The Small Dams Safety Index (SDSI): a tool for small dams safety assessment

References

• Adamo, N., Al-Ansari, N., Laue, J., Knutsson, S., & Sissakian, V. (2017). Risk management concepts in dam safety evaluation: Mosul dam as a case study. Journal of Civil Engineering and Architecture, 11, 635–652. https://doi.org/10.17265/1934-7359/2017.07.002
   Google Scholar
• Agoramoorthy, G., Chaudhary, S., Chinnasamy, P., & Hsu, M. J. (2016). Harvesting river water through small dams promote positive environmental impact. Environmental Monitoring and Assessment, 188(11), 645. https://doi.org/10.1007/s10661-016-5640-5
   PubMed Web of Science ®Google Scholar
• Aguiar, D. P. d. O., Fais, L. M. C. F., Borri, A. I., & Dalfré Filho, J. G. (2015). A contribution to the Dam Safety Index – DSI. Brazilian Journal of Water Resources, 20(2), 360–368. https://doi.org/10.1590/1809-4430-Eng.Agric.v39n6p715-720/2019
   Google Scholar
• Alahiane, N., Elmouden, A., Aitlhaj, A., & Boutaleb, S. (2016). Small dam reservoir siltation in the atlas mountains of central Morocco: Analysis of factors impacting sediment yield. Environmental Earth Sciences, 75(12), Article 1035. https://doi.org/10.1007/s12665-016-5795-y
   Google Scholar
• Algorta, J., Pairet, R. L., & Bustamente, M. (2015). La ingeniería de las presas de riego en el Uruguay. In VIII Congreso Argentino de Presas y Aprovechamientos Hidroeléctricos, april 22th to 25th, pp. 1 – 10. Santa Fé, Argentina: Comité Argentino de Presas (org).
   Google Scholar
• Andersen, G. R., Chouinard, L. E., Hover, W. H., & Cox, C. W. (2001). Risk indexing tool to assist in prioritizing improvements to embankment dam inventories. Journal of Geotechnical and Geoenvironmental Engineering, 127(4), 325–334. https://doi.org/10.1061/(ASCE)1090-0241(2001)127:4(325)
   Web of Science ®Google Scholar
• Bocchiola, D., & Rosso, R. (2014). Safety of Italian dams in the face of flood hazard. Advances in Water Resources, 71, 23–31. https://doi.org/10.1016/j.advwatres.2014.05.006
   Web of Science ®Google Scholar
• Botero-Jaramillo, E., Ossa-López, A., & Flores-Berrones, R. (2015). Strategies for dam safety risk management in Mexico. Water Technology and Sciences, 6(3), 5–14. (in Spanish).
   Google Scholar
• Brazil. (2002). Ministry of National Integration. “Dam safety and inspection manual”. Brasília/DF, pp. 148.
   Google Scholar
• Brazil. (2010). “Brazilian Federal Law n. 12,334, of September 20th, 2010”. It establishes the Brazilian Policy of Dam Safety for the accumulation of water for any use, the final or temporary disposal of tailings and the accumulation of industrial waste, and it creates the National Dam Safety Information System and changes the wording of art. 35 of Law 9433, of January 8th, 1997, and of art. 4 of Law 9984, of July 17th, 2000.
   Google Scholar
• Brazil. (2012). Ministry of the Environment. National Water Resources Council. “Resolution n. 143, of July 10, 2012”. It establishes general criteria for the classification of dams by Risk Category, Associated Potential Damage and their volume, in compliance with art. 7 of Law No. 12,334, of September 20th, 2010. Brasília.
   Google Scholar
• Brazil. (2020). “Federal Law n. 14,066, of October 30th, 2020”. It changes Brazilian Federal law n. 12,334, of September 20th, 2010, which establishes the National Dam Safety Policy (PNSB), Law n. 7,797, of July 10th, 1989, which creates the Brazilian Environment Fund (BEF), Law n. 9,433, of January 8th, 1997, which institutes the National Water Resources Policy, and Decree-Law n. 227, of February 28th, 1967 (Mining Code). Brasília.
   Google Scholar
• Brazilian Water Agency (ANA). (2016). Dam safety report 2015.
   Google Scholar
• British Columbia. (2017). Ministry of Forests, Lands and Natural Resource Operations “Dam safety guidelines inspection and maintenance of small dams”. Canada.
   Google Scholar
• Campos, R. G. D., Saliba, A. P. M., Baptista, M. B., Biscaro, V. H., Camargos, R. S., & Passos, D. T. (2018). Physical modeling to determine breach parameters in cascade dam break. XXVIII Congreso Latinoamericano de Hidráulica: trabajos completos; contribuciones de Lorena Mariel Vago; dirigido por María Cecilia Lopardo; editado por Emilio Lecertua. pp. 2560-2571. Ezeiza: Instituto Nacional del Agua.
   Google Scholar
• Department of Water and Electrical Energy. (2005). Practical guide for design of small hydraulic structures.
   Google Scholar
• Department of Water and Electrical Energy. (2018). Survey of data on water resources in the State of São Paulo. Download uses by municipality. Retrieved April 1, 2018, from http://www.aplicacoes.daee.sp.gov.br/usosrec/fchweb.html.
   Google Scholar
• Department of Water and Electrical Energy. (2020). Survey of data on water resources in the State of São Paulo. Download uses by municipality. Retrieved May 1, 2020, from http://www.aplicacoes.daee.sp.gov.br/usosrec/fchweb.html.
   Google Scholar
• Eastman, J. R. (1997). IDRISI for windows: user’s guide - version 2.0. Clark University – Graduate School of Geography.
   Google Scholar
• Etcheber, H., Schmidt, S., Sottolichio, A., Maneux, E., Chabaux, G., Escalier, J.-M., Wennekes, H., Derriennic, H., Schmeltz, M., Quéméner, L., Repecaud, M., Woerther, P., & Castaing, P. (2011). Monitoring water quality in estuarine environments: Lessons from the MAGEST monitoring program in the Gironde fluvial-estuarine system. Hydrology and Earth System Sciences, 15(3), 831–840. https://doi.org/10.5194/hess-15-831-2011
   Web of Science ®Google Scholar
• Garcia, L. d. C., Martim, A. L. S. S., Dalfré Filho, J. G., & Fais, L. M. C. F. (2019). Small Dams Safety Index (SDSI): A reassessment of the parameters of analysis. Engenharia Agrícola Journal, 39(6), 715–720. https://doi.org/10.1590/1809-4430-eng.agric.v39n6p715-720/2019
   Web of Science ®Google Scholar
• Google Earth Pro. (2020). Version 7.3. Retrieved May 1, 2020, from https://www.google.com.br/earth/download/gep/agree.html.
   Google Scholar
• Gutiérrez, J. L. C. (2003). Monitoring of Corumbá-I Dam instrumentation by neural networks and box & Jenkins models [Master's dissertation, Pontifical Catholic University of Rio de Janeiro (PUC-Rio)].
   Google Scholar
• Hintze, F., Duro, V., Carvalho, J. C., Eira, C., Rodrigues, P. C., & Vingada, J. (2016). Influence of reservoirs created by small dams on the activity of bats. Acta Chiropterologica, 18(2), 395–408. https://doi.org/10.3161/15081109ACC2016.18.2.007
   Web of Science ®Google Scholar
• Institute for Technological Research (IPT). (2002). Technical Report n. 62.317, DAEE/IPT.
   Google Scholar
• International Commission in Large Dams. (2016). Small dams: Design, surveillance and rehabilitation. Ad Hoc Committee on Small Dams, Paris, France.
   Google Scholar
• International Commission on Large Dams. (2011). Small dams: Design, surveillance and rehabilitation (Bulletin).
   Google Scholar
• Jing, M., Yang, J., Li, S., & Wang, L. (2018). Application of fuzzy analytic hierarchy process in the risk assessment of dangerous small-sized reservoirs. International Journal of Machine Learning and Cybernetics, 9(1), 113–123. https://doi.org/10.1007/s13042-015-0363-4
   Web of Science ®Google Scholar
• Lima, D. A., Pinto, W. L. H., & Fais, L. M. C. F. (2020). Important aspects in the safety assessment of the small earth dams. Proceedings of Fourth International DAM WORLD Conference (v. 1, pp. 57–70). Lisboa: Editora do LNEC.
   Google Scholar
• Medeiros, C. H. de A. C., Itaipu Technological Park Foundation (PTI), Agência Nacional de Águas (ANA), and Ministério do Meio Ambiente do Brasil (MMA). (2011a). Dam safety, module II: Dam inspection and auscultation. Brazilian Water Agency and Itaipu Technological Park Foundation, Brazil.
   Google Scholar
• Medeiros, C. H. de A. C., Itaipu Technological Park Foundation (PTI), Agência Nacional de Águas (ANA), and Ministério do Meio Ambiente do Brasil (MMA). (2011b). Dam safety, module III: Dam management and performance, risk analysis and management. Brazilian Water Agency and Itaipu Technological Park Foundation, Brazil.
   Google Scholar
• Mendoza, F. J. C., & Izquierdo, A. G. (2009). Environmental risk index: A tool to assess the safety of dams for leachate. Journal of Hazardous Materials, 162(1), 1–9. https://doi.org/10.1016/j.jhazmat.2008.05.018
   PubMed Web of Science ®Google Scholar
• Menescal, R. d. A. (2005). Dam safety and water resource management in Brazil. (2nd ed., pp. 316). Proágua.
   Google Scholar
• Pimenta, L., Caldeira, L., & Das Neves, E. M. (2013). A new qualitative method for the condition assessment of earth and rockfill dams. Structure and Infrastructure Engineering, 9(11), 1103–1117. https://doi.org/10.1080/15732479.2012.667418
   Web of Science ®Google Scholar
• Pinto, W. L. H., & Fais, L. M. C. F. (2020). Inventory of water dams in the Ribeirao das Cabras microbasin, in the municipality of Campinas/SP, as an instrument for municipal planning. Proceedings of IV International Seminar on Research in Public Policies and Social Development (SIPPEDES) (vol. 1, pp. 833–844), Franca, UNESP-FCHS.
   Google Scholar
• Pisaniello, J. D. (2010). Attitudes and policy responses to Australian farm dam safety threats: Comparative lessons for water resources managers. International Journal of Water Resources Development, 26(3), 381–402. https://doi.org/10.1080/07900627.2010.489306
   Web of Science ®Google Scholar
• Pisaniello, J. D., Dam, T. T., & Tinker-Holyoak, J. L. (2015). International small dam safety assurance policy benchmarks to avoid dam failure flood disasters in developing countries. Journal of Hydrology, 531, 1141–1153. https://doi.org/10.1016/j.jhydrol.2015.09.077
   Web of Science ®Google Scholar
• Pisaniello, J. D., Tigey-Holyoak, J., & Burritt, R. L. (2011). Dam safety management for sustainable farming businesses and catchments. Agricultural Water Management, 98(4), 507–516. https://doi.org/10.1016/j.agwat.2010.10.001
   Web of Science ®Google Scholar
• Pisaniello, J. D., Tigey-Holyoak, J., & Burritt, R. L. (2012). Appropriate small dam management for minimizing catchment-wide safety threats: International benchmarked guidelines and demonstrative cases studies. Water Resources Research, 48(1), 1–16. https://doi.org/10.1029/2011WR011155
   Google Scholar
• Riha, J. (2019). Small embankment dams – benefits and problems. In Sustainable and safe dams around the world (eds Tournier, J.-P., Bennett, T., & Bibeau, J.) pp. 769–778. CRC Press. https://doi.org/10.1201/9780429319778
   Google Scholar
• Silva, D. C. C. E., Luccas, M. L., Dalfré Filho, J. G., Freiria, R. C., & Fais, L. M. C. F. (2020). A comparative analysis on regulatory frameworks for small dams. Proceedings of Fourth International DAM WORLD Conference (vol. 1, pp. 311–326). Lisboa: Editora do LNEC.
   Google Scholar
• Snorteland, N. (2013). Overview of U.S. army corps of engineers portfolio risk management. U.S Army Corps of Engineers. Proceedings of 81st Annual Meeting of the International Commission on Large Dams, Seattle.
   Google Scholar
• USBR. (1987). Design of Small Dams. A Water Resources Technical Paper, U. S. Department of the Interior, Bureau of Reclamation. Denver, CO: EUA.
   Google Scholar
• Zadeh, L. A. (1965). Fuzzy sets. Information and Control, 8(3), 338–353. https://doi.org/10.1016/S0019-9958(65)90241-X
   Google Scholar
• Zuffo, M. S. R., Genovez, A. I. B., & Zuffo, A. C. (2009). A decision tool for ranking dams at risk of failure. Proceedings of 33rd IAHR Congress and 19th Canadian Hydrotechnical Conference, 2009, Vancouver. Water Engineering for a Sustainable Environment (pp. 6287–6294). Singapore: Research Publishing Services (RPS).
   Google Scholar