1,615
Views
60
CrossRef citations to date
0
Altmetric
Research Papers

A Functional Perspective on Learning and Innovation: Investigating the Organization of Absorptive Capacity

&
Pages 581-610 | Published online: 25 Aug 2011

References

  • Abernathy , W. J. and Clark , K. B. 1985 . Innovation: mapping the winds of creative destruction . Research Policy , 14 ( 1 ) : 3 – 22 .
  • Acs , Z. J. and Audretsch , D. B. 1987 . Innovation, market structure, and firm size . Review of Economics and Statistics , 69 ( 4 ) : 567 – 574 .
  • Allen , T. J. 1977 . Managing the Flow of Technology , Cambridge, MA : MIT Press .
  • Arbussa , A. and Coenders , G. 2007 . Innovation activities, use of appropriation instruments and absorptive capacity: evidence from Spanish firms . Research Policy , 36 ( 10 ) : 1545 – 1558 .
  • Argote , L. 1999 . Organizational Learning: Creating, Retaining and Transferring Knowledge , Norwell, MA : Kluwer Academic .
  • Arora , A. and Gambardella , A. 1994 . Evaluating technological information and utilizing it: scientific knowledge, technological capability, and external linkages in biotechnology . Journal of Economic Behavior & Organization , 24 ( 1 ) : 91 – 114 .
  • Audretsch , D. B. and Feldman , M. P. 1996 . R&D spillovers and the geography of innovation and production . American Economic Review , 86 ( 3 ) : 630 – 640 .
  • Belderbos , R. , Carree , M. and Lokshin , B. 2006 . Complementarity in R&D cooperation strategies . Review of Industrial Organization , 28 ( 4 ) : 401 – 426 .
  • Bishop , K. , D'Este , P. and Neely , A. 2011 . Gaining from interactions with universities: multiple methods for nurturing absorptive capacity . Research Policy , 40 ( 1 ) : 30 – 40 .
  • Bogers, M. (2009) The sources of process innovation in user firms: an exploration of the antecedents and impact of non-R&D innovation and learning-by-doing. Unpublished Doctoral Thesis, Ecole Polytechnique Fédérale de Lausanne, Lausanne
  • Bogers , M. Forthcoming . “ Knowledge sharing in open innovation: an overview of theoretical perspectives on collaborative innovation ” . In Open Innovation at Firms and Public Administrations: Technologies for Value Creation , Edited by: de Pablos Heredero , C. and López , D. Hershey, PA : IGI Global .
  • Bogers , M. , Afuah , A. and Bastian , B. 2010 . Users as innovators: a review, critique, and future research directions . Journal of Management , 36 ( 4 ) : 857 – 875 .
  • Breschi , S. and Lissoni , F. 2001 . Knowledge spillovers and local innovation systems: a critical survey . Industrial and Corporate Change , 10 ( 4 ) : 975 – 1005 .
  • Brown , S. L. and Eisenhardt , K. M. 1995 . Product development: past research, present findings, and future directions . Academy of Management Review , 20 ( 2 ) : 343 – 378 .
  • Burns , T. and Stalker , G. M. 1961 . The Management of Innovation , London : Tavistock .
  • Cabagnols , A. and Le Bas , C. 2002 . “ Differences in the determinants of product and process innovations: the French case ” . In Innovation and Firm Performance: Econometric Explorations of Survey Data , Edited by: Kleinknecht , A. and Mohnen , P. 112 – 149 . New York : Palgrave .
  • Cassiman , B. and Veugelers , R. 2002 . R&D cooperation and spillovers: some empirical evidence from Belgium . American Economic Review , 92 ( 4 ) : 1169 – 1184 .
  • Cassiman , B. and Veugelers , R. 2006 . In search of complementarity in innovation strategy: internal R&D and external knowledge acquisition . Management Science , 52 ( 1 ) : 68 – 82 .
  • Chesbrough , H. W. 2003 . Open Innovation: The New Imperative for Creating and Profiting from Technology , Boston, MA : Harvard Business School Press .
  • Chesbrough , H. W. , Vanhaverbeke , W and J. , West , eds. 2006 . Open Innovation: Researching a New Paradigm , Oxford : Oxford University Press .
  • Cockburn , I. M. and Henderson , R. M. 1998 . Absorptive capacity, coauthoring behavior, and the organization of research in drug discovery . Journal of Industrial Economics , 46 ( 2 ) : 157 – 182 .
  • Cohen , W. M. and Klepper , S. 1996a . Firm size and the nature of innovation within industries: the case of process and product R&D . Review of Economics and Statistics , 78 ( 2 ) : 232 – 243 .
  • Cohen , W. M. and Klepper , S. 1996b . A reprise of size and R&D . Economic Journal , 106 ( 437 ) : 925 – 951 .
  • Cohen , W. M. and Levinthal , D. A. 1989 . Innovation and learning: the two faces of R&D . The Economic Journal , 99 ( 397 ) : 569 – 596 .
  • Cohen , W. M. and Levinthal , D. A. 1990 . Absorptive capacity: a new perspective on learning and innovation . Administrative Science Quarterly , 35 ( 1 ) : 128 – 152 .
  • Cohen , W. M. and Levinthal , D. A. 1994 . Fortune favors the prepared firm . Management Science , 40 ( 2 ) : 227 – 251 .
  • Dahlander , L. and Gann , D. M. 2010 . How open is innovation? . Research Policy , 39 ( 6 ) : 699 – 709 .
  • De Luca , L. M. and Atuahene-Gima , K. 2007 . Market knowledge dimensions and cross-functional collaboration: examining the different routes to product innovation performance . Journal of Marketing , 71 ( 1 ) : 95 – 112 .
  • Deshpandé , R. , Farley , J. U. and Webster , F. E. Jr. 1993 . Corporate culture, customer orientation, and innovativeness in Japanese firms: a quadrad analysis . Journal of Marketing , 57 ( 1 ) : 23 – 37 .
  • Dosi , G. 1988 . Sources, procedures, and microeconomic effects of innovation . Journal of Economic Literature , 26 ( 3 ) : 1120 – 1171 .
  • Enkel , E. , Gassmann , O. and Chesbrough , H. W. 2009 . Open R&D and open innovation: exploring the phenomenon . R&D Management , 39 ( 4 ) : 311 – 316 .
  • Escribano , A. , Fosfuri , A. and Tribó , J. A. 2009 . Managing external knowledge flows: the moderating role of absorptive capacity . Research Policy , 38 ( 1 ) : 96 – 105 .
  • Ettlie , J. E. and Elsenbach , J. M. 2007 . The changing role of R&D gatekeepers . Research-Technology Management , 50 ( 5 ) : 59 – 66 .
  • Fabrizio , K. R. 2009 . Absorptive capacity and the search for innovation . Research Policy , 38 ( 2 ) : 255 – 267 .
  • Freeman , C. and Soete , L. 1997 . The Economics of Industrial Innovation , 3rd edn , Cambridge, MA : MIT Press .
  • Frishammar , J. and Hörte , S. Å. 2001 . Managing external information in manufacturing firms: the impact on innovation performance . Journal of Product Innovation Management , 22 ( 3 ) : 251 – 266 .
  • Gemünden , H. G. , Ritter , T. and Heydebreck , P. 1996 . Network configuration and innovation success: an empirical analysis in German high-tech industries . International Journal of Research in Marketing , 13 ( 5 ) : 449 – 462 .
  • Granstrand , O. and Sjölander , S. 1990 . Managing innovation in multi-technology corporations . Research Policy , 19 ( 1 ) : 35 – 60 .
  • Grant , R. M. and Baden-Fuller , C. 2004 . A knowledge accessing theory of strategic alliances . Journal of Management Studies , 41 ( 1 ) : 61 – 84 .
  • Greene , W. H. 2008 . Econometric Analysis , 6th edn , Upper Saddle River, NJ : Pearson-Prentice Hall .
  • Han , J. K. , Kim , N. and Srivastava , R. K. 1998 . Market orientation and organizational performance: is innovation a missing link? . Journal of Marketing , 62 ( 4 ) : 30 – 45 .
  • Hatch , N. W. and Mowery , D. C. 1998 . Process innovation and learning by doing in semiconductor manufacturing . Management Science , 44 ( 11 Pt 1 of 2 ) : 1461 – 1477 .
  • Hayes , R. H. , Wheelwright , S. C. and Clark , K. B. 1988 . Dynamic Manufacturing , New York : The Free Press .
  • Helfat , C. E. 1994 . Firm-specificity in corporate applied R&D . Organization Science , 5 ( 2 ) : 173 – 184 .
  • Hennart , J. -F. 1988 . A transaction costs theory of equity joint ventures . Strategic Management Journal , 9 ( 4 ) : 361 – 374 .
  • Hillebrand , B. and Biemans , W. G. 2004 . Links between internal and external cooperation in product development: an exploratory study . Journal of Product Innovation Management , 21 ( 2 ) : 110 – 122 .
  • Hurley , R. F. and Hult , G. T. M. 1998 . Innovation, market orientation, and organizational learning: an integration and empirical examination . Journal of Marketing , 62 ( 3 ) : 42 – 54 .
  • Jaffe , A. B. , Trajtenberg , M. and Henderson , R. 1993 . Geographic localization of knowledge spillovers as evidenced by patent citations . Quarterly Journal of Economics , 108 ( 3 ) : 577 – 598 .
  • Jansen , J. J. P. , van den Bosch , F. A. J. and Volberda , H. W. 2005 . Managing potential and realized absorptive capacity: how do organizational antecedents matter? . Academy of Management Journal , 48 ( 6 ) : 999 – 1015 .
  • Jensen , M. B. , Johnson , B. , Lorenz , E. and Lundvall , B. -Å. 2007 . Forms of knowledge and modes of innovation . Research Policy , 36 ( 5 ) : 680 – 693 .
  • Katila , R. and Ahuja , G. 2002 . Something old, something new: a longitudinal study of search behavior and new product introduction . Academy of Management Journal , 45 ( 6 ) : 1183 – 1194 .
  • Kline , S. J. and Rosenberg , N. 1986 . “ An overview of innovation ” . In The Positive Sum Strategy: Harnessing Technology for Economic Growth , Edited by: Landau , R. and Rosenberg , N. 275 – 306 . Washington, DC : National Academy Press .
  • Knudsen , M. P. 2007 . The relative importance of interfirm relationships and knowledge transfer for new product development success . Journal of Product Innovation Management , 24 ( 2 ) : 117 – 138 .
  • Kohli , A. K. and Jaworski , B. J. 1990 . Market orientation: the construct, research propositions, and managerial implications . Journal of Marketing , 54 ( 2 ) : 1 – 18 .
  • Kotler , P. and Keller , K. L. 2006 . Marketing Management , 12th edn , Upper Saddle River, NJ : Prentice Hall .
  • Kraft , K. 1990 . Are product and process innovations independent of each other? . Applied Economics , 22 ( 8 ) : 1029 – 1038 .
  • Krishnan , V. and Ulrich , K. T. 2001 . Product development decisions: a review of the literature . Management Science , 47 ( 1 ) : 1 – 21 .
  • Lane , P. J. , Koka , B. R. and Pathak , S. 2006 . The reification of absorptive capacity: a critical review and rejuvenation of the construct . Academy of Management Review , 31 ( 4 ) : 833 – 863 .
  • Lane , P. J. and Lubatkin , M. 1998 . Relative absorptive capacity and interorganizational learning . Strategic Management Journal , 19 ( 5 ) : 461 – 477 .
  • Lane , P. J. , Salk , J. E. and Lyles , M. A. 2001 . Absorptive capacity, learning, and performance in international joint ventures . Strategic Management Journal , 22 ( 12 ) : 1139 – 1161 .
  • Laursen , K. and Salter , A. 2006 . Open for innovation: the role of openness in explaining innovation performance among U.K. manufacturing firms . Strategic Management Journal , 27 ( 2 ) : 131 – 150 .
  • Leiponen , A. 2005 . Skills and innovation . International Journal of Industrial Organization , 23 ( 5/6 ) : 303 – 323 .
  • Levin , R. C. 1988 . Appropriability, R&D spending, and technological performance . American Economic Review , 78 ( 2 ) : 424 – 428 .
  • Levin , R. C. , Klevorick , A. K. , Nelson , R. R. and Winter , S. G. 1987 . Appropriating the returns from industrial R&D . Brookings Papers on Economic Activity , 14 : 551 – 561 .
  • Lewin , A. Y. , Massini , S. and Peeters , C. 2011 . Microfoundations of internal and external absorptive capacity routines . Organization Science , 22 ( 1 ) : 81 – 98 .
  • Lhuillery , S. 2011 . Absorptive capacity, efficiency effect and competitors' spillovers . Journal of Evolutionary Economics , 5 April. DOI: 10.1007/s00191-011-0228-2
  • Lööf , H. and Heshmati , A. 2002 . Knowledge capital and performance heterogeneity: a firm-level innovation study . International Journal of Production Economics , 76 ( 1 ) : 61 – 85 .
  • Lööf , H. , Heshmati , A. , Asplund , R. and Nåås , S. -O. 2003 . Innovation and performance in manufacturing industries: a comparison of the Nordic countries . ICFAI Journal of Management Research , 2 ( 3 ) : 5 – 35 .
  • Lukas , B. A. and Ferrell , O. C. 2000 . The effect of market orientation on product innovation . Journal of the Academy of Marketing Science , 28 ( 2 ) : 239 – 247 .
  • Mairesse , J. and Mohnen , P. 2002 . Accounting for innovation and measuring innovativeness: an illustrative framework and an application . American Economic Review , 92 ( 2 ) : 226 – 231 .
  • Martinez-Ros , E. and Labeaga , J. M. 2009 . Product and process innovation: persistence and complementarities . European Management Review , 6 ( 1 ) : 64 – 75 .
  • Moorman , C. and Roland , T. R. 1999 . The role of marketing [Special issue: Fundamental issues and directions for marketing] . Journal of Marketing , 63 : 180 – 197 .
  • Mowery , D. C. , Oxley , J. E. and Silverman , B. S. 1996 . Strategic alliances and interfirm knowledge transfer [Special issue: Knowledge and the firm] . Strategic Management Journal , 17 : 77 – 91 .
  • Murovec , N. and Prodan , I. 2009 . Absorptive capacity, its determinants, and influence on innovation output: cross-cultural validation of the structural model . Technovation , 29 ( 12 ) : 859 – 872 .
  • Murray , F. and O'Mahony , S. 2007 . Exploring the foundations of cumulative innovation: implications for organization science . Organization Science , 18 ( 6 ) : 1006 – 1021 .
  • Narver , J. C. and Slater , S. F. 1990 . The effect of a market orientation on business profitability . Journal of Marketing , 54 ( 4 ) : 20 – 35 .
  • Neyer , A. -K. , Bullinger , A. C. and Moeslein , K. M. 2009 . Integrating inside and outside innovators: a sociotechnical systems perspective . R&D Management , 39 ( 4 ) : 410 – 419 .
  • OECD . 1997 . The Measurement of Scientific and Technological Activities: Proposed Guidelines for Collecting and Interpreting Technological Innovation Data (Oslo Manual) , 2nd edn , Paris : Organisation for Economic Co-operation and Development .
  • Olson , E. M. , Walker , O. C. Jr. , Ruekerf , R. W. and Bonnerd , J. M. 2001 . Patterns of cooperation during new product development among marketing, operations and R&D: implications for project performance . Journal of Product Innovation Management , 18 ( 4 ) : 258 – 271 .
  • Perkmann , M. and Walsh , K. 2007 . University–industry relationships and open innovation: towards a research agenda . International Journal of Management Reviews , 9 ( 4 ) : 259 – 280 .
  • Pisano , G. P. 1997 . The Development Factory: Unlocking the Potential of Process Innovation , Boston, MA : Harvard Business School Press .
  • Powell , W. W. , Koput , K. W. and Smith-Doerr , L. 1996 . Interorganizational collaboration and the locus of innovation: networks of learning in biotechnology . Administrative Science Quarterly , 41 ( 1 ) : 116 – 145 .
  • Raffo , J. , Lhuillery , S. and Miotti , L. 2008 . Northern and southern innovativity: a comparison across European and Latin American countries . European Journal of Development Research , 20 ( 2 ) : 219 – 239 .
  • Reichstein , T. and Salter , A. 2006 . Investigating the sources of process innovation among UK manufacturing firms . Industrial and Corporate Change , 15 ( 4 ) : 653 – 682 .
  • Reichstein , T. , Salter , A. J. and Gann , D. M. 2008 . Break on through: sources and determinants of product and process innovation among UK construction firms . Industry and Innovation , 15 ( 6 ) : 601 – 625 .
  • Roodman, D. (2009) Estimating fully observed recursive mixed-process models with cmp. Working Paper 168, Center for Global Development, Washington, DC
  • Roper , S. , Du , J. and Love , J. H. 2008a . Modelling the innovation value chain . Research Policy , 37 ( 6/7 ) : 961 – 977 .
  • Roper , S. , Love , J. H. and Du , J. 2008b . Knowledge pathways and innovation: how do R&D and skills enable knowledge acquisition from different sources? Paper presented at International Workshop on New Directions for Innovation Measurement and its Use in Innovation Management and Policy . : 12 – 13 . May, Global Learning Center, Georgia Institute of Technology, Atlanta
  • Rosenberg , N. 1982 . Inside the Black Box: Technology and Economics , Cambridge : Cambridge University Press .
  • Rouvinen , P. 2002 . Characteristics of product and process innovators: some evidence from the Finnish innovation survey . Applied Economics Letters , 9 ( 9 ) : 575 – 580 .
  • Samuelson , P. and Scotchmer , S. 2002 . The law and economics of reverse engineering . Yale Law Journal , 111 ( 7 ) : 1575 – 1663 .
  • Schrader , S. 1991 . Informal technology transfer between firms: cooperation through information trading . Research Policy , 20 ( 2 ) : 153 – 170 .
  • Schroeder , R. G. , Bates , K. A. and Junttila , M. A. 2002 . A resource-based view of manufacturing strategy and the relationship to manufacturing performance . Strategic Management Journal , 23 ( 2 ) : 105 – 117 .
  • Smith , K. G. , Carroll , S. J. and Ashford , S. J. 1995 . Intra- and interorganizational cooperation: toward a research agenda . Academy of Management Journal , 38 ( 1 ) : 7 – 23 .
  • Song , X. M. , Montoya-Weiss , M. M. and Schmidt , J. B. 1997 . Antecedents and consequences of cross-functional cooperation: a comparison of R&D, manufacturing, and marketing perspectives . Journal of Product Innovation Management , 14 ( 1 ) : 35 – 47 .
  • Spence , M. 1984 . Cost reduction, competition, and industry performance . Econometrica , 52 ( 1 ) : 101 – 121 .
  • Srivastava , R. K. , Fahey , L. and Christensen , H. K. 2001 . The resource-based view and marketing: the role of market-based assets in gaining competitive advantage . Journal of Management , 27 ( 6 ) : 777 – 802 .
  • Takeishi , A. 2001 . Bridging inter- and intra-firm boundaries: management of supplier involvement in automobile product development . Strategic Management Journal , 22 ( 5 ) : 403 – 433 .
  • Tatikonda , M. V. and Montoya-Weiss , M. M. 2001 . Integrating operations and marketing perspectives of product innovation: the influence of organizational process factors and capabilities on development performance . Management Science , 47 ( 1 ) : 151 – 172 .
  • Tether , B. S. 2002 . Who co-operates for innovation, and why: an empirical analysis . Research Policy , 31 ( 6 ) : 947 – 967 .
  • Trott , P. and Hartmann , D. 2009 . Why “open innovation” is old wine in new bottles . International Journal of Innovation Management , 13 ( 4 ) : 715 – 736 .
  • Tsai , W. 2001 . Knowledge transfer in intraorganizational networks: effects of network position and absorptive capacity on business unit innovation and performance . Academy of Management Journal , 44 ( 5 ) : 996 – 1004 .
  • Tushman , M. L. and Katz , R. 1980 . External communication and project performance: an investigation into the role of gatekeepers . Management Science , 26 ( 11 ) : 1071 – 1085 .
  • Un , C. A. , Cuervo-Cazurra , A. and Asakawa , K. 2010 . R&D collaborations and product innovation . Journal of Product Innovation Management , 27 ( 5 ) : 673 – 689 .
  • Utterback , J. M. 1994 . Mastering the Dynamics of Innovation , Boston, MA : Harvard Business School Press .
  • van den Bosch , F. A. J. , Volberda , H. W. and de Boer , M. 1999 . Coevolution of firm absorptive capacity and knowledge environment: organizational forms and combinative capabilities [Focused issue: Coevolution of strategy and new organizational forms] . Organization Science , 10 ( 5 ) : 551 – 568 .
  • van den Bulte , C. and Moenaert , R. K. 1998 . The effects of R&D team co-location on communication patterns among R&D, marketing, and manufacturing . Management Science , 44 ( 11 Pt 2 ) : 1 – 18 .
  • van Wijk , R. , Jansen , J. J. P. and Lyles , M. A. 2008 . Inter- and intra-organizational knowledge transfer: a meta-analytic review and assessment of its antecedents and consequences . Journal of Management Studies , 45 ( 4 ) : 830 – 853 .
  • VanderWerf , P. A. 1992 . Explaining downstream innovation by commodity suppliers with expected innovation benefit . Research Policy , 21 ( 4 ) : 315 – 333 .
  • Veugelers , R. and Cassiman , B. 2005 . R&D cooperation between firms and universities: some empirical evidence from Belgian manufacturing . International Journal of Industrial Organization , 23 ( 5/6 ) : 355 – 379 .
  • Volberda , H. W. , Foss , N. J. and Lyles , M. A. 2010 . Absorbing the concept of absorptive capacity: how to realize its potential in the organization field . Organization Science , 21 ( 4 ) : 931 – 951 .
  • von Hippel , E. 1988 . The Sources of Innovation , New York : Oxford University Press .
  • von Hippel , E. 2005 . Democratizing Innovation , Cambridge, MA : MIT Press .
  • von Hippel , E. and Tyre , M. J. 1995 . How learning by doing is done: problem identification in novel process equipment . Research Policy , 24 ( 1 ) : 1 – 12 .
  • Whelan , E. , Teigland , R. , Donnellan , B. and Willie , G. 2010 . How Internet technologies impact information flows in R&D: reconsidering the technological gatekeeper . R&D Management , 40 ( 4 ) : 400 – 413 .
  • Zahra , S. A. and George , G. 2002 . Absorptive capacity: a review, reconceptualization, and extension . Academy of Management Review , 27 ( 2 ) : 185 – 203 .
  • Zirger , B. J. and Maidique , M. A. 1990 . A model of new product development: an empirical test . Management Science , 36 ( 7 ) : 867 – 883 .

Reprints and Corporate Permissions

Please note: Selecting permissions does not provide access to the full text of the article, please see our help page How do I view content?

To request a reprint or corporate permissions for this article, please click on the relevant link below:

Academic Permissions

Please note: Selecting permissions does not provide access to the full text of the article, please see our help page How do I view content?

Obtain permissions instantly via Rightslink by clicking on the button below:

If you are unable to obtain permissions via Rightslink, please complete and submit this Permissions form. For more information, please visit our Permissions help page.