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Technical Papers

Remote Sensing-Based Estimates of Annual and Seasonal Emissions from Crop Residue Burning in the Contiguous United States

Pages 22-34 | Published online: 10 Oct 2011

ABSTRACT

Crop residue burning is an extensive agricultural practice in the contiguous United States (CONUS). This analysis presents the results of a remote sensing-based study of crop residue burning emissions in the CONUS for the time period 2003–2007 for the atmospheric species of carbon dioxide (CO2), methane (CH4), carbon monoxide (CO), nitrogen dioxide (NO2), sulfur dioxide (SO2), PM2.5 (particulate matter [PM] ≤ 2.5 μm in aerodynamic diameter), and PM10 (PM ≤ 10 μm in aerodynamic diameter). Cropland burned area and associated crop types were derived from Moderate Resolution Imaging Spectroradiometer (MODIS) products. Emission factors, fuel load, and combustion completeness estimates were derived from the scientific literature, governmental reports, and expert knowledge. Emissions were calculated using the bottom-up approach in which emissions are the product of burned area, fuel load, and combustion completeness for each specific crop type. On average, annual crop residue burning in the CONUS emitted 6.1 Tg of CO2, 8.9 Gg of CH4, 232.4 Gg of CO, 10.6 Gg of NO2, 4.4 Gg of SO2, 20.9 Gg of PM2.5, and 28.5 Gg of PM10. These emissions remained fairly consistent, with an average interannual variability of crop residue burning emissions of ±10%. The states with the highest emissions were Arkansas, California, Florida, Idaho, Texas, and Washington. Most emissions were clustered in the southeastern United States, the Great Plains, and the Pacific Northwest. Air quality and carbon emissions were concentrated in the spring, summer, and fall, with an exception because of winter harvesting of sugarcane in Florida, Louisiana, and Texas. Sugarcane, wheat, and rice residues accounted for approximately 70% of all crop residue burning and associated emissions. Estimates of CO and CH4 from agricultural waste burning by the U.S. Environmental Protection Agency were 73 and 78% higher than the CO and CH4 emission estimates from this analysis, respectively. This analysis also showed that crop residue burning emissions are a minor source of CH4 emissions (<1%) compared with the CH4 emissions from other agricultural sources, specifically enteric fermentation, manure management, and rice cultivation.

IMPLICATIONS

Current national emission inventories for the United States do not include targeted emission calculations from crop residue burning and rely on expert knowledge for crop residue burned area and subsequent emission estimates. The objective of this study is to quantify crop residue burning emissions in the CONUS through the use of remote sensing-based products. The results of this study represent the first emission estimates from crop residue burning in the CONUS derived from the independent source of satellite data and can be used to revise existing emissions inventories of agricultural sources at a near-national level.

INTRODUCTION

Crop residue burning is a global practice.Citation1–5 In the contiguous United States (CONUS), crop residue burning is an inexpensive and effective method to remove excess residue that facilitates planting, controls pests and weeds, and provides ash fertilization.Citation6–8 Crop residue burning in the CONUS occurs mainly in the spring (April to June) and fall (October to December), with some summer (July to September) and winter (January to March) burning associated with the specific crop types of Kentucky blue-grass and sugarcane, respectively.Citation9

Crop residue burning emissions are a source of particulate and gaseous emissions that can be important in the regional context of air quality.Citation10–12 Previous attempts to quantify crop residue burning and its emissions relied on governmental statistics and lacked a precise characterization of the temporal and spatial distribution of burning.Citation13,Citation14 Often assumptions of burned area, emission factors, and/or combustion completeness were also used.Citation15–17 Current crop residue burning emission estimates generalize burning as one land-use class (i.e., agriculture) that do not specify particular crop types in emissions calculations.Citation18–20

This analysis used remote sensing techniques to quantify burned area and crop type for subsequent emission estimates. The use of remote sensing-based burned area products allowed for a high temporal resolution for the analysis of emissions, whereas the crop-type maps permitted the calculations of crop-specific emissions. Carbon emissions and atmospheric species that negatively impact air quality were the focus of this analysis. The carbon species included carbon dioxide (CO2), carbon monoxide (CO), and methane (CH4), which are important greenhouse gases and are essential to quantify the sinks and sources of carbon in North America for carbon management purposes.Citation21 The air quality species were CO, nitrogen dioxide (NO2), sulfur dioxide (SO2), PM2.5 (particulate matter [PM] ≤ 2.5 μm in aerodynamic diameter), and PM10 (PM ≤ 10 μm in aerodynamic diameter), which represent a subset of the National Ambient Air Quality Standards that are monitored by the U.S. Environmental Protection Agency (EPA) as mandated by the 1990 Clean Air Act.Citation22 This analysis refers to the emissions of CO, NO2, SO2, PM2.5, and PM10 as air quality emissions to differentiate from the carbon emissions. Carbon and air quality emissions were calculated for eight crop types that represent approximately 90% of crop residue burning in the CONUS.Citation2,Citation7,Citation10–12 These eight crop types are Kentucky blue-grass seed, corn, cotton, rice, soy, sugarcane, wheat, and an “other/fallow” crop class. Recent studies have illustrated the utility, accuracy, and consistency of using remote sensing to quantify crop residue burning.Citation1,Citation2,Citation9,Citation23,Citation24 Crop-type-specific emissions were calculated for the years 2003–2007. The 5-yr carbon and air quality emissions resulting from this analysis were subsequently evaluated through comparisons with existing emission estimates of agricultural burning from global and North American studies. The results from this analysis were also compared with wildland (i.e., forest fire) emissions and EPA publications on national air quality and greenhouse gas emissions.

DATA AND METHODS

Remote Sensing Estimates of Burned Area

To create burned area estimates for the fire emissions analysis, a regionally adapted hybrid method of mapping burned area in crop-dominated landscapes was used.Citation24 This method combines changes in surface reflectance due to burning, with locations of ongoing burning provided by active fire detections. Two Collection 5 Moderate Resolution Imaging Spectroradiometer (MODIS) products were utilized in this approach: the 500-m MODIS 8-day Surface Reflectance Product (MOD09A1)Citation25 and the 1-km MODIS Active Fire Product (MOD14/MYD14).Citation26 MODIS 8-day differencing of normalized burn ratio (dNBR) burned area maps were derived for each MODIS tile in the CONUS and combined with MODIS active fire counts calibrated into area. The dNBR approach utilizes the spectral response of the 2.1-μm short-wave infrared (IR) MODIS band to detect burned pixels. Areas undetected by the dNBR approach were mapped by calibrating the 1-km MODIS active fire product into area using coincidental high resolution (15 m) Advanced Space-borne Thermal Emission and Reflection Radiometer (ASTER) data. On the basis of the analysis of the high-resolution imagery, the 1-km MODIS active fire points were found to be approximately equal to the average regional field size. The overall accuracy of the hybrid approach, which combined 500-m MODIS dNBR images with 1-km MODIS active fire points calibrated into area, was determined to be 84% when compared with in situ data collected during several field campaigns and high to moderate resolution burn scar maps developed from 15-m ASTER, 30-m Landsat Thematic Mapper (TM), and 56-m Advanced Wide Field Sensor (AWiFS) data. An in-depth description of the hybrid burned area methodology, validation methodology and results, and crop residue burned area estimates for the CONUS is further explained in McCarty et al.Citation9

Remote Sensing Estimates of Crop Type

Crop-type information for this analysis was taken from regional crop-type maps following the classification tree method developed by Hansen et al.Citation27 As previously mentioned, this analysis targeted the crop types of Kentucky bluegrass, corn, cotton, rice, soybean, sugarcane, wheat, and other and/or fallow rotation crop class. These eight target crops were readily mapped using satellite data because of their good spectral separability in the near-IR range of 0.841–0.876 μm (MODIS band 2) and the separability among the normalized difference vegetation index (NDVI) values. Previous research found the classification tree approach and the use of red, near IR, and NDVI to be effective in distinguishing crop types across state and regional scales.Citation28,Citation29 The classification tree approach was utilized to produce regional and seasonal (spring and fall) crop-type classifications using the multiyear and multitemporal 250-m MODIS U.S. VI product, which is a 16-day composite of red, near-IR, and NDVI bands. Moderate-resolution (30 and 56 m) U.S. Department of Agriculture (USDA) Cropland Data Layer (CDL) images were utilized to extract training and validation pixels of the targeted crop types.Citation30 For the time period in question (2003–2007), CDL images of 10 states were used. Accuracy of the regional crop-type maps was determined through error matrices comparing the CDL validation pixels averaged to 250 m with the classified regional crop-type maps. The percent of correctly classified pixels per regional classification ranged from 73 to 91%. A visual assessment of spatial crop patterns in Arkansas, Mississippi, and Washington showed good agreement between the 250-m MODIS crop-type maps and the higher resolution CDL. Because of this reasonable range in accuracy, these crop-type maps were used to assign burned area pixels and active fire detections a corresponding crop type for emission estimates.

Emission Factor Database

Emission factors (g species emitted per kg−1 biomass burned) were assigned to the eight target crop types from the published literature for the selected atmospheric species of CO2, CO, CH4, NO2, SO2, PM2.5, and PM10.Citation8,Citation11,Citation31–39 To develop the crop-type emission factor database, atmospheric species with two emission factor values were reported as the mean plus or minus half of the range ( ± range). This reporting scheme was used for the CO2 emission factors for bluegrass and corn, the PM2.5 emission factors for soy and cotton, and the PM10 emission factor for sugarcane. Atmospheric species with three or more emission factor values from the literature were reported as means and standard deviations ( ± s). Emission factors with a single measurement were reported without an uncertainty estimate. This reporting follows the methodology developed by Andreae and Merlet.Citation34 shows the emission factors used in this analysis.

Table 1. Emission factors for crop types (g/kg)

Emission Calculations

This analysis estimated pyrogenic emissions from agricultural burning using the bottom-up methodology developed by Seiler and Crutzen.Citation40

(1)

where A is cropland burned area, B is the fuel load variable (mass of biomass per area), CE is the combustion efficiency (fraction of biomass consumed by fire), and e i is the emission factor for species i (mass of species per mass of biomass burned). For this analysis, B, CE, and e i are crop-type dependent. Variable A was derived from remote sensing-based cropland burned area estimates, with an associated crop type from the satellite crop-type classification maps assigned to variable A. Combustion efficiency (CE) is dependent on the moisture content of the fuels.Citation41 Examples of crop residue burning during several field campaigns demonstrated that farmers waited for crop residues to dry (i.e., low moisture content) before burning, with the exclusion of sugarcane, which is always burned before harvest and while vegetation is still green. The CE values were derived from expert knowledge from agriculture extension agents in Arkansas, Louisiana, Florida, Kansas, and Washington during field campaigns in 2004, 2005, and 2006 as well as from the scientific literature.Citation11,Citation36 CE variables ranged from 0.65 for cotton and sugarcane to 0.75 for corn, rice, soybean, and other/fallow crops to 0.85 for wheat and bluegrass. These values are in good agreement with the CE value of 0.88 used by EPA in the Greenhouse Gas Inventory.Citation42 An earlier EPA CE value was not used because it was a best-guess estimate of combustion completeness of all types of biomass.Citation43

This analysis did not calculate fuel load after the fuel load methodology outlined in the EPA Greenhouse Gas Inventory,Citation42 in which fuel load for crop residue burning was the product of annual crop production, residue-to-crop ratio, and dry matter of residue. The fuel load values in the EPA Greenhouse Gas Inventory were an update of the previously published EPA-42 publication of all crop residue fuel loads.Citation44 The updated EPA fuel load calculation was not used for three important reasons. First, the annual fuel loadings for wheat, rice, sugarcane, and corn varied less than 10%, which was directly linked to the near-static annual production of crops in the CONUS.Citation45–49 Secondly, the residue-to-crop ratio (the amount of crop residue left on the field after harvest) used by EPACitation50 did not match the residue-to-crop ratio statistics gathered from in-field collaborators.Citation51 Including the residue-to-crop ratio statistics in a fuel loads calculation can be misleading because the amount of residue remaining in the field is determined by what type of mechanical harvesting tool was used to harvest the crops and how long the residues were left to weather in the field before burning. Finally, residue dry matter content used by EPA was calculated from three or fewer samples of specific crop types in Northern California,Citation52 which are not representative of all crops and cropping locations in the CONUS. Residue dry matter content for sugarcane was also problematic because this sample was taken from Hawaii, where sugar yields are 3 times higher than the CONUS.Citation42 In general, the updated EPA fuel load calculations in the EPA Greenhouse Gas InventoryCitation42 did not match the fuel load estimates gathered by extension agents through a process of bailing and weighing remaining residues in wheat fields in Arkansas, Kansas, and Washington. However, fuel load estimates from in-field collaborators strongly agreed with the fuel load values reported in the EPA AP-42 publication.Citation44 Therefore, variable B was assigned to each crop type from the EPA AP-42 publicationCitation44—fuel load values considered to be the standard for crop residue emission calculationsCitation8,Citation11 and that were verified by in-field collaborators—with the exceptions of the fuel load values for bluegrassCitation36 and for the other crop/fallow class, which was calculated as the average of the fuel load values for the other crops.

Uncertainties and Errors

The emission factors used in this analysis represent a limited sample. Two or more scientific sources were available for CH4, CO, NO2, and PM2.5 (). Two or more sources were not available for CO2 emissions factors for the crop types of corn, cotton, rice, soy, and sugarcane. All CO2 emissions factors for these crops were taken from Andreae and Merlet,Citation34 which was also the source for the SO2 emission factor for bluegrass. PM10 emission factors for cotton and soy were taken from one published source.Citation39 shows the range of emission factor values for all atmospheric species.

Table 2. Range of emission factor values for crop types (g/kg)

All of the emission factors utilized in this analysis were derived from three main methods: controlled burns in laboratories,Citation8,Citation32,Citation36–38 control burns in the field,Citation35,Citation37 or expert knowledge estimations based on laboratory-and/or field-derived emission factors of similar crop and/or vegetation types.Citation11,Citation31,Citation33,Citation34,Citation37,Citation39 Despite these different methodologies to produce emission factors, in general there was moderate agreement between the various emission factor sources (). The atmospheric species of CO and SO2 had the largest ranges, which resulted in standard deviation values that were often greater than or equal to 50% of the value of the calculated mean. On the basis of this range comparison, it is possible that the SO2 and NO2 emission factors from the U.K. Emission Factor Database are uncertain.Citation33 The SO2 and NO2 emission factors from the U.K. Emission Factor Database are approximately 2 times larger than the smallest SO2 and NO2emission factors from the literature for the crops of corn, cotton, rice, soybean, and sugarcane. Published sources of emission factors derived from laboratory experiments showed a similar relationship for wheat and bluegrass.Citation8,Citation36 Therefore, this analysis did include the SO2 and NO2 emission factors from the U.K. Emission Factor DatabaseCitation33 for the calculation of average emission factors for crop residue burning emissions ().

Several sources provided error ranges for emission factors.Citation8,Citation31,Citation34–36,Citation38 This analysis calculated the cumulative error for all emission factors from the literature and this analysis (i.e., error from the literature plus the error calculated from this analysis [± s]). shows the total error for all emission factors. On average, the total emission factor error accounts for approximately 13% of the average CO2 emission factors for all crop types used in this analysis, 62% of the CH4 emission factors, 264% of CO emission factors, 83% of the NO2 emission factors, 133% of the SO2 emission factors, 52% of the PM2.5 emission factors, and 55% of the PM10 emission factors. Clearly, current emission factors for crop residue burning contain a high level of uncertainty when the total error is considered.

Table 3. Error range of emission factor values for crop types (g/kg)

Published emission factors do not provide for calculating seasonal difference in spring versus fall burning of crop residues for all atmospheric species. Differences between spring and fall emissions from crop residue burning are expected because of increased moisture content in residues, and thus less efficient burning, during the spring. Spring and fall emission factors have been developed for wheat in Washington only for the atmospheric species of CO2, CH4, CO, and PM2.5.Citation8,Citation35 The spring emission factors for CH4, CO, and PM2.5 were an average of 44, 40, and 36% less than the fall emissions factors, respectively. However, the CO2 emission factor for spring wheat residues was 3% higher than the fall emission factor for wheat.Citation35 This analysis assumed that moisture content of crop residues from the spring harvest within the CONUS will vary considerably over time and space; for example, the moisture content of wheat residues in Washington would not be the same for wheat residues in Arkansas. Because of the lack of seasonal emission factors in the literature, this analysis did not account for seasonal emission differences for wheat residue burning. Thus, all emission factors for spring and fall wheat burning from all sources were averaged and reported as means and standard deviation ( ± s) (). The lack of seasonality in emission factors for the emissions calculations of crop residue burning does create an uncertainty whereby emissions for certain atmospheric species during the spring harvest may be underestimated (CO2) or overestimated (CH4, CO, and PM2.5).

Further uncertainty is present in this analysis because of the paucity of direct monitoring data available for which to compare the results of this bottom-up emission estimate. Much of the current air quality and/or emissions monitoring systems and networks are focused on urban areas, such as the EPA Air Quality SystemCitation53 that focuses its monitoring sites primarily in towns and cities. Without the direct ground-based emissions data from monitoring networks,Citation54 further uncertainty estimations of the fitness of the bottom-up crop residue burning emissions from this analysis could not be quantified.

A considerable amount of inherent uncertainty was present during the calculation of crop residue burning emissions. This analysis showed that the total errors from emission factors for crop residue burning range from 13% (CO2) to 264% (CO) of the mean emission factor value used to calculate emission in this analysis. The remote sensing approaches used to calculate burned area and associated crop type also contained error. The cropland burned area product had an area estimation accuracy that ranged from 78 to 90%, with an average percent estimation accuracy of 84% (error of 16%). The regional crop-type maps had an average accuracy of 84% (error of 16%). Misclassification errors in the crop-type maps could produce incorrect emission estimates by assigning the wrong crop type to a burned area or active fire detection in the emissions calculations. Finally, fuel load and CE values also contain uncertainty because many of the fuel load values in the literature were derived from expert knowledge and laboratory studies using limited samples. Quantifying the total error from emission factors, burned area, assigned crop type, fuel load, and combustion completeness to calculated emissions would require iterations of the emissions modeling with varying values of the input parameters within their respective error ranges because there is a nonlinear relationship between the input parameters and the calculated emissions.Citation55 In general, this analysis concludes that there is moderate amount of uncertainty in these emission calculations related to errors associated with the emission factors and the other input parameters of burned area, assigned crop type, fuel load, and combustion completeness.

RESULTS

State and County Emissions

The states with the highest annual CO emissions are (in descending order) Florida, Washington, Idaho, Texas, California, Arkansas, Kansas, South Dakota, Louisiana, Oregon, North Dakota, Colorado, Missouri, Oklahoma, Montana, Illinois, Arizona, and Indiana (). States with the highest PM2.5 and PM10 emissions are (in descending order) Florida, Idaho, Washington, Arkansas, California, Texas, and Kansas. Consistently, six states (Arkansas, California, Florida, Idaho, Texas, and Washington) had the highest carbon and air quality emissions; not surprisingly, these six states represented the highest percent of total emissions. Arkansas, California, Florida, Idaho, Texas, and Washington account for a total of 51% of all CO2 emissions, 52% of CO emissions, and 46% of CH4 emissions from crop residue burning annually. These six states also emitted the majority of PM2.5 and PM10, representing 62 and 50% of total emissions, respectively. The state with the most crop residue burning emissions was Florida, which emitted 17% of all annual CO2, CO, and PM2.5 emissions, 12% of all annual PM10 emissions, and 9.5% of all CH4 emissions from crop residue burning.

Table 4. Annual carbon and air quality emissions from crop residue burning by state averaged over the years 2003–2007

The emission calculations were repeated with the substitution of the upper estimate of the emission factors from . These upper estimates were calculated as the average plus the standard deviation (three or more sources) or half of the range (two sources); emission factors derived from only one source retained the same value. The pattern of emissions in the CONUS was similar, with Idaho, Florida, Arkansas, Texas, Washington, and California (in descending order) remaining the top six source states for emissions. The upper estimate of emissions were 10% higher than the average total CO2 emissions, 38% higher than the total CH4, 72% higher than the total CO, 42% higher than the total NO2, 57% higher than the total SO2, 35% higher than the total PM2.5, and 30% higher than the total PM10.

The spatial distributions of the most significant air quality emissions in terms of highest emissions (CO) and health impacts (CO and PM2.5) were mapped according to average percent of total emissions. For CO and PM2.5, the average annual percent of total emissions per state was calculated as 2.1% of total emissions. Therefore, states with percent of total CO and PM2.5 emissions greater than the mean of 2.1% were considered above-average sources of these emissions. Much of the CO and PM2.5 emissions were concentrated in the Great Plains, the Mississippi Delta, and along the Pacific Coast. The highest average annual percent of total CO emissions occurred in Florida with 16.7% of total CO emissions from all states. Washington, Idaho, and Texas emitted 8, 7.7, and 7.3% of total CO emissions, respectively. California, Arkansas, Kansas, Louisiana, Oregon, and South Dakota emitted between 3.3 and 6.7% of total CO emissions. Four other states also exceeded the mean of 2.1% of total CO emissions: Colorado, Missouri, North Dakota, and Oklahoma. Florida and Idaho had the highest percent of total PM2.5 emissions with 16.7 and 12.5% of total emissions, respectively. The states of Arkansas, California, Texas, and Washington emitted 8.3% of total PM2.5 emissions, respectively. Nine states individually emitted 4.2% of total PM2.5 emissions: Colorado, Kansas, Louisiana, Missouri, Montana, North Dakota, Oklahoma, Oregon, and South Dakota. This analysis expected the major Kentucky bluegrass seed producing states of Idaho, Oregon, and Washington to have above-average PM2.5 emissions because of the high bluegrass seed PM2.5 emission factor, which is nearly twice the value of the next highest PM2.5 emissions factors of cotton and soy. The remaining states showed significant burning in rice (Arkansas, California, Texas), wheat (Arkansas, Colorado, Kansas, Missouri, Montana, North Dakota, South Dakota, Washington), and sugarcane (Florida, Louisiana) growing areas.

The county-level distribution of CO and PM2.5 emissions from crop residue burning reveal that within source states, much of the crop residue burning is clustered in a few counties (e.g., Florida, Texas) and/or a small subregion (e.g., Arkansas, Washington, California) ( and ). Additionally, although there is a strong spatial similarity between the CO and PM2.5 county-level emissions, there were more than 30 fewer counties with above-average PM2.5 emissions. This difference occurred mainly in wheat-producing regions in the Great Plains, the Rocky Mountain West, and the Pacific Northwest.

Figure 1. Average annual CO emissions (Gg) from crop residue burning by county for the CONUS (projection: Albers Equal Area Conic).

Figure 1. Average annual CO emissions (Gg) from crop residue burning by county for the CONUS (projection: Albers Equal Area Conic).

Figure 2. Average annual PM2.5 emissions (Gg) from crop residue burning by county for the CONUS (projection: Albers Equal Area Conic).

Figure 2. Average annual PM2.5 emissions (Gg) from crop residue burning by county for the CONUS (projection: Albers Equal Area Conic).

The total population in the counties and cities contained within and/or contiguous to crop residue burning areas was approximately 15.5 million people according to the 2007 and 2008 population estimates from the U.S. Census BureauCitation56,Citation57 (). This population, potentially affected by crop residue burning, is approximately 5.2% of the total population of the CONUS. Within the states, the proportion of people living within these source areas is higher; for example, 13.8% of the total population in Texas lives in counties, with the highest emissions being from crop residue burning. In Washington, 17.5% of the state's population resides in the source counties, which is similar to California (17.3%) and Florida (17.9%). Approximately 25% of the population in Arkansas lives in the source counties and almost half of the population of Idaho (46.6%) resides in the counties with the highest emissions from crop residue burning. At the very least, 1 in 10 people in the states of Arkansas, California, Florida, Idaho, Texas, and Washington live near the consistent source of emissions from crop residue burning.

Figure 3. Source counties of crop residue burning emissions. Cities contained within and/or contiguous to these source counties are labeled (projection: Albers Equal Area Conic).

Figure 3. Source counties of crop residue burning emissions. Cities contained within and/or contiguous to these source counties are labeled (projection: Albers Equal Area Conic).

Monthly and Seasonal Variability of Regional Emissions

A regional analysis of calculated emissions was completed in which regions were defined as the EPA regions. Five EPA regions (4, 6, 10, 8, and 7) were determined to be the main sources of emissions from crop residue burning (). These five source regions represent approximately 82% of CO2, 94% of CH4, 91% of CO, 86% of NO2 and SO2, and 95% of PM2.5 and PM10 emissions for the CONUS.

Figure 4. EPA source regions of crop residue burning emissions (projection: Albers Equal Area Conic).

Figure 4. EPA source regions of crop residue burning emissions (projection: Albers Equal Area Conic).

The monthly distribution of average CO emissions from crop residue burning for five EPA source regions showed that nearly every region experienced peaks of CO emissions between the months of April to July and September to November, corresponding to the spring harvest and fall harvest that occurs throughout much of the CONUS (). Region 4 was an exception. Although there was a small spring peak between April and June and an increase of burning beginning in September, the largest peaks of CO emissions for region 4 spanned from November to February. The multiyear harvest was directly related to the sugarcane harvesting in Florida, which occurs between October and March.Citation58 Region 6, with sugarcane growing areas in Louisiana and Texas, showed a smaller decrease in emissions in November and December compared with the other regions but retained higher emissions levels.

Figure 5. Monthly distribution of average CO emissions from crop residue burning by EPA source region for years 2003–2007.

Figure 5. Monthly distribution of average CO emissions from crop residue burning by EPA source region for years 2003–2007.

Emissions from these five major source regions showed considerable seasonal variability. This analysis defined seasons as winter (January to March); spring (April to June), summer (July to September), and fall (October to December). In general, the highest average monthly emissions of CO for the EPA source regions occurred in the spring and fall. Region 8, dominated by summer wheat harvesting in the northern Great Plains, had a continual increase in emissions from winter to spring, leveled off in summer related to the continuing wheat harvest, and a decrease in the fall. Similarly, region 6 has spring and summer wheat harvesting in the southern Great Plains, but it showed a sharp increase in emissions in the fall because of sugarcane and rice harvesting in the Mississippi Delta and Texas. Regions 7 and 10 had similar trends with a peak in summer burning and nearly equal amounts of burning in the spring and fall. Both of these regions are home to major wheat production, with the most burning in region 7 during the summer and the most wheat residue burning in region 10 during the spring, summer, and fall because of a double wheat crop system. Higher summer burning (in July and August) in region 10 is also due to Kentucky bluegrass seed harvesting (). The seasonality of CO emissions for region 4 is nearly the opposite of the other regions, with the lowest amount of burning in spring and summer, and the most burning in winter and fall, particularly November through February, because of sugarcane in Florida and the fall harvest of rice and soy in other southeastern states.

Between the years 2003 and 2007, 34% of all emissions originated from sugarcane residue burning (). Wheat residue burning accounted for 22% of all emissions, followed by rice with 14% of total emissions. Other crops/ fallow, Kentucky bluegrass seed, soybean, cotton, corn, and lentils accounted for 10% or less of all emissions, respectively. The results do not match the EPA estimate of crop residue burning by crop type. EPA estimates that 77% of all crop residue burning emissions are released from corn and soybean residue burning, with only 23% of emissions attributed to sugarcane (3%), wheat (10%), and rice (10%).Citation42

Figure 6. Average contribution of emissions by crop type for the EPA source regions for years 2003–2007.

Figure 6. Average contribution of emissions by crop type for the EPA source regions for years 2003–2007.

Interannual Variability of Crop Residue Burning Emissions for the CONUS

On average, annual crop residue burning in the CONUS emitted 6.1 Tg of CO2, 8.9 Gg of CH4, and 232.4 Gg of CO per year (). PM10 and PM2.5 emissions were an average of 28.5 and 20.9 Gg, respectively. NO2 and SO2 were less, with average emissions of 10.6 and 4.4 Gg, respectively. Emissions from CO, PM2.5, and PM10 were the most significant in terms of quantity.

Table 5. Total and average carbon and air quality emissions from crop residue burning for the CONUS, 2003–2007, including interannual variability

The average interannual variability was higher for the emissions of CO, NO2, SO2, PM2.5, and PM10 than the carbon emissions of CO2 and CH4 (). The highest average interannual variability was calculated for SO2 at 13.4%, followed by NO2 at 9.7%. Particulate emissions from crop residue burning, PM2.5 and PM10, had an average interannual variability of 7.2%, slightly below the CO average interannual variability of 7.8%. In general, in addition to SO2, air quality and carbon emissions from crop residue burning in the CONUS varied less than 10% interannually.

COMPARISON WITH PUBLISHED EMISSION ESTIMATES

Comparison with Agricultural Emissions

The results of this analysis were compared with global estimates of crop residue burningCitation17,Citation34 and North American estimates of agricultural burning.Citation18 Two of these studies, Andreae and MerletCitation34 and Wiedinmyer et al.,Citation18 grouped all agricultural emissions and did not specify by crop type. Yevich and LoganCitation17 did specify by crop type, although that study and this analysis did not completely share the same crop types; that is, Kentucky bluegrass seed. The CONUS crop residue burning accounted for an average of 1% of total global CO2, CO, CH4, PM2.5, and SO2 emissions from crop residue burning calculated by Andreae and MerletCitation34(). Comparing the three atmospheric species of CO2, CO, and CH4, calculated by Andreae and MerletCitation34 and Yevich and Logan,Citation17 the average CONUS emissions for the same species (i.e., an averaging of the comparison percentages for CO2, CO, and CH4) accounted for 0.6 and 2.1% of total global emissions from these two sources, respectively. The North American estimates from Wiedinmyer et al.Citation18 included all forms of agricultural burning in much of Central America, Mexico, the United States, and Canada. Estimates from this study accounted for an average of 15.1% of total CO and PM2.5 emissions from agricultural burning in North America.Citation18 Although crop residue burning in the CONUS was a minor source of agricultural burning emissions on a global scale, it appeared to be a significant source within North America.

Table 6. Comparison of global, continental, and U.S. agricultural, forest, and total burning emissions with estimated emissions from this analysis

Comparison with Wildfire Emissions

Wildfire emissions are an important source of carbon and air quality emissions at the global, continental, and regional scale.Citation34,Citation40,Citation59,Citation60 CONUS crop residue burning emissions were compared with North American estimates of forest fires and total pyrogenic emissions from all burning sources for the United States, including Alaska and Hawaii.Citation18 CONUS crop residue burning emissions accounted for approximately 0.5% of total emissions of CO and PM2.5 from forest fires in North America (). However, crop residue burning did account for a higher average of emissions in the United States, averaging 1.5% of total CO2, CO, CH4, PM2.5, and SO2 emissions from all fires.

Implications for the EPA National Emissions Inventory

The EPA National Emissions Inventory (NEI) currently includes pyrogenic sources of air pollution. In 2002, the NEI did provide explicit emission estimates from fires, grouped together in one class that included agricultural fires, prescribed/slash burning, wildfires, structural fires, and other burning.Citation61 The 2002 NEI burning estimates for agricultural fires were limited to 23 states and included burning activity ranging from pasture maintenance fires, burn piles, and crop residue burning.Citation19 Subsequent NEI reports for 2005 and 2008 have relied on the agricultural fire emissions estimated from 2002. The average emissions from this analysis were compared with the 2002 NEI fire emissions. The average annual crop residue burning emissions from this analysis accounted for approximately 1.4% of total CO, 1.5% of total PM2.5, 1.7% of total PM10, and 0.3% of total SO2 emissions of all burning activity reported in the 2002 NEI. Future NEI reports would benefit from separating different categories of fire activities to determine the relative contributions of the different burning sources and whether agricultural burning (i.e., crop residue fire emissions) is a significant contributor to total pyrogenic emissions.

Implications for the EPA Greenhouse Gas Emissions Inventory

EPA annually prepares an inventory of national greenhouse gas sources and sinks for the United States. The most recent publication, the 2008 Inventory of Greenhouse Gas Emissions and Sinks,Citation42 included CH4 and CO emissions estimates from field burning of agricultural residues for the years 1990–2006. Crops included in the EPA Greenhouse Gas Inventory included barley, corn, peanuts, rice, soybean, sugarcane, and wheat. This analysis did not include barley and peanuts; however, emissions from these two crops accounted for less than 3% of the total emissions reported by the EPA. Methodologies for emission estimates were different, with the largest divergence coming from the emission factors, the fraction of residue burned (CE), fuel load, and the burned area estimates. The greatest uncertainty in the EPA emissions calculations was fuel load (discussed below), noted in the Greenhouse Gas Inventory document.Citation42 In the case of the emission factors, the EPA greenhouse inventory used their own emission factors from the EPA AP-42 documentCitation43 and this analysis used calculated emission factors from the scientific literature that included the EPA emission factors, as reported by Dennis et al.Citation11 The CE factor used by the EPA was 0.88, 15% higher than the average CE factor used by this analysis of 0.75. As for burned area, the EPA assumed that 3% of the area for all targeted crops burned, except for rice.Citation42 Burned rice acreages were taken from state estimates. Combining these estimates, the EPA assumed a cropland burned area that was on average 2 times the area that was detected by the hybrid remote sensing approach used in this analysis.Citation9

Fuel loads have been noted as having high uncertainty values in bottom-up emissions calculations.Citation62 As previously mentioned, the EPA methodology for fuel load calculation outlined in the Greenhouse Gas InventoryCitation42 was not utilized in this analysis. Four crops common to this analysis and the 2008 EPA Greenhouse Gas Inventory were corn, rice, sugarcane, and wheat. The EPA Greenhouse Gas Inventory estimated emissions using higher fuel load variables for the crops of rice (33% higher) and sugarcane (71%). The fuel load values from this analysis and the Greenhouse Gas Inventory were the same for wheat: Both studies utilized an estimate of 2752 kg/ha. Corn was the exception, with this analysis utilizing a fuel load estimate that was 38% higher than the EPA's fuel load variable.

shows the comparison of the 2008 EPA estimates with this analysis, including the crop residue burning emissions calculated using the average emissions factors and the maximum emission factors. This analysis estimated CH4 and CO emissions to be an average of 78 and 73% less than the EPA estimates, respectively. Using the maximum emission factors, the average annual emissions from crop residue burning for CH4 and CO were 0.017 and 0.972 Tg, respectively. These maximum CH4 and CO emissions were 52 and 23% higher than the emissions calculated from the average emission factors, respectively. The CH4 and CO emission estimates calculated using the maximum emission factor values accounted for 50 and 119%, respectively, of the average annual EPA estimation of CH4 and CO emissions from crop residue burning. On the basis of the results of this analysis, it is likely that the EPA is overestimating CH4 emissions from crop residue burning. However, the CO emissions reported by the EPA fall within the range of emission estimates from this analysis calculated using the average and maximum emission factors. Therefore, the EPA estimation of CO emissions of crop residue burning appears reasonable.

Table 7. Comparison of CH4 and CO emissions from crop residue burning estimated by the 2008 EPA Greenhouse Gas Inventory with results from this analysis for 2003–2006

Crop residue burning emissions are a minor source of CH4 emissions compared with the CH4 emissions from other agricultural sources. Crop residue burning emissions accounted for less than 1% of the annual emissions from enteric fermentation, manure management, and rice cultivation reported in the EPA Greenhouse Gas Inventory.Citation42 Specifically, crop residue burning in the CONUS accounted for an average 0.11% of annual CH4 emissions from enteric fermentation, 0.15% of manure managements, and 0.45% of rice cultivation.

The USDA also compiles a Greenhouse Gas Inventory focused on CH4 and CO emissions from agricultural and forestry sources using the crop residue burning emission estimates from the EPA Greenhouse Gas Inventory.Citation63 The USDA ranks the states of Iowa, Illinois, Minnesota, Nebraska, Arizona, Indiana, Kansas, Arkansas, Ohio, and South Dakota (in descending order) as the largest sources of CH4 emissions. In general, this analysis showed that a different set of states are the main sources of CH4 emissions from crop residue burning (in descending order): Idaho, Washington, Florida, Texas, Arkansas, Kansas, Oregon, South Dakota, North Dakota, and Missouri. The states of Arkansas, Kansas, and South Dakota were shared between the two studies. The USDA Greenhouse Gas Inventory overestimates the contribution of crop residue burning emissions from the midwestern states of Illinois, Iowa, Indiana, Minnesota, Nebraska, and Ohio.

CONCLUSIONS

Most crop residue burning emissions in the CONUS were emitted in the spring, summer, and fall. CONUS crop residue burning emissions had an average interannual variability of ±10%, ranging from 5.1% for CO2 and 13.4% for SO2. Six states emitted the most air quality and carbon emissions from crop residue burning (ranked in descending order): Florida, Washington, Texas, California, Idaho, and Arkansas. These six states accounted for 50% of PM10, 51% of CO2, 52% of CO, and 63% of PM2.5. Florida alone emitted 17% of all annual CO2, CO, and PM2.5 emissions as well as 12% of all annual PM10 emissions from crop residue burning. From a regional perspective, EPA regions 4, 6, 10, 8, and 7 (in descending order) were the main sources of emissions. These five EPA regions, comprising the southeastern United States, the Great Plains, and the Pacific Northwest, represented 85% of all emission for crop residue burning for the atmospheric species of CO2, CO, CH4, NO2, SO2, PM2.5, and PM10. Approximately 70% of all crop residue burning emissions in the EPA source regions originated from the three crops of sugarcane, wheat, and rice.

Compared with estimates of all agricultural burning emissions in North America, which included all types of agricultural burning, which included slash-and-burn, land clearing, pasture maintenance, etc., the CONUS crop residue burning emissions represented 15% of total emissions. CONUS crop residue burning emissions were also significantly less than estimated wildfire emissions. Forest fire emissions in North America of CO and PM2.5 were significantly higher than the estimates from this analysis, with cropland burning being approximately equivalent to 0.5% of North American forest fire emissions. At the national level, crop residue burning emission estimates accounted for 1.5% of total CO2, CO, CH4, PM2.5, and SO2 emissions from all pyrogenic emissions in the United States, including Alaska and Hawaii. Results from this analysis show that crop residue burning emission estimates accounted for 6% of total emissions from current fire emission estimates reported by the EPA NEI.

This analysis provided an independent assessment of crop residue burning not dependent on the self-reporting of state agencies. Future EPA reports could incorporate this work to better account for crop residue burning. Compared with this study, the EPA reports, which have relied on self-reporting, consistently overestimated cropland burned area by a factor of 2 and overestimated crop residue burning CH4 emissions in the Midwest instead of the southeastern United States and Pacific Northwest. The EPA estimates of CO and CH4 were 73–78% higher than the CO and CH4 emission estimates from this analysis, respectively. However, when emissions are calculated using the maximum emission factor values, the EPA estimates of CH4 were 50% higher than this analysis whereas the EPA estimates of CO were 19% lower than this analysis. On the basis of these results, it is likely that the EPA is overestimating CH4 emissions but current CO emissions are well within the ranges estimated by this analysis. This analysis also showed that crop residue burning emissions are a minor source of CH4 emissions (<1%) compared with the CH4 emissions from other agricultural sources, specifically enteric fermentation, manure management, and rice cultivation.

REFERENCES

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