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REVIEW ARTICLE

Economic impact of compliance to treatment with antidiabetes medication in type 2 diabetes mellitus: a review paper

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Pages 8-15 | Published online: 01 Dec 2009

Abstract

Objectives: Suboptimal compliance and failure to persist with antidiabetes therapies are of potential economic significance. The present research aims to describe the impact of poor compliance and persistence with antidiabetes medications on the cost of healthcare or its components for patients with type 2 diabetes mellitus (T2DM).

Methods: Literature search was conducted in PubMed for relevant articles published in the period between 1 January 2000 and 30 April 2009. Thus, it is possible that relevant articles not listed in PubMed, but available in other databases are not included in the current review. Studies describing economic consequence of compliance and/or persistence with pharmaceutical antidiabetes treatment were identified. The variability in the studies reviewed was high, making it extremely difficult to make a comparison between them.

Results: Of 449 articles corresponding to the primary search algorithm, 12 studies (all conducted in USA) fulfilled the inclusion criteria regarding the economic impact of compliance and/or persistence with treatment on the overall cost of T2DM care or its components. Compliance was assessed via medication possession ratio (MPR) in ten studies, where it ranged from 0.52 to 0.93 depending on regimen. Persistence was assessed in one study. Mean total annual costs per T2DM patient varied between the studies, ranging from $4570 to $17338. In seven studies, medication compliance was inversely associated with total healthcare costs, while in four other studies inverse associations between medication compliance and hospitalisation costs were reported. In one study increased adherence did not change overall healthcare costs.

Conclusions: Improved compliance may lead to reductions of the total healthcare costs in T2DM, Further research is needed in countries other than the US to assess impact of compliance and persistence to pharmacotherapy on T2DM costs in country-specific settings.

Introduction

Studies exploring associations among medication compliance and healthcare costs and utilisation in type 2 diabetes (T2DM) provide important information on the economic consequences of non-compliance to treatment and are essential in the planning of strategies reinforcing patients’ efforts to adhere in order to achieve therapeutic goals. It has been recognised that diabetes regimens are complex and, although consistent with practical guidelines and commonly prescribed practices, may pose a challenge to the patient, resulting in a patients’ inability to comply with themCitation1. Therapeutic potential of the pharmacological treatment in T2DM may be affected by the suboptimal compliance and/or failure to persist with drug therapy for the prescribed duration, ultimately accounting for the differences between efficacy and effectiveness in real-world settingsCitation2.

According to the International Society for Pharmacoeconomics and Outcomes Research (ISPOR), medical compliance (syn. adherence) is ‘the extent to which a patient acts in accordance with the prescribed interval, dose and dosing regimen’, and medication persistence is ‘the length of time from initiation to discontinuation of therapy’Citation3. Compliance is often measured by the medication possession ratio (MPR), and persistence as the number of days for which therapy was availableCitation3. According to Hughes et al, compliance has also to do with other issues such as whether medicines are taken with or after food, swallowed whole or not chewed, etc.Citation4. Cramer et al defined ‘compliance’ and ‘persistence’ as two distinct constructs and supported the use of the term ‘compliance’ as the primary term and ‘adherence’ as a synonym of complianceCitation3.

Non-compliance has been reported to lead to an increase in healthcare resource utilisation and overall expenditure due to T2DM and its complicationsCitation5. In particular, non-compliance may lead to worsened glycaemic control, which in its turn may result in increased healthcare utilisation and costs (e.g. due to hospitalisations, temporary or permanent disability because of diabetic retinopathy or amputations caused by diabetic neuropathy), as reported in several studiesCitation6,7.

Recently, a literature reviewCitation8 (January 1997 to September 2007, ten studies) to identify the main methodological issues that explain the difference among reports in the relationship of non-compliance and costs in patients with diabetes was published. Salas et al Citation8 showed that research assessing that relationship is limited and of poor quality, and concluded that methodological differences among studies of costs of non-compliance in patients with diabetes make comparisons between the studies difficult. Another important reviewCitation9 (1990–2004, seven studies) regarding the impact of non-compliance with diabetes treatment was conducted by Lee et al, indicating the negative impact of suboptimal compliance on costs and mentioning methodological differences among studies. The current review (January 2000 to April 2009, 12 studies) further explores the cost consequences of non-compliance to pharmaceutical treatment in T2DM, and provides important information for readers in addition to the above-mentioned review papers. The primary objective of the current review was to investigate the impact of non-compliance with pharmaceutical treatment on diabetes-related costs in patients with T2DM. Secondary objectives were as follows: (1) to determine the variability in the design, populations and drugs studied in studies that explore the association between non-compliance to diabetes treatment and costs; and (2) review the covariates associated with diabetes-related costs or resource utilisation in T2DM patients.

Materials and methods

Search strategy

A search was carried out in PubMed for studies describing economic consequences of adherence and/or compliance and/or persistence with pharmacological treatment of T2DM. The following search term in the PubMed included: ‘diabet* AND (complia* OR adhere* OR persiste*) AND (cost* OR econo*)’ with the limits ‘Publication Date from 2000/01/01 to 2009/04/30, Humans, English’. A very broad search criteria was used to retrieve as many relevant articles as possible. The references for retrieved publications were also reviewed to identify further relevant studies. References to textbooks in retrieved publications were not reviewed, because it was assumed that the likelihood of finding published studies on compliance and costs in T2DM in a textbook would be minimal.

Selection criteria

Studies were considered to be relevant if they involved patients with T2DM, examined adherence and/or compliance and/or persistence to pharmaceutical interventions, quantified the economic consequences of non-compliance, provided an economic evaluation or cost analysis, were in the English language, and were published between January 1 2000 and April 30 2009. The search period was based on American Diabetes Association recommendations for specific targets of glycaemic control introduced during the last decade, as well as market introduction of new antidiabetic medications in that period, which provided better opportunities for meeting these recommendationsCitation10. Earlier studies were not considered because: (1) results from those studies could not be compared with those from more recent studies, owing to changes in treatment patterns and healthcare resource prices, and (2) earlier studies were covered by a systematic literature search review paper by Lee et al Citation9. Studies were excluded from analysis if the economic consequences of adherence and/or compliance and/or persistence were not quantified.

Data extraction

The extracted data included the country where the study was performed, number of patients, patient characteristics at baseline, data source, study design, antidiabetic drug treatment, the duration of follow-up, definitions used for adherence, persistence and compliance, resource utilisation and costs. The data extraction was performed by one researcher. The data extraction process was subject to quality check, done by another researcher via comparison of extracted data with data from original publication.

Results

Search results

A total of 449 titles were identified and their abstracts were reviewed independently by two researchers based on pre-defined selection criteria. Based on the relevant information from abstracts, full-texts for 32 abstracts were retrieved and reviewed. Reasons that papers were found to be ineligible included the following: no costs provided, population without T2DM, neither adherence nor persistence nor compliance to pharmacotherapy described, and published protocol or design of the study without the results. Thirteen papers (referring to 12 studies) were identified that analysed the economic impact of adherence and/or compliance and/or persistence in the T2DM treatment. The extracted data from papers describing these 12 studiesCitation11–22 is summarised in the .

Table 1. Studies describing the impact of compliance or persistence to treatment with antidiabetes medication on healthcare costs

Patient populations and antidiabetic drug treatment

All studiesCitation11–22 were carried out in the US and involved analysis of inpatient, outpatient, and pharmacy claims data. Patient population size ranged widely in the studies, from 169Citation20 to 57,687Citation18 patients. Mean age of patients across the studies ranged between 45.1Citation14 and 74.2Citation19 years; one of these studies included only patients aged 65 years or olderCitation19. Percentage of males ranged between 23%Citation20 and 56%Citation14. One study included only indigent or economically disadvantaged patientsCitation20. Three studiesCitation12,14,22 provided the information on compliance and costs related to treatment with insulin, four studiesCitation11,13,15,16 included patients receiving prescriptions for OADs, and four studiesCitation17–19,21 included patients receiving prescriptions for insulin, OADs, or their combinations. One study did not specify types of antidiabetic medications administered to patientsCitation20.

Compliance and persistence

Compliance was assessed via medication possession ratio (MPR) in ten studiesCitation11–22. MPR was defined as number of days of antidiabetic prescription supply dispensed divided by the number of days between prescription refills as proposed by Steiner et al Citation23. Other measurements of compliance included the percentage of patients who report taking their medications regularlyCitation20, the percentage of days in interruptionCitation21, and proportion of days covered (PDC)Citation15. MPR ranged from 0.52Citation16 to 0.93Citation12 depending on regimen and drug administration (e.g. insulin pen vs. vial or syringe). Cobden et al Citation14 reported an increase in treatment compliance after conversion in premixed biphasic analogue and insulin glargine users who had received insulin analogue prescription in the preindex period. Regarding patients with human insulin prescription in preindex period, NPH users as well as previous premixed human insulin users showed an increase in compliance after the conversion to a premixed biphasic insulin analogue pen deviceCitation14. Balkrishnan et alCitation16 showed average compliance to new medications 0.59 in thiazolidinedione (TZD) cohort vs. 0.52 in patients with prescriptions for metformin or sulfonylureas. Average compliance to antidiabetic medications (OADs, insulin or their combination) prescribed to patients aged 65 years or older in another study ranged from 0.71 to 0.78Citation19. Switch from conventional human or analogue insulin injection to a prefilled insulin analogue pen resulted in an improved compliance as assessed by MPRCitation22. Persistence, measured as number of days between start date of the first prescription and end date of the last prescription and divided by 365, was assessed in one study and ranged between 0.71 per patient with TZD prescription and 0.76 per patient with prescriptions for metformin or sulfonylureasCitation16.

Regarding associations between comorbidity severity and compliance there are some important controversies. Thus, according to Sokol et al Citation17, chronic disease scoreCitation24,25 showed significant positive correlations with compliance, but correlations between Charlson scoreCitation26 and compliance were not significant. On the contrary, Balkrishnan et alCitation19 found that increased comorbidity severity according to Charlson score, self-reporting an emergency room visit in the pre-enrollment year, and use of injectable antidiabetic medications were associated with lower MPR. Chiechanowski et alCitation21 found that depressive symptom severity was significantly associated with increased number of interruptions in refills of OADs.

Resource utilisation and costs

Mean total annual costs per patient having T2DM varied between the studies, ranging from $4,570Citation17 to $17,338Citation12. The percentage of patients experiencing any-cause hospitalisation or emergency department visit per year ranged between 14%Citation18 and 57%Citation16. According to Balkrishnan et al Citation19, outpatient visits accounted for more than 50% of mean total reimbursed healthcare costs, hospitalisations and emergency room visits each accounted for about 20% of these costs, and the remaining 30% of these costs were reimbursements for prescriptions and costs for other healthcare services.

Comorbidity severity (e.g. Charlson score, chronic disease score) showed positive associations with diabetes-related healthcare costCitation17 and hospitalisation riskCitation17. Sokal et al noted that age and gender had no effect on the diabetes-related healthcare cost and hospitalisation riskCitation17. On the contrary, Hepke et al reported that younger age, female gender, higher illness severity (assessed by Diagnostic Cost Group relative risk scoreCitation27) and higher drug compliance level, were significant predictors of high diabetes-related costsCitation18. Hepke et al also reported that younger patients, those having higher illness severity and being non-adherent to pharmacotherapy were more likely to have diabetes-related emergency department visit or an inpatient admissionCitation18. Higher levels of depressive symptom severity were significantly associated with increased total, ambulatory, and primary care 6-month costs compared to patients in the low-severity depression tertileCitation21.

Impact of compliance on costs

In seven studiesCitation11–13,17,19–21 medication compliance was inversely associated with total healthcare costs per patient. According to Balkrishnan et al, an increase in antidiabetic MPR was associated with a decrease in total annual healthcare costs, after controlling for medication, comorbidity severity, and patient-reported emergency room visit in pre-enrolment yearCitation19. In particular, better compliance was associated with lower costs regardless whether patients received OADs or insulin therapyCitation19. In four other studiesCitation14–16,22 inverse associations between medication compliance and hospitalisation costs were reported. For example, Sokol et al Citation17 reported lowest hospitalisation rates (13%) for patients who had the highest level of medication compliance in diabetes (MPR ≥ 0.80). In patients with lowest compliance (MPR < 0.20) diabetes-related mean annual total costs and drug costs were $8867 and $55, respectively, while in patients with highest compliance (MPR ≥0.80), diabetes-related mean annual total costs and drug costs were $4,570 and $763, respectivelyCitation17. Moreover, they observed linear decrease in hospitalisation rates from 30% to 13% as medication compliance increasedCitation17. According to Hepke et al Citation18, mean total, medical and drug costs per year and patient with MPR ≥ 0.80 were about $7,300, $4,800, and $2,500, respectively, while mentioned cost categories per year and patient having MPR < 0.20 were about $7,100, $6,000, and $1,100, respectively. As reported in the mentioned above studyCitation18, increased compliance did not significantly change overall healthcare costs, probably due to an increase in medication costs that offset medical care cost savings.

Discussion

The number of studies included in the review is very small, all studies were different in terms of patient population characteristics, time frames, and therapy regimen, and had complex study design which makes it extremely difficult to compare the studies. In other words, there was variability in the designs of the various studies evaluated and therefore there is likely to be inconsistency among the types of data available – resulting in potential difficulties in undertaking sound statistical analyses (e.g. meta-analyses) of these data. Thus, only very general statements can be made due to the high variability in the designs, populations, and drugs in the studies evaluated. The results of the current review suggest that treatment compliance may influence resource utilisation patterns and costs in T2DM. Definitions of compliance across the studies have not been uniform. Persistence was assessed in one study only, so any issues about persistence based on one article can not be discussed. Most studies described in this review show that increased antidiabetic drug compliance may reduce resource utilisation and overall healthcare costs in T2DM patients followed-up for 1 year or longer. These studies also suggest that higher medication costs associated with increased compliance regardless of the specific medications used may be offset by savings in direct medical costs due to reduced inpatient admissions. Literature suggests that the direct relationship between antidiabetic medication compliance, improved glycaemic control and reduced healthcare costs may existCitation19,28. However, to the authors’ knowledge no study has specifically assessed that relationship between all three mentioned items and provided exact quantification of that relationship. Major limitation inherent in analyses of retrospective data is that causal inference cannot be made between compliance to treatment and resource utilisation or costs. It is important to bear in mind that in the studies included in this review, prescriptions filled were approximated to prescriptions taken. Thus, percentage of patients for whom prescriptions were filled out, but not actually consumed by the patients, is not known. Further limitation is that resource utilisation in studies is often underestimated, especially when patients self treat a hypoglycaemic eventCitation29,30. And finally, only one database – PubMed was used in the current study. The authors believe that choice is justified by popularity of PubMed among researchers in the medical field, its practicality in use, optimal update frequency and the fact that it is freeCitation31. Due to budgetary constraints, widening the search to Embase or other databases requiring subscription was not considered. Therefore, it is possible that relevant articles not listed in PubMed, but available in other databases are not included in the current review.

It is important to mention, that variables such as age, gender, comorbidity severity, presence of diabetes complications, time since diagnosis of T2DM, presence of depressive symptoms and their severity, and treatment regimen may have considerable impact on compliance, resource utilisation or costs and, therefore, should be routinely collected and analysed in the studies investigating health economic aspects of compliance in T2DM.

Conclusions

Despite the high variability in the studies reviewed and the resulting difficulty in analysing these data, it may concluded that improved compliance can possibly lead to reductions of the total healthcare costs in T2DM. Studies assessing economic impact of persistence with pharmacotherapy in T2DM are limited, and studies investigating cost consequences of compliance are predominantly using MPR as a measure of compliance. Further research is needed in countries other than USA to assess impact of compliance and persistence to pharmacotherapy on T2DM costs in country-specific settings. To enable comparisons between results from different studies researchers should follow definitions of compliance and persistence proposed by the ISPOR Medication Compliance and Persistence Special Interest Group.

Acknowledgement

Declaration of interest: No funding for this study was provided. L.B., S.S., F-W.D. and O.S. have disclosed that they have no relevant financial relationships. Part of this work was presented as a poster at the ISPOR 12th Annual European Congress on 27th October 2009 in Paris.

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