. The use of cavity expander/space-occupying devices was permitted as determined to be appropriate by the physician. The balloon applicator was inflated with saline to fill the cavity at the time of placement and remained inflated throughout the 5-day treatment period.

Treatment

A total of 34 Gy was prescribed to 10 mm distance radially from the surface of the balloon. Two fractions per day, each 3.4 Gy, separated by at least 6 hours were to be administered over 5 treatment days for a total of 34 Gy. Balloon placement, conformance, and skin distance were assessed prior to each fraction using US, fluoroscopy, or CT for a total of 10 assessments. In particular, the balloon applicator was verified to be symmetrical with the central source lumen within 2 mm of the central axis of the balloon. All nonconforming volumes such as trapped air and/or seroma had to be ≤10% of the planning target volume for evaluation (PTV_EVAL). The applicator was removed using standard sterile techniques after the completion of the final EBT fraction.

A US image was required at each follow-up visit in accordance with the local standard of care. A mammogram was required based on standard practice after BCT and to assist in the diagnosis of subcutaneous toxicities. Patient follow-up visits were scheduled to occur at 1 month, 6 months, 1 year, 2 years, 3 years, 4 years, and 5 years post-treatment.

Treatment planning

A CT was required for three-dimensional (3D) treatment planning following balloon applicator placement. Treatment planning was performed on commercially available radiation treatment planning systems such as Varian BrachyVision™ or Nucletron PLATO. CT data acquisition with 3.0 mm slices or less was required. Source location, number of positions, and dwell times were at the discretion of the physician and were determined by CT-based 3D treatment planning to produce the optimal conformal plan in accordance with volume definition and dose requirements. The treatment plan used for each patient was based on analysis of the volumetric dose including dose-volume histogram analyses of the PTV_EVAL and critical normal tissues. The treatment target was the breast tissue immediately surrounding the balloon to a measured distance of 10 mm from the balloon surface. The PTV_EVAL was delineated as the breast tissue volume bounded by the uniform expansion of the balloon radius in all dimensions by 10 mm minus the balloon volume.

Primary endpoints

The incidence of signs and symptoms of skin toxicities and subcutaneous toxicities were recorded at the follow-up visits. Specific toxicities that can result from radiation therapy and any other adverse events were recorded at the follow-up visits. The Common Terminology Criteria for Adverse Events version 3 were used.Citation24

Cosmetic outcome was recorded at the follow-up visits and was graded based on the Harvard Cosmesis Scale by a health care professional.Citation25 This four-point scale includes ratings of excellent (treated breast looks essentially the same as the opposite breast), good (minimal but identifiable effects of radiation procedure on the treated breast), fair (significant effects of radiation procedure on the treated breast), and poor (severe normal tissue sequelae secondary to irradiation procedure).

Secondary endpoints

Device performance during balloon applicator placement and the course of the radiation treatments was evaluated in terms of the ability to deliver treatment and performance of the system and applicator. Local-regional breast cancer recurrence and survival (overall and disease free) were also recorded at each follow-up visit.

Statistical analyses

Descriptive statistics were reported as the number (n), mean, minimum, and maximum for continuous variables. For nominal variables, the n and proportion for each category were reported. A Wilcoxon two-sample t-test was used to evaluate the association of cosmesis and balloon volume or balloon-surface- to-skin distance. A chi-square was used to evaluate the association of cosmesis and the rate of adverse events.

Results

The study included 69 female patients as summarized in . Tumor characteristics at the time of surgery are summarized in . Most patients (75.4%) did not have a family history of breast cancer. This interim analysis reports the duration of follow-up for the patients through May 31, 2010. Of the 69 enrolled and treated, 68 have been evaluated at 1 month, 59 patients at 6 months, and 37 patients at 1 year of follow-up. In addition to the 69 patients who were treated, eight patients underwent balloon insertion and did not proceed to radiation therapy due to inadequate distance from the balloon surface to the skin in six patients or inadequate distance from the rib in two patients. One additional patient who consented to the treatment experienced a myocardial infarction (MI) and did not proceed with balloon insertion due to the MI.

Table 1 Patient characteristics at baseline

Table 2 Tumor characteristics at baseline

The applicator was placed post-lumpectomy by a surgeon in 66 (95.7%) patients and by a radiation oncologist in two (2.9%) patients; the applicator was placed at the time of lumpectomy in the operating room by both the surgeon and the radiation oncologist in one patient (1.4%). The procedure took place in a procedure room in 65 (94.2%) patients and in an operating room or elsewhere in four (5.8%) patients. Sedation was provided for 22 (31.9%) patients, and local anesthesia was administered to 67 (97.1%) patients. The procedure lasted a mean duration of 24.3 minutes and ranged from 4.0 to 69.0 minutes. In most cases a trocar was used (95.6%) with a lateral approach (84.1%). Surgical clips were present in 33.3% of cases. Most patients (95.7%) underwent US assessment of the distance from the balloon surface to the skin surface at the time of applicator placement, and the mean distance was 12.8 mm (range 7.0–22.0 mm). One patient was not assessed, and two patients, who underwent CT scans at the time of applicator placement, had mean distances of 6.8 mm and 18.0 mm. The mean volume of fluid used to inflate the balloon applicators was 56.8 mL and ranged from 30.0 to 140.0 mL. Spherical balloon applicators of size 3–4 cm, 4–5 cm, and 5–6 cm were used in 17 (24.6%), 39 (56.5%), and 12 (17.4%) patients, respectively. The 5 × 7 cm ellipsoidal balloon applicator was used in one (1.5%) patient (). Three balloon deflations occurred at the time of placement due to contact with a sharp object; the balloon applicators were replaced, and treatment was completed. One patient reported breast tenderness at the time of placement; no other adverse events were reported at the placement visit.

Table 3 Applicator sizes used and respective saline volumes

The prescribed radiation dose was 34 Gy, to be delivered in 10 fractions over 5 days in all 69 patients. The prescribed fractional radiation dose of 3.4 Gy was successfully delivered in 688 of 690 fractions (99.7%) with 3.3 Gy and 3.5 Gy delivered in 2 of 690 fractions (0.3%). All patients received 34 Gy over 10 fractions. The skin bridge was evaluated by CT prior to treatment; the mean minimum balloon-to-skin surface distance was 15.5 mm and ranged from 5.5 to 42.0 mm. The mean planning treatment volume was 110.2 mL and ranged from 35.0 to 192.0 mL. Erythema was reported in three patients during a treatment visit; no other adverse events were reported at treatment visits. A technical difficulty arose with the X-ray sources during 17 of 690 (2.5%) fractions. This was due to a source arc, which occurs when the vacuum chamber at the tip of the treatment catheter has a very small electrical discharge resulting in a voltage reduction from 50 kilovolts to ground. This occurs inside the grounded tube and does not affect the patient. The device controller has an automatic detection function, which prompts the operator to replace the source, which results in a 5–10 minute delay. In each case, the source was replaced, and treatment was completed. Controller issues, which related to the pullback mechanism or coolant flow in the applicator, arose during 3 of 690 (0.4%) fractions; these issues were addressed, and treatments were completed. After each patient completed 10 fractional treatments, the balloon applicator was removed, typically in a procedure room (68.5%).

Adverse events were collected at each follow-up visit. Most treatment-related adverse events were Grade 1, manageable, and typical of radiation therapy (). There were 29 Grade 2 adverse events in 15 patients, and 19 of the 29 (65.5%) events occurred at one month (). Two patients reported one or more adverse events that were assessed as Grade 3 by the physician (). One patient had diarrhea related to Clostridium difficile infection resulting from prophylactic antibiotic use and a significant field contracture both at 1 month post treatment. The other patient had a fibrosis of connective tissue at 1 year post-treatment that the investigator deemed to be possibly related to treatment. No recurrences were reported, and there were no deaths due to cancer. One patient experienced an acute myocardial infarction when 1-month follow-up was due and later expired.

Table 4 Grade 1 adverse events. Adverse events that were possibly, probably, or definitely related to applicator placement or radiation therapy as reported at each follow-up visit unless otherwise noted

Table 5 Grade 2 and 3 adverse events. Adverse events that were possibly, probably, or definitely related to applicator placement or radiation therapy as reported at each follow-up visit

Cosmetic results were evaluated by the investigator as excellent, good, fair, or poor at each visit based on the Harvard Scale.Citation25 Cosmesis was excellent or good (minimal or no identifiable effects of radiation) in 83.9%, 84.5%, and 100% of evaluable patients at 1 month, 6 months, and 1 year. An analysis of cosmetic results revealed an association between fair or poor cosmesis and an increased rate of visible adverse events (erythema, rash, field contracture, pigmentation changes, and other visible effects) at 6 months (P = 0.04) but not at 1 month. Further analysis showed that the 6-month cosmetic results were not associated with balloon volume or the distance from the balloon surface to the skin prior to treatment.

Discussion

This observational, nonrandomized, multicenter study was undertaken following FDA clearance of the EBT device in order to better understand the clinical use of EBT as an adjuvant radiation therapy for early stage breast cancer. Representatives from the ABS, the ASBS, and the ACRO guided protocol development, study conduct, and data analyses. The prospectively defined primary endpoints were device performance, skin and subcutaneous toxicities, efficacy out-comes, and cosmetic outcome. The present report includes 68 patients who have received treatment and have completed at least 1 month of follow-up. Six-month and 1-year follow-up data are available on 59 and 37 patients respectively.

The EBT device performed consistently, delivering the prescribed 34 Gy to all patients. In two fractions, 3.3 and 3.5 Gy were delivered to one patient who received a total of 34 Gy by the end of all 10 fractions. No technical issues occurred during placement or removal of the balloon applicator other than the deflation of three balloons related to contact with sharp objects; the three balloons were replaced. Technical issues with the X-ray source or controller during treatment were infrequent (<3% of treatment visits) and were easily addressed.

Adverse events were collected during each patient visit. Reported adverse events were consistent with data from other studies of breast brachytherapy, although the rate of breast infection was very low (2.9%) in this EBT study. Studies with other forms of breast brachytherapy have reported infection rates of 4%–16%.Citation26Citation30 Erythema, pruritis, and desquamation typically resolved by the 6-month or 1-year follow-up visit, whereas the occurrence of breast tenderness, firmness, and seroma declined gradually. There have been no tumor recurrences reported as of the 6-month follow-up visit in 59 patients and the 1-year follow-up visit in 37 patients.

Cosmetic outcomes were excellent or good in 83.9%–100% of evaluable patients at 1 month, 6 months, and 1 year. These outcomes are similar to those reported with other forms of breast brachytherapy. These cosmetic results are favorable compared with an earlier EBT study in which 44 patients were treated with EBT for early stage breast cancer.Citation20 In the earlier study, cosmetic results were excellent or good in 75% of patients at the 1-year follow-up visit. Cosmetic results may be adversely affected by narrow skin bridges. In this study, the mean distance from balloon surface to skin surface was 12.8 mm and ranged from 7.0 to 22.0 mm; in the previous study, the mean distance was nearly double (25.1 mm) and ranged from 8.0 to 96.0 mm, which does not explain the differences in cosmesis. This study showed an association between the rate of visible adverse events and cosmetic results; since this study appears to have a somewhat lower rate of Grade 2–3 adverse events as compared with the earlier study, the disparity in cosmetic results may be related to the specific adverse events reported in each study. The experience with EBT gained during the earlier trial informed the study design, training materials, and device instructions for this study and other EBT studies. In addition, the present trial utilized the next generation controller (Model 110), which may have provided some advantages over the controller (Model 100) utilized in the earlier study.

The risks associated with use of EBT include complications associated with the surgical implantation of the balloon applicator. Complications arising from the delivery of EBT appear to be similar to those resulting from other forms of breast irradiation, although dosimetric analyses from other studies demonstrate a reduced radiation dose to the heart and lung with EBT as compared with the same dose of breast radiation from a radioisotope source.Citation17,Citation21 Dickler et al compared dosimetric data from patients treated with 192Iridium-based balloon brachytherapy (IrBT) with data from EBT treatment plans for the same patients. The mean ipsilateral lung dose (%V30) was 3.7% with IrBT as compared with 1.1% with EBT (P < 0.05); the mean heart dose (%V5) was 59.2% with IrBT as compared with 9.4% with EBT (P < 0.05).Citation17 Dosimetry was also reported by Mehta et al, in which patients treated with EBT had a mean ipsilateral lung dose (%V30) of 1.17 (± 1.15) and a mean heart dose (%V5) of 20.15 (± 18.48).Citation20 Mille et al reported a dosimetric comparison of IrBT and EBT in a virtual patient with left-side breast cancer and found that EBT resulted in a lower dose to healthy organ tissue (excluding ribs) than IrBT by a median dose reduction factor of 28.Citation21 The clinical effects of a reduced dose to healthy tissue have not been fully evaluated. The radiation dose and dose rate prescribed during this study were within the standard brachytherapy doses used in breast irradiation.

The potential benefits of EBT may include improved tumor control over surgery alone, shortened treatment time over whole breast irradiation, a reduction in the amount of radiation delivered to normal tissue as compared with whole breast irradiation and isotope-based balloon brachytherapy, and greater access to brachytherapy treatment facilities compared with isotope-based irradiation technologies, which require a specifically shielded radiation vault and HDR afterloader unit. These study results are limited by the length of follow up, and longer follow-up data are needed.

Conclusion

One-year follow-up data from this observational, nonrandomized, multicenter study demonstrate that this EBT device was reliable and well tolerated as an adjuvant radiation therapy for early stage breast cancer. Adverse events were consistent with those reported with radioisotope-based APBI.

Acknowledgments

The authors thank the patients who participated in this study and their families. The authors wish to thank the research staff for their help with this study. The authors acknowledge the contributions of the Oversight Committee members: Douglas Arthur, MD, of ABS; Peter Beitsch, MD, of ASBS; Jeffrey Demanes, MD, of ACRO; Arve Gillette, MD, of ACRO, Michael Kinney, MD, of ASBS; Henry Kuerer, MD, of ASBS; Helen Pass, MD, of ASBS; Rakesh Patel, MD, of ABS; Frank Vicini, MD, of ABS; David Wazer, MD, of ABS and ACRO; James Welsh, MD, of ACRO; and Pat Whitworth, MD, of ASBS. The authors acknowledge the contributions of the Data Safety Monitoring Board: Sushil Beriwal, MD, of ABS; Tricia Kelly, MD, of ASBS; and William Rate, MD, of ACRO. The authors acknowledge the numerous investigators who contributed to this study: George W Nunn, Dwelvin L Simmons, Michael S Gilligan, Tappan Roy, Jonathon K Foley, John P Thropay, Timothy D Nichols, Bruce A Bornstein, Elizabeth P Tito, Steven C Lane, Julie G White, Manjeet Chadha, and Susan K Boolbol.

Disclosure

The authors report no conflicts of interest in this work.

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