References
- Agnew , J , Balduzzi , P and Sunden , A . 2003 . ‘Portfolio Choice and Trading in a Large 401(k) Plan’ . American Economic Review , 93 ( 1 ) pp.193–215.
- Andrews , K . 2004 . ‘Promoting Employee Share Ownership’, media release from the Minister for Employment and Workplace Relations, 25 February.
- Austin , R P and Ramsay , I M . 2007 . Ford's Principles of Corporations Law Sydney : Butterworths . 13th edn, LexisNexis
- Australian Council of Trade Unions . 1999 . Submission to the House of Representatives Standing Committee on Employment, Education and Workplace Relations Inquiry into Employee Share Ownership in Australian Enterprises, Submission No. 27.
- Baddon , L , Hunter , L , Hyman , J , Leopold , J and Ramsay , H . 1989 . People's Capitalism? A Critical Analysis of Profit-Sharing and Employee Share Ownership London and New York : Routledge .
- Bailey , J , Nofsinger , J R and O'Neill , M . 2003 . ‘A Review of Major Influences on Employee Retirement Investment Decisions’ . Journal of Financial Services Research , 23 ( 2 ) : 149 – 54 .
- Bassett , W F , Fleming , M J and Rodrigues , A P . 1998 . ‘How Workers Use 401(k) Plans: The Participation, Contribution, and Withdrawal Decisions’ . National Tax Journal , 51 ( 2 ) : 263 – 89 .
- Benartzi , S . 2001 . ‘Excessive Extrapolation and the Allocation of 401(k) Accounts to Company Stock’ . Journal of Finance , 56 ( 5 ) : 1747 – 58 .
- Benartzi , S , Thaler , R H , Utkus , S P and Sunstein , C . 2007 . ‘The Law and Economics of Company Stock in 401(k) Plans’ . Journal of Law and Economics , 50 ( 1 ) : 45 – 79 .
- Beshears , J , Choi , J , Laibson , D and Madrian , B . 2007 . ‘The Impact of Employer Matching on Savings Plan Participation under Automatic Enrolment’, Working Paper No. 13352, National Bureau of Economic Research.
- Branson , D M . 2003 . ‘Enron: When All Systems Fail—Creative Destruction or Roadmap to Corporate Governance Reform?’ . Villanova Law Review , 48 ( 4 ) : 989 – 1022 .
- Deery , S and De Cierci , H . 1990 . ‘Determinants of Trade Union Membership in Australia’ . British Journal of Industrial Relations , 29 ( 1 ) : 59 – 73 .
- Dewe , P , Dunn , S and Richardson , R . 1988 . ‘Employee Share Option Schemes: Why Workers are Attracted to Them’ . British Journal of Industrial Relations , 26 ( 1 ) : 1 – 20 .
- Duflo , E and Saez , E . 2002 . ‘Participation and Investment Decisions in a Retirement Plan: The Influence of Colleagues’ Choices’ . Journal of Public Economics , 85 ( 1 ) : 121 – 32 .
- Duflo , E and Saez , E . 2003 . ‘The Role of Information and Social Interactions in Retirement Plan Decisions: Evidence from a Randomized Experiment’ . Quarterly Journal of Economics , 118 ( 3 ) : 815 – 41 .
- Even , W E and Macpherson , D A . 2005 . ‘The Effects of Employer Matching in 401 (k) Plans’ . Industrial Relations , 44 ( 3 ) : 525 – 49 .
- French , J L . 1987 . ‘Employee Perspectives on Stock Ownership: Financial Investment or Mechanism of Control?’ . Academy of Management Review , 12 ( 3 ) : 427 – 35 .
- French , J and Rosenstein , J . 1984 . ‘Employee Ownership, Work Attitudes and Power Relationships’ . Academy of Management Journal , 27 ( 4 ) : 861 – 9 .
- Glaser , B G and Strauss , A L . 1967 . Discovery of Grounded Theory: Strategies for Qualitative Research Chicago : Aldine .
- Hammer , T H and Stem , R N . 1980 . ‘Employee Ownership: Implications for the Organizational Distribution of Power’ . Academy of Management Journal , 23 ( 1 ) : 78 – 100 .
- House of Representatives [House of Representatives Standing Committee on Employment Education and Workplace Relations] . 2000 . Shared Endeavours—An Inquiry into Employee Share Ownership in Australia Majority Report.
- Huberman , G . 2001 . ‘Familiarity Breeds Investment’ . Review of Financial Studies , 14 ( 3 ) : 659 – 71 .
- Klein , K . 1987 . ‘Employee Stock Ownership and Employee Attitudes: A Test of Three Models’ . Journal of Applied Psychology , 72 ( 2 ) : 319 – 32 .
- Landau , I and Ramsay , I . 2007 . ‘Employee Share Ownership in Australia: The Corporate Law Framework’ research report, Employee Share Ownership Project, available at <cclsr.law.unimelb.edu.au/go/centre-activities/research/employee-share-ownership-plans-current-practice-and-regulatory-reform/index.cfm>, accessed 7 November 2007.
- Liang , N and Weisbenner , S . 2002 . ‘Investor Behavior and the Purchase of Company Stock in 401(k) Plans—The Importance of Plan Design’ . Working Paper 9131, National Bureau of Economic Research ,
- Miles , M B and Huberman , A M . 1994 . Qualitative Data Analysis: An Expanded Sourcebook Thousand Oaks : Sage Publications .
- Mitchell , O S and Utkus , S P . 2002 . ‘Company Stock and Retirement Plan Diversification’, Working Paper 2002–4, Pension Research Council, University of Pennsylvania.
- Modaff , J V and Modaff , D P . 2000 . ‘Technical Notes on Audio Recording’ . Research on Language and Social Interaction , 33 ( 1 ) : 101 – 18 .
- Morris , D , Bakan , I and Wood , G . 2006 . ‘Employee Financial Participation: Evidence from a Major UK Retailer’ . Employee Relations , 28 ( 4 ) : 326 – 41 .
- Muelbroek , L . 2005 . ‘Company Stock in Pension Plans: How Risky Is It?’ . Journal of Law and Economics , 48 : 443 – 74 .
- Neuman , W L . 1997 . Social Research Methods: Qualitative and Quantitative Approaches Boston : Allyn and Bacon .
- O'Connell , A . 2007 . ‘Employee Share Ownership in Australia: The Taxation Framework’ Research Report, Employee Share Ownership Project, available at <cclsr.law.unimelb.edu.au/go/centre-activities/research/employee-share- ownership-plans-current-practice-and-regulatory-reform/index.cfm>, accessed 7 November 2007.
- Patton , M Q . 1987 . How to Use Qualitative Methods in Evaluation Thousand Oaks : Sage Publications .
- Pendleton , A . 2007 . Determinants of Participation and Contributions in Save as You Earn Share Option Plans, paper presented at the Labour and Employment Relations Association (LERA) 59th Annual Meeting.
- Pierce , J , Rubenfeld , S A and Morgan , S . 1992 . ‘Employee Ownership: A Conceptual Model of Process and Effects’ . Academy of Management Journal , 16 ( 1 ) : 121 – 44 .
- Reith , P . 2000 . ‘The Role of Employee Share Ownership in the New Workplace’, media release from the Minister for Employment, Workplace Relations and Small Business, 29 June.
- Rauh , J . 2003 . Own Company Stock in Defined Contribution Pension Plans: A Takeover Defense?’ Working Paper, Department of Economics, Massachusetts Institute of Technology.
- Stabile , S . 2002a . Retirement Security: 401 (k) Crisis at Enron Hearings before the Senate Governmental Affairs Committee, 107th Congress testimony before the Senate Governmental Affairs Committee, 5 February, available at <www.senate.gov/∼gov_affairs/020402stabile.htm>, accessed 7 November 2007.
- Stabile , S J . 2002b . ‘Another Look at 401(k) Plan Investments in Employer Securities’ . John Marshall Law Review , 35 : 539 – 70 .
- Sudman , S . 1976 . Applied Sampling New York : Academic Press .
- Swan , W . 2006 . ‘Australia's Economic Future’, keynote address by Shadow Treasurer to the Labor Business Forum, 19 September, Sydney.
- VanDerhei , J L . 1996 . ‘Contribution Rates and Plan Features: An Analysis of Large 401(k) . Plan Data’ , Issues Brief, Employee Benefits Research Institute, available at <www.ebri.org/pdf/briefspdf/0696ib.pdf>, accessed 7 November 2007.
- VanDerhei , J and Copeland , C . 2001 . ‘A Behavioral Model for Predicting Employee Contributions to 401 (k) Plans’ . North American Actuarial Journal , 7 : 1 – 15 .