References
- Adam , A. and Shavit , T. 2008 . How can a ratings-based method for assessing corporate social responsibility (CSR) provide an incentive to firms excluded from socially responsible investment indices to invest in CSR? . Journal of Business Ethics , 82 ( 4 ) : 899 – 905 .
- Arnswald T., 2001, Investment Behaviour of German Equity Fund Managers – An Exploratory Analysis of Survey Data, Deutsche Bundesbank Working Paper No. 08/01, Deutsche Bundesbank – Economics Department.
- Becht , M. , Franks , J. , Mayer , C. and Rossi , S. 2008 . “ Returns to shareholder activism: evidence from a clinical study of the Hermes UK focus fund ” . In Review of Financial Studies.
- Bengtsson , E. 2008 . A history of Scandinavian socially responsible investing . Journal of Business Ethics , 82 : 969 – 983 .
- Bollen , N. P.B. 2007 . Mutual fund attributes and investor behavior . Journal of Financial and Quantitative Analysis , 42 : 683 – 708 .
- Broadbent , J. and Laughlin , R. 1998 . Resisting the “new public management”, absorption and absorbing groups in schools and GP practices in the UK . Accounting Auditing and Accountability Journal , 11 ( 4 ) : 403 – 435 .
- The ‘Carbon Disclosure project’, 2010, Available at www.cdproject.net/en-US/Pages/HomePage.aspx.
- CERES, 2010, Investors Analyze Climate Risks and Opportunities: A Survey of Asset Managers' Practices, January, K S Spalding, California, USA.
- Clarkson , G.P.E. 1963 . A Model of Trust Investment Behaviour , 253 – 267 . Englewood Cliffs, NJ : Prentice Hall . Chapter 10
- Cochrane , J. 1999 . New facts in finance . Economic Perspectives , XXIII ( 3 ) April 1, Third quarter 1999 (Federal Reserve Bank of Chicago), also NBER Working Paper 7169
- Cyert , R. M. and March , J. G. 1963a . A Behavioural Theory of the Firm , Prentice Hall, UK. .
- Cyert , R. and March , J. 1963b . Behavioral Theory of the Firm , Oxford : Blackwell .
- Dunphy , D. C. , Griffiths , A. and Benn , S. 2003 . Organizational Change for Corporate Sustainability: a Guide for Leaders and Change Agents of the Future , London : Routledge .
- Enhanced Analytics Initiative, Promoting Better Research For Better Investment Decisions, 2008 [available at www.enhancedanalytics.com/portal/ep/home.do].
- European Commission, 2010, Corporate Governance in Financial Institutions and Remuneration Policy, Green Paper, COM 284, June 2010.
- Fair Pensions, 2009, ‘Preparing for the storm – UK fund managers and the risks & opportunities of climate change’, October, UK.
- Financial Reporting Council, 2010, ‘The UK Stewardship code’, FRC July (Stewardship code for asset management firms and financial institutions).
- Ford , C. M. and Gioia , D. A. 2000 . Factors influencing creativity in the domain of managerial decision making . Journal of Management , 26 : 705
- Gifford E.J.M., 2009, ‘Effective shareholder engagement: An analysis of the factors that contribute to shareholder salience’, PhD Thesis, University of Sydney, School of Business.
- Gray , R. , Bebbington , J. and Collison , D. 2006 . NGOs, civil society & accountability: making the people accountable to capital . Accounting, Auditing & Accountability Journal , 19 ( 3 ) : 319 – 348 . [available at www.emeraldinsight.com/Insight/ViewContentServlet?Filename=/published/emeraldfulltextarticle/pdf/0590190302.pdf]
- Hellman , N. 1996 . What causes investor action? . European Accounting Review , 5 ( 4 ) : 671 – 691 .
- Hellman N., 2000, ‘Investor behaviour’, PhD, Stockholm School of Economics.
- ISC code, Institutional Shareholders committee, 2009, London UK.
- Hoepner A., McMillan D., 2009, Research on ‘Responsible Investment’: An Influential Literature Analysis Comprising a Rating, Characterisation, Categorisation and Investigation, Working Paper, University of St. Andrews – School of Management.
- Holland J.B., 1995, The Corporate Governance role of Financial Institutions in their Investee Companies, Research Report No. 46, Chartered Association of Certified Accountants, November 1995, 80 pp.
- Holland , J. B. 1996 . Self regulation and the financial aspects of corporate governance . The Journal of Business Law , : 127 – 164 .
- Holland , J. B. 1998 . Influence and intervention by financial institutions in their investee companies . Corporate Governance , 6 ( 4 ) : 249 – 264 .
- Holland , J. B. 2001 . Financial institutions, intangibles, and corporate governance . Accounting, Auditing, and Accountability Journal , 14 ( 4 )
- Holland J.B., 2002, A Dynamic Model of Fund Manager Corporate Governance, CIMA Research Report, March, 100 pp.
- Holland , J. B. 2003 . Intellectual capital and the capital market – organisation and competence . Accounting, Auditing, and Accountability Journal , 16 ( 1 ) : 39 – 48 .
- Holland , J. B. 2005 . A grounded theory of corporate disclosure . Accounting and Business Research , 35 ( 3 ) : 249 – 267 .
- Holland , J. 2006 . Fund management, intellectual capital, intangibles and private disclosure . Managerial Finance , 32 ( 3 )
- Holland J., 2009a, The Fund Manager as a Learning Organisation, Working Paper, Department of Accounting & Finance, Glasgow University.
- Holland , J. 2009b . ‘Looking behind the veil’ – invisible corporate intangibles, stories, structure and the contextual information content of disclosure . Qualitative Research in Financial Markets , 1 ( 3 ) : 152 – 187 .
- Holland , J. 2010a . Banks, knowledge and crisis – a case of knowledge and learning failure . Journal of Financial Regulation and Compliance , 18 ( 2 )
- Holland J., 2010b, A Grounded Theory of FM, Working Paper, Glasgow Business School, University of Glasgow, presented at BAA Cardiff, 2010.
- Holland , J. B. and Doran , P. 1998 . Financial Institutions, private acquisition of corporate information, and fund management . European Journal of Finance , 4 : 129 – 155 .
- Holland , J. and Johanson , U. 2003 . Value relevant information on corporate intangibles – creation, use, and barriers in capital markets’ – ‘between a rock and a hard place’ . Journal of Intellectual Capital , 4 ( 4 ) Special issue
- Huczynski , A. and Buchanan , D. 1991 . Organizational Behaviour , 2 , UK : Prentice Hall .
- Juravle , C. and Lewis , A. 2008 . Identifying impediments to SRI in Europe: a review of the practitioner and academic literature . Business Ethics: A European Review , 17 ( 3 ) : 285 – 310 .
- Kay J., 2010, Opening Plenary, ‘Understanding Economic Rent’, Tuesday 14 September, 2010, British Academy of Finance, Annual Conference, Sheffield University.
- Kreander N., Beattie V., McPhail K., 2010, Charity Ethical Investment in Norway, HiT Publication No 4/2010, Telemark University College, Porsgrun,. Paper presented at CSEAR, St Andrews, 1 September 2010.
- Laughlin , R. 1991 . Environmental disturbances and organisational transitions and transformations: some alternative models . Organization Studies , 12 ( 2 ) : 209 – 232 .
- Laughlin R., 2007, ‘Critical reflections on research approaches, accounting regulation and the regulation of accounting’, Plenary Lecture at the British Accounting Association Annual Conference, 3 April 2007, Royal Holloway, University of London.
- Leavitt , H. L. 1965 . “ ‘Applied organisational change in industry: structural, technological, and humanistic approaches’, in ” . In Handbook of Organisations , Edited by: March , J. G. 1144 – 70 . Chicago : Rnad McNally .
- MacNeil , I. 2010 . Activism and collaboration among shareholders in UK listed companies . Capital Markets Law Journal , forthcoming.
- McWilliams , A. , Siegel , D. S. and Wright , P. M. 2006 . Corporate social responsibility: strategic implications . Journal of Management Studies , 43 ( 1 ) : 1 – 18 .
- Myners P., 2001, Myners Review of Institutional Investment, Report 602, UK Treasury, 2001.
- Nelson , R. R. and Winter , S. G. 1982 . An Evolutionary Theory of Economic Change , The Belknap Press of Harvard University Press. .
- O'Neill O., 2002, ‘A question of trust’, Reith Lectures, BBC Radio 4 [available at www.bbc.co.uk/radio4/reith2002/lectures.shtml].
- Pellinzoni , L. 2010 . “ ‘Antimoney of accountability’, in ” . In Organising Transnational Accountability , Edited by: Bostrom , M. and Garsten , C. Edgar : Cheltenham . forthcoming.
- Railpen, 2009, ‘Climate change risk audit’, by RailPen, HSBC and Linklaters., December 2009.
- Roberts , J. Why accounting is not accountability – why we keep imagining that it is . Plenary, APIRA Conference . July 11 2010 . Sydney University .
- Sampson , A. 2005 . Who Runs This Place? The Anatomy of Britain in the 21st Century , London : John Murray (Publishers) .
- Scott , W. R. and Meyer John , W. 1994 . Institutional Environments and Organizations , Sage .
- Simon , H. 1957 . Administrative Behaviour , 2 , New York : Macmillan .
- Shefrin , H. and Statman , M. 1985 . The disposition to sell winners too early and ride losers too long: theory and evidence . Journal of Finance. ,
- Shepherd P., 2010, ‘Responsible investing nears a tipping point’, Financial Times, 28 June 2010, p. 6.
- Solomon J., 2010, Pension Fund Trustees and Climate Change, ACCA Research Report No.106.
- Sparkes , R. and Cowton , C. J. 2004 . The maturing of socially responsible investment: a review of the developing link with corporate social responsibility . Journal of Business Ethics , 52 ( 1 )
- Strauss , A. and Corbin , J. 1998 . Basics of Qualitative Research
- The UK Pensions Regulator, 2007, Available at www.thepensionsregulator.gov.uk/guidance/guidance-for-trustees.aspx#s1540.
- Tversky , A. and Kahneman , D. 1992 . Advances in prospect theory: cumulative representation of uncertainty . Journal of Risk and Uncertainty, Springer , 5 ( 4 ) : 297 – 323 .
- UKSIF/CIPFA survey, Winter 2010, ‘Responsible and Sustainable Investment Update’, Available at www.uksif.org/cmsfiles/281411/Winter_2010_pdf.
- UNEP Finance Initiative & UN Global Compact, 2006, Principles for Responsible Investment [available at www.unpri.org/principles/].
- Van Aken , J. E. 2004 . Management research based on the paradigm of the design sciences: the quest for field-tested and grounded technological rules . Journal of Management Studies , 41 ( 2 ) : 219 – 246 .
- Walker D., 2009, A Review of Corporate Governance in UK Banks and Other Financial Institutions, UK Treasury Report, July 2009.
- Weick , K. E. 1979 . The Social Psychology of Organizing , 2 , Redding, MA : Addison-Wesley .
- Weick , K. E. 1995 . Sensemaking in Organizations , Thousand Oaks, CA : Sage .
- Wuppertal Institute, 2010, Eco-Innovations: Factor 4, Factor 10 and beyond [available at www.wupperinst.org/en/projects/topics_online/eco_innovations/index.html.wupperinst.org/en/projects/topics_online/eco_innovations/index.html].
- Zadek , S. , Merme , M. and Samans , R. 2005 . Mainstreaming Responsible Investment , Geneva : World Economic Forum .