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Review Article

Biopharmaceutical potential of lichens

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Pages 778-798 | Received 19 Aug 2011, Accepted 14 Oct 2011, Published online: 03 Apr 2012

Abstract

Context: Lichens are composite organisms consisting of a symbiotic association of a fungus (the mycobiont) with a photosynthetic partner (the phytobiont), usually either a green alga or cyanobacterium. The morphology, physiology and biochemistry of lichens are very different from those of the isolated fungus and alga in culture. Lichens occur in some of the most extreme environments on the Earth and may be useful to scientists in many commercial applications.

Objective: Over the past 2 decades, there has been a renewed and growing interest in lichens as a source of novel, pharmacologically active biomolecules. This review summarizes the past and current research and development trends in the characterization and use of lichens and their bioactive compounds in traditional medicine and other biopharmaceutical applications of commercial interest.

Methods: The present review contains 10 illustrations and 188 references compiled from major databases including Science Direct, Chemical Abstracts, PubMed and Directory of Open Access Journals.

Results: Lichen morphology, symbiosis, diversity and bioactivities including enzyme inhibitory, antimicrobial, antifungal, antiviral, anticancer, anti-insecticidal and antioxidant actions were reviewed and summarized. Recent progress in lichens and lichen-forming fungi was discussed with emphasis on their potential to accelerate commercialization of lichen-based products.

Conclusions: Lichens are an untapped source of biological activities of industrial importance and their potential is yet to be fully explored and utilized. Lichen-derived bioactive compounds hold great promise for biopharmaceutical applications as antimicrobial, antioxidant and cytotoxic agents and in the development of new formulations or technologies for the benefit of human life.

Introduction

Lichens are symbiotic plant-like organisms, usually composed of a fungal partner, mycobiont, and one or more photosynthetic partners, phytobiont, most often either a green alga or cyanobacterium (CitationSre-Indrasutdhi, 2005). Although the dual nature of these lichens is now widely recognized and lichen products have been used in traditional medicine for centuries, they are less studied and understood than the single microorganisms (CitationNash, 1996). Lichen species comprise more than 20% of the global fungal biodiversity and as unique symbiotic organisms that occur in some of the most extreme environments on Earth—arctic tundra, hot deserts, rocky coasts, toxic slag heaps, etc. The substances that lichens produce to survive in these extreme environments are also unique but little understood. As our understanding of the bioregulatory role of different endogenous biomolecules and their mechanism of action develops, more attention is drawn to lichens as a promising source for drug discovery (CitationKarthikaidevi et al., 2009). Although bioactive phenolic compounds with new chemical structures of pharmaceutical interest have been recently reported (CitationBoustie & Grube, 2005), most research effort has been focused on the discovery of new lichen species and lichen taxonomy, and despite recent progress, only usnic acid has been used for pharmaceutical and cosmetic product development to date (CitationCansaran et al., 2006). This review is intended to summarize the past and current research and development trends in the characterization and use of lichens and their bioactive compounds in traditional medicine and other biopharmaceutical applications of commercial interest.

Lichen morphology

The morphology of the lichenized thallus is strongly influenced by the phytobiont and its direct contact with the mycobiont (). Lichen thalli have been grouped as: (1) crustose (phytobiont in a distinct layer below an upper mycrobiont cortical layer with no lower cortex); (2) leprose (groups of phycobiont surrounded by mycobiont); (3) foliose (leafy; phycobiont in a layer below an upper cortex with a discrete cortex below, separate from the substratum on which it grows; (4) filamentose (filamentous; phycobiont surrounded by a sheath of mycobiont); and (5) fruticose (shrubby; erect, vertical or trailing; radial in structure, often attached at the base, with the phycobiont in a layer inside the outer cortex).

Figure 1.  (A) Lichen thallus, (B) Vertical section of a foliose lichen thallus, showing (bottom to top) the upper cortex of compact fungal tissue (mycobiont), the algal layer (phycobiont), medulla of loosely interwoven hyphae, and the lower cortex of compacted dark brown fungal tissue (mycobiont).

Figure 1.  (A) Lichen thallus, (B) Vertical section of a foliose lichen thallus, showing (bottom to top) the upper cortex of compact fungal tissue (mycobiont), the algal layer (phycobiont), medulla of loosely interwoven hyphae, and the lower cortex of compacted dark brown fungal tissue (mycobiont).

As the potential relationships of mycobionts and phytobionts may in fact be quite complex, a rigorous classification of the types of relationships between them was developed by CitationRambold and Triebel (1992). Since lichens cannot be regarded as individuals from a genetic and evolutionary perspective, this has major implications in many areas of lichen investigation such as developmental and reproductive studies (CitationNash, 1996). In culture, the unlichenized mycobionts remain relatively amorphous and initiate thallus development when they first come in contact with their phytobiont (CitationAhmadjian, 1993). There is a variation in the degree to which the symbiosis is obligatory for the partners involved. The green alga Trebouxia, which occurs in approximately 20% of all lichens, has rarely been found as a free-living organism. In contrast, other phytobiont genera such as Gleocapsa, Nostoc, Scytonema and Trentepohlia commonly occur in both lichenized and free-living state (CitationLücking et al., 2009). In some cases, the free-living populations (Nostoc and Scytonema) and their lichenized counterparts (Collema and Peltula) occur in the same habitat such as desert soils. The ability of the same phytobiont species to occur in a free-living and lichenized state at the same time is not well described (CitationBeck, 2002) because relatively few lichen algae have been identified as species, and generally, the systematics at the species level of many cyanobacteria and unicellular green algae are not well resolved. Nevertheless, it appears that most lichens are highly specific in their choice of phytobiont (CitationBeck et al., 1998; CitationRambold et al., 1998). The mycobionts growth is normally fairly slow and they are unlikely to survive well in a free-living state due to competition with other fungi and/or nutrient consumption by other organisms (CitationNash, 1996). Multiple phytobiont species (e.g., Trebouxia) have also been isolated from different lichen thalli belonging to the same lichen species (CitationFriedl, 1989; CitationIhda et al., 1993). Thus, most mycobionts are assumed to have an obligate relationship to lichenization, although the specificity of the mycobiont for a particular phytobiont may not be as great as one might assume.

Lichen symbiosis

The lichen symbiosis is a very successful one as lichens are found in almost all terrestrial habitats from the tropics to the polar-regions. As a result of the symbiosis, the lichen’s phytobiont and mycobiont have expanded into many habitats where separately they would be rare or non-existent. For example, most free-living algae and cyanobacteria normally occur in aquatic or very moist terrestrial habitats, but as lichens they also occur abundantly in habitats that are frequently dry. Lichenization is one mechanism where mycobiont enhances the water uptake and reduce the light intensity to which the phytobiont is exposed (CitationErtl, 1951). Thus, there may well be benefits to lichenization from the perspective of the phytobiont. In lichens, fungi share the photosynthetically derived carbon source from algae and in return provide water and nutrients to algae. Overall, it may be less important to evaluate lichenization from a strict cost/benefit perspective than to recognize it as a prominent example of a successful symbiosis. As a result of this symbiosis, lichens produce characteristic secondary metabolites and bioactive compounds, which seldom occur in other organisms. Additional studies will undoubtedly help elucidate further our understanding of the lichen symbiosis.

Lichen diversity

Among the terrestrial autotrophs of the world, lichens exhibit intriguing morphological variation in miniature. In color they exhibit a fantastic array of orange, yellow, red, green, gray, brown, and black (CitationWirth, 1995; CitationBrodo et al., 2001). Lichens vary in size from less than 1 mm to long, pendulous forms that hang over 2 m from tree branches. Almost all lichens are perennials, although a few ephemerals (e.g. Vezdaea) are known. At the other extreme, some lichens are estimated to survive well over 1000 years and may be useful in dating rock surfaces (CitationBeschel, 1961). Linear growth varies from imperceptible to many millimeters in a year.

Lichens occur commonly as epiphytes on trees and other plants, and in some ecosystems, epiphytic lichen biomass may exceed several hundred kg/ha (CitationCoxson & Nadkarni, 1995). In addition, they frequently colonize bare soil, where they are an important component of cryptogamic soil crusts in arid and semi-arid landscapes (CitationEvans & Johansen, 1999; CitationBelnap & Lange, 2003). Furthermore, lichens occur almost ubiquitously on rocks with the most obvious ones occurring as epiliths, either growing over the surface or embedded within the upper few millimeters. A few lichens even occur endolithically within the upper few millimeters of the rock in Antarctica (CitationFriedmann, 1982). In the tropics and subtropics, some rapidly growing lichens even colonize the surface of leaves as epiphylls (CitationLücking & Bernecker-Lücking, 2002). Although most lichens are terrestrial, a few occur in freshwater streams (e.g. Peltigera hydrothyria) and others—in the marine intertidal zone (e.g. Lichina spp. and the Verrucaria maura group). Lichens occur in most terrestrial ecosystems of the world, but their biomass contribution varies from insignificant to being a major component of the whole ecosystem (CitationKershaw, 1985). In many polar and subpolar ecosystems, lichens are the dominant autotrophs (CitationLongton, 1988). CitationLadd (2009) studied a total of 161 taxa of lichens and related fungi from the Gulf Coastal Plain in south-central Arkansas. Recently, a new lichen species of Caloplaca obamae was discovered in the Channel Island National Park of Santa Rosa Island, California (CitationKnudsen, 2009). It produced a thin thallus with orange granules (30–50 µm diameter) and discontinuous algal layer (50–100 µm thick). In comparison to the reported associated species C. ludificans, C. obamae did not produce ascospores and apothecia.

The formation of lichen associations represents one of the most successful lifestyles among fungi. Representing 20.6% of the 64,200 described fungi, the mycobionts belong to different subdivisions such as ascomycotina, basidiomycotina, deutromycotina, mastigomycotina, and myxomycotina. Out of the 13,250 lichen-forming fungal species described to date, nearly 13,000 are ascomycetes, approximately 50 are basidiomycetes and 200 are deutromycyces. Lichen-forming fungi represent 46.3% () of all described ascomycetes and are the focal point to understanding the ascomycete relationships (CitationHawksworth, 1988; CitationDePriest, 2004). Very few lichen species belong to basidiomycotina, deutromycotina, mastigomycotina, myxomycotina but not a single species belongs to the zygomycotina subdivision. Furthermore, within the ascomycetes, all lichen fungi belong to any of the three classes: the Sordariomycetes, the Lecanoromycetes, or the Eurotiomycetes (). Of these classes, the Lecanoromycetes is nearly exclusively lichenized and contains an overwhelming majority of all lichen-forming species. Before the advent of molecular studies, ascomycetes were classified on the basis of their reproductive structures. This system divided fungi into traditional classes such as apothecial Discomycetes, cleiostothecial Plectomycetes, and perithecial Pyrenomycetes, with asexual forms classified as anamorphic Deuteromycetes. Classification using molecular phylogenies has allowed researchers to modify these classes to monophyletic groups (CitationGargas & Taylor, 1995; CitationSpatafora, 1995; CitationLumbsch, 2000) and subsequently a new phylogenetic system has been proposed by CitationEriksson and Winka (1997). Recently, a report co-authored by 103 researchers from various institutions worldwide on the discovery of 100 new species of lichenized fungi representing a wide taxonomic and geographic range was published in Phytotaxa (CitationLumbsch et al., 2011). The newly described species were: Acarospora flavisparsa, A. janae, Aderkomyces thailandicus, Amandinea maritima, Ampliotrema cocosense, Anomomorpha lecanorina, A. tuberculata, Aspicilia mansourii, Bacidina sorediata, Badimia multiseptata, B. vezdana, Biatora epirotica, Buellia sulphurica, Bunodophoron pinnatum, Byssoloma spinulosum, Calopadia cinereopruinosa, C. editae, Caloplaca brownlieae, C. decipioides, C. digitaurea, C. magnussoniana, C. mereschkowskiana, C. yorkensis, Calvitimela uniseptata, Chapsa microspora, C. psoromica, C. rubropulveracea, C. thallotrema, Chiodecton pustuliferum, Cladonia mongkolsukii, Clypeopyrenis porinoides, Coccocarpia delicatula, Coenogonium flammeum, Cresponea ancistrosporelloides, Crocynia microphyllina, Dictyonema hernandezii, D. hirsutum, Diorygma microsporum, D. sticticum, Echinoplaca pernambucensis, E. schizidiifera, Eremithallus marusae, Everniastrum constictovexans, Fellhanera borbonica, Fibrillithecis sprucei, Fissurina astroisidiata, F. nigrolabiata, F. subcomparimuralis, Graphis caribica, G. cerradensis, G. itatiaiensis, G. marusa, Gyalideopsis chicaque, Gyrotrema papillatum, Harpidium gavilaniae, Hypogymnia amplexa, Hypotrachyna guatemalensis, H. indica, H. lueckingii, H. paracitrella, H. paraphyscioides, H. parasinuosa, Icmadophila eucalypti, Krogia microphylla, Lecanora mugambii, L. printzenii, L. xanthoplumosella, Lecidea lygommella, Lecidella greenii, Lempholemma corticola, Lepraria sekikaica, Lobariella sipmanii, Megalospora austropacifica, M. galapagoensis, Menegazzia endocrocea, Myriotrema endoflavescens, Ocellularia albobullata, O. vizcayensis, Ochrolechia insularis, Opegrapha viridipruinosa, Pannaria phyllidiata, Parmelia asiatica, Pertusaria conspersa, Phlyctis psoromica, Placopsis imshaugii, Platismatia wheeleri, Porina huainamdungensis, Ramalina hyrcana, R. stoffersii, Relicina colombiana, Rhizocarpon diploschistidina, Sticta venosa, Sagenidiopsis isidiata, Tapellaria albomarginata, Thelotrema fijiense, Tricharia nigriuncinata, Usnea galapagona, U. pallidocarpa, Verrucaria rhizicola, and Xanthomendoza rosmarieae (CitationLumbsch et al., 2011).

Figure 2.  Distribution of lichen species in various subdivisions of fungi (Source: CitationHawksworth, 1988).

Figure 2.  Distribution of lichen species in various subdivisions of fungi (Source: CitationHawksworth, 1988).

Figure 3.  Phylogenetic relationship in phylum Ascomyceta (Source: CitationTehler & Wedin, 2008). Lichenized texa are marked with thick lines and with names in bold.

Figure 3.  Phylogenetic relationship in phylum Ascomyceta (Source: CitationTehler & Wedin, 2008). Lichenized texa are marked with thick lines and with names in bold.

Lichen compounds and traditional biomedical uses

Many lichens are known to produce unique secondary metabolites and have considerable biological activities (Vartia, 1973; CitationRichardson, 1988; CitationLawrey, 1989; CitationElix, 1996). Many lichens are edible; however, some lichens contain toxic substances. According to CitationAsahina and Shibata (1971) and CitationDayan & Romagni (2001), the lichen compounds may be classified into the following groups: (1) aliphatic lichen substances (including acids, zeorin compounds, polyhydric alcohols); (2) aromatic lichen substances (including pulvic acid derivatives, depsides, depsidones, quinones, xanthone derivatives, diphenyleneoxide derivatives, nitrogen containing compounds, triterpenes, tetronic acids); and (3) carbohydrates (polysaccharides). To date, the chemistry of about a third of all lichen species has been studied and about 350 secondary metabolites have been identified. The chemical structures of approximately 200 of them have been established. Lichen’s secondary metabolites are usually insoluble in water and can be extracted into organic solvents. They amount to between 0.1 and 10% of the dry weight of the thallus, sometimes up to 30% (CitationVarita, 1973). The chemical structures of some common lichen compounds are presented in . These substances have been mostly identified as lactones (e.g., protolichessterinic acid), phenolic compounds (e.g., atranol and resorcinol), depsides (e.g., diffractic acid), pulvinic acid derivative (e.g., vulpinic acid), dibenzofurans and usnic acids (e.g., usnic acid). In addition, other lichen substances like atranorin, stictic acid, lecanoric acids and pannarin have been frequently studied (CitationKhanuja et al., 2007; CitationRanković & Mišić, 2008; CitationGomes et al., 2002).

Figure 4.  Some common lichen compounds.

Figure 4.  Some common lichen compounds.

Although lichens have been used for medical purposes since ancient times, information on the edible and medicinal uses of lichens is scattered (CitationChevallier, 1996). The medicinal use of lichens can be traced back to the 18th dynasty (1700–1800 BC) when Evernia furfuracea (L.) Mann or (Parmeliaceae) was first used as a drug (CitationLaunert, 1981). Some lichens were claimed to be good for coughs, jaundice, rabies and restoring lost hair (CitationPereira, 1853). Herbal medicine texts made account of several species of lichens including Cladonia, Evernia, Lobaria, Parmelia, Peltigera, Pertusaria, Physica, Rocella, Usnea and Xanthoria (CitationPerez-Llano, 1944a). During the middle age, lichens figured prominently in the herbals used by practitioners. However, lichens have been essentially overlooked to a great extent by the modern pharmaceutical industry, despite all the evidence of biological activity in lichen extracts provided in literature (CitationKhanuja et al., 2007). The people of Northern California used Letharia vulpina (L.) Hue. (Parmeliaceae) in stomach diseases (CitationMalhotra et al., 2008). A novel species of Dictyonema was used by the Waorani as hallucinogen (CitationDavis & Yost, 1983). In the Arabian medicine, Alectoria usneoides was used in the treatment of splenomegaly (enlarged spleen). Usnea sp. was used in the Traditional Chinese Medicine (TCM), homeopathic system of medicine and traditional medicine in the Pacific Islands and New Zealand. Usnea sp. is valued for its demulcent properties and finds use in treatments of mild inflammation of the oral and pharyngeal mucosa. Usnea filipendula Stirt was used in the former Soviet Union for cuts and wounds (CitationChevallier, 1996). The Spanish folk medicine has documented the use of lichens in various medical aliments (CitationMalhotra et al., 2008). Decoction of Pseudoevernia furfuracea (L.) Zopf. (Parmeliaceae) is used in Alfacar and Viznar in respiratory ailments. Ramalina bourgeana Mont. ex Nyl. (Ramalinaceae) is consumed for diuretic and stone-dissolving (lithontriptic) properties (CitationGonzález-Tejero, 1995). The lichen Xanthoparmelia scabrosa (Taylor) Hale (Parmeliaceae) is an ingredient in various aphrodisiac formulations sold on the international market. Traditionally, Cetraria islandica (L.) was used to treat mild inflammation of the oral and pharyngeal mucosa, dyspepsia, and loss of appetite. In the European folk medicine, Cetraria islandica (L.) was used in cancer treatment (CitationChevallier, 1996). Reindeer lichens such as Cladonia rangiferina (L.) F. H. Wigg. syn. Cladina rangiferina (L.) Nyl. (Cladoniaceae) were commonly used to treat colds, arthritis, fever (CitationPerez-Llano, 1944b) as well as jaundice constipation, convulsions, coughs, and tuberculosis (Brown, 2001). Three Parmelia sp. are contained in the Indian drug chharila used as aphrodisiac (CitationLal & Upreti, 1995; CitationKumar & Upreti, 2001). In India, Parmelia chinense finds applications as diuretic and as liniment for headache and powder to heal wounds, whereas the Tinea (ringworm) like disease is treated with Parmelia sancti-angeli. Parmelia peforatum is medically recognized in Afghanistan (CitationChandra & Singh, 1971). Parmelia nepalense (Talyor) Hale ex Sipman is used in Nepal for treatment of toothache and sore throat (CitationKumar et al., 1996). In the Western Himalayas, Thamnolia vermicularis (Schwartz) Ach. (Icmadophilaceae) is used as antiseptic (CitationNegi & Kareem, 1996). In Sikkim (India), Heterodermia diademata (Talyor) D.D. Awas., (Physciaceae) was used for cuts and wounds (CitationSaklani & Upreti, 1992). Several reviews have discussed the pharmaceutical potential and biological activities of lichen substances (CitationHuneck, 1999; CitationMuller, 2001; CitationYamamoto, 2000; CitationBoustie & Grube, 2005).

Many countries have developed commercial pharmacological products based on lichen substances. For instance, usnic acid (CitationIngolfsdottir, 2002) was used in anticeptic products in Germany (Camillen 60 Fudes spray and nail oil) and Italy (Gessato™ shaving). However, at high doses, usnic acid has been shown to exhibit toxic effects (acute oral toxicity, LD50 of 0.84 g/kg) and fatal hepatotoxicity (∼500 mg/day of usnic acid) in mice (CitationDurazo et al., 2004; CitationNeff et al., 2004). Icelandic lichens were marketed in cold remedies formulation by the trade names of Isla-Moos® (Engelhard Arzneimittel GmbH & Co. KG, Germany) and Broncholind® (MCM Klosterfrau Vertriebsgesellschaft mbH, Germany). In Japan, lichen extracts or substances were used in cosmetics, pharmaceuticals and neutraceutical products. The riminophenazine antibiotics, exemplified by clofazimine (Lamprene®), were developed as antimycobacterial drugs (CitationReddy et al., 1999). The antituberculous activity of these drugs was due to the active compounds diploicin and depsidone extracted from the Irish lichen Buellia canescens (CitationBarry, 1946; CitationBarry & Twomey, 1950; CitationNolan et al., 1948).

Biological activities of lichens

Lichens produce a wide array of biologically active primary (intracellular) and secondary (extracellular) metabolites (CitationLauterwein et al., 1995). Primary metabolites include amino acids, polyols, carotenoids, polysacharids and vitamins. Some, like the polysaccharide cell wall compounds lichenan and isolichenan, have taxonomic significance. Carotenoid compounds have also been intensely studied for dues to evolutionary relationships. Lichen’s secondary metabolites, often called lichen acids, are produced primarily by the mycobiont, secreted onto the surface of lichen’s hyphae either in amorphous forms or as crystals. Past and current studies show that lichen’s secondary metabolites exert a wide variety of biological activities that include antibiotic, antimycobacterial, antiviral, anti-inflammatory, analgesic, antipyretic, plant growth inhibitory, antiherbivore, enzyme inhibitory, antiproliferative and cytotoxic effects (CitationShawuti & Abbas, 2007).

Antibacterial activities of lichens

It is well known that pathogenic microbes pose serious threats to human health and are increasing in prevalence in institutional health care settings (James et al., 1997) due to the growing resistance that infectious agents have developed against antibiotics (CitationBabita et al., 2008). Therefore, new alternatives for combating the spread of infection through antibiotic-resistant microbes are necessary for keeping pace with the evolution of ‘super’ pathogens. Natural products are proposed as a therapeutic alternative to conventional antimicrobial treatment (CitationAli et al., 1999; CitationNimri et al., 1999). Among them, lichen-derived products and their antibiotic properties are of special interest to scientists (CitationLawrey, 1986) as up to 50 % of all lichens have been reported to possess antibiotic activities (CitationSharnoff, 1997).

Historically, Burkholder (1944) has first pioneered research on lichens as antibacterial agents. One of the most frequently reported lichen-derived products with a strong antimicrobial activity is usnic acid (CitationIngolfsdottir, 2002). Usnic acid, evernic acid and vulpinic acid inhibited the growth of the Gram-positive bacteria Staphylococcus aureus, Bacillus subtilis and Bacillus megaterium, but had no affect on the gram negative bacteria Escherichia coli or Pseudomonas aeruginosa (CitationLawrey, 1986). Acetone, chloroform, diethyl ether, methanol and petroleum ether extracts of Parmelia sulcata containing salazinic acid demonstrated antibacterial activity against Aeromonas hydrophila, Bacillus cereus, Bacillus subtilis, Listeria monocytogenes, Proteus vulgaris, Yersinia enterocolitica, Staphylococcus aureus, Streptococcus faecalis, Candida albicans and Candida glabrata (CitationCandan et al., 2007). Diethyl ether, acetone and ethanol extracts of Cetraria aculeate contained protolichesterinic acid with promising antibacterial activity against nine bacteria belonging to Gram-positive and Gram-negative groups (Türka et al., 2003). Most of the antibacterial activities were tested on Bacillus, Pseudomonas, E. coli, Staphylococcus aureus, Kleibsiella, Candida, Salmonella, Yersinia and Proteus sp. (Inglfsdottir et al., 1985; CitationYilmaz et al., 2004; CitationRanković & Mišić, 2008; CitationKarthikaidevi et al., 2009; CitationKaragöz et al., 2009; Taya et al., 2004; CitationMartins et al., 2010; CitationManojlovic et al., 2010; CitationRanković et al., 2010; CitationSantiago et al., 2010; CitationSwathi et al., 2010; CitationZambare et al., 2010).

Any bioactive compound, which is studied for antimicrobial activity, must have a specific concentration for an effective killing performance that varies with the compound’s chemical structure, the test microorganism and its resistance to the bioactive compound. Minimal inhibitory concentrations (MICs) are used to characterize the biological activity of various lichen solvent extracts. Solvents include acetone, methanol, ethanol, diethyl ether, chloroform and petroleum ether. Among these, methanol is the most commonly used solvent for extraction of bioactive compound from lichens ( and ). The antimicrobial pattern of lichen extracts varies with the microbes and their cell membrane composition which is different in Gram-positive and Gram-negative microbes. In Gram-positive bacteria, Bacillus and Staphylococcus are the most dominantly genera studied on lichen extracts, followed by Mycobacterium, Streptococcus, Listeria and Micrococcus (). Among the Bacillus species, B. sublitis was the most sensitive microorganism to lichen substances such as atranorin, protolichsterinic acid, salazinic acid, usnic acid, norstictic acid, protoacetraric acid, fumaroprotoacetraric acid, atranol, lecanoric acid, stictic acid, divericatic acids and zeorin. In addition to the above active components (except atranol), Staphylococcus sp. was also sensitive to alectosarmentin and barbatic acid (). Likewise, lichen active compounds, present in lichen extracts, were found active against various against Gram-negative microbes (). Next to E. coli as the most studied Gram-negative microorganism, pathogens like Aeromonas, Anterobacter, Helicobacter, Kleibsiella, Pseudomonas and Proteus sp. have also been proved sensitive to lichen active compounds ().

Table 1.  Antibacterial activity of lichen species against Gram-positive bacteria.

Table 2.  Antibacterial activity of lichen species against Gram-negative bacteria.

Antifungal activities of lichens

The acetone and methanol extracts of Lasallia pustulata (L.) Méret. (Umbilicariaceae), Parmelia sulcata Taylor and Umbilicaria crustulosa (Ach.) Frey (Umbilicariaceae) manifested a very selective antifungal activity (CitationRanković et al., 2007). Usnic acid together with isodivaricatic acid, 5-propylresorcinol, divaricatinic acid were identified as antifungal agents (CitationSchmeda-Hirschmann et al., 2008). Acetone, chloroform, diethyl ether, methanol and petroleum ether extracts of Parmelia sulcata containing salazinic acid demonstrated antifungal activity against Aspergillus niger, Aspergillus fumigatus, and Penicillium notatum (CitationCandan et al., 2007). Parietin and anthraquinone isolated from methanol extracts of Caloplaca cerina (Ehrh. ex Hedwig) Th.Fr. (Teloschistaceae) displayed a significant antifungal activity (CitationManojlovic et al., 2005). Extracts of Andean lichens Protousnea poeppigii (Nees and Flot.) Vain. (Parmeliaceae) and Usnea florida var. rigida Acharius demonstrated antimicrobial activity against the pathogenic fungi Microsporum gypseum, Trichophyton mentagrophytes and T. rubrum. Acetone extracts of three lichen species - Evernia prunastri, Hypogymnia physodes and Cladonia portentosa—were investigated for antifungal activity against eight plant pathogenic fungi: Pythium ultimum, Phytophthora infestans, Rhizoctonia solani, Botrytis cinerea, Colletotrichum lindemuthianum, Fusarium solani, Stagonospora nodorum and Ustilago maydis (CitationHalama & Van, 2004). CitationManojlovic et al. (2000) isolated anthraquinones from Xanthoria lichen species possessing antifungal activity. A potent fingitoxic compound, lecanoric acid, was isolated from Parmotrema tinctorum lichen and tested against the fungus Cladosporium sphaerospermum (CitationGomes et al., 2002). Antifungal activities have been reported for the lichen substance anthraquinone parietin from Caloplaca cerina (CitationManojlovic et al., 2005) and for divaricatinic acid, isodivaricatic acid, usnic acid, and 5-propylresorcinol compounds from Andean lichens Protousnea poeppigii and Usnea rigida (CitationSchmeda-Hirschmann et al., 2008). Antifungal activities were tested on Aspergillus, Botrytis, Fusarium, Mucor, Penicillium and Tricoderma species with low MIC values (0.00625-6.25 mg/mL) indicating high activity (specificity) of these lichen extracts against fungal pathogens. The lichen active compounds reported to possess antifungal activity—divaricatic acid, zeorin, lecanoric acid, lichenic acid, atranorin, salanizic acid, protolichesterinic acid, fumarprotoacetraric acid, protocetraric acid, stictic acid and usnic acid—are summarized in .

Table 3.  Antifungal activity of lichen species.

Antiviral activities of lichens

Antiviral properties have been attributed to various lichen substances. Anthraquinones, especially the polyphenolic and/or polysulphonate substituted types, have been shown to exhibit potent antiviral properties (CitationSchinazi et al., 1990; CitationSydiskis et al., 1991). CitationCohen et al. (1996) isolated anthraquinones, bianthrones and hyperacin derivatives from lichens whose antiviral activities were positively correlated with an increasing substitution of chlorine in the anthraquinone structure. It is plausible to suggest that similar manipulations could improve the antiviral effects of the nascent compounds in crude lichen extracts. Plant polysaccharides have also been shown to exhibit potent antiviral activities, especially against enveloped viruses (CitationHosoya et al., 1991; CitationPremanathan et al., 1999). CitationEsimone et al. (2007) reported that the crude polysaccharide fraction (CPF) of a Parmelia perlata lichen extract targeted the enveloped positive-sense RNA virus (yellow fever virus) but was inactive on non-enveloped RNA viruses (poliomyelitis and IBDV). However, an empirical conclusion to this effect could only be substantiated after further screening of CPF against several other enveloped viruses and after detailed molecular elucidation studies. Usnic acid isolated from Teloschistes chrysophthalmus (L.) Th. Fr. (Teloschistaceae) and parietin isolated from Ramalina celastri demonstrated antiviral activity against the arena viruses Junin and Tacaribe (CitationFazio et al., 2007). Recently, CitationPraveen-Kumar et al. (2010a) reported an antifungal activity of microlichen Ramalina hossei H. Magn & G. Awasthi. The aqueous extracts and the ethanolic extracts prepared from the lichen species Xanthoria parietina and Xanthoparmelia tinctina were evaluated for antiviral activity against human parainuenza virus type 2(HPIV-2) and cytotoxic activity towards Vero cells. The EC50 of the ethanol extract of X. tinctina for HPIV-2 replication was 20 µg/mL, and for aqueous extract was 22.5 µg/mL (CitationKaragöz & Aslan, 2005). In vitro antiviral activities of lichen extracts were reported for human cytomegalovirus (CitationWood et al., 1990), HIV (CitationHirabayashi et al., 1989; CitationNeamati et al., 1997), HIV-RT (CitationPengsuparp et al., 1995), and Epstein-Barr virus (CitationYamamoto et al., 1995). Lichenan, a structural component of the mycosymbiont cell wall (CitationHonegger & Haish 2001), contained a linear {1→3, 1→4} β-d-glucan linkage (CitationTvaroska et al., 1983) that inhibited symptom development and virus accumulation in four greenhouse-grown Nicotiana spp. infected by a tobacco mosaic virus (CitationStubler & Buchenauer, 1996).

Anticancer activities of lichens

Some lichen substances like usnic acid, cristazarin, protolichesterinic acid, polyporic acid, depsidone and lichenin have been investigated for antitumor effects on tumor cells—melanoma B-16 (CitationKhanuja et al., 2007), P388 leukaemia (CitationTakai et al., 1979), K-562 leukaemia (CitationHirayama et al., 1980), Ehrlich solid tumor (CitationCain, 1966) and lymphocyte (Correche et al., 2002) cells. In vitro anticancer activities of lichen extracts have been evaluated according to the cell proliferation assay (CitationTokiwano et al., 2009) in three cancer cell lines: human pancreatic (PANC-1) (CitationIngolfsdottir et al., 2002), prostate (DU-145) (CitationRusso et al., 2006) and breast (MCF7) (CitationBogo et al., 2010) cancer cell lines.

The anticancer properties of lichen extracts have been studied for many years. Extracts from the lichen Collema flaccidum showed significant anticancer activity in the crown gall tumor inhibition test. The purified inhibitors were identified as colleflaccinosides and bisanthraquinone glycosides (CitationRezanka & Dembitsky, 2006). Extracts containing depsidone pannarin exhibited similar anticancer activities by inducing cell death in human prostate carcinoma DU-145 cells (CitationMaier et al., 1999; CitationRusso et al., 2006) and cell apoptosis in human melanoma M14 cells (CitationRusso et al., 2006; Citation2008). Tenuiorin (a tridepside) and methyl orsellinate extracted from Peltigera leucophlaebia inhibited cell proliferative activities on human breast (T-47D), pancreatic (PANC-1) and colon (WIDR) cancer cell lines (CitationIngolfsdottir et al., 2002). Usnic acid showed inhibitory effects on the cell growth and proliferation of two different human cancer cell lines—the breast cancer cell line T-47D and the pancreatic cancer cell line Capan-2 (Einarsdottir et al., 2010). Lecanoric acid, a secondary metabolite from Parmotrema timctorum, exerted anticancer activities against HEp-2 larynx carcinoma, MCF7 breast carcinoma, 786-0 kidney carcinoma and B16-F10 murine melanoma cell lines (CitationBogo et al., 2010).

The antitumor and cytotoxic activities of some lichen constituents in different cell systems have been reviewed by CitationHuneck (2001) and CitationIngolfsdottir et al. (1997). Crude extracts from various lichen species were screened for their cytotoxic activities and some of them were found to be cytotoxic in different cancer cell lines (CitationPerry et al., 1999; Bezivin et al., 2003). Usnic acid exhibited an antiproliferative effect on human leukemia cells (K562) and endometrial carcinoma (Ishikawa, HEC-50) cells (Carderelli et al., 1997; Kristmundsdottir et al., 2002). A lichen-derived polysaccharide CFP-2 reduced the viability of HL-60 and K562 cells due to apoptotic pathway and telomerase activity, suggesting its possible therapeutic potential against cancer (CitationLin et al., 2003). Protolichesterinic acid isolated from Cetraria islandica L. (Ach.) inhibited growth of malignant cell lines (Ogmundsdottir et al., 1998). Antiproliferative effects of several lichen compounds in human platelets were ascribed to their inhibitory activities on 12(S)-HETE which plays role in carcinogenesis and metastasation (CitationBucar et al., 2004). CitationZeytinoglu et al. (2004) reported genotoxic/antigenotoxic and cytotoxic activities of extracts from C. aculeata in bacterial and mammalian cell systems. Pannarin inhibited cell growth and induced cell death in human prostate carcinoma DU-145 cells (CitationMaier et al., 1999). The orcinol derivatives, tenuiorin and methyl orsellinate, present in extracts of Peltigera leucophlebia (Nyl.) Gyeln (Peltigeraceae), exhibited in vitro inhibitory activity against 15-lipoxygenase from soybeans. On this account, tenuiorin and methyl orsellinate were further tested for antiproliferative activity on cultured human breast, pancreatic and colon cancer cell lines. Bianthraquinone glycosides, colleflaccinosides isolated from Collema flaccidum (Ach.) Ach. (Collemataceae), collected in Israel and Russia, were reported to have antitumor activity (CitationRezanka & Dembitsky, 2006).

Anti-insecticidal activities of lichens

Killing larvae of mosquitoes is a successful way of minimizing mosquito population in breeding grounds before they reach adult stage (CitationVinayaka et al., 2009). The most commonly used insecticidal agents are currently based on synthetic chemicals; however, their repeated use has been reported for widespread development of chemical resistance and public concern over possible health problems associated with food and environment (CitationBonning & Hammock, 1992). Phytochemicals contain many bioactive ingredients which offer an alternative source of insect-control agents and that have little or no harmful effect on non-target organisms and the environment. It is observed that the methanol extract of R. conduplicans was active against mosquito larvae (CitationVinayaka et al., 2009). Extracts from lichen Letharia vulpine showed potent insecticidal activities against Spodoptera ornithogalli and S. littoralis (CitationKhanuja et al., 2007). Bioassays with (−)- and (+)-usnic acids against larvae of Culex pipiens revealed that the LC50 values were 0.8 and 0.9 ppm, respectively (CitationCetin et al., 2008).

Enzyme inhibition activities of lichens

Lichen substances like usnic acids, resorcinol derivatives and atranorin were found to be potent enzyme inhibitors of ornithine decarboxylase and arginine decarboxylase that affect the polyamine metabolism (CitationBoustie & Grube, 2005). Atranoin (from Psedevernia furfuracea) and resorcinol (from Protousnea spp.) were reported for trypsin and tyrosinase inhibition, respectively (CitationKhanuja et al., 2007). Inhibition of tyrosinase (for melanin biosynthesis) and xanthine oxidase (for hyperuricaemia) with lichen extracts were reported by various researchers (CitationHiguchi et al., 1993; CitationBehera et al., 2005; CitationKim & Cho, 2007; CitationVerma et al., 2008).

Tyrosinase or polyphenol oxidase (monophenol, odiphenol: oxygen oxidoreductase; EC 1.14.18.1) is a copper enzyme that catalyzes two different reactions using molecular oxygen (Sanchez-Ferrer et al., 1995): the hydroxylation of mono-phenols to o-diphenols (monophenolase activity) and the oxidation of the o-diphenols to o-quinones (diphenolase activity). This enzyme is widely distributed in plants, microorganisms and animals where tyrosinase is responsible for melanization. In humans, the melanization is influenced by several mechanisms such as anti-oxidation, direct tyrosinase inhibition, melanin inhibition of migrated cells and hormonal activities (CitationProta & Thomson, 1976; CitationPawelek & Korner, 1982). Tyrosinase inhibitors have been frequently used in cosmetics as depigmenting agents for hyperpigmentation (CitationFunasaka et al., 2000). A concerted effort has been made to search for naturally occurring tyrosinase inhibitors from various organisms, many of them being largely free from harmful adverse effects (CitationSasaki & Yoshizaki, 2002).

Umbilicaria esculenta extracts strongly inhibited disaccharide hydrolytic enzymes of mold and mammalian origin (CitationLee & Kim 2000). A glucosidase inhibitory activity by extracts of Parmelia austrosinensis and Parmelia praesorediosa was also reported (CitationLee & Kim, 2000). Anti-inflammatory, analgesic and antipyretic activities of lichen substances (CitationOkuyama et al., 1995) were evidenced by inhibition of lipoxygenase (CitationIngolfsdottir et al., 2002), prostaglandin (CitationSankawa et al., 1982) and leukotriene B4 biosyntheses (CitationKumar & Muller, 1999).

Antioxidant activities of lichens

Many lichen extracts have been reported for antioxidant properties due to their phenolic content. Antioxidant agents inhibit and prevent reactive oxygen species, which can cause degenerative diseases. Natural antioxidants are preferred over many synthetic antioxidants, which can be toxic, for therapeutic applications. CitationJayaprakasha and Rao (2000) examined the antioxidant properties of methyl orsellinate, atranorin, osellinic acid and lecanoric acid. CitationBhattarai et al. (2008) reported stronger antioxidant activities in extracts from Antarctic lichens than from lichens native to temperate or tropical regions. Phenolic constituents from the lichen Parmotrema stuppeum (Nyl.) Hale (Parmeliaceae) including methyl orsenillate, orsenillic acid, atranorin and lecanoric acid showed moderate antioxidant activity (Jayapraksha & Rao, 2000). An animal study reported antioxidant activities of lichen Cetraria islandica (CitationGülçin et al., 2002).

Antioxidant activities as assessed by DPPH (1,1-diphenyl-2-picrylhydrazyl) free radical and ABTS [2,2′-azinobis-(3-ethylbenzothiazoline-6-sulfonate)] radical scavenging capacities were determined and compared with those of commercial standards BHA (butylated hydroxyanisole) and Trolox [(±)-6-hydroxy-2,5,7,8-tetramethylchromane-2-carboxylic acid] (CitationPaudel et al., 2008; CitationGülçin et al., 2002; CitationKekuda et al., 2009). Many researchers reported antioxidant activity of lichen extracts based on lipid peroxidation inhibition and total phenol content (CitationBehera et al., 2005; CitationOdabasoglu et al., 2005; CitationYucel et al., 2007; Islas et al., 2008; CitationÖzen & Kinalioğlu, 2008; CitationVerma et al., 2008; CitationVinayaka et al., 2009; CitationManojlovic et al., 2010; CitationPraveen-Kumar et al., 2010b). Stactic acid derivatives (β-orcinol depsodomes) were obtained from usnea articulate lichens with potential antioxidant activity (Dévéhat et al., 2007). Lichens produce a number of secondary metabolites—polysaccharides and/or phenolic compounds—that are known to exhibit such properties (CitationLiu et al., 1997; CitationHidalgo et al., 1994; CitationSanchez-Moreno et al., 1999; CitationGermano et al., 2002; CitationDuh et al., 1999; CitationOkamoto et al., 1992; CitationSuzuki et al., 1992).

The antioxidant activity has been evaluated based on DPPH free radical scavenging, reducing power, superoxide anion radical scavenging and lipid peroxidation inhibition. Methanol has been used as the most efficient and suitable solvent for extraction of bioactive compounds with antioxidant activities from lichens, hence, most antioxidant activity assays have been performed on methanol extracts (). The lichens Peltigera canina, Peltigera praetextata, Sticta nylanderiana, Ramalina conduplicans, Usnea ghttensis and Parmotrema pseudotinctorum all had more than 85% DPPH scavenging activity. Furthermore, as shown in , the methanol extracts of lichens showed the highest activities of reducing power, superoxide radical scavenging and lipid peroxidation inhibition.

Table 4.  Antioxidant activity of lichen extracts in different solvents.

Bioactivities of lichen mycobionts

As described in the previous sections, lichens and their metabolites have various biological activities such as antimicrobial, antifungal, antiviral, antiprotizoal, antiproliferative, antioxidant and anti-inflammatory (CitationBehera et al., 2005; CitationHalama & Van, 2004; CitationIngolfsdottir, 2002; CitationMüller, 2001; CitationPerry et al., 1999; CitationYamamoto et al., 1998). CitationDembitsky & Tolstikov (2003) proposed that this phenomenon may be due to the presence of halogenated compounds in the lichen mycobiont. Haloginated compounds are phenol-based molecules synthesized in lichens and other organisms (CitationNeidleman & Geigert, 1986) by the enzyme haloperoxidase in presence of hydrogen peroxide and halide ions (Cl, Br, I) (CitationGrifin, 1990). Hence, the use of isolated lichen mycobionts, lichen-forming fungi (LFF), may overcome, owning to their faster growth and metabolite production, disadvantages that impede commercialization of LFF-derived bioactive compounds. Examples of LFF include Pyrenula japonica, Pyrenula pseudobufonia (CitationTanahashi et al., 1999). CitationWei et al. (2008) isolated 94 LFF from lichen species, collected from China and Korea, that showed a promising antimicrobial activity against the plant pathogenic fungus Colletotrichum acutatum, a causal agent of anthracnose on hot pepper. CitationHur et al. (2003) reported on the isolation (from Heterodermia lichen species), cultivation and antifungal activity of a LFF against 14 fungal species. contains a list of LFF with promising antifungal activities. Only a few reports are available on antibacterial activities of LFF in literature. For example, an antibacterial activity of LFF from Nephromopsis pallescens lichen against Helicobacter pylori was recently reported by CitationLuo et al. (2011).

Table 5.  Antifungal activities of lichen-forming fungi.

Pharmaceutical and biotechnological uses of LFF require large quantities of fungal materials for extraction. Most lichen fungi can be cultured in liquid and semiliquid media. Most of the lichen end products that are formed in the fermentation media are a mix of substances that need further purification using chemical separation methods like selective extraction, preparative chromatography, etc. shows a selection of nutrient media that have been used to induce biosynthesis of LFF-based bioactive compounds. However, to date, progress in evaluation of lichen-derived fungi for antifungal activity against plant pathogenic fungi in order to develop less harmful and safer protectants (e.g., as novel agrochemicals) has been slow. The LFF have shown promising antifungal activities, however, more research needs to be done to reveal the full potential of biological activities from LFF.

Table 6.  Cultivation media for production of bioactive compounds from lichen-forming fungi (Stocker & Hager, 2008).

Conclusions

Despite their broad spectrum of biological activities, lichens have for long been overlooked by mycologists and agro-chemists, mainly due to their slow growth in nature and difficulties in their artificial cultivation. Because of that, the stage of large-scale industrial production of lichen metabolites has not been reached yet. More research and development is required to develop, optimize and scale-up promising lichen-based technologies of high industrial and national importance. The biopharmaceutical industry would benefit though the commercialization of biotechnologies aimed at production of natural anti-oxidants, anti-microbial, anti-insecticidal, antipyretic, and anti-cancer agents. Lichens hold great potential that needs to be fully explored and utilized for the benefit of human health and our society.

Declaration of interest

The authors report no conflicts of interest.

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