Transformational adaptation and country ownership: competing priorities in international adaptation finance

References

• Adger, W. N., Hughes, T. P., Folke, C., Carpenter, S. R., & Rockström, J. (2005). Social-ecological resilience to coastal disasters. Science, 309(5737), 1036–1039. https://doi.org/10.1126/science.1112122
   PubMed Web of Science ®Google Scholar
• Ajibade, I., & Adams, E. A. (2019). Planning principles and assessment of transformation adaptation: Towards a refined ethical approach. Climate and Development, 11(10), 850–862. https://doi.org/10.1080/17565529.2019.1580557
   Web of Science ®Google Scholar
• Asfaw, S., Jemison, C., Khan, A., Kyle, J., Ottlakán, L., Polvi, J., Puetz, D., Puri, J. (2019, October). Independent evaluation of the Green Climate Fund’s country ownership approach (Evaluation Report No. 4). Independent Evaluation Unit, Green Climate Fund, Songdo, South Korea.
   Google Scholar
• Baudoin, M., & Ziervogel, G. (2017). What role for local organisations in climate change adaptation? Insights from South Africa. Regional Environmental Change, 17(3), 691–702. https://doi.org/10.1007/s10113-016-1061-9
   Web of Science ®Google Scholar
• Bertilsson, J., & Thörn, H. (2020). Discourses on transformational change and paradigm shift in the Green Climate Fund: The divide over financialization and country ownership. Environmental Politics, 30(3), 423–441. https://doi.org/10.1080/09644016.2020.1775446
   Web of Science ®Google Scholar
• Blackburn, S. (2018). What does transformation look like? Post-disaster politics and the case for progressive rehabilitation. Sustainability, 10(7), 2317. https://doi.org/10.3390/su10072317
   Web of Science ®Google Scholar
• Blythe, J., Silver, J., Evans, L., Armitage, D., Bennett, N. J., Moore, N., Morrison, T. N., & Brown, K. (2018). The dark side of transformation: Latent risks in contemporary sustainability discourse. Antipode, 50(5), 1206–1223. https://doi.org/10.1111/anti.12405
   Web of Science ®Google Scholar
• Bolwig, S., Ponte, S., Du Toit, A., Riisgaard, L., & Halberg, N. (2010). Integrating poverty and environmental concerns into value-chain analysis: A conceptual framework. Development Policy Review, 28(2), 173–194. https://doi.org/10.1111/j.1467-7679.2010.00480.x
   Web of Science ®Google Scholar
• Boodoo, Z., Mersmann, F., & Olsen, K. H. (2018). The implications of how climate funds conceptualize transformational change in developing countries. Climate and Development, 10(8), 673–686. https://doi.org/10.1080/17565529.2018.1442788
   Web of Science ®Google Scholar
• Braun, B. (2015). Futures: Imagining socioecological transformation—An introduction. Annals of the Association of American Geographers, 105(2), 239–243. https://doi.org/10.1080/00045608.2014.1000893
   Web of Science ®Google Scholar
• Brockhaus, M., Korhonen-Kurki, K., Sehring, J., Di Gregorio, M., Assembe-Mvondo, S., Babon, A., Bekele, M., Gebara, M. F., Khatri, D. B., Kambire, H., Kengoum, F., Kweka, D., Menton, M., Moeliono, M., Paudel, N. S., Paudel, N. S., Pham, T. T., Resosudarmo, I. A. P., Sitoe, A., … Zida, M. (2017). REDD+, transformational change and the promise of performance-based payments: A qualitative comparative analysis. Climate Policy, 17(6), 708–730. https://doi.org/10.1080/14693062.2016.1169392
   Web of Science ®Google Scholar
• Buchner, B., Clark, A., Falconer, A., Macquarie, R., Meattle, C., Tolentino, R., & Wetherbee, C. (2019). Global landscape of climate finance. Climate Policy Institute.
   Google Scholar
• Carr, E. (2019). Properties and projects: Reconciling resilience and transformation for adaptation and development. World Development, 122, 70–84. https://doi.org/10.1016/j.worlddev.2019.05.011
   Web of Science ®Google Scholar
• Cash, D. W., & Moser, S. C. (2000). Linking global and local scales: Designing dynamic assessment and management processes. Global Environmental Change, 10(2), 109–120. https://doi.org/10.1016/S0959-3780(00)00017-0
   Web of Science ®Google Scholar
• Ciplet, D., Roberts, J. T., & Khan, M. (2013). The politics of international climate adaptation funding: Justice and divisions in the greenhouse. Global Environmental Politics, 13(1), 49–68. https://doi.org/10.1162/GLEP_a_00153
   PubMed Web of Science ®Google Scholar
• Colenbrander, S., Dodman, D., & Mitlin, D. (2018). Using climate finance to advance climate justice: The politics and practice of channeling resources to the local level. Climate Policy, 18(7), 902–915. https://doi.org/10.1080/14693062.2017.1388212
   Web of Science ®Google Scholar
• Conevska, A., Ford, J., & Lesnikowski, A. (2020). Assessing the adaptation fund’s responsiveness to developing country’s needs. Climate and Development, 12(5), 436–447. https://doi.org/10.1080/17565529.2019.1638225
   Web of Science ®Google Scholar
• Cumming, G. S., Morrison, T. H., & Hughes, T. P. (2017). New directions for understanding the spatial resilience of social–ecological systems. Ecosystems, 20(4), 649–664. https://doi.org/10.1007/s10021-016-0089-5
   Web of Science ®Google Scholar
• Eriksen, S., Schipper, E. L. F., Scoville-Simonds, M., Vincent, K., Adam, H. N., Brooks, N., Harding, B., Lenaerts, L., Liverman, D., Mills-Novoa, M., & Mosberg, M. (2021). Adaptation interventions and their effect on vulnerability in developing countries: Help, hindrance or irrelevance? World Development, 141, 105383. https://doi.org/10.1016/j.worlddev.2020.105383
   Web of Science ®Google Scholar
• Eriksen, S. H., Nightingale, A. J., & Eakin, H. (2015). Reframing adaptation: The political nature of climate change adaptation. Global Environmental Change, 35, 523–533. https://doi.org/10.1016/j.gloenvcha.2015.09.014
   Web of Science ®Google Scholar
• Fazey, I., Moug, P., Allen, S., Beckmann, K., Blackwood, D., Bonaventura, M., Burnett, K., Danson, M., Falconer, R., & Gagnon, A. S. (2018). Transformation in a changing climate: A research agenda. Climate and Development, 10(3), 197–217. https://doi.org/10.1080/17565529.2017.1301864
   Web of Science ®Google Scholar
• Fedele, G., Donatti, C. I., Harvey, C., Hannah, L., & Hole, D. G. (2019). Transformative adaptation to climate change for sustainable social-ecological systems. Environmental Science and Policy, 101, 116–125. https://doi.org/10.1016/j.envsci.2019.07.001
   Web of Science ®Google Scholar
• Fenton, A., Gallagher, D., Wright, H., Huq, S., & Nyandiga, C. (2014). Up-scaling finance for community-based adaptation. Climate and Development, 6(4), 388–397. https://doi.org/10.1080/17565529.2014.953902
   Web of Science ®Google Scholar
• Feola, G. (2015). Societal transformation in response to global environmental change: A review of emerging concepts. Ambio, 44(5), 376–390. https://doi.org/10.1007/s13280-014-0582-z
   PubMed Web of Science ®Google Scholar
• Few, R., Morchain, D., Spear, D., Mensah, A., & Bendapudi, R. (2017). Transformation, adaptation and development: Relating concepts to practice. Palgrave Communications, 3(1), 1–9. https://doi.org/10.1057/s41599-017-0001-8
   Google Scholar
• Fonta, W. M., Ayuk, E. T., & van Huysen, T. (2018). Africa and the Green Climate Fund: Current challenges and future opportunities. Climate Policy, 18(9), 1210–1225. https://doi.org/10.1080/14693062.2018.1459447
   Web of Science ®Google Scholar
• Frazier, T. G., Thompson, C. M., Dezzani, R. J., & Butsick, D. (2013). Spatial and temporal quantification of resilience at the community scale. Applied Geography, 42, 95–107. https://doi.org/10.1016/j.apgeog.2013.05.004
   Web of Science ®Google Scholar
• GCF. (2011). GCF governing instrument. Songdo, Korea, https://www.greenclimate.fund/sites/default/files/document/governing-instrument.pdf
   Google Scholar
• GCF. (2015). Annex III: Initial investment framework: Activity-specific sub-criteria and indicative assessment factors. https://www.greenclimate.fund/sites/default/files/document/investment-framework-criteria-assessment.pdf
   Google Scholar
• GCF. (2020). Updated strategic plan for the green climate fund: 2020-2023. https://www.greenclimate.fund/sites/default/files/document/updated-strategic-plan-green-climate-fund-2020-2023.pdf
   Google Scholar
• GCF. (2021). “Project portfolio” portfolio dashboard. https://www.greenclimate.fund/projects/dashboard
   Google Scholar
• Geels, F. W. (2002). Technological transitions as evolutionary reconfiguration processes: A multi-level perspective and a case-study. Research Policy, 31(8-9), 1257–1274. https://doi.org/10.1016/S0048-7333(02)00062-8
   Web of Science ®Google Scholar
• Gillard, R., Gouldson, A., Paavola, J., & Van Alstine, J. (2016). Transformational responses to climate change: Beyond a systems perspective of social change in mitigation and adaptation. Wiley Interdisciplinary Reviews: Climate Change, 7(2), 251–265. https://doi.org/10.1002/wcc.384
   Web of Science ®Google Scholar
• Global Commission on Adaptation. 2019. Adapt now: A global call for leadership on climate resilience. https://gca.org/wp-content/uploads/2019/09/GlobalCommission_Report_FINAL.pdf
   Google Scholar
• Gomez-Echeverri, L. (2013). The changing geopolitics of climate change finance. Climate Policy, 13(5), 632–648. https://doi.org/10.1080/14693062.2013.822690
   Web of Science ®Google Scholar
• Holmgren, S. (2013). REDD+ in the making: Orders of knowledge in the climate-deforestation nexus. Environmental Science and Policy, 33, 369–377. https://doi.org/10.1016/j.envsci.2013.04.007
   Web of Science ®Google Scholar
• IPCC. (2022). Climate CHANGE 2022: Impacts, adaptation, and vulnerability. Contribution of working group II to the sixth assessment report of the intergovernmental panel on climate change [H.-O. Pörtner, D.C. Roberts, M. Tignor, E.S. Poloczanska, K. Mintenbeck, A. Alegría, M. Craig, S. Langsdorf, S. Löschke, V. Möller, A. Okem, B. Rama (eds.)]. Cambridge University Press.
   Google Scholar
• Kasdan, M., Kuhl, L., & Kurukulasuriya, P. (2021). The evolution of transformational change in multilateral funds dedicated to financing adaptation to climate change. Climate and Development, 13(5), 427–442. https://doi.org/10.1080/17565529.2020.1790333
   Web of Science ®Google Scholar
• Kato, T., Ellis, J., Pauw, P., & Caruso, R. (2014). Scaling up and replicating effective climate finance interventions. Climate change expert group, OECD. Paper No. 2014(1).
   Google Scholar
• Kuhl, L. (2018). Potential contributions of market-systems development initiatives for building climate resilience. World Development, 108, 131–144. https://doi.org/10.1016/j.worlddev.2018.02.036
   Web of Science ®Google Scholar
• Kuhl, L. (2021). Policy making under scarcity: Reflections for designing socially just climate adaptation policy. One Earth, 4(2), 202–212. https://doi.org/10.1016/j.oneear.2021.01.008
   Google Scholar
• Lee, K., Gjersoe, N., O'Neill, S., & Barnett, J. (2020). Youth perceptions of climate change: A narrative synthesis. Wiley Interdisciplinary Reviews: Climate Change, 11(3), e641. https://doi.org/10.1002/wcc.641
   Web of Science ®Google Scholar
• Loft, L., Pham, T. T., Wong, G. Y., Brockhaus, M., Le, D. N., Tjajadi, J. S., & Luttrell, C. (2017). Risks to REDD+: potential pitfalls for policy design and implementation. Environmental Conservation, 44(1), 44–55. https://doi.org/10.1017/S0376892916000412
   Web of Science ®Google Scholar
• Lonsdale, K., Pringle, P., & Turner, B. (2015). Transformative adaptation: What it is, why it matters and what is needed. UK climate impacts programme. University of Oxford.
   Google Scholar
• Manuamorn, O. P., & Biesbroek, R. (2020). Do direct-access and indirect-access adaptation projects differ in their focus on local communities? A systematic analysis of 63 Adaptation Fund projects. Regional Environmental Change, 20(4), 1–15. https://doi.org/10.1007/s10113-020-01716-4
   Web of Science ®Google Scholar
• Manuamorn, O. P., Biesbroek, R., & Cebotari, V. (2020). What makes internationally-finance climate change projects focus on local communities? A configurational analysis of 30 Adaptation Fund projects. Global Environmental Change, 61, 102035. https://doi.org/10.1016/j.gloenvcha.2020.102035
   Web of Science ®Google Scholar
• Mikulewicz, M. (2018). Politicizing vulnerability and adaptation: On the need to democratize local responses to climate impacts in developing countries. Climate and Development, 10(1), 18–34. https://doi.org/10.1080/17565529.2017.1304887
   Web of Science ®Google Scholar
• Milano, A., Emili, S., Ginting, J., & Ballard-Tremeer, G. (2021). GCF insight #17. Stakeholder views on the Green Climate Fund’s direct access modality. E co. Institute.
   Google Scholar
• Mimura, N., Pulwarty, R. S., Elshinnawy, I., Redsteer, M. H., Huang, H. Q., Nkem, J. N., Rodriguez, R. A. S., Moss, R., Vergara, W., Darby, L. S., & Kato, S. (2014). Adaptation planning and implementation. In C. B. Field, V.R. Barros, D. J. Dokken, K. J. Mach, M. D. Mastrandrea, T. E. Bilir, M. Chatterjee, K. L. Ebi, Y. O. Estrada, R. C. Genova, B. Girma, E. S. Kissel, A. N. Levy, S. MacCracken, P. R. Mastrandrea, & L. L. White (Eds.), Climate change 2014 impacts, adaptation and vulnerability: Part A: Global and sectoral aspects (pp. 869–898). Cambridge University Press.
   Google Scholar
• Murray, L., Müller, B., & Gomez-Echeverri, L. 2015. Enhanced direct access: A brief history (2009-15). European Capacity Building Initiative. Retrieved July 17, 2018, from http://www.oxfordclimatepolicy.org/publications/documents/EDA-Brief-History-published.pdf
   Google Scholar
• Nightingale, A. J., Eriksen, S., Taylor, M., Forsyth, T., Pelling, M., Newsham, A., Boyd, E., Brown, K., Harvey, B., Jones, L., Bezner Kerr, R., Mehta, L., Naess, L. O., Ockwell, D., Scoones, I., Tanner, T., & Whitfield, S. (2020). Beyond technical fixes: Climate solutions and the great derangement. Climate and Development, 12(4), 343–352. https://doi.org/10.1080/17565529.2019.1624495
   Web of Science ®Google Scholar
• O’Brien, K. (2012). Global environmental change II: From adaptation to deliberate transformation. Progress in Human Geography, 36(5), 667–676. https://doi.org/10.1177/0309132511425767
   Web of Science ®Google Scholar
• O’Brien, K., Eriksen, S., Inderberg, T. H., & Sygna, L. (2014). Climate change and development; adaptation through transformation. In T. H. Inderberg, S. H. Eriksen, K. L. O'Brien, & L. Sygna (Eds.), Climate change adaptation and development: Transforming paradigms and practices (pp. 273–296). Routledge.
   Google Scholar
• O’Brien, K., & Selboe, E. (2015). The adaptive challenge of climate change. Cambridge University Press.
   Google Scholar
• Omukuti, J. (2020a). Do country-owned adaptation interventions reflect local level priorities? Application of a framings approach. Climate and Development, 12(9), 827–839. https://doi.org/10.1080/17565529.2019.1699394
   Google Scholar
• Omukuti, J. (2020b). Country ownership of adaptation: Stakeholder influence or government control? Geoforum; Journal of Physical, Human, and Regional Geosciences, 113, 26–38. https://doi.org/10.1016/j.geoforum.2020.04.019
   Web of Science ®Google Scholar
• Paris Declaration on Aid Effectiveness. (2005). Report. OECD. [Online] https://www.oecd.org/dac/effectiveness/34428351.pdf
   Google Scholar
• Patterson, J., Schulz, K., Vervoort, J., Van Der Hel, S., Widerberg, O., Adler, C., Hurlbert, M., Anderton, K., Sethi, M., & Barau, A. (2017). Exploring the governance and politics of transformations towards sustainability. Environmental Innovation and Societal Transitions, 24, 1–16. https://doi.org/10.1016/j.eist.2016.09.001
   Web of Science ®Google Scholar
• Pelling, M. (2011). Adaptation to climate change: From resilience to transformation. Routledge.
   Google Scholar
• Pickering, J., Betzold, C., & Skovgaard, J. (2017). Managing fragmentation and complexity in the emerging system of international climate finance. International Environmental Agreements, 17(1), 1–16. https://doi.org/10.1007/s10784-016-9349-2
   Google Scholar
• Popay, J., Roberts, H., Sowden, A., Petticrew, M., Arai, L., Rodgers, M., Britten, N., Roen, K., & Duffy, S. (2006). Guidance on the conduct of narrative synthesis in systematic reviews. A product from the ESRC methods programme Version 1, b92.
   Google Scholar
• Rasmussen, L. V. (2018). Re-defining sahelian ‘adaptive agriculture’ when implemented locally: Beyond techno-fix solutions. World Development, 108, 274–282. https://doi.org/10.1016/j.worlddev.2017.03.034
   Web of Science ®Google Scholar
• Reid, H., & Huq, S. (2014). Mainstreaming community-based adaptation into national and local planning. Climate and Development, 6(4), 291–292. https://doi.org/10.1080/17565529.2014.973720
   Web of Science ®Google Scholar
• Reid, H., & Schipper, E. L. F. (2014). Upscaling community-based adaptation: An introduction to the edited volume. In E. L. F. Schipper, J. Ayers, H. Reid, S. Huq, & A. Rahman (Eds.), Community-based adaptation to climate change: Scaling it up (pp. 3–21). Routledge.
   Google Scholar
• Rip, A., & Kemp, R. (1998). Technological change. In S. Rayner, & L. Malone (Eds.), Human choice and climate change (pp. 327–399). Battelle Press.
   Google Scholar
• Snilstveit, B., Oliver, S., & Vojtkova, M. (2012). Narrative approaches to systematic review and synthesis of evidence for international development policy and practice. Journal of Development Effectiveness, 4(3), 409–429. https://doi.org/10.1080/19439342.2012.710641
   Web of Science ®Google Scholar
• Soanes, M., Rai, N., Steele, P., Shakya, C., & Macgregor, J. (2017). Delivering real change: Getting international climate finance to the local level. Working paper. IIED.
   Google Scholar
• Suzuki, A., Jarvis, L. S., & Sexton, R. J. (2011). Partial vertical integration, risk shifting, and product rejection in the high-value export supply chain: The Ghana pineapple sector. World Development, 39(9), 1611–1623. https://doi.org/10.1016/j.worlddev.2011.02.007
   Web of Science ®Google Scholar
• UNFCCC. 2021. Glossary of climate change acronyms and terms. https://unfccc.int/process-and-meetings/the-convention/glossary-of-climate-change-acronyms-and-terms
   Google Scholar
• United Framework Convention on Climate Change (UNFCCC). (2018). Summary and recommendations by the standing committee on finance on the 2018 biennial assessment and overview of climate finance flows, Bonn, Germany.
   Google Scholar
• United Nations Environment Programme (UNEP). (2020) The adaptation gap report. Nairobi, Kenya. https://www.unep.org/resources/adaptation-gap-report-2020
   Google Scholar
• Winkler, H., & Dubash, N. K. (2016). Who determines transformational change in development and climate finance? Climate Policy, 16(6), 783–791. https://doi.org/10.1080/14693062.2015.1033674
   Web of Science ®Google Scholar