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Original Article

Cacao quality index for cacao agroecosystems in Bahia, Brazil

, , , , &
Pages 1799-1814 | Received 11 May 2019, Accepted 27 Sep 2019, Published online: 25 Oct 2019

ABSTRACT

Brazil is increasingly committed to developing research on the quality of cacao. The objective of this work was to develop a new Cacao Quality Index (CQI) methodology with cacao industry, chocolate flavor, human health and food safety functions, and to show its results in different cacao agroecosystems from the humid region of Bahia. The typical Dystrophic Red-Yellow Argisol, in the cabruca cropping system with 35 shade trees per hectare, reached the highest CQI score. The lowest score obtained from the quality index cacao corresponded to the site characterized by the abrupt Dystrophic Red-Yellow Argisol, in the cabruca cropping system with 60 shade trees per hectare. All cropping sites obtained CQI values between 0.54 and 0.69 and were therefore classified as a regular index. The primary indicators that determined the differences between the highest and lowest CQI score were proteins, total free amino acids, simple carbohydrates (sucrose, fructose and glucose), total acidity, cadmium and barium.

Introduction

Cacao is the fruit of cacao tree (Theobroma cacao L.), is cultivated over 10 million ha of land area in the tropical countries with world production over 4 million tones.[Citation1] The cacao beans are raw materials for chocolate, one of the most consumed foods in the world.[Citation2] Demand for cacao beans is increasing in the word.[Citation1,Citation3] Farming practices applied by cacao farmers at the beginning of the chocolate supply chain strongly influence several quality parameters of the finished chocolate.[Citation4] Therefore, the geographic evaluation of the raw material and in its supply chain is one of the tools indispensable to the make cacao sustainable traceable.[Citation5] For example, cacao bean origin is the most important factor that determining the aroma of all cacao products[Citation6]; likewise, the differences between cacao varieties and geographical region influence total phenolic contents[Citation7] and volatile compounds.[Citation8] Both the mineral[Citation9] and the biochemical composition[Citation10] in the dry cacao beans, show differences between soil types and cropping systems.

The research studies have developed standards for aspects of cacao quality that meet industrial criteria as well as international import and export legislation that is aimed for food security.[Citation11] Some chemical attributes of cacao beans were selected as important quality indicators: pH and total acidity, organic acids (acetic and lactic acids), simple carbohydrates (sucrose, fructose and glucose), lipids, proteins and amino acids, purine alkaloids (theobromine and caffeine) and phenolic substances (catechin, epicatechin), total phenols, minerals elements (nutrients and potentially toxic elements) and mycotoxins.[Citation11] In this context arose the Cacao Quality Index (CQI) with the purpose of systematize a large number of chemical attributes of cacao beans in functions able to reflect the main needs of the market of this commodity.[Citation12]

In the initial proposal,[Citation12] CQI is composed of three functions: for the interest of Cacao Industry (I), for the interest of Flavor of the Chocolate (II), for the interest of Medicine/Human health/Food security (III). The variables were deduced numerically from scientific and analytical methods and, accordingly, were interpreted together in a system of information related to cacao quality.[Citation12] The objective of this study was to establish a new CQI according to the chemical quality criteria for dry beans, adapting and creating functions with more indicators related to the agricultural, food and environmental realities in the humid region of Bahia. In this region, this study evaluated the CQI for different cropping sites with different soils and cultivation systems of cacao.

Materials and methods

Cacao quality index

Study sites and sampling

To determine CQI were selected twelve study sites located in the humid zone of the cacao region of Bahia, Brazil () whose the Thornthwaite climatic classification corresponds to B4r A’, B3r A’, B2r A’, B2r B’, B1r A’, B1r’ A’, B1w A’. These sites () were planted with PH-16 cacao clone under different cropping systems, with a range of shade tree densities and across three soil classes: Argisols, Cambisols and Latosols.

Table 1. Cacao agroecosystems participating in the study in the humid region of Bahia, Brazil

Each study site with approximately one hectare was subdivided into three collection areas, characterized by the same soil type and cropping site. Each single sample (three for study site) corresponds to 50 mature cacao pods, for the post-harvest processing of fermentation and drying, completely described in the works of Loureiro et al.[Citation16] and Loureiro et al.[Citation17] Cacao sampling occurred on November of 2008. This month was chosen because it is representative of the second harvest period (August 2008 to January 2009).

Database

The database used to determine the CQI comes from two previous scientific publications that bring together two main groups of 28 cacao quality indicators: biochemical attributes[Citation10] and composition of mineral elements.[Citation9] The cacao beans biochemical attributes pH, total acidity (meq NaOH 100 g−1), acetic acid (mg g−1), lactic acid (mg g−1), sucrose (mg g−1), fructose (mg g−1), glucose (mg g−1), lipids (g kg−1), proteins (g kg−1), amino acids (mg g−1), catechin (mg g−1), epicatechin (mg g−1), total phenols (mg g−1), theobromine (mg g−1), caffeine (mg g−1) were fully described in the work of Araujo et al.[Citation10]The cacao beans composition of mineral elements nitrogen (g kg−1), phosphorus (g kg−1), potassium (g kg−1), calcium (g kg−1), magnesium (g kg−1), silicon (g kg−1), iron (mg kg−1), zinc (mg kg−1), copper (mg kg−1), manganese (mg kg−1), barium (mg kg−1), cadmium (mg kg−1), lead (mg kg−1) were fully described in the work of Araujo et al.[Citation9]

Standardized scoring of quality indicators

The quality indicators were standardized for scores ranging from 0 to 1, according to the function of Wymore[Citation18]:

(1) v=11+BLxL2SB+x2L(1)

In EquationEquation 1, v is the standardized score; B is the critical or baseline value of the indicator, whose standard score is 0.5; L is the lower limit or the lowest value of the indicator, which can be equal to zero; S is the slope of the tangent of the curve at the base limit or the critical value of the indicator; x is the original value of the analyzed indicator (attribute). The slope of the tangent (S) was calculated according to EquationEquation 2:

(2) S=log1v1logBLxL×2B+x2L(2)

To quantify relationships between cacao quality indicators and cacao quality functions, were selected three standardized scoring functions (SSF) types to normalize indicator data (). Numerical values for each soil quality indicator were converted into unit less scores ranging from 0 to 1 according to the standardization of equation two (2). As shown in , the scoring functions were: (a)”more is better” for scoring curve for positive slopes, (b) ‘Less is better’ for curve for negative slopes, (c) ‘Optimum’ curve when a positive curve is reflected at the upper threshold value.[Citation12]

Figure 1. Standardized scoring functions (SSF) types to normalize cacao quality indicators for cacao agroecosystems. Theoretical data (TD) with a sample simulation with variable number of observations: (a) More is better for Fructose (mg g−1); (b) Less is better for Cadmium (mg kg−1); and (c) Optimum for copper (mg kg−1). Real data (RD) with 36 sample observations: (d) More is better for Fructose (mg g−1); (e) Less is better for cadmium (mg kg−1); and (f) Optimum for Copper (mg kg−1). More is better: L – lower threshold, at which or below the score is 0, B – baseline, at which score is 0.5, U – upper threshold, at which or above score is 1.0; Optimum: B1 – lower baseline is 0.5, O – Optimum level, at which score is 1.0, B2 – upper baseline is 0.5. Less is better: L – lower threshold, at which or below the score is 1, B – baseline, at which score is 0.5, and U – upper threshold, at which or above score is 0

Figure 1. Standardized scoring functions (SSF) types to normalize cacao quality indicators for cacao agroecosystems. Theoretical data (TD) with a sample simulation with variable number of observations: (a) More is better for Fructose (mg g−1); (b) Less is better for Cadmium (mg kg−1); and (c) Optimum for copper (mg kg−1). Real data (RD) with 36 sample observations: (d) More is better for Fructose (mg g−1); (e) Less is better for cadmium (mg kg−1); and (f) Optimum for Copper (mg kg−1). More is better: L – lower threshold, at which or below the score is 0, B – baseline, at which score is 0.5, U – upper threshold, at which or above score is 1.0; Optimum: B1 – lower baseline is 0.5, O – Optimum level, at which score is 1.0, B2 – upper baseline is 0.5. Less is better: L – lower threshold, at which or below the score is 1, B – baseline, at which score is 0.5, and U – upper threshold, at which or above score is 0

Mathematical model

This CQI has an additive model, consisting of main functions representing the aspects to be evaluated and the quality indicators associated with them, attributes that have weights in accordance with the criteria adopted in the research.[Citation19] According to this additive model, each function was established as the following equations:

(3) QFPn=I1W1+I2W2++InWn(3)
(4) CQI=QPF1WPF1+QPF2WPF2++QPFnWPFn(4)

In EquationEquation 3, QFPn is the principal function quality (PF) of the index; I refers to the standardized scores of quality indicators related to each PF; W refers to the weights related to each indicator or principal function. In EquationEquation 4, CQI is the cacao quality index that integrates all functions. Considering that all the indicators reach the ideal values, the sum of the weights of all the main functions should result in the value 1.0 (one).

CQI functions and indicators

The quality functions for CQI were cacao industry (CIF), chocolate flavor (CFF), human health (HHF) and food safety (FSF) ( and ).

Table 2. Summary of spreadsheets of the cacao quality index of cropping site characterized by typic Dystrophic Red-Yellow Argisol located in humid region of Bahia, Brazil

Table 3. Summary of spreadsheets of the cacao quality index of cropping site characterized by abrupt Dystrophic Red-Yellow Argisol located in humid region of Bahia, Brazil

Critical limits of the CQI indicators

In the following tables are shown theoretical information related to the values and descriptions of biochemical attributes () and mineral composition () that support the development of cacao quality index. To support the interpretation of scores of mineral elements Mn, Fe, Zn, Cu, Cd, Ba and Pb in dry cacao beans, the information as critical limits, recommended intakes, deficiency and toxicity shown in .

Table 4. Summary of characteristics of biochemical attributes observed in dry cacao beans

Table 5. Summary of characteristics of mineral composition observed in dry cacao beans

Table 6. Information about critical limits, recommended intakes, deficiency and toxicity of mineral elements Mn, Fe, Zn, Cu, Cd, Ba and Pb used for interpretation of the scores these cacao quality indicators

Performance of the CQI and its functions

The CQI functions consist of simultaneous evaluations after defining the behavior of the indicators (curve type) and distribution of their weights ( and ). The CQI is the sum of the individual performance of each function, and each function is individually the reflection of a certain set of attributes ( and ). For interpretation purposes, the CQI scores have three classifications: ‘good’, when the score is ≥0.70; ‘regular’ when values are between 0.31 and 0.69; and, ‘bad’, when the score is ≤0.30.

Statistical analysis

Data manipulation and statistical procedures used in this study were performed in R Program.[Citation67]

Results

The baseline values and threshold limits (upper and lower) from different scoring curves (SSF types) showed in were established according to published data about dry cacao beans () and expert opinion. shows the scores of the CQI and its functions (CIF, CFF, HHF and FSF).

Table 7. Baseline values and threshold limits and curve slope of the standardized scoring functions (SSF) for cacao quality indicators in cacao quality index

Table 8. Summary of scores of the cacao quality index and its functions (cacao in 12 cropping sites characterized by soil types cultivated with PH-16 cacao clone in the humid region of Bahia, Brazil

The cropping sites typic Dystrophic Red-Yellow Argisol (10 PVAd) and abrupt Dystrophic Red-Yellow Argisol (3 PVAd) correspond to the highest and lowest CQI scores obtained in this study (). The 10 PVAd reached the CQI score of 0.692, and obtained 0.1231 on CIF (0.20), 0.1847 on CFF (0.30), 0.2012 on HHF (0.30) and 0.1831 on FSF (0.20) (). In turn, the 3 PVAd reached the CQI score of 0.5417, and obtained 0.0989 on the CIF (0.20), 0.1582 on the CFF (0.30), 0.1869 on the HHF (0.30) and 0.0977 on the FSF (0.20) (). By the SiBCS these soils differ only by the typical character (10 PVAd) and abrupt (3 PVAd). These two cropping sites were also characterized by the cabruca system, differing only in shade tree density per hectare, 35 in the 10 PVAd and 60 in the 3 PVAd ().

The relative percentages to the weights (potential scores) of the CQI functions in the 10 PVAd were: 60% CIF, 60% CFF, 66% HHF, 90% FSF (). In 3 PVAd, the relative percentages were: 50% CIF, 53% CFF, 63.33% HHF, 50% FSF (). None of the cropping sites scored scores that could be “bad” or “good” (). Summaries of the CQI calculation worksheets for all three sample observations corresponding to sites 10 PVAd and 3 PVAd are shown in and , respectively. and show the structure of the CQI and all the information necessary to obtain the final scores. The real value of each of the quality indicators obtained from the chemical analyzes is shown as the observed value because it corresponds to the observation of the sample of the respective cropping site ( and ).

and also show the original scores of the indicators after the definition of standardized scoring functions and the scorching itself by the application of EquationEquations 1 and Equation2 described in the methodology of this study. Then, the scores corrected by the weight of each primary indicator and the relative percentage of the contribution of each of them to the score of its respective functions ( and ) are also shown. Functions scores and the relative percentage of contribution in CQI are shown sequence ( and ).

Discussion

The CQI () was able to differentiate the studied cacao agroecosystems by the joint interpretation of attributes of cacao quality according to the needs of the cultivation in the cacao region of Bahia, Brazil and its environmental nuances that integrated the theoretical structure of this methodology. The two cropping sites selected for CQI methodological demonstration, 10 PVAd and 3 PVAd, showed the same cropping system (Cabruca) may have a low or high potential for the production of quality cacao beans. But this depends on technical interventions such as shade management, removal of old plants, and replanting and nutritional management.[Citation68]

The upper threshold set for the lipids indicator (500 g kg−1) () is approximately 10% higher than the average content of this attribute of PH-16 cacao beans (366.5 g kg−1).[Citation10] Lipids content is one of the attributes that most differentiate the cacao genotypes.[Citation11] It is necessary to check whether the average content of lipids of the PH-16 clone beans is a genetic trait, or is it just an environmental effect. Therefore, some of the observations of cropping sites 10 PVAd () and 3 PVAd () obtained corrected scores of the lipids indicator equal to zero. The CQI was developed for universal application; however, it is necessary to characterize different genotypes in order to obtain a quality map that allows different interpretations and technical applications.

In that characterizes the cropping site with lower performance of the CQI, 3 PVAd, it is possible to verify that the main primary indicators that would interfere with the differences found in relation to the site 10 PVAd () were proteins, total free amino acids, simple carbohydrates, total acidity, cadmium and barium. The FSF sample observations for cropping site 3 PVAd () reached approximately 50% of the weight of this function. In contrast, the cropping site 10 PVAd () reached approximately 100% of the FSF weight. For both cropping sites 3 PVAd and 10 PVAd high levels of potentially toxic elements (PTE).[Citation9] The FSF was specially created to detect unsatisfactory levels of PTE, Cd, Pb, Ba and Cu in cacao beans ( and ). There is growing worldwide concern about the levels of these PTEs in food, so there are some international regulations that define the permissible limits of these elements.[Citation11] The discriminant power of the FSF reveals the importance of the method proposed by the CQI for complete studies on the quality of cacao beans and also the usefulness of this index to monitor and differentiate the cacao produced in different cropping systems. This methodology can be applied and/or adapted in regional studies because the critical limits of the CQI indicators for cacao agroecosystems ( and ) were based on the cropping, technological and environmental reality of the cacao processing.

Conclusion

The typic Dystrophic Red-Yellow Argisol, in the cabruca cropping system with 35 shade trees per hectare, reached the highest CQI score. The lowest score obtained from the CQI corresponded to the site characterized by the abrupt Dystrophic Red-Yellow Argisol, in the cabruca cropping system with 60 shade trees per hectare. All cropping sites obtained CQI values between 0.54 and 0.69 and were therefore classified as a regular index according the range values of 0.39 to 0.69 established as criteria of this classification. The primary indicators that determined the differences between the highest and lowest CQI score, corresponding to the two Dystrophics Red-Yellow Argisols, were proteins, total free amino acids, simple carbohydrates (sucrose, fructose and glucose), total acidity, cadmium and barium.

Acknowledgments

This paper is part of the project “Linking soil quality and cacao quality in Bahia, Brazil”. To run fundamental steps of this research, the corresponding author was supported by the Brazilian National Council for Scientific and Technological Development (CNPq) with a Postdoctoral fellowship.

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