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Technical Papers

Greenhouse Gas Emissions from Waste Management—Assessment of Quantification Methods

, &
Pages 480-493 | Published online: 10 Oct 2011

ABSTRACT

Of the many sources of urban greenhouse gas (GHG) emissions, solid waste is the only one for which management decisions are undertaken primarily by municipal governments themselves and is hence often the largest component of cities’ corporate inventories. It is essential that decision-makers select an appropriate quantification methodology and have an appreciation of methodological strengths and shortcomings. This work compares four different waste emissions quantification methods, including Intergovernmental Panel on Climate Change (IPCC) 1996 guidelines, IPCC 2006 guidelines, U.S. Environmental Protection Agency (EPA) Waste Reduction Model (WARM), and the Federation of Canadian Municipalities- Partners for Climate Protection (FCM-PCP) quantification tool. Waste disposal data for the greater Toronto area (GTA) in 2005 are used for all methodologies; treatment options (including landfill, incineration, compost, and anaerobic digestion) are examined where available in methodologies. Landfill was shown to be the greatest source of GHG emissions, contributing more than three-quarters of total emissions associated with waste management. Results from the different landfill gas (LFG) quantification approaches ranged from an emissions source of 557 kt carbon dioxide equivalents (CO2e) (FCM-PCP) to a carbon sink of −53 kt CO2e (EPA WARM). Similar values were obtained between IPCC approaches. The IPCC 2006 method was found to be more appropriate for inventorying applications because it uses a waste-in-place (WIP) approach, rather than a methane commitment (MC) approach, despite perceived onerous data requirements for WIP. MC approaches were found to be useful from a planning standpoint; however, uncertainty associated with their projections of future parameter values limits their applicability for GHG inventorying. MC and WIP methods provided similar results in this case study; however, this is case specific because of similarity in assumptions of present and future landfill parameters and quantities of annual waste deposited in recent years being relatively consistent.

IMPLICATIONS

This paper provides insight for municipalities, consultants, and others involved in GHG quantification from waste management with regard to emissions from various treatment options and variation due to methodological selection. By examining the differences in emissions from the quantification tools and guidelines examined in this research, these professionals will gain insight on where shortcomings and methodological differences exist and how these may be addressed. It also provides an illustration of how theoretical yield gas calculations can be similar in magnitude to those calculated using a WIP approach.

INTRODUCTION

The release of landfill gas (LFG) resulting from anaerobic decomposition of municipal solid waste (MSW) is generally quantified in greenhouse gas (GHG) emissions inventories conducted by cities. For 2007, this emissions source represented 21 Mt (?3%) of total emissions tabulated in the Canadian national GHG inventory and 127 Mt (2%) in the U.S. inventory.Citation1 Citation,2 Municipalities, which have been strong jurisdictional champions in addressing climate change, play the principal role in managing these GHGs because their decisions dictate diversion, treatment, and mitigation (such as LFG capture) practices. The opportunity for reductions is large; an example from the 2004 City of Toronto inventory suggests solid waste contributed 3% of community-wide emissions; however, its proportion of corporate emissions (those stemming strictly from municipal government activities) was 45%.Citation3 Additionally, waste emissions generally contribute a larger proportion of community-wide municipal emissions in the developing world (e.g., up to 40% in Rio De JaneiroCitation4). The method selected for quantifying waste-related emissions is important because projects to mitigate MSW-related GHG emissions are likely to be a high priority; Kennedy et al.Citation5 demonstrated that waste emissions reduction strategies tend to be the most cost-effective of municipal projects targeting GHGs regardless of region, underscoring the importance of proper quantification for planning purposes.

GHG emissions are released through several waste management treatment options. However, the greatest source of waste-related GHGs in the 2007 Canadian National Inventory is anaerobic digestion (AD) in landfills, contributing 95% of all waste sector emissions.Citation1 When biogenic carbon is deposited in landfills, degradation processes become anaerobic after oxygen is depleted in the fill material, producing LFG that is approximately 50% methane (CH4). This GHG is 25 times more potent over a 100-year time frame than if the same biogenic carbon were aerobically degraded to carbon dioxide (CO2), which would presumably be a carbon-neutral process.Citation6 Hence, whenever landfill CH4 is oxidized through combustion or a specially engineered landfill cover, a reduction in radiative forcing is achieved (compared with a case in which CH4 emissions are not controlled). Other possible GHG sources from solid waste includeCitation7

Combustion of fossil-derived carbon in incineration systems resulting in the release of CO2

Production of CH4 from anaerobic conditions within composting operations

Release of nitrous oxide (N2O) during nitrification in compost piles

Leakage of CH4 from AD reactors

Collection and transportation of waste to transfer and treatment sites (indirect).

Although policy measures to reduce GHG emissions from MSW appear straightforward (such as improved recycling of wood products and diversion of food wastes), inaccurate quantification of these may distort the issue's scale (and economic feasibility if carbon pricing is part of the rationale for a mitigation project). Comparison of emissions totals is complicated because two different temporal boundaries have been applied to MSW emissions studies: GHGs can be quantified using the methane commitment (MC; or theoretical yield gas) method or the waste-in-place (WIP) method. The MC method requires the forecast of any future CH4 emissions associated with MSW deposited in the inventory year, basing this estimation on a projection of future landfill operation practices. The WIP method attempts to quantify CH4 released within the inventory year from all MSW waste previously deposited in landfills.

The objective of this paper is to quantify and compare GHG emissions associated with waste management using various methodologies that are currently used in inventorying activities for waste because different approaches are being used by cities globally (generally using MC approaches including U.S. Environmental Protection Agency [EPA] Waste Reduction Model [WARM] and Inter-governmental Panel on Climate Change [IPCC] 1996).Citation4 The importance of this exercise stems from the potential for comparisons between global cities’ emissions, which are likely to be made although boundaries used in their inventories may differ. Quantification of a single case study provides insight into the effect of inconsistent methodological selection between these cities. Additionally, comparing different methodologies to quantify GHG emissions from MSW and analysis of the effects of parameter selection is useful for waste planners/managers. WIP and MC approaches are examined looking at direct and indirect emissions associated with different MSW management practices. Once the details of the nuances of quantification methodologies are clearer, policy-makers will be able to select the approach that best suits their needs in a particular application (i.e., inventorying vs. waste management planning) and apply it with knowledge of its strengths and weaknesses.

Landfill, incineration, AD, and/or composting GHG emissions are calculated, using the greater Toronto area (GTA) as a case study, by applying four commonly used models: IPCC 1996, IPCC 2006, EPA WARM, and the Federation of Canadian Municipalities-Partners for Climate Protection (FCM-PCP) quantification tool for communities.Citation7–10 Additionally, two modifications of the IPCC 2006 model are made to allow for further analysis: one to provide a MC calculation (henceforth termed IPCC 2006 MC) and one to provide a limited life-cycle-based inventory (IPCC 2006 LC). The IPCC 2006 LC predominantly includes emissions/credits that would not be included in the IPCC 2006 MC but that occur within the municipal boundary and may be relevant to a municipal emissions inventory. This results in a comparison of six different approaches.

BACKGROUND

Some information must be provided on the methodologies used in this study to provide an understanding of where they originated, how they are designed, and their intended uses. In 1991, the IPCC initiated the National Greenhouse Gas Inventories Programme to commence work on methodologies for quantifying GHG dynamics for member countries.Citation8 The program aimed to attain consensus with its members by developing emissions/sink inventories and established a task force to aid nations in the quantification of their GHG emissions.Citation11 The result has been two guidelines (henceforth referred to as IPCC 1996 and IPCC 2006) that have two important differences: The IPCC 1996 model uses a MC calculation whereas the IPCC 2006 revision uses a WIP method (using >10 yr of detailed landfill disposal data).

The other main difference between the two models is the data requirement. Because the 1996 method uses the MC approach, it is based on a simple calculation that uses an estimate of waste carbon content that is dissimilated to CH4 over an infinite time period (assuming no changes in landfill conditions). Only the tonnage deposited within the year of inventory is required, whereas default data can be applied to fill in any missing information. The IPCC 2006 WIP method requires the use of a more complex first-order decay model that estimates the degree of decomposition of accumulated carbon in landfilled waste on the basis of half-life data of materials under given landfill conditions, which has a greater data requirement (waste deposited from 50 yr prior is suggested).

Partners for Climate Protection (PCP), the Federation of Canadian Municipalities program on climate change action (in association with ICLEI's global Cities for Climate Protection program), has developed a spreadsheet tool that can be used by municipalities to complete a community and corporate GHG inventory.Citation10 This tool uses a MC approach because it simply requires an estimate of waste landfilled in a given year on the basis of a fixed emissions factor (t CO2 equivalents [CO2e] [t landfill waste]−1). It should be noted that at the time of writing, there are plans to update the FCM-PCP municipal quantification tool.Citation12

The EPA WARM model was created to assist municipal waste planners in making better decisions with respect to GHG emission mitigation from waste.Citation9 The model allows the quantification of emissions from landfills (using a MC approach), composting, incineration, and recycling. Because of the life-cycle perspective taken, emissions credits are provided using a system expansion approach that incorporates offsets. By expanding the system boundary to include an estimated quantity of emissions avoided because of a component of the waste management activity (i.e., electricity generation from LFG), the EPA model reduces emissions allocated to the waste activity by that quantity (i.e., emissions that would have otherwise occurred had, for example, the electricity been produced from fossil-based electricity generation). Sources of credits in the WARM model include (1) using recycled (rather than virgin) content, (2) electricity generated from waste management practices, (3) carbon stored in soil from compost, and (4) sequestration of biogenic carbon in landfills. These all have varying degrees of uncertainty associated with them; for example, the model assumes an infinite time frame for the landfill credit although future disturbances to landfill sites (such as landfill mining) may oxidize this carbon (such as through combustion or biodegradation). Additionally, from a management perspective, credits can shift the focus away from current CH4 emissions, which is problematic because CH4 is a potent GHG with an intense, short-term effect on radiative forcing.Citation6

The methodologies examined allow varying amounts of flexibility for considering jurisdiction-specific conditions. Generally speaking, average/default values are applied for the comparison of the models, leaving some uncertainty in the figures.

METHODOLOGY

GTA

The GTA is comprised of five regional municipalities: City of Toronto, Peel, Halton, Durham, and York. The GTA is selected as the study region in contrast to solely examining the City of Toronto for two reasons. Firstly, waste is a regional issue with waste management operations being utilized by multiple municipalities within the region. Secondly, this complements a study performed by Kennedy et al.Citation4 on regional GHG emissions and follows their methodology of examining a major urban center along with its neighboring communities for which the economies are interdependent. In 2006, the population of the GTA was estimated at 5,556,182, with 45% of residents centrally located in the City of Toronto. It is estimated that, on average, GTA residents sent 210 kg of MSW to landfill per capita in 2005, compared with the national and provincial residential averages of 290 and 305 kg, respectively (see ).Citation13 Citation,14

Table 1. Waste disposal data applied to the IPCC 1996, IPCC 2006, FCM-PCP, and/or EPA WARM for 2005 Waste GHG emission quantification.18–22

Before the mid 1960s, waste management strategies were guided by a mélange of municipal policies across the GTA.Citation15 Citation,16 Incineration was the primary means of waste management up until the mid-1960s; however, incinerator capacity frequently did not match waste production. Up until 1965, emergency landfills set up in public ravines were used in the City of Toronto to handle the excess waste.Citation16 In addition, private dumps, which often partook in open burning, were prevalent. To address this patchwork disposal system, large periurban landfills were planned and commenced operation in 1967. However, as a result of the diverse waste management schemes across the GTA, obtaining accurate waste disposal data from the era before large-scale landfill sites is difficult.

The earliest landfill waste figures are from City of Toronto archives, where waste data disposed in the four major regional landfills between 1971 and 1979 are available (Beare Road, South Thackeray, Brock West, and Brock North).Citation15 Landfilled waste data between 1955 and 1970 are extrapolated based on per capita waste produced in 1971 and census data. Waste data for odd numbered years between 1981 and 1989 are obtained from Metro Toronto Planning Dept publications (1981, 1983, 1985, 1987, 1989) and gaps between these data and 1989-1999 are linearly interpolated (). Data from 1999 to 2005 are obtained from Kennedy and others, as well as from regional data.Citation17–22 All data obtained before 1999 include industrial, commercial, and institutional (ICI) waste; hence, a correction factor of 0.36 (representing the proportion of ICI waste reported in Ontario in 2006) is applied to these.Citation13

Figure 1. Waste disposed in landfills from the GTA between 1955 and 2005.

Figure 1. Waste disposed in landfills from the GTA between 1955 and 2005.

A drop in the quantity of Peel landfill waste in 1993 is assumed because of the introduction of a waste-to-energy incineration operation (assumed to have a capacity of accepting 80 kt of waste per year). A steep upward slope in the growth of waste emissions is observed during the 1980s. This is likely attributable in part to population growth, coupled with the closure of incinerators during that period. However, given that incinerators accounted for 200,000 t of waste in 1981 and the rate of population growth does not seem to differ much from other decades, this may not provide a complete explanation. A similar spike is observed by Anderson,Citation16 who looked at Metro Toronto and industrial waste; however, waste production from the former City of Toronto (which represented the central component of the former metropolitan area) did not rise as quickly, suggesting that this increase is mainly attributable to the ICI sector, perhaps because of the closure of incineration facilities previously accepting this sector's waste.

Waste GHG Emissions Models

Landfilling waste is the dominant treatment method in the GTA, followed by recycling, composting, incineration, and AD. The proportion of waste that is from single-family housing compared with multiunit dwellings is obtained from census data.Citation14 Parameters applied to the four methodologies and the two variations on IPCC 2006 are displayed in along with applicable sources (some of which are discussed further in the specific methodologies below). Calculation methods for incineration- and composting-related emissions were only available in IPCC 2006 and EPA WARM, whereas AD emissions calculations are only possible for the former; IPCC 1996 and FCM-PCP do not provide a means of quantifying these. For the waste composition calculations, differentiation is made between single-family and multiunit dwellings; these are taken from City of Toronto data and assumed to be uniform across the region (except for the Peel Region incineration calculation; see GTA background above).Citation23 The smaller contribution of waste >10 yr old to current emissions (see Results and Discussion) validates this assumption.

Table 2. Parameters applied to the IPCC 1996, IPCC 2006, and/or EPA WARM for 2005 waste emission GHG quantification

Of the parameters listed above, default data are generally used with the exception of those relating to emission reduction credits discussed in the IPCC 2006 LC approach (specifically, average grid emissions and incineration electricity generation, which are calculated for GTA-specific conditions). Electricity generation from waste treatment options assumes a 47% conversion efficiency of total CH4 captured (using a reciprocating engine) and a lower heating value of 50 MJ/kg.Citation24 CH4 production is multiplied by capture efficiency to provide the figure for total weight of CH4 captured, with landfills that have received GTA waste being equipped with LFG capture systems (assumed to be collecting 75% of LFG) with electricity generation. GHG emission reduction credits (or offsets) are applied for electricity produced from treatment options and generation is assumed to be continuous,Citation21 allowing a 2005 provincial average emissions factor to be used. A summary of parameters used in the calculation of emissions from transportation for the IPCC 2006 LC is provided in .

Table 3. Relevant parameters applied in calculating GHG emissions from waste collection.Citation3 Citation,7

Regarding specific treatment methods, it is assumed that no emissions result from backyard composting (assumed aerobically degraded). All green bin waste is assumed to be anaerobically digested at central processing facilities.

FCM-PCP

To assist municipalities to compile GHG inventories, a spreadsheet tool is provided entitled “Inventory Quantification Support Spreadsheet,” which is based on PCP GHG software.Citation10 The calculation for annual GHG emissions is based on an emissions factor (see Equationeq 1 below) and is assumed to be based on national average data, although this could not be confirmed. Using a simple “emissions factor” calculation in a GHG emissions system as complex as waste cannot provide the flexibility of the other more detailed methodologies described below. However, this is simply a preliminary figure for municipalities to use and it is of interest for comparison with other more rigorous methodologies.

(1)

IPCC 1996

As stated earlier, the IPCC 1996 uses a MC approach for GHG emissions quantification. Emissions can be calculated using (adapted from IPCC 1996)Citation8

(2)
where W is the total weight of waste deposited in landfills (Gg yr−1), MCF is the methane correction factor (for sanitary landfills = 1), DOC is degradeable organic carbon, DOC f is the fraction of DOC dissimilated, F is the fraction of CH4 in LFG, r is the fraction of CH4 recovered (i.e., LFG capture efficiency), and OX is the fraction of CH4 oxidation.

IPCC 2006

The IPCC 2006 method involves the most complex calculation of the four landfill methodologies examined. A first-order decay model (Scholl-Canyon model; Tier 2) approach is used with default parameters and region-specific landfill data. The WIP calculation uses sequential calculations each year with the equations outlined belowCitation7:

(3)
where DDOCm is the mass of decomposable DOC deposited,
(4)
where DDOCmaT is the DDOCm accumulated in a given year (T), DDOCmdT is the DDOCm deposited in year T, k is the reaction constant [ln(2)/t 1/2 (yr−1)], and t 1/2 is the half-life of waste (yr).
(5)
where DDOCm decompT is the DDOCm decomposed in year T.
(6)
(7)

Waste composition is assumed to be constant for historic data; hence, the degradable organic carbon (DOC) content is the same for all years used for the WIP calculation. Disposal is assumed to be at the beginning of the year, with CH4 emissions calculated at year's end. DOC is weighted according to the IPCC 2006 fractions for waste components. Wastewater sludge deposited in landfills is assumed to be in the form of biosolids that are stabilized to the extent at which further decomposition is negligible.

In year 0 (i.e., 1955), DDOCmaT-1 and DDOCm decompT are assumed to be nil, giving a value of DDOCmaT that is simply the amount of decomposable DOC deposited in 1955. This was used as a basis for calculations in all following years. The reaction constant (k) is estimated assuming a boreal region under dry conditions using Environment Canada data on Toronto's mean annual precipitation and relating it to potential evapotranspiration.Citation25

A MC calculation is completed in the same manner (denoted IPCC 2006 MC), using the above equations, except in this case year 0 is 2005, with a 100-yr forecast for resulting CH4 emissions (a 75% LFG capture efficiency is assumed for the lifetime of the waste). This is assumed to be a sufficiently long forecast because by the year 2105 CH4 emissions are estimated to be below 25 t CO2e yr−1 ().

Figure 2. Plot of CH4 emissions from 2005 GTA landfill waste (IPCC 2006 MC).

Figure 2. Plot of CH4 emissions from 2005 GTA landfill waste (IPCC 2006 MC).

Calculations of IPCC 2006 for other disposal methods only require knowledge of total waste tonnage and composition (Tier 1). EquationEquation 8 provides an estimate of emissions from fossil carbon from incineration. Because only the Peel Region treats waste through combustion, and this waste is generally sourced from multiresidential units, waste audits for Peel are used to quantify the relevant waste composition.Citation19

(8)
where MSW is the total wet weight incinerated (Gg yr−1), WF j is the fraction of component j in the MSW, dm j is the dry matter in component j (fraction), CF j is the fraction of carbon in dry matter of component j, FCF j is the fossil carbon fraction of component j, and 44/12 is the conversion factor from carbon to CO2. All calculations for dm, CF, and FCF used IPCC 2006 defaults.

The IPCC 2006 methodology suggests that CH4 and N2O are released during the composting process (specifically large-scale operations, inferred from references cited within the IPCC guidelines), whereas emissions from residential-scale compost (i.e., home composting units) do not receive any explicit mention. Composting and AD calculations for CH4 and N2O emissions require only tonnage treated and IPCC defaults and are described in Equationequation 9. According to this methodology, N2O emissions from anaerobic digesters are assumed to be negligible; IPCC 2006 cautions that more data on these emissions are needed. IPCC 2006 suggests using a 5% leakage rate for AD facilities.

(9)
where M is the wet weight of waste treated (t), EF is the emissions factor (kg [t waste treated]−1; 4 for CH 4compost, 0.3 for N2O compost, and 1 for CH 4AD), r is the gas recovered (0 for composting; 95% for AD), GWP 100 is the global warming potential based on a 100-yr time frame (25 for CH4; 298 for N2O).Citation6

EPA WARM

Tonnage, composition, and diversion rate details are integral to the use of the WARM model. Using waste audits and diversion rates for 2005, data are entered for the various required component streams. Stewardship Ontario data are categorized according to the waste inputs available in the EPA model.Citation9 Citation,23 The data and method of application are available in the supplemental materials (published at http://secure.awma.org/onlinelibrary/samples/10.3155/1047-3289.61.5.480_supplmaterial.pdf).

Life-Cycle-Based Approach

A life-cycle-based approach (IPCC 2006 LC) is used to include more of the upstream (life-cycle) GHG emissions associated with waste management practices in the GTA for 2005 using the IPCC 2006 MC method, with the functional unit being waste managed in 2005. Although a larger proportion of life-cycle emissions associated with waste management are included in this method than with the IPCC 2006 MC, a full life-cycle inventory analysis is not completed. The boundaries for the IPCC 2006 LC approach are presented in using credits/emissions applicable to the scope of a municipal inventory (use of incineration residues for fertilization in forestry has been reported by Toller et al.Citation26). Specifically, emissions included are those related to the collection and transportation of waste to treatment sites and those associated with the treatment options themselves. The exclusion of upstream emissions of fuels will have a negligible effect on results because transportation of waste materials is generally a lower proportion of total waste-related emissions (Mohareb et al. estimate a contribution of 8% of gross emissions or 15% of net emissions including credits for recycling) and combustion is the primary source of these emissions when diesel is used as a fuel.Citation27–29 Emission reductions from co-products directly resulting from on-site activities of treatment methods (i.e., electricity production from incineration) are also included within the LC boundary.

Figure 3. Flowchart displaying boundaries conducted for IPCC 2006 LC.

Figure 3. Flowchart displaying boundaries conducted for IPCC 2006 LC.

IPCC 2006 is selected for this approach because it allows for the quantification of emissions from landfill, AD, incineration, and large-scale composting. Using an IPCC method with some scope for life-cycle emissions also allows comparison of a designated emissions inventorying with EPA WARM (which is explicitly stated to be incompatible with emissions inventorying) because it uses a life-cycle approach. A point of note is that WIP cannot be used as the means to quantify emissions from landfilled waste because this would not conform to the temporal boundary set by examining waste collected within 2005.

No GHG emissions reduction credits for recycling are allocated to GTA municipalities. Although recycling credits may be suitable on a national level, there is little certainty that materials diverted for recycling will actually be processed and used within the same spatial boundary being assessed.Citation30 From a life-cycle inventory perspective, the location of an activity would not, in itself, provide justification for exclusion, but this was deemed appropriate in the context of municipal inventories. Because this study focuses on emissions and credits applicable to municipalities on the basis of policy decisions, exclusion of these credits is reasonable because the decision on reuse of recycled material is beyond municipal jurisdiction. In addition to the uncertainty associated with where the co-products will be used, FinnvedenCitation31 illustrates complications that arise when materials are not recycled directly into the same product (termed “open-loop recycling”). Allocation procedures differ for the emissions related to the original product and those incorporating recycled content. Some estimates on potential credits associated with recycling are provided in the Results and Discussion section.

Emissions reductions from co-products serving as fertilizer/soil conditioner are also excluded because of the uncertainty in their destination and final use (i.e., potential contamination may prevent their usage). Finnveden et al.Citation27 suggest that GHG emission benefits from fertilizer displacement from AD and composting are also likely small.

Emissions from capital infrastructure are ignored; there is precedence for this because ClearyCitation32 states that only 3 of the 20 waste life-cycle analysis studies he reviewed included these emissions. However, energy requirements from operations are considered. DenisonCitation33 Citation,34 provides a figure for net energy generated for incineration (see ), while Franklin AssociatesCitation34 suggest landfill operations utilize approximately 15% of energy generated for internal operations, which is applied to the IPCC 2006 methodology. It is assumed that the latter figure is likely a mixture of diesel, electricity, and natural gas in the GTA; however, for simplicity, a 15% penalty is applied to LFG electricity generation and is also applied to electricity generation at AD facilities (it should be noted that this penalty would be much greater if diesel had been used exclusively). Composting operations energy requirements are assumed to be negligible.

The IPCC 2006 LC approach examined in this work includes transportation for waste and grid emissions factors (applied during system expansion to include for offsets for electricity production). Transportation distance calculations follow the methodology used by Mohareb Citation28 using distances from the approximate geographic center of an urban area (as opposed to city hall) to landfills, incinerators, anaerobic digesters, and material recovery facilities (for recycling).

Grid emissions factors applied in the system expansion approach for landfill, AD, and incineration operations represent the marginal emissions that would have otherwise occurred from the electricity generation. Finn-veden suggests that a marginal source of electricity (coal) is displaced by electricity from waste, whereas Cleary observed an even split in 12 studies between the use of marginal and average electricity source emissions factors.Citation27 Citation,32 In a situation in which CH4 storage is possible (or CH4 is flared when demand does not exist) and is used only to meet a fluctuating load or as spinning reserve for the electrical grid, use of the emissions factor for the displaced marginal generation is logical. Conversely, if LFG is combusted as produced, then it supplies baseload generation and use of the average grid emissions factor is preferred.

Sensitivity Analysis

Selection of the parameters described in is made based on default data used in other literature, but regional specifications (such as factors related to the GTA's climatic zone) are applied where available. However, there is some uncertainty in many of these quantities and this is addressed in a sensitivity analysis.

Uncertain treatment-specific factors considered in this study include oxidation of CH4 (landfill), concentration of CH4 in LFG, carbon content of waste (landfill, incineration), fraction of carbon dissimilated (degraded in landfills), reaction constant (k; relevant to first-order decay models for landfills), and CH4 leakage (AD, landfill with LFG capture). Oxidation of CH4 in LFG because of use of specialized covers (other than clay) has reduced emissions from 10 to 100%, varying because of site and climatic conditions.Citation35 An Alberta, Canada study suggested that the rate of oxidation is dependent on CH4 flow rate, suggesting the value of k may influence oxidation.Citation36 EPA and IPCC (1996 and 2006) make the assumption of 10% oxidation using aerating covering material. Although this may seem low in light of the range suggested above, the more conservative estimate is prudent without site-specific data.

LFG CH4 fractions are also somewhat uncertain, with the IPCC default being 50% whereas the fraction recorded at Brock West, Beare Road, and Keele Valley landfills in 2001 were approximately 40, 45, and 47%.Citation37 The effects of modifying LFG CH4 concentrations are assessed in the sensitivity analysis.

The leakage rate of LFG is also a point of contention in literature. In the WARM model, a default assumption of 75% capture rate is assumed as the national average efficiency. The Keele Valley landfill site (GTA) estimates a collection efficiency of between 85 and 90% (high, but not infeasible according to Barlaz et al.), whereas Mohareb reports 40% for the Trail Road landfill in the Ottawa Region.Citation28 Citation,38 Citation,39 A value of 50% is selected for sensitivity analysis versus the 75% baseline suggested by EPA.Citation40

The carbon content of waste is region specific and can be approximated using waste audits (such as those provided by Stewardship Ontario) and default values of carbon contents of various waste components (provided in IPCC 1996 and 2006).Citation7 Citation,8 Citation,23 The range of the IPCC (1996) North American values is used for the sensitivity analysis.

The fraction of biogenic carbon that can actually be dissimilated is also a matter of debate. Barlaz suggests that approximately 40% of carbon in MSW does not decompose under anaerobic conditions, whereas the IPCC default suggests using a value of 50% of total degradable carbon.Citation7 Citation,41

The reaction constant k is sensitive to the climatic conditions and composition of the waste deposited in landfill, among other factors. For example, some landfills have been operated as bioreactors, with recirculation of leachate to increase the reaction constant.Citation42 This parameter has not been assessed because the latter has no impact on total emissions (such as for the MC method).

RESULTS AND DISCUSSION

Model Comparison-Landfill Waste

As the principal source of GHG emissions, it is of most interest to compare the results for landfill emissions from the six approaches examined (). Four MC calculations are provided, as well as the IPCC 2006 LC and the IPCC 2006 WIP calculation. FCM-PCP, IPCC 1996, and IPCC 2006 (MC & WIP) figures given below are gross site emissions (without transportation emissions or offsets for electricity generation), whereas WARM and IPCC 2006 LC calculations are net emissions. This is because WARM and IPCC 2006 LC incorporate the offsets and transportation emissions. Total landfill GHG emissions estimates vary from approximately 556 kt (FCM-PCP) to a net carbon sink of 53 kt (WARM).

Figure 4. 2005 GHG emissions (t CO2e) from LFG release quantified for six distinct methodologies.

Figure 4. 2005 GHG emissions (t CO2e) from LFG release quantified for six distinct methodologies.

can be used to illustrate some of the strengths, weaknesses, and applications of each model. Firstly, although the FCM-PCP model likely overestimates GHG emissions because of its inflexibility and relatively high landfill waste emissions factor (0.4817 t CO2e [t waste]−1, compared with 0.302 t CO2e [t waste]−1 from the IPCC 2006 MC), it can be considered a reasonable “first guess” given that emissions from the IPCC 2006 MC method are within the same order of magnitude.

Secondly, IPCC MC methodologies provided similar results (with the 1996 calculation being 5% greater), suggesting that professional judgment be used in considering whether to use the slightly more detailed waste stream quantification required in the IPCC 2006. As well, if one were to simply apply the median value of the default DOC range provided for North America in IPCC 1996 (0.18-0.21; i.e., using a DOC value of 0.195), the difference compared with the IPCC 2006 MC method increases to 18%. Using the median value could provide an acceptable approximation in this case if one were willing to tolerate a difference of this magnitude. This allows the quantification of the waste MC emissions without having to quantify waste stream components using audit data if municipal waste audit data were unavailable or difficult to obtain. Assurance can be taken from greater diligence; however, the degree of accuracy that is necessary and cost limitations should be factored into the decision if a waste audit will be required to obtain waste stream information.

Thirdly, differences are evident in IPCC 2006 WIP and MC estimates, although WIP can be given more weight from an inventorying perspective because it quantifies emissions in the inventory year rather than projecting future emissions (there is also uncertainty in the historic mass of waste and its composition applied to WIP). It must be noted that the correspondence of these two values is case specific (as it would be in any of these approaches); landfilled waste tonnage has been relatively stable during the past decade (a slight decline in recent years gives a lower MC value), coupled with other parameters being assumed constant (such as LFG capture for MC or DOC for WIP), which results in the similar quantities obtained. Uncertainty in the future landfill management practices clouds the accuracy of emissions quantified by MC.

From an economic perspective (i.e., discounting), future emissions may have less value than GHGs released at present. From a climatic perspective, and within in the context of a municipality with an increasing organics diversion rate, using the MC projection for an inventory underestimates CH4 emissions occurring at present. However, developing countries that increasingly use sanitary landfills for waste disposal will experience a rise in waste-related GHG emissionsCitation7; if a MC method is selected for inventorying purposes rather than WIP, a greater emission estimate will result. It follows that WIP-approach quantification would give a lower estimate when compared with MC because of the lower contribution from waste deposited in previous years that may have occurred otherwise if open dumping or a semi-aerobic disposal were used.

The EPA WARM model is a clear outlier of the models assessed. This is principally because of the provision of carbon credits for the sequestration of organic carbon. Under aerobic conditions, it is assumed that biogenic carbon breaks down completely, releasing atmospheric CO2 that had been previously captured during photosynthetic processes. However, as stated previously, not all carbon is dissimilated in the anaerobic environment present in an undisturbed landfill.Citation7 Citation,38 Hence a significant car bon sink, compared with the aerobic degradation base case, is created in landfills. When this is coupled with emissions offset by electricity generation from captured LFG, a negative GHG emission scenario results.

The concern regarding difficulty in obtaining accurate historic waste data may be of little importance. The IPCC suggests that waste data from at least 10 yr prior are required for use of the 2006 method. Looking at the contribution from waste deposited before 1995, this is approximately 12% of 2005 WIP emissions, given the CH4 generation rate calculated for the GTA. This contribution will increase for regions where the reaction constant (k) is lower (drier climates or where greater proportions of slower degrading materials such as wood and paper waste are landfilled). For example, if using upper estimates for half-life of waste in landfills located in bo-real/dry climates, the contribution of waste older than a decade would increase to 16%. For warmer, wetter climates, the effect of this earlier data will diminish, adding greater incentive for cities to use the WIP approach when used for inventorying purposes. In cases in which obtaining historic waste disposal data is difficult, estimations for waste deposited based on population trends (using per capita waste) will likely meet the requirements of most applications.

There is certain value for all of the LFG models assessed above, such as ease of use (FCM-PCP) or increased rigor (IPCC 2006 WIP). The simplicity provided by the MC models can definitely be appreciated in circumstances in which time or resources are constraints; however, greater adherence to inventorying goals (i.e., consistent emissions temporal boundaries) is achieved with the IPCC 2006 WIP model because there is more parameter flexibility and fewer assumptions inherent in its design.

Life-Cycle-Based Approach to Waste Emissions

The IPCC 2006 LC approach is used to quantify some key credits that are within municipal spatial boundaries and further emissions attributable to each waste management activity. This approach underlines the relative importance of landfill emission quantification because LFG emissions provide the greatest share of the total.

Under the IPCC 2006 LC approach, gross emissions from waste management practices in the GTA are shown in using the MC calculation for landfill. Total emissions in 2005 using this methodology were estimated to be 509 kt CO2e. When applying a credit for carbon emissions offset by electricity generation from waste, net emissions are reduced to 441 kt CO2e, although this would not be included in standard GHG emission inventorying practice (not to be confused with life-cycle inventory practice); although emissions may indeed be reduced, credits for emissions offsets are not applied toward totals in GHG inventories, such as those provided in national inventory reports.Citation7

Table 4. Gross and net 2005 emissions from waste management activities using IPCC 2006

details the specifics regarding gross and net emissions for each treatment option. The data are in agreement with Finnveden and Mohareb in that transportation-related emissions have a relatively minor impact on the total (contributing less than 10% to total emissions).Citation27 Citation,28 Even if total transportation distance is doubled to account for any underestimation made in distance traveled to waste facilities, it would only contribute slightly more than 13% to total net emissions.

AD is the only management option that produces net negative emissions (direct minus electricity offsets); if transportation emissions were disaggregated and added to AD facilities emissions, net emissions would be revised to roughly zero. Although one might expect higher emissions because of the relatively high leakage rate suggested by IPCC 2006 guidelines, the low emissions values resulting from default parameters are likely because of the relatively high moisture content of the waste deposited in AD (predominantly source-separated organics) when compared with landfilled waste that includes components with higher carbon contents (e.g., greater proportion of forestry products). Composting provides a very high emissions result in relation to incineration and landfilling, especially when comparing net emissions. Composting emissions could be even greater when considering that backyard composting is suggested to result in N2O and CH4 emissions that would not be negligible; Amlinger et al.Citation43 suggest that each ton of wet waste could result in the emission of 76-187 kg CO2e (or up to 0.45 kg N2O and 2.2 kg CH4 per ton of wet waste deposited in backyard composting units). It is also possible that properly managed composting systems would have lower GHG emissions than have been estimated using IPCC default emissions factors.

Additionally, relatively high GHG emissions are associated with incineration. When one considers that for direct (excluding transportation and electricity generation) emissions 90 kt of incinerated waste resulted in 29.8 kt of gross GHG emissions, and 1150 kt of landfilled waste resulted in an IPCC 2006 MC calculation of 348 kt of GHG emissions, emissions per unit of waste treated are 9% higher for incineration compared with landfill. When including offsets for energy generation for landfill and incineration, the net emissions from landfills are only 11% higher per ton of waste treated. This is a conservative estimate given that the Ontario government has proposed the replacement of all coal-fired generating stations with renewable and natural gas-fired generation by 2014, as evidenced by the expected decommissioning of nearly one-third of existing coal-fired generating capacity in 2010.Citation44 If using a lower emissions factor (i.e., reducing the emissions factor by Citation1/3), landfill emissions are only 4% higher than incineration per ton of waste treated.

It may be of interest to briefly examine the emissions reductions potential from recycling, although this was beyond the scope of the LC approach. Mohareb et al. suggest a virgin material displacement credit of approximately 1.04 t CO2e per ton of mixed material recycled, whereas EPA suggests 0.85 t CO2e (excluding transport and process non-energy), giving a credit of 464 and 380 kt CO2e, respectively, for the nearly 447,000 t of waste diverted from the GTA for 2005.Citation28 Citation,40

Comparison of Net GHG Emissions

IPCC 2006 MC and the WARM model were used to calculate net annual GHG emissions (including offsets from electricity generation and emissions from transportation) for different waste treatment options (). Net emissions from landfills increase marginally when using a more conservative figure for the reciprocating engine efficiency; Lombardi suggests an efficiency of 35%, which would cause the net efficiency for the IPCC 2006 methods to increase by 5%.Citation45

Figure 5. Gross and net 2005 GHG emissions from various treatment options for IPCC 2006 compared with EPA WARM.

Figure 5. Gross and net 2005 GHG emissions from various treatment options for IPCC 2006 compared with EPA WARM.

The reduction in net emissions is far more substantial for the WARM model than IPCC. WARM provides further credits from the following:

A larger credit for electricity offsets is assumed because of the prevalence of coal-fired generation in the United States (average emissions factor of 1014 g CO2e [kWh]−1 is used and cannot be adjusted), whereas the IPCC calculation for the GTA scenario examined uses the 2005 Ontario average emission factor (210 g CO2e [kWh]−1, in which carbon-free electricity [e.g., nuclear, hydro] contributes a greater proportionCitation1).

A significant credit is applied to landfills because of undegraded biogenic carbon.

Soil carbon credits are provided for composting (and no CH4 or N2O emissions penalty).

If credits for LFG electricity generation are removed, EPA WARM suggests that an 80-kt CO2 emissions source for landfill waste disposal will result.

The IPCC inventorying approaches calculate CH4 emissions by assuming that only a portion of biogenic carbon deposited in landfills is degraded under anaerobic conditions (using the fraction of carbon dissimilated, DOC f).Citation7 Citation,8 If one were to assume that all undegraded biogenic carbon from IPCC scenarios would have been oxidized under aerobic conditions, the carbon sink provided by the anaerobic landfill conditions for waste deposited in 2005 is calculated to be 170,300 t CO2e using the IPCC 2006 MC method; this would result in a net emissions value of 120,700 t CO2e, still greater than the WARM figure. Greater flexibility on which sinks to incorporate and parameter values used in the WARM model would improve accuracy and applicability.

The discrepancy in compost emissions also comes from the high default values of the IPCC 2006 CH4 and N2O emissions factors and the application of carbon credits in the WARM scenario. As stated earlier, Hobson et al.Citation46 suggest that GHG production is likely when household waste is deposited in windrows, especially CH4. Quantities of N2O may be lesser; however, because of its greater global warming potential over a 100-yr time frame, its effect is more prominent (75% of composting-related GHG emissions). More research is needed on the production of these two important GHGs from the composting of MSW in windrows to determine the most suitable approach.

Uncertainty and Sensitivity Analysis

As outlined in the background section, many variables in the quantification of GHG emissions from waste are uncertain. provides several uncertain variables within the methodology, along with the corresponding sensitivity of ranges for these variables according to literature or IPCC ranges (see Methodology for explanation of parameter selection). There is a focus on landfill-related emissions because of their relative significance compared with other emissions sources and the ubiquity of their quantification across multiple methodologies. The FCM-PCP equation does not allow any modifications of parameters other than waste deposited in landfills, which is a relatively certain quantity and hence is not examined.

Table 5. Sensitivity to uncertain values of 2005 GHG emissions from landfill

LFG capture efficiency has the greatest impact on landfill GHG emissions of those demonstrated above, with at least a doubling of emissions from a one-third reduction in LFG collected.

By applying waste audits from the City of Toronto, degradable carbon content was estimated to be 16.1 and 16.9% using default data from IPCC 2006 and 1996, respectively, for carbon content for waste stream fractions. This figure varies based on waste composition (i.e., greater organic content gives a greater degradable carbon content). The IPCC provides a range of DOC in North American waste of 18–21%.Citation8 The high end of this range would provide an increase in landfill GHG emissions by nearly 25%.

Variation of oxidation potential of landfill cover is examined using data provided by Stein and Hettiaratchi,Citation36 who report a CH4 oxidation rate of 20% at a flow rate of 400 g CH4 (mCitation2 day)−1. Sensitivity to an increase of 100% of the amount of CH4 oxidized reduced overall GHG emissions by 10%. Lou and NairCitation35 suggest that oxidization of CH4 in landfill cover can range from negligible to 100%, so importance should be placed on quantifying this value accurately. It is hence of interest to use site-specific measurements of these parameters for reliable inventorying.

LFG capture efficiency, degradable carbon content, oxidation rate, fraction dissimilated, and CH4 content of LFG are examined in on the basis of the uncertainty demonstrated from literature and methodologies. Values are grouped into quantities that increase emissions and those that reduce emissions, providing a high and low case of each. The range of values vary substantially, as demonstrated by the high case for the IPCC 2006 model, which is more than 450% that of the low case.

Table 6. Estimates of 2005 Landfill GHG emissions for parameter estimates

Assessment of Models

A summary of key model features is presented in . As stated in the introduction, those involved in urban emissions inventorying use various models in their efforts to quantify GHG emissions attributed to activities of residents within their municipalities.Citation4 After examining the issues associated with the methodologies presented above, a principal categorization can be made: MC models are most valuable from a planning standpoint because of their predictive nature, whereas the WIP model used in IPCC 2006 is most appropriate for conducting emissions accounting (emissions reduction credits for electricity generation must be neglected when reporting for the purpose of inventorying because inventories aim to quantify direct sources and sinks, not assumed derivative impacts). Because planning decisions can alter the values provided by MC models, they have limited usefulness from a reporting standpoint because of their greater degree of uncertainty. However, MC models can be helpful in quantifying the effects of certain landfill management decisions (i.e., measures to reduce LFG emissions) and for evaluating impacts on waste diversion from a global warming perspective (i.e., impacts from diverting waste to incineration). A WIP model can be used to provide similar information to planners; however, it is temporally constrained to emissions in the inventory year rather than the entire lifespan of waste deposited in a given year. An additional attraction toward the MC approach comes from its relative simplicity because data requirements for the WIP model can seem onerous.

Table 7. Comparison of features of four models for quantifying GHGs from landfills

As discussed in the Model Comparison-Landfill Waste section, there are circumstances in which WIP and MC may coincide: If waste deposited in landfills has been relatively stable for recent years and similar parameters are used, the two methods will tend to agree with one another. However, if there has been a marked decline in waste being landfilled (examples being the introduction of an incinerator or new diversion programs to process organics), the WIP model will exceed MC. Conversely, if there is an increase in waste deposited in landfills (possible causes being the closure of an incinerator or reduced usage of aerobic waste treatment options), emissions from the MC method would exceed WIP. Greater complication in this relationship will be observed if projected values for parameters in the MC model such as oxidation, LFG capture efficiency, and electricity generation (if considering offsets) differ from those used in a WIP model.

EPA WARM is unique in its consideration of carbon emissions and sinks. This provides a simplified method for gaining insight into the carbon balance of waste operations. The developers of the model directly state that the tool should not be used in inventorying or accounting activities. Although providing interesting information, various constraints limit rigor, such as those on recyclable material inputs (% virgin:% recycled), efficiency of energy conversion to electricity, oxidation from landfill cover, and grid emission factor. Examining the WARM method for composting emissions quantification, N2O/CH4 emissions are ignored, which is contrary to research presented in other literature.Citation43,Citation46–48 Considering these limitations and the credits provided for undegraded carbon, it is unbalanced to compare absolute quantities obtained from WARM with other landfill MC and composting approaches. It may still be of interest to compare variation in WARM with other models, keeping in mind that the results are relative to the limitations imposed by each.

The other three MC methodologies (FCM-PCP, IPCC 1996, and IPCC 2006) vary in thoroughness. As stated earlier, because of the rigidity of the FCM-PCP model, it can only be considered a simplified first step to LFG emissions quantification. Additionally, the FCM-PCP tool calculates only emissions associated with landfill disposal and provides no allowance for including those from composting or incineration, which added over 100 kt CO2e of emissions to the IPCC 2006 total in the GTA example.Allowing for the input of other waste-related variables such as those mentioned above will improve this approach. The IPCC 1996 MC landfill calculation is simpler than what was performed for IPCC 2006 because the former aggregated various organic components of waste streams to a greater degree than latter. The difference in the results from the two methods was approximately 7%, which may be acceptable for purposes in which such a disparity in approximations is sufficient.

The IPCC 2006 methodology can be improved through greater research on emissions factors and by the inclusion of guidelines on emissions from small-scale composting; however, the pursuit of higher tier methods by cities would also address some of the uncertainty. Whether or not this endeavor is relevant to cities that may not have the means to pursue higher tiers is a matter for debate. An ideal approach for municipalities would include climate-specific emissions factors or CH4 generation reaction constants, site-specific recovery efficiency and oxidation data, and region-specific waste composition. The IPCC 2006 method could also be improved through further research on the fraction of carbon dissimilated in landfills and composting emissions.

Ultimately, the use of the MC methods for GHG inventory work must be avoided. It is suggested that 10 yr of historical data with default IPCC 2006 coefficients be used to provide the most accurate picture of emissions in an inventory year, rather than quantifying future emissions, which are far more uncertain. If 10 yr of data are not available, landfilled waste can be extrapolated using an average waste per capita figure (or the oldest figure available) for the city/region.

CONCLUSIONS

Empirical data are always ideal in quantifying GHG emissions from waste. However, if measured data are unavailable, modeling approaches can provide an estimate of emissions within the inventory year. In instances in which data and parameters are more uncertain for a WIP approach, MC models can be used in GHG inventorying, although they are more appropriate when used for planning purposes. It is important to obtain the earliest possible annual landfill disposal data (composition and tonnage) to ensure greater accuracy of IPCC 2006 WIP calculations; however, this should not be a barrier to attempting WIP quantification.

Because landfilled waste often represents the largest single urban emissions source managed by municipal governments, it is also an opportunity for GHG reductions. In proper accounting of these emissions, the best approach would be to use the IPCC 2006 methodology for quantification and gauging the impacts of waste management decisions. This approach also provides the means to assess emissions from all waste management options examined here, unlike the other methodologies assessed.

Without standardizing the methodology selected for corporate waste GHG emissions inventorying, it is inappropriate to compare these emissions between cities. If it is assumed that IPCC 2006 WIP provides the most accurate estimate for LFG emissions inventorying, deviations by the other models for landfills would be 13, 114, and 49% for IPCC 1996, EPA WARM, and FCM-PCP, respectively. When comparing waste emissions between cities, care must be taken to assess the methodology used and the selection of major parameters in each case. The same can be said for decision-making related to treatment options.

In selecting a model for waste GHG measurement, five primary considerations affect the decision-making process: (1) assessment of disposal versus diversion practices (WIP vs. MC), (2) motivation behind quantification (formal inventorying vs. planning), (3) data quality/availability, (4) acceptance and applicability of model assumptions/key inputs, and (5) proportion of total (direct and indirect) emissions categories to be included.

Cities will likely continue to be leaders in efforts to address anthropogenic climate change, especially in the absence of binding international agreements or strong, unilateral action by national or state/provincial governments. Through diligent examination of the various quantification methods for municipal emissions, the most appropriate tool may be selected for successfully targeting important emissions sources on the path to a low-carbon future.

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ACKNOWLEDGMENTS

The authors thank the Natural Sciences and Engineering Research Council for its financial support, Adrian Mohareb and Julian Cleary for their assistance, and Professor Danny Harvey and three anonymous reviewers of this work for their very helpful comments. Additionally, the authors are appreciative of all assistance provided by the GTA regional municipalities, especially Trevor Barton (Peel Region), Laura Darnell-Omotani (York Region), Irene Ford and Brian Van Opstal (City of Toronto), and Walter Scattolon and John Watson (Halton Region).

REFERENCES

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