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Original Research

Identification of Self-Management Behavior Clusters Among People Living with HIV in China: A Latent Class Profile Analysis

ORCID Icon, , , , , & show all
Pages 1427-1437 | Published online: 25 Jun 2021

Abstract

Background

Self-management directly affects the health outcomes and quality of life among people living with HIV (PLWH). A better understanding of self-management level will provide evidence for researchers to develop effective interventions.

Purpose

This study aims to identify the latent classes among PLWH in their levels of self-management behavior, and to explore the sociodemographic and disease-related predictors within these classes.

Materials and Methods

A total of 868 PLWH were recruited from August 2017 to January 2019 in Sichuan Province, China. A latent class profile analysis was used to identify participants’ self-management behavior, and multinomial logistic regression was used to explore the sociodemographic and disease-related predictors of the different latent classes.

Results

Model fit indices supported a three-class model. The mean self-management scores in the three classes were 23.56 (SD=6.02), 37.91 (SD=3.80), and 47.95 (SD=4.18), respectively. The latent classes were Class 1 (a poor level of self-management behavior, 12.1%, n=104), Class 2 (a moderate level of self-management behavior, 56.1%, n=491) and Class 3 (a good level of self-management behavior, 31.7%, n=273). Antiretroviral trerapy (ART) status, infection route, and educational level were the main predictors of self-management behavior.

Conclusion

The findings indicated that the level of self-management behaviors among PLWH in China is inadequate. Those with a lower educational level, who were infected through blood/injecting drugs, and who were not receiving ART, showed a significantly lower level of self-management behavior. These results could help healthcare professionals to quickly recognize PLWH who are at a high risk of low-level self-management, using individual characteristics and could provide a scientific basis for the development of effective and targeted programs to improve self-management level in PLWH.

Introduction

HIV is a serious threat to human health and has a significant impact on societal development.Citation1 More than 36 million people have been infected worldwide.Citation2 There were 664,751 people living with HIV (PLWH) in China by the end of 2016.Citation3 With the introduction of antiretroviral therapy (ART) for HIV, the mortality decreased, and the life expectancy of PLWH increased significantly,Citation4 AIDS has been transformed into a chronic disease. Effective self-management is critically important for chronic diseases.Citation5 Self-management is the gold standard of chronic care.Citation6 It has been reported to enhance people’s confidence in facing their disease, improve their health awareness and social adaptability, promote the development of good habits,Citation7 and improve their prognosis, reducing the burden on the medical and healthcare systems.Citation8 Adherence to effective self-management is critical for people living with chronic diseases, and could yield important benefits including improvements in quality of life, reductions in the utilization of healthcare resources,Citation9 and decreased transmission of HIV.Citation10 Better self-management promotes the establishment of a healthy lifestyle and safer sexual behavior, improves medication adherence, reduces anxiety, and improves quality of life in PLWH.Citation1

Self-management refers to a person managing their own needs generated by the illness (taking medication, daily physical health activities), activating social support (family, peers, and HIV care providers), and living with chronic illness.Citation11,Citation12 Self-management is a central concept of the Individual and Family Self-Management Theory (IFSMT).Citation13 IFSMT was developed to describe multiple levels of self-management in chronic disease including HIV.Citation14 This middle-range theory is descriptive and comprises dynamic and interrelated constructs defined as the context, the process of self-management, self-management interventions and self-management outcomes. The contextual factors focus on “risk and protective factors”, including condition-specific factors, the physical and social environment, and individual factors.Citation15 In the IFSMT, the risk and protective factors in the context dimension affect the individual’s and family’s ability to engage in the process dimension of self-management, and have a direct impact on outcomes.Citation14 Individual characteristics are also viewed as responsible for enhancing or inhibiting engagement in self-management behaviors. Individual factors, including age, gender, educational level, and income, may affect individual’s self-management behaviors.Citation16,Citation17

Previous studies demonstrate variable levels of self-management among PLWH across different countries,Citation16,Citation18 and there are a few studies of the self-management behavior of PLWH in China.Citation17,Citation19,Citation20 However, to the best of our knowledge there is no empirical classification of different levels of self-management behaviors among PLWH. Unarguably, there is a need to understand the subgroups of self-management behaviors and to identify possible predictors of self-management levels. With this information, healthcare providers will be able to quickly identify people at a high risk for low level of self-management, using individual characteristics, and this might help to tailor targeted and appropriate interventions, thus improving self-management in PLWH.

Sichuan Province, located in West China, is characterized by the largest population of PLWH in China with 92,976 HIV/AIDS patients alone by the end of 2016.Citation21 Of all the subjects, 34.16% were in Liangshan Yi Autonomous Prefecture (Liangshan Prefecture), and 20.88% were in Chengdu, with relatively low numbers (1–2%) in Panzhihua.Citation21 We conducted a cross-sectional study of PLWH in these three areas within Sichuan Province. The aims of this study were (1) to identify the level and the latent classes of self-management behavior and (2) to explore sociodemographic and disease-related predictors of different latent classes.

Materials and Methods

Ethical Statement

All procedures performed in the study involving human participants were in accordance with the ethical standards of the institutional research committee and the guidelines of the Declaration of Helsinki. Ethical approval for the research was obtained from the West China Hospital Medical Ethics Committee (Num: 20170430) before data collection.

Study Design and Sample

A cross-sectional study was conducted from August 2017 to January 2019. All of the participants were from designated HIV treatment sites, ie, Centers for Disease Control (CDCs) or hospitals, in three areas (Chengdu, Panzhihua, and Liangshan Prefecture). The inclusion criteria for participants were (1) participants met the Chinese Ministry of Health’s (2005) diagnostic criteria for HIV, (2) participants were 18 years or older, (3) participants were able to understand and answer the questionnaires, and (4) participants volunteered freely for the survey. Participants with a mental disorder or cognitive impairment were excluded.

Data Collection

The investigators were trained in the study protocol and data collection. Participants were recruited using convenience sampling when they attended the participating AIDS clinics or CDCs to receive antiretroviral drugs or health counseling. All participants were informed of the purpose, content and potential risks of the study. All participants signed written informed consent forms. Then, they completed the paper-based questionnaires anonymously in private rooms. A total of 950 PLWH were recruited. Of these, 50 participants refused to fill out the questionnaires, and 900 questionnaires were completed (a response rate of 94.7%), of which 32 were discarded due to a lack of data on major variables. Finally, 868 questionnaires were included for analysis (the effective response rate was 96.44%). Nylund-Gibson et alCitation22 suggested that a total of 300 or more cases is desirable for an appropriate sample size in latent class profile analysis. The sample size of this study (n=868) is therefore adequate. Each participant took approximately 25–30 minutes to complete the survey and received ¥50 as labor compensation.

Measures

Self-management was assessed using the HIV Self-Management Scale that was developed by Webel.Citation23 This scale is a self-reported questionnaire and each domain demonstrated acceptable reliability (0.72–0.86) and stability (0.61–0.85).Citation23 The scale includes three domains and 20 items: daily self-management health practices (12 items), which represents self-regulation skills and abilities, (eg, dietary adjustments); social support and HIV self-management (three items), which represents the social facilitation aspect, including social influence, social support, and collaboration with healthcare professionals (eg, participation in support groups); and the chronic nature of HIV self-management (five items), which represents knowledge, beliefs, and self-efficacy (eg, AIDS management is a top priority). The total score of the scale was calculated by adding together all the items’ scores. Possible scores range from 0–60. A higher score indicates a higher level of self-management. We have obtained Webel’s permission to translate and use the scale. After translation, retranslation, cultural adjustment, pre-investigation and analysis, the content validity index of the scale was 0.910, the index of each item was 0.769–1.000, the internal reliability of Cronbach’s α was 0.943, the coefficient of each dimension was 0.820–0.959, and the total test-retest reliability of the scale was 0.965.

Sociodemographic and clinical data of the participants were collected using a 14-item questionnaire developed for the purposes of the study, based on the IFSMT and variables identified in the literatures. Sociodemographic questions encompassed the individual, physical and social environment, such as region (Chengdu, Panzhihua, and Liangshan), gender, marital status, age, religion, ethnicity, educational level, residence (city/town, countryside), occupation, and per capita monthly household income. Clinical factors influencing the patient’s health status included years since HIV diagnosis, infection route, ART status and HIV serostatus disclosure.

Data Analysis

SPSS 20.0 (IBM Corporation, Armonk, NY, USA) and Mplus Version 7.4 were used for data analysis. SPSS was used for descriptive statistics (frequency, mean, standard deviation), Chi-square test, analysis of variance (ANOVA) and multinomial logistic regression analysis. A Latent Class Profile Analysis(LCPA) was performed using Mplus. LCPA is a person-centered analysis method, used to identify unmeasured class membership among participants, using multiple measured variables,Citation24 and is typically used for continuous variables.Citation25 The HIV self-management scores are continuous data and so LCPA was used to identify latent classes of self-management behavior reported by PLWH. Robust maximum likelihood was selected as the estimation method.Citation26 Akaike Information Criterion (AIC), Bayesian Information Criterion (BIC) and Sample Size Adjusted BIC (SABIC) were the main indicators used to evaluate the quality of the different models. The lower the value, the better the model fit.Citation27 Relative entropy was used to evaluate the uncertainty of the models, and their values ranged from 0–1, a higher value indicating greater classification certainty. The likelihood-based tests, the Vuong-Lo-Mendell-Rubin adjusted likelihood ratio test (VLMR-LRT) and the bootstrapped likelihood ratio test (BLRT), provided p values assessing whether adding a class led to a statistically significant improvement in model fit. These likelihood-based tests compared the fit between two neighboring class models. A nonsignificant p value for a k class solution thus lent support for the k-1 class solution.Citation22 Multinomial logistic regression was used to recognize the predictors of different latent subgroups of self-management behavior. The variables of sociodemographic and clinical data with statistical significance (p<0.05) in the Chi-square test were regarded as the independent variables, and the identified potential classes of self-management behavior were the dependent variable in multinomial logistic regression.

Results

Characteristics of the Participants

The age of the 868 participants ranged from 18 to 82 years, with a mean age of 43.68 years (SD=13.90). All of the minority were of Yi nationality. The majority of participants were receiving ART (89.7%, n=779). There are 152 patients infected through the blood/injecting drugs, of which 77.63% (n=118) were from Liangshan Prefecture, 14.47% (n=22) from Panzhihua, and 7.89% (n=12) from Chengdu. Other sociodemographic and clinical data of the participants are presented in .

Table 1 Characteristics of the Participants (n=868)

Latent Class Profile Analysis of Self-Management Behavior

Models with one to four latent classes were examined, where the one-class model was set as a baseline. The fitting index summary of LCPA of self-management behavior is presented in . According to the indicators, a nonsignificant p value for a four-class model suggests that the three-class model is supported by the VLMR-LRT. Model 3 was the best, compared with the other three models, because of its smaller values of log-likelihood, AIC, BIC and SABIC, and the highest entropy value. In addition, VLMR-LRT (p<0.05) and BLMR (p<0.05) for this model both showed statistical significance. After careful review of all the models, the three-class model for self-management behavior was shown to best satisfy the selection criteria. The conditional probability distribution of the three potential categories of PLWH is shown in . Self-management behavior was divided into three potential categories, the proportions of the three classes were 12.1% (n=104), 56.1% (n=491), and 31.7% (n=273) respectively.

Table 2 Fit Indices of LCPA for Self-Management Behavior Clusters (n=868)

Figure 1 The conditional probability distribution of the three potential categories of PLWH.

Figure 1 The conditional probability distribution of the three potential categories of PLWH.

The Distribution of the Self-Management Scores Among the Three Classes

The mean self-management score of all PLWH was 39.35 (SD=8.50). ANOVA was used to examine the distribution of the self-management scores among the three classes. The effect size was denoted by ŋ2. Fisher’s least significant difference test (LSD-t) was used to identify significant differences between the classes. The mean self-management scores in the three classes were 23.56 (SD=6.02), 37.91 (SD=3.80), and 47.95 (SD=4.18) respectively, F(2,865) =1312.00, ŋ2=0.752, p<0.001. Class 1 compared with Class 2, t=−31.41, p<0.001, 95% CI (15.25, −13.46); Class 1 compared with Class 3, t=−49.97, p<0.001, 95% CI (−25.35,-23.43); Class 2 compared with Class 3, t=−31.35, p<0.001, 95% CI (−10.66, −9.40). The results indicate that Class 3 had the highest level of overall self-management, whereas Class 1 had the lowest level. We therefore concluded that Class 1 had a poor level of self-management behavior, Class 2 had a moderate level of self-management behavior, and Class 3 had a good level of self-management behavior.

The Distribution of the Sociodemographic and Clinical Data Among the Three Classes

The distribution of the sociodemographic and clinical data among the three classes is presented in . A Chi-square test was used to examine the three latent classes according to their different sociodemographic and clinical data, and p<0.05 was considered statistically significant. There was a significant difference in the distribution of region, age, ethnicity, educational level, religion, residence, occupation, per capita monthly household income, infection route, ART status, and HIV serostatus disclosure among three classes (all p<0.05), but not in the distribution of gender, marital status, or years since HIV diagnosis between the three classes (all p>0.05).

Table 3 The Distribution of the Sociodemographic and Clinical Data Among the Three Classes (n=868)

Predictors of Three Latent Classes of Self-Management Behavior

Multinomial logistic regression (with one subgroup as a base scenario) was used to determine whether sociodemographic and clinical data are predictors of subgroup membership. The results are shown in . The model of Class 3 versus Class 1 indicates that educational level, infection route, and ART status are significant predictors. PLWH who had a higher educational level, who were not infected through blood/injecting drugs, and who were receiving ART, were more likely to report better level of self-management behavior. The Model Class 2 versus Class 1 indicates that infection route and ART status are significant predictors. PLWH who were infected through blood/injecting drugs, and who were not receiving ART were more likely to report lower level of self-management behavior.

Table 4 Predictors of Three Latent Classes of Self-Management Behavior

Discussion

Self-management directly affects the health outcome and quality of life in PLWH, and it plays an important role in the management of chronic diseases and prevention of comorbidities.Citation18 Self-management is an important component of the long-term disease management in PLWH, and has potential to improve health outcomes of PLWH.Citation28 A better understanding of PLWH’s level of self-management will help researchers to develop targeted interventions. This is the first time that LCPA has been applied to the understanding of different behavior classes in self-management among PLWH. The levels of self-management were divided into three latent classes: Class 1 (poor level), Class 2 (moderate level), and Class 3 (good level). Most (68.2%) participants’ level of self-management was poor or moderate. Thus, the level of self-management behaviors in China is inadequate. Health care providers should develope effective interventions to improve patients’ self-management behaviors in future.

Based on the Individual and Family Self-Management Theory,Citation14 this study examines sociodemographic and clinical variables that impact the level of self-management behaviors in PLWH. Our study shows that educational level is one of the predictors of self-management level. Most (81.1%) participants with a low level of education (illiterate or primary school) were found to be in classes 1 or 2. This discovery was consistent with previous studies. For example, Efendi et alCitation29 confirm that educational levels significantly influence people’s level of knowledge of HIV; self-management scores have been found to be positively related to educational level among PLWH in Northwest Ethiopia;Citation15 a higher level of education has been associated with more knowledge about HIV,Citation19 which may enhance their self-management behaviors. Thus, PLWH with a better knowledge level tended to be more aware of their health status and better prepared to make decisions about health behaviors.

ART status was found to be one of the main predictors of self-management level. Self-management in PLWH is critical for implementing and maximizing the benefits of ART.Citation8 In this study, 89.7% of participants were receiving ART. Of those who were not receiving ART, most (85.4%) were found to be in classes 1 or 2. Antiretroviral therapy is one of the most important clinical prescriptions for the treatment of HIV, especially in developing countries where the number of PLWH is rising.Citation30 It has been recommended that PLWH should accept ART and collaborate with their healthcare providers to increase their chances of success.Citation31,Citation32 During ART, PLWH have regular contact with healthcare providers and medical experts to provide various auxiliary services and psychosocial support.Citation33 Through contact with ART clinics, PLWH have the opportunity to talk about their problems in counseling sessions, or with other PLWH in their groups.Citation34 They also have more opportunities to obtain accurate knowledge and information, which is beneficial for their self-management. In addition, PLWH receiving ART can more easily obtain support from various governmental and nongovernmental organizations, which is critical in living with a chronic disease,Citation35 which may enhance the sources of social support and reduce psychological stress and economic burden. PLWH may become active self-managers. Therefore, it is necessary to detect HIV-positive people and administer ART as soon as possible. These steps will help PLWH to accept reality, adjust to their own role, adapt psychologically and manage their illness well.

Another main predictor of self-management level is infection route. Our study shows that most (82.2%) participants infected through blood/injecting drugs were found to be in classes 1 or 2. This is consistent with another study in which those infected through blood/injecting drugs have lower levels of self-management than those with sexually transmitted HIV.Citation36 Most (77.63%) of the PLWH infected through blood/injecting drugs who participated in this study were from Liangshan Prefecture. This area is located in the southwestern part of Sichuan Province in a mountainous area, and is an important route of drug entry into Sichuan. Consequently, the injection of drugs is one of the main causes of HIV acquisition in Liangshan Prefecture.Citation37 Sharing needles is likely to occur due to a lack of needle hygiene knowledge, difficulty in obtaining needles, and the influence of the Yi culture of sharing.Citation38 Use of illicit substances increases the risk of HIV infection, while diminishing both HIV medication adherence and people’s self-management of their illness.Citation39 Substance abuse behaviors are known to reduce patients’ self-control, complicate their ability to self-manage, and negatively impact the disease outcomes in PLWH.Citation40 Therefore, healthcare providers should actively spread knowledge of HIV and safe sexual behavior among drug users to change dangerous behaviors and fundamentally curb the epidemic of HIV.

Due to the varying levels of self-management behavior, the spread of interventions that promote successful self-management is essential for improving health-related quality of life, reducing healthcare costs over time, and preventing the progression of chronic conditions. Mobile health interventions have emerged as a promising tool to support disease self-management among PLWH from all demographic groups and geographic areas.Citation41 The use of mobile and web-based technologies in combination is the best solution for the prevention of AIDS. These would be useful in promoting ART and self-management, in providing health information, and in suggesting techniques to help PLWH overcome several of the key barriers to good medication adherence.Citation42 We suggest that more relevant studies should be carried out to identify future mobile-based applications for self-management for PLWH.

This is the first reported study to use LCPA to identify different self-management behavior clusters and explore their predictors among a large sample of PLWH. The findings show the pertinence of this approach to current and future nursing research. The study has the potential to assist healthcare professionals in quickly identifying PLWH who are at a high risk of low levels of self-management, based on their individual characteristics. The approach is also highly valuable in clinical nursing practice, as it provides a clear focus for healthcare providers to begin to develop targeted interventions designed to promote the uptake of healthy behavior for specific subgroups.

There are several limitations in this study. First, this study provided a preliminarily exploration of self-management behavior clusters in PLWH and identified some target predictive factors. However, we could not determine the exact causality between self-management and predictors due to the cross-sectional design. Therefore, there is a need for continuing longitudinal research and multicenter studies to confirm our findings and explore its causality. Second, the generalizability of the findings is potentially limited by the fact that all the respondents were from Sichuan Province in China, so the results cannot be generalized to all PLWH. Future studies should be conducted in the form of multicenter surveys elsewhere in China and the world. Third, a limited number of contextual risk and protective factors in the IFSMT were included in the study. Other influencing factors in the “process of self-management” (eg, self-efficacy, self-regulation abilities, and social facilitation) should be explored in future studies.

Conclusion

The findings indicated that the level of self-management behaviors among PLWH in China is inadequate. Levels of self-management were divided into three latent categories: Class 1 (a poor level of self-management), Class 2 (a moderate level of self-management), and Class 3 (a good level of self-management). Most (68.2%) participants showed a poor or moderate level of self-management. ART status, infection route, and educational level were the main predictors of participants’ self-management behavior. Those with a lower educational level, who were infected through blood/injecting drugs, or who were not receiving ART had a significantly lower level of self-management. These results could help healthcare professionals to quickly identify PLWH who are at a high risk for low levels of self-management, using individual characteristics, as well as provide a scientific basis for the development of effective and targeted programs to improve self-management levels in PLWH.

Author Contributions

All authors made a significant contribution to the work reported, whether that is in the conception, study design, execution, acquisition of data, analysis and interpretation, or in all these areas; took part in drafting, revising or critically reviewing the article; gave final approval of the version to be published; have agreed on the journal to which the article has been submitted; and agree to be accountable for all aspects of the work.

Acknowledgments

The authors gratefully appreciate the support of the investigators and all the participants.

Disclosure

The authors have no conflicts of interest to declare.

Additional information

Funding

The work was supported by the Sichuan Provincial Project for Major Diseases Prevention and Control (Registration number: 70, 2017).

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