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Original Research

Overexpression of epidermal growth factor receptor as a prognostic factor in colorectal cancer on the basis of the Allred scoring system

, , , , , , , , , & show all
Pages 967-976 | Published online: 24 Jul 2013

Abstract

Background

Overexpression of epidermal growth factor receptor (EGFR) is found in many types of neoplasms. The aim of the study was to evaluate EGFR expression in colorectal cancer (CRC) specimens and to determine whether EGFR expression correlates with clinicopathological data and overall survival.

Patients and methods

Tissue specimens from 181 consecutive CRC patients treated at the Military Institute of Medicine in 2006–2010 were collected and examined for EGFR expression, by immunohistochemistry staining. The staining intensity and percentage of cells with membranous EGFR expression were scored and then grouped according to the parameters of the Allred Scoring system. Cutoff values were subjected to further statistical analysis. Univariate tests and a multivariate Cox proportional hazards model were used in data analysis.

Results

EGFR was overexpressed in 96 of 181 CRC specimens (53%). EGFR expression was not correlated with other clinicopathological variables. On univariate analysis, overexpression of EGFR, determined by PS (percentage score) (>3) and total score (sum of PS and intensity score) (>4), was associated with poor overall survival. On multivariate analysis, EGFR overexpression (PS > 3) was an independent adverse prognostic factor (hazard ratio [HR] 1.62; 95% confidence interval [CI]: 1.03–2.53). Elevated carcinoembryonic antigen (CEA) serum concentration before treatment, performance status (Word Health Organization [WHO]-2), and tumor localized in colon and liver metastases were also independent unfavorable prognostic factors.

Conclusion

EGFR overexpression (PS > 3) in a CRC patient population was an independent adverse prognostic factor. Implementation of the Allred Scoring system criteria into clinical practice might facilitate treatment decisions in CRC patients.

Introduction

Colorectal malignancies remain a leading cause of cancer deaths worldwide in men and women.Citation1 Although the overall survival (OS) of patients with colorectal cancer (CRC) has improved over recent decades, prognostic and predictive CRC biomarkers are still under investigation. Prognostic factors in CRC involve the degree of penetration of the tumor through the intestinal tissues, the nodal involvement status, the presence of distant metastases, bowel obstruction or bowel perforation, and elevated pretreatment carcinoembryonic antigen (CEA) levels. Although epidermal growth factor receptor (EGFR) expression status has proved to be a predictive factor for the administration of anti-EGFR therapies, the data on the prognostic role of EGFR expression in CRC patients are contradictory.Citation2,Citation3

EGFR is a 170-kDa transmembrane tyrosine kinase receptor that belongs to the ErbB family of cell membrane receptors.Citation4 All these receptors contain an extracellular ligand-binding region, a single membrane-spanning region, and a cytoplasmic tyrosine kinase–containing domain.Citation5 Ligand binding induces dimerization of the receptor with the formation of homodimers and heterodimers, which leads to the activation of tyrosine kinase. The intracellular tyrosine kinase residues then become autophosphorylated, inducing the activation of multiple signal transduction pathways. Two main intracellular pathways activated by EGFR are the mitogen-activated protein kinase (MAPK) pathway and the phosphatidylinositol 3-kinase (PI3K)-protein kinase B (AKT) pathway. These pathways lead to the activation of various transcription factors that then impact cellular responses, such as proliferation, migration, differentiation, and apoptosis.Citation6 Transcriptional upregulation, decreased degradation, or gene amplification are recognized to be responsible for EGFR expression.Citation7,Citation8

There are data suggesting that EGFR is a strong prognostic factor, as it correlates with increased metastasis, reduced survival, and poor general outcome.Citation4,Citation9 EGFR expression is strongly associated with poor prognosis in head and neck, ovarian, cervical, bladder, and esophageal cancer.Citation10Citation14 It has been shown that EGF and EGFR levels are higher in the malignant zones of CRC specimens than in the surrounding mucosa.Citation15 Tumor samples from clinical stage II (T3N0M0) CRC patients has shown EGFR overexpression in neoplastic zones infiltrating the lamina muscularis to the periintestinal adipose tissue, which are considered to be of the most aggressive growth tumor fragments.Citation2,Citation16 Evaluation of EGFR expression status is essential in the context of the administration of anti-EGFR therapies, including monoclonal antibodies (mAbs) and small molecule tyrosine kinase inhibitors. There is a need for the appropriate evaluation of EGFR expression, as EGFR status is a key predictive factor for choosing anti-EGFR therapies (eg, cetuximab, panitumumab) in EGFR-positive CRC patients. However, retrospective analyses and Phase II studies have shown that the mAb cetuximab is effective in EGFR-negative CRC patients.Citation17Citation19

In this study, we assessed the prognostic role of EGFR expression status, and its correlation with other clinicopathological features and OS, on the basis of the Allred scoring system, in patients with CRC.Citation20

Patients and methods

The research project was approved by the Ethics Committee of the Military Institute of Medicine, Warsaw, Poland. Prior to a subject′s enrollment in the study, the written informed consent form was obtained of all participants.

Patient characteristics

A total of 181 consecutive patients with CRC and who were treated at the Oncology Department of the Military Institute of the Heath Services, Warsaw between 2006 and 2010 were selected for the study. The inclusion criteria were as follows: histopathological diagnosis of CRC, availability of adequate primary tumor histopathological material, and no prior effect of chemotherapy or radiotherapy on histopathological material. OS was defined as the time interval from the time of diagnosis of metastatic disease to the last contact or time of death. Median follow-up time was 49.43 months. Follow-up was defined as the time interval from the time of the patient’s inclusion into the study until the last contact, time of death, or cessation of the study. Patients were followed up during chemotherapy hospitalizations and every 3 months unless the treatment was administered. Patients were censored at the date of the end of follow-up. Clinicopathological data of the 181 CRC patients are reported in . The median patient age was 65 years (95% confidence interval [CI], range: 45–78). The majority of primary tumors was located in the sigmoid colon (n = 70, 38.7%) or colon (n = 67, 37.0%). The group of patients consisted of 95 (52.5%) women and 86 (47.5%) men. Histological differentiation was poor or unknown in 167 (92.3%) patients. The sites of metastases involved the liver (n = 116, 64.1%), lungs (n = 36, 19.9%), and other organs (n = 119, 65.7%). Pretreatment CEA levels were elevated above normal range in 80 (44.2%) patients. Most of the patients presented with good performance status (World Health Organization [WHO] 0, n = 97 [53.6%]; WHO 1, n = 74 [40.9%]).Citation21 According to Karnofsky performance status, approximately half of patients (n=95, 52,5%) presented with normal performance status and 75 (41,4%), 10 (5,5%), 1 (0,6%) of patients were assigned with 90%, 80%, 70% Karnofsky score, respectively. Fifty-one patients (28.2%) received adjuvant chemotherapy, which mainly consisted of a 5-fluorouracil/leucovorin regimen.

Table 1 Patient characteristics (n = 181)

Histology

Primary tumor tissue specimens of CRC prepared for routine pathological analysis were examined in the study. Samples of surgically removed neoplastic tissues were fixed in 10% buffered formalin for 24 hours and subsequently converted into paraffin blocks, as per routine procedure. Serial 5 μm-thick sections of a paraffin block, corresponding to one representative area of the tumor, were then stained with hematoxylin/eosin. Subsequently, tissue samples from at least three serial sections were macrodissected to ensure that specimens contained at least 80% tumor cells. The slides were reviewed by two independent pathologists, to confirm the diagnosis and evaluate EGFR status. The pathologists were blinded to each other and to the clinicopathological data. In cases of discrepancy between the investigators, the definitive diagnosis was achieved by consensus.

Immunohistochemical analysis

The paraffin-embedded tissues fixed in 10% (v/v) neutral buffered formalin were cut at 5 μm thickness. Immunostaining of sections was performed using the EGFR pharmDx™ kit (Dako, Glostrup, Denmark), which includes EGFR pharmDx monoclonal mouse antibody (clone 2-18C9), proteinase K, peroxidase block, mouse immunoglobulin (Ig) G1 negative control reagent, labeled polymer human serum protein (HRP), 3,3′-diaminobenzine (DAB) + substrate buffer, liquid DAB + chromogen, DakoCytomation wash solution 10x, and EGFR pharmDx control slides. The immunohistochemical technique was performed according to the instructions supplied by the manufacturer. The controls used for the validation of EGFR assay were included in the EGFR pharmDx kit: negative control reagent, a positive control (human cell line HT29, representing moderate [2+] EGFR expression), and a negative control (human cell line CAMA-1, representing the absence of EGFR expression) cell preparation.

Evaluation of EGFR expression status

EGFR expression was defined as membranous and/or cytoplasmic immunohistological brown staining of tumor cells with various intensity. Positivity for EGFR expression was taken as any membrane staining above background level, whether this was complete or incomplete circumferential staining. The primary tumor was considered positive when 0≥ 1% of the neoplastic cells had membranous staining. Specific membrane immunostaining in less than 1% of tumor cells was defined as EGFR-negative. The Allred scoring system for assessing the expression of steroid hormone receptors in breast cancer served as a pattern for our assessment of EGFR expression. An immunohistochemical interpretation was performed on the histopathological material, from which we obtained a proportion score (PS) and an intensity score (IS). The PS score was the percentage ratio of positive EGFR-stained tumor cells to the total number of cells, classified as: PS0 (0%), PS1 (>0%–1%), PS2 (≥1%–10%), PS3 (>10%–33%), PS4 (>33%–66%), and PS5 (>66%–100%). The IS score measured staining intensity by visual assessment and was scored as: 0 (negative), 1+ (weak), 2+ (moderate), or 3+ (strong). The total score (TS) was calculated as the sum of the PS and IS and ranged from 0 to 8. PS ≤ 3 and TS ≤ 4 were defined as low EGFR expression, whereas PS > 3 and TS > 4 were defined as high EGFR expression. The intensity of EGFR staining was considered to be low for IS ≤ 1 and high for IS > 1.

Statistical analysis

The Chi-square test was used to investigate the association between variables in the two treatment groups with respect to baseline characteristics. Median and life tables were computed using the product limit estimate by the Kaplan–Meier method, and the logrank test was employed to assess the statistical significance, P-values less than 0.05 were considered to indicate statistical significance. Kaplan–Meier curves served to compare the following groups of patients: PS ≤ 3 and PS > 3, IS ≤ 1 and IS > 1, TS ≤ 4 and TS > 4. Univariate and multivariate proportional hazard models (Cox) were fitted to the data to determine the importance of recognized explanatory variables. Factors that were significant in univariate analysis and factors that showed a trend towards significance were included in the multivariate model evaluating the factors potentially influencing OS (ie, sites of metastases, primary tumor localization, pretreatment CEA level, PS score, and performance status). A Cox proportional hazard regression using the forward stepwise method was performed in the multivariate analyses of OS. Statistical calculations were performed using the STATISTICA 7.0 for Windows software (StatSoft Inc, Tulsa, OK, USA).

Results

EGFR expression analysis

EGFR expression was confirmed in 96 (53%) of 181 colorectal neoplasms. The PS, IS, TS assessed according to a modified Allred scoring system, adjusted for assessment of membranous EGFR expression, are shown in . The majority of EGFR-positive tumor specimens were scored as PS2 (40 [22,1%]) and IS2 (58 [32%]). A predominant value of TS4 was found in 29 (16%) of EGFR-positive patients.

Table 2 Epidermal growth factor receptor expression in colorectal cancer patients (n = 181)

There was no correlation between EGFR expression and other clinicopathological data ().

Table 3 Clinicopathological features in metastatic colorectal cancer patients according to EGFR expression

EGFR as a prognostic factor in univariate analysis

Univariate analysis of association between clinicopathological variables and OS revealed age, the primary tumor site, WHO and Karnofsky performance status scores, metastatic sites, the pretreatment CEA level, PS, and TS to be statistically significant. The full characteristics are shown in and . The median OS was better in the 144 (79,6%) patients who scored PS ≤ 3 compared with the 37 (20,4%) patients who scored PS > 3 (40.4 months versus 26.4 months, respectively) (P = 0.0075) (). The IS parameter had no prognostic value (P = 0.8227) (). The 130 (71,8%) patients who scored TS ≤ 4 showed better median OS compared with the 51 (28,2%) patients who scored TS < 4 (39.7 months versus 27.2 months, respectively) (P = 0.0335) (). The EGFR expression status, as determined by a cutoff at PS > 3, was independently correlated with poor prognosis.

Figure 1 Overall survival (Kaplan–Meier) for colorectal cancer patients, stratified by expression of epidermal growth factor receptor, according to the estimated proportion of positive tumor cells on the entire slide in the Allred scoring system.

Note: P-value was calculated using the logrank test.
Abbreviation: PS, proportion score.
Figure 1 Overall survival (Kaplan–Meier) for colorectal cancer patients, stratified by expression of epidermal growth factor receptor, according to the estimated proportion of positive tumor cells on the entire slide in the Allred scoring system.

Figure 2 Overall survival (Kaplan–Meier) for colorectal cancer patients, stratified by expression of epidermal growth factor receptor, according to the estimated average staining intensity of positive tumor cells in the Allred scoring system.

Note: P-value was calculated using the logrank test.
Abbreviation: IS, intensity score.
Figure 2 Overall survival (Kaplan–Meier) for colorectal cancer patients, stratified by expression of epidermal growth factor receptor, according to the estimated average staining intensity of positive tumor cells in the Allred scoring system.

Figure 3 Overall survival (Kaplan–Meier) for colorectal cancer patients, stratified by expression of epidermal growth factor receptor, according to the total score in the Allred scoring system.

Note: P-value was calculated using the logrank test.
Abbreviation: TS, total score.
Figure 3 Overall survival (Kaplan–Meier) for colorectal cancer patients, stratified by expression of epidermal growth factor receptor, according to the total score in the Allred scoring system.

Table 4 Univariate analysis of overall survival (logrank test)

Table 5 Univariate and multivariate analysis of overall survival

EGFR as a prognostic factor in multivariate analysis

Multivariate analysis of the clinicopathological data found metastatic sites, primary tumor site, WHO performance status, pretreatment CEA level and PS to be statistically significant (). High EGFR expression determined by PS > 3 was independently correlated with poor OS (HR 1.62; 95% CI: 1.03–2.53, P = 0.0359).

Discussion

According to the literature, the prognostic role of EGFR expression status in human neoplasms remain controversial.Citation2,Citation3 We therefore performed a prospective study to evaluate EGFR expression as a prognostic factor and to assess the correlation between EGFR expression status and other clinicopathological data.

Our study revealed EGFR-positivity in 96 (53%) tumor specimens. These results are consistent with the results of the studies reporting EGFR expression ranging from 25% to 82%.Citation3,Citation22Citation26 The wide range of EGFR expression in CRC may be related to the methodology used to detect EGFR expression.Citation5

Although parameters such as PS, IS, and TS were used for evaluating EGFR expression status in recent studies, the detailed criteria we used to define cutoffs of individual parameters were different from those used by others.Citation2,Citation4 Spano et alCitation2 used only the TS parameter for statistical analysis, which failed to demonstrate EGFR status as an independent prognostic variable. Further, in that study, the PS and IS parameters were not analyzed separately, and the TS parameter was achieved by multiplying the PS and IS, whereas, in our study, the TS was obtained by adding the Allred scored PS and IS parameters. Our study included more detailed data related to the EGFR status, and this could explain the correlation of EGFR status and poor survival we found. The available data in the literature concerning cutoffs for positive staining for EGFR expression is lacking or incoherent.Citation27Citation30 A cutoff value of 1% of the stained cells served to determine positive or negative EGFR status, as in other studies.Citation2,Citation31

We found high EGFR expression to be an independent factor of poor prognosis in CRC. However, only the PS parameter (PS > 3) proved to be an independent prognostic biomarker, both in univariate and multivariate analysis. We failed to prove IS as prognostic factor in univariate and multivariate analysis. This is inconsistent with other studies, which demonstrate IS to be prognostic.Citation3,Citation4 Rego et alCitation4 found that increased EGFR IS was associated with significantly shorter OS in univariate analysis. Patients with tumors that showed strong staining (IS3) had reduced OS of borderline statistical significance (P = 0.047).Citation4 However, the study of Rego et al had greater power, and this could explain a weak association of IS with OS observed in their study (HR = 1.2).Citation4 There are a few hypotheses to explain the lack of correlation between IS parameter and OS. Our patients consisted of small group of patients scored IS3 (n=9, 5%), which may have had a significant impact on the statistical analysis. A wide range in incidence (17% to 55%) of patients scoring IS3 is described in the literature.Citation2,Citation10 Moreover, IS is scored by the number of EGFR receptors located on the cell membrane. The number of cell enzymes responsible for the specific signal transduction pathway is limited. There is a set point of enzyme saturation, above which the membrane EGFR receptor number does not influence the cellular response to EGFR stimulation. Furthermore, discrepancies in the technological methods should not be excluded, for eg, inappropriately titrated mAbs or different mAb affinity affects intensity staining. The subjective opinion of the pathologist assessing the IS should also be considered. There are also data suggesting a poor prognosis in patients with an increased sarcomatoid component, which is generally associated with more aggressive tumor growth in renal carcinomas with the mixed histopathology of clear cell and sarcomatoid component.Citation32 Therefore, the percentage of EGFR-positive tumor cells may be supposed to have been the malignant tumor component associated with more invasive tumor regions and may have influenced OS regardless of the IS. Nevertheless, PS > 3, defined as greater than 33% of stained cells in the tumor, proved to be an independent prognostic factor in our study. These results were consistent with the results of Mayer et alCitation33 who found a cutoff of more than 50% of EGFR-positive tumor cells to be a negative prognostic factor in CRC patients (P < 0.01).Citation33 Goldstein and ArminCitation3 found an increasing incidence of IS2 and IS3 – or IS3 only – reactivity in the deep tumor region to have the strongest correlation with poor survival (P = 0.0252). The cutoff value for PS was undetermined in their study, though.Citation3 TS proved to be prognostic in the univariate analysis, and this was probably influenced by PS, which was found to be an independent prognostic factor in both uni- and multivariate analysis.

We found no correlation between EGFR expression and other clinicopathological data, which is partly consistent with other studies. The results of our study are consistent with the majority of published studies, which show no association between EGFR expression and the site of the primary tumor.Citation2,Citation3,Citation32 Our study found no correlation between EGFR expression and tumor differentiation grade, patient gender, or patient age. This is consistent with other studies.Citation2,Citation3,Citation22,Citation35Citation38 However, there are studies showing an association between EGFR expression and tumor differentiation grade.Citation24,Citation35,Citation39 A possible explanation may be that we classified tumors of unknown histologic differentiation together with poorly differentiated tumors. We found no relationship between tumor extension and EGFR expression. However, there are studies that report such correlations.Citation2,Citation3 Spano et alCitation2 found a correlation between TNM tumor stage T3 and high EGFR expression (P = 0.006). Goldstein and ArminCitation3 found higher EGFR expression in the deepest regions of the tumors. However, the study group consisted of patients with TNM staging T3N1–2M1. This could be because we categorized tumors staged Tx together with tumors staged T2, and they were therefore assessed as being less invasive. Nodal status was not correlated with EGFR expression in our study. The data concerning nodal status and EGFR expression are controversial. There are studies proving such correlation,Citation3,Citation38 whereas others do not.Citation2,Citation4,Citation24 In our study, the unknown nodal status of Nx was considered as a positive nodal status, which may have had an impact on the results. Moreover, the correlation of sites of metastases and the number of organs involved with EGFR expression showed no statistical significance in our study. No association between pretreatment CEA level and EGFR expression was also revealed, which is generally consistent with the results of Spano et al.Citation2

Defective methodology (for eg, in the immunohistochemical staining, specimen fixation, and storage or in the interval between specimen fixation and immunohistochemical examination) might explain the incompatibility between the EGFR expression status and the immunohistochemical staining.Citation18,Citation40,Citation41 Our experience with HER2 expression in breast cancer, has shown that immunohistochemistry is highly dependent on the antibody clone that is used, the selection of scoring methods, and the selection of cutoff values.Citation5 Differences in EGFR expression between metastatic tumor and primary tumor specimens should also be considered. At least one analysis has shown EGFR expression in metastatic tumors with no EGFR expression in the primary tumor.Citation18 Another study showed no evidence of EGFR expression in metastatic tumors despite EGFR expression-positive primary tumors.Citation42 The site of tumor sampling influences the results of EGFR staining, as intense EGFR expression is related to the most invasive and deeply located tumor tissues.Citation3 All these factors contribute to a wide range of EGFR expression, ranging from 25% to 82% of tumor specimens.Citation3,Citation22Citation26

Conclusion

In the light of our results, further investigations into standardizing EGFR detection techniques are recommended. This is because EGFR expression is correlated with more aggressive neoplastic disease and could be used as an indication for the introduction of anticancer therapies in the early stages of CRC or as adjuvant chemotherapy. Therefore, the implementation of the Allred scoring system into the assessment of EGFR expression status seems to be an interesting option.

Acknowledgments

This work was supported by a grant from the Military Institute of the Health Services, Warsaw, Poland, Grant No: WIM-50/2008 and WIM-45/2009. These foundations had no role in study design, data collection, analysis or writing of the paper and decision to submit the paper for publication.

Disclosure

The authors report no conflict of interest in this study.

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