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Aquaculture

Occupational Safety and Health in U.S. Aquaculture: A Review

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ABSTRACT

Objectives: Aquaculture encompasses a variety of species in both freshwater and marine settings and can combine elements of agriculture and fishing, two recognized hazardous occupations. Efforts are underway to expand the aquaculture sector in the United States (U.S.), and should be informed by occupational safety and health (OSH) research. The objectives of this review paper are to: i) describe the U.S. aquaculture sector, ii) summarize statistics, peer-reviewed studies, and reports focused on U.S. aquaculture OSH, and iii) describe the policy landscape specific to U.S. aquaculture OSH.

Methods: Literature searches employed databases and Internet search engines to identify relevant peer-reviewed articles, reports, and other resources. Due to the expected U.S. expansion of marine aquaculture and paucity of peer-reviewed U.S.-based OSH literature in this sector, additional searches for international research on marine aquaculture were conducted.

Results: The U.S. Bureau of Labor Statistics estimated high rates of illness and injury among U.S. aquaculture workers in 2014 and 2015. Peer-reviewed literature on aquaculture OSH identified numerous physical, chemical, and biological OSH risks depending on production methods and settings. Significant policy gaps exist regarding U.S. aquaculture OSH surveillance, reporting, and regulation.

Conclusion: This review identifies a critical need for research, surveillance, and best practices information, specific to the major types of aquaculture in the U.S., to augment and inform worker safety and health efforts in this expanding sector.

Introduction

Around the world, individuals work daily to provide food for billions of people. Jobs in the food production sector tend to be physically demanding, frequently resulting in higher injury and illness rates compared to other occupations.Citation1 Additional research on occupational safety and health (OSH) is needed to increase understanding of job hazards, rates of injury and illness, differences between subpopulations, and develop and evaluate various types of interventions that can prevent or reduce the severity of workplace injuries and illnesses. In this article, we focus on aquaculture workers in the United States (U.S.). Aquaculture refers to the breeding, rearing, and harvesting of animals or plants in an aquatic setting.

Food from aquatic sources is increasingly farmed instead of wild-caught. Globally, 53% of the seafood consumed by people is produced by aquaculture (excluding aquatic plants).Citation2 Global aquaculture production totalled 80 million metric tons of aquatic animals and 30.1 million metric tons of aquatic plants in 2016.Citation2

In addition to farming finfish, crustaceans, mollusks, seaweeds and other aquatic organisms for human consumption, aquaculture also includes hatchery production of fish and shellfish for conservation, stock enhancement, recreational angling and bait, ornamental fish, and algae (e.g., kelp) for a variety of uses including cosmetics, fertilizer, fuel, and animal feed.Citation3,Citation4 For this review, we focus on the farming of aquatic animals and plants for food, as well as hatcheries producing fish for recreation, conservation, and stock enhancement.

Aquaculture occurs both indoors in tanks of various sizes and outdoors in ponds, cages, raceways, or long-lines using flowing or static freshwater, brackish water, or saltwater (). The majority of farmed seafood is produced in Asian countries; the U.S. currently contributes less than 1% of global aquaculture.Citation5 The current U.S. National Strategic Plan for Federal Aquaculture Research describes nine goals to support the growth of aquaculture through research and adoption of new technology, including the creation of a skilled workforce.Citation6 The U.S. National Oceanic and Atmospheric Administration (NOAA) has a specific goal to grow marine aquaculture (coastal and offshore) 50% by 2020,Citation7 and NOAA as well as other government agencies, including the U.S. Department of Agriculture (USDA), are investing in growing the U.S. aquaculture sector.Citation8 Supporting and growing freshwater aquaculture is a priority for the USDA.

Figure 1. Examples of U.S. aquaculture operations. Clockwise from top left: coastal oyster farm (Credit: NOAA), freshwater catfish pond (Credit: David Love, Johns Hopkins University), coastal salmon net-pen (Credit: NOAA), and indoor fish hatchery (Credit: U.S. Fish and wildlife service).

Figure 1. Examples of U.S. aquaculture operations. Clockwise from top left: coastal oyster farm (Credit: NOAA), freshwater catfish pond (Credit: David Love, Johns Hopkins University), coastal salmon net-pen (Credit: NOAA), and indoor fish hatchery (Credit: U.S. Fish and wildlife service).

Considering the size of the industry globally, limited research has been conducted on aquaculture workers’ safety and health.Citation5 Thus, the objectives of this review paper are to: i) describe the size, employment estimates, major species produced, and geographic spread of the U.S. aquaculture sector, ii) review statistics, peer-reviewed studies, and reports focused on OSH in U.S. aquaculture, and iii) summarize the policy landscape specific to OSH in U.S. aquaculture.

Methods

Information was extracted from websites of government agencies and non-governmental organizations relevant to OSH in agriculture and aquaculture. Literature searches were conducted between January 15 and February 4, 2019. Searches employed Google Scholar and PubMed. Google Scholar search terms included: “fish hatchery” “occupational safety” “occupational health” “risk factors” “hazards” and “fish farms.” PubMed search terms included: “Aquaculture [MeSH]” “Occupational Health [MeSH]” “Exposure[tiab]” “Worker[tiab]” Pond[tiab]” “exposure[tiab]” “shellfish[tiab]” “raceway[tiab]” “risk*[tiab]” “injur*[tiab] and “safety management[MeSH].” Due to limited search results on this topic, all peer-reviewed scholarly references for U.S.-based aquaculture were included, regardless of publication date. For the first search, articles about international aquaculture practices, food safety, and non-occupational safety and health-related aquaculture practices were excluded.

Due to a lack of U.S.-based research on occupational safety and health in marine production settings, two additional searches were conducted on February 12, 2019 for the terms “Marine Aquaculture Occupational Health Safety” on Google Scholar, and on February 13, 2019 for the terms “aquaculture[MeSH] AND marine[tiab] AND occupational safety[text]” on PubMed. Searches yielded results from international aquaculture OSH studies. For this search, results were included if they were published in 2015 or later. Resources were also included from the authors’ personal files.

Results

U.S. aquaculture sector

The U.S. had slightly more than 3,000 aquaculture operations reporting $1.37 billion in sales in 2013.Citation9 shows the number of farms and value of aquaculture production by state.Citation9 The U.S. Bureau of Labor Statistics (BLS) estimated that in 2017, 6,600 people were employed at 852 private U.S. aquaculture operations.Citation10 The Census of Aquaculture, conducted by the USDA collected employment information in 2005 (but not in 2013) and estimated that aquaculture directly employed 10,519 people in 2005, with an additional 3,263 volunteer workers who were likely family members of the farm owner.Citation11 The discrepancy between the BLS and USDA estimates is likely due to data collection methods, inclusion criteria, and other factors.

Figure 2. The (a) number of aquaculture farms and (b) value of aquaculture production by state.

Source: USDA census of aquaculture, 2013.

Figure 2. The (a) number of aquaculture farms and (b) value of aquaculture production by state.Source: USDA census of aquaculture, 2013.

Major-farmed species in the U.S. include food fish (e.g., catfish, trout, salmon), molluscan shellfish (e.g., oysters, clams, mussels), crustaceans (e.g., crawfish), sportfish for recreational fishing, baitfish (e.g., minnows), and ornamental fish.Citation12 In 2013, top species produced were catfish (predominantly channel catfish (Ictalurus punctatus)), rainbow trout (Oncorhynchus mykiss), and freshwater crawfish (Procambarus clarkii and other spp.). Marine aquaculture is primarily focused on Atlantic salmon (Salmo salar) and mollusc culture.

Over 1.5 billion salmon smolts are produced annually in hatcheries for ocean ranching, making it a major component of the commercial Pacific salmon fishery.Citation13 Approximately 40% of the Pacific salmon caught in Alaska and up to 90% in Washington, Oregon, and California originate from hatchery releases.Citation14 Additionally, aquaculture production supporting recreational fishing is mostly carried out by state and federal government agencies. In total, government-run hatcheries produced nearly 29,000 tons of fish for recreational purposes in 2013, over half of which was rainbow trout.Citation12

Demographic and socioeconomic factors relevant to the U.S. agricultural workforce, and potentially pertinent to aquaculture, have implications for OSH. In 2016, the mean hourly wage in U.S. animal agriculture (including aquaculture) was $12.90 per hour versus $25.78 for all occupations.Citation15 The 2015–2016 National Agricultural Workers Survey (NAWS) found that 75% of farmworkers employed by crop-producing operations in the U.S. were foreign-born.Citation16 In addition, NAWS reports that approximately a third of crop farmworkers were living below the poverty line and 53% did not have health insurance.Citation16 Finally, an estimated 42,000 workers 16 to 19 years-old were employed in U.S. animal production in 2016.Citation17 It is unknown if, or how the U.S. aquaculture workforce differs from the overall agricultural workforce.

Current knowledge of U.S. aquaculture OSH

U.S. aquaculture workers experienced 8.1 and 13.6 nonfatal injuries and illnesses (combined) per 100 fulltime workers in 2014 and 2015, respectively.Citation18 The 2015 combined injury and illness rate was the highest of any industry that year.Citation19 Comparable rates in 2015 were 3.0 for all private industry workers, 5.7 for the agriculture, forestry, fishing, and hunting sector (including aquaculture), 3.8 for manufacturing, and 11.3 for local police officers.Citation19,Citation20 The 2017 rate of injury and illness in aquaculture was 3.9 per 100 fulltime workers,Citation21 possibly signaling underreporting or estimate instability due to worker population size. BLS data includes 10 total fatalities among aquaculture workers in 2011, 2012, 2014, 2015, and 2017.Citation22

Hatcheries and indoor aquaculture

Finfish and shellfish hatcheries contain chemical, biological, and physical hazards.Citation23 Chemical hazards in hatcheries can originate from veterinary pharmaceuticals, disinfectants, sterilizers, and other sources. According to Myers (2010), hatchery investigations by the U.S. Occupational Safety and Health Administration (OSHA) identified exposure to formalin, methanol, hypochlorite, oxygen-acetylene systems, fuels, and solvents.Citation23

Some occupational exposures in aquaculture are not yet characterized in detail beyond case studies. Lee and Radtke (1998) and Wooster et al. (2005) suggested that formalin exposure poses minimal risks to aquaculture workers, but more recently Voorhees and Barnes (2016) reported hazardous levels of formalin exposure during simulated egg treatments.Citation24Citation26 Acute exposure to the fish anesthetic MS-222 was implicated in a 1997 report of temporary blindness in a Utah salmon hatchery worker.Citation27 Furthermore, Page (2000) described an apparent cluster of acoustic neuroma cases (i.e., noncancerous growth on the nerve connecting the inner ear to the brain) found among four former hatchery workers the 1990s. No cause was formally identified, and Page suggested that some commonly used hatchery chemical could be associated with this illness cluster.Citation28

Many aquaculture farms use ozone or ultraviolet lights to decrease microbial loads in the water supply.Citation23,Citation29,Citation30 Ultraviolet (UV) radiation exposure can damage the skin and eyes,Citation31 and ozone gas can cause lung tissue damage, and fatalities at high exposures. UV exposure limits are regulated by OSHA.Citation32 Modern UV water treatment used in aquaculture utilizes enclosed UV light systems, reducing occupational risks. In addition to ozone for water sterilization, oxygen is also routinely used during aquaculture production and transportation of aquaculture products. Oxygen increases the risks of fire and explosions,Citation33 and liquid oxygen, in particular, can cause cryogenic burns and tissue damage.Citation34 Prolonged exposure to oxygen exceeding atmospheric levels can produce respiratory issues, sinus and eye irritation, and a variety of neurological effects.Citation35 Lastly, workers can also be exposed to hazardous concentrations of radon, a carcinogenic gas occurring naturally in groundwater used for aquaculture production.Citation36

Barnes et al. (2015) and Voorhees and Barnes (2017) recorded occupational noise levels attributable to flowing water in two trout and salmon hatcheries in South Dakota.Citation37,Citation38 While no values exceeded regulatory limits, the noise levels they found have been linked to a number of negative physiological effects.Citation39Citation43

Electrical hazards are prevalent in fish hatcheries and aquaculture facilities in the U.S. due to a combination of electrical equipment and wet working environments.Citation23,Citation30,Citation44 Myers (2010) also describes confined work spaces on trout farms, hazardous equipment like unguarded table saws (trout), and hatchery paddle wheels which can scrape, cut, and entrap workers by the hair (catfish). Confined work hazards have been documented in some finfish hatchery operations. Ogunsanya et al. (2011) documented sediment tanks at trout hatcheries, and Myers (2010) described the risks from the release of toxic gases from the products of decomposition. Some hatcheries have lift stations and wet wells to handle domestic sewage, which have led to worker injury or death in other non-aquaculture situations.Citation45 A 2004 case study in Pediatrics detailed a perilous event in which a 16-year-old summer worker and his supervisor were overcome by hydrogen sulphide (H2S) gas while cleaning out a halibut tankCitation;46 the supervisor died and the juvenile required extensive medical care and survived.

Fish health monitoring and inspection requires the use of laboratory tools, such as scalpels and forceps, creating additional worker safety issues.Citation47 At government hatcheries producing fish for conservation or recreational stocking, fish tagging and marking often involves surgical implantations of tags or injection of various-sized tags, each of which carry worker hazards. In addition, workers at a Kentucky indoor tilapia facility contracted a species of vibrio from infected fish in 1991.Citation44

An analysis of workers’ compensation claims in Washington found that shellfish hatchery workers experienced 11.4 injuries per 100 full-time employees from 2006 to 2014.Citation36 The most commonly reported injuries were work-related musculoskeletal disorders, specifically sprains, strains, and tears of the lumbar region or shoulder. Hand tools were also cited as causing injury, with lacerations of the hands or fingers most frequently reported.Citation36

Freshwater aquaculture

Most occupational health research in U.S. aquaculture has focused on freshwater aquaculture sites. Durborow and Myers described the occupational hazards posed by large equipment on freshwater farms, particularly on catfish farming.Citation48Citation51 Tractors are used to renovate ponds, move and operate implements (particularly pond aerators), and perform mowing and general farm activities.Citation44,Citation48,Citation52 Because of the steep, wet, and slippery slopes associated with catfish farms, crushing and drowning has resulted from rollovers of tractors not equipped with a roll-over protection structure (ROPS).Citation52,Citation53 Myers (2009) found that the percentage of ROPS-equipped tractors varied dramatically by geographic region, at over 90% in the southern U.S. compared to only 37.4% in the north-eastern U.S. states.Citation54 A roll-over fatality has also been reported at a trout farm.Citation33,Citation55 Widespread education programs on tractor rollovers and ROPS protection in the catfish industryCitation56 and the voluntary addition of ROPS on nearly all farm tractors manufactured in the U.S. since 1986,Citation52 has led to dramatic improvements in tractor roll-over protection in the southern U.S..

Other potentially hazardous equipments used on freshwater farms include hydraulic fish pumps,Citation23,Citation49 fish transport vehicles, cranes,Citation23,Citation30,Citation55 all-terrain vehicles,Citation23,Citation49 fork lifts, backhoes, skid steers, mowers, and other motorized equipment which are used to haul fish or other loads around the farm.Citation23 Tractor power take-offs (PTO), rotating shafts transferring power from the tractor to an external implement such as a pond aerator, create a serious hazard in aquaculture, resulting in at least one fatality.Citation30,Citation33,Citation49,Citation50 Pressure (or power) washers, used to clean aquaculture rearing units and other equipment, can also cause injury.Citation23

Trips, slips, and falls are a common hazard at fish hatcheries and farms in the U.S. Wet walking surfaces, including raceway walls, catwalks, docks, pond dikes, and pond liners, coupled with frequently narrow access points,Citation53 create a high degree of risk.Citation23,Citation33,Citation36,Citation49 Ogunsanya et al. (2011) described a number of injuries due to slips at aquaculture facilities, such as abrasions, lacerations, bruises, and broken bones. Falls from height can occur into the deep sumps used for plumbing and drains.Citation57 Falls from height can also occur when ladders are used to access feed bins, aeration towers, or sumps.Citation33,Citation49 More generic physical hazards include the use of knives, saws, power tools, welding equipment, acetylene torches, and general shop tools.Citation23,Citation36

Lifting-related musculoskeletal injuries at aquaculture facilities represent a significant aquaculture worker safety concern.Citation23,Citation49 The repetitive lifting of feed buckets, feed bags, and nets containing fishCitation33,Citation36,Citation53 can precipitate overuse injuries, such as tenosynovitis. Beyond fish and fish gear, workers must also lift chemical containers, generators, oxygen bottles, screens, mechanical equipment, and building materials.Citation49 Primarily because of the repetitive lifting of traps, crayfish farmers in Louisiana self-reported a 90% incident rate of musculoskeletal injury, primarily in their shoulders and upper back.Citation58 Torn knee cartilage, back injuries, and a torn bicep resulting from lifting by trout farmers were described by Ogunsanya et al. (2011). Similar to lifting injuries, pinching or crushing injuries are also a frequent possibility for aquaculture workers.Citation23 Actions such as installing or removing screens or dam boards and the use of hand tools can cause pinching injuries. Tanks used to move fish have had premature lid closures, resulting in smashed and severed fingers.Citation33,Citation49

Overhead power lines can be contacted by cranes, augers, and other aquaculture equipment.Citation33,Citation44,Citation49 The use of electrically powered automatic feeders, aerators, and other equipment in close proximity to water presents hazards, as well as extension cords.Citation23,Citation33,Citation49

Aquaculture work at ponds and raceways in the U.S. involves the use of various hazardous chemicals.Citation30,Citation33,Citation59 Workers at freshwater operations can be exposed to chemical disinfectants, chemical sterilizers, anesthetics, water-testing chemicals, pesticides, herbicides, and chemicals which alter water chemistry.

Fish vaccines are typically delivered by injection,Citation60 and accidental needle sticks to the worker injecting the fish can occur,Citation44,Citation49,Citation53 resulting in tissue damage, rash, and potential anaphylactic shock.Citation33 In addition to vaccinations, a variety of veterinary drugs and other chemicals are used to prevent and treat diseases; lists substances approved for disease control in U.S. aquaculture, purpose of use, and potential human health hazards. In addition, chemical use in U.S. aquaculture extends beyond disease treatments.Citation30,Citation33,Citation44,Citation49 lists selected aquaculture chemicals used in the U.S., along with potential worker hazards.

Table 1. Drugs approved by the U.S. food and drug administration for use in aquaculture.

Table 2. Chemicals used in U.S. aquaculture.

Human pathogens are present in aquaculture water, and aquatic organisms can harbor zoonotic organisms ().Citation36,Citation44,Citation61Citation64 Some infections have colloquial names, like “Crayfish handler’s disease,” which is caused by a species of Vibrio or “fish handler’s disease,” caused by Mycobacterium marinum.Citation44 Worker contact with the water used in aquaculture operations has also led to dermatitisCitation23,Citation36 and warts.Citation53 Allergic reactions from mold, dust, and fish meal have also been reported.Citation23,Citation33,Citation53 Fish themselves can be an occupational hazard;Citation23 spines and fin rays can cause tissue damage and infection.Citation30,Citation44,Citation61

Table 3. Fish and aquatic pathogenic microbes that have infected aquaculture workers in the U.S. (Sources: 20,41,58–61).

Catfish and crayfish farmers in the southern U.S. are subjected to high heat and humidity, contributing to possible heat exhaustion or sunstroke.Citation53 Long-term unprotected sun exposure, especially from reflective water surfaces like ponds, can lead to skin cancer.Citation36,Citation53 In northern states or in colder water temperatures, hypothermia and frostbite are more likely.Citation33,Citation53 Nuisance animals present workplace hazards, including poisonous snakes, leeches, and alligators. Insects can also be a constant hazard,Citation33 especially wasps.Citation65 In South Dakota, an aquaculture worker received several wasp stings and became sensitized to the point of an allergic reaction.Citation66 Poisonous spiders, ticks, and other arachnids, and the numerous disease organisms they carry, can present a workplace hazard. Mammals, such as raccoons, skunks, or bats, can carry diseases like rabies or numerous parasitesCitation67 transmittable to workers.Citation30

Marine aquaculture (coastal or off-shore)

There are few references to occupational health in U.S. marine aquaculture. Turner (2018) analyzed workers’ compensation claims in Washington State and reported that coastal shellfish harvesters had an injury rate of 12.5 per 100 fulltime employees. Harvesters most frequently reported struck-by/against injuries caused by knives and work-related musculoskeletal disorders such as strains, sprains, and tears caused by body positioning. Shellfish harvesters also reported non-viral conjunctivitis from shucking oysters, as well as Vibrio vulnificus-caused corneal ulcers and other eye trauma.Citation36

Because of the dearth of published research on marine aquaculture occupational health in the U.S., we have included some brief information from other countries to illustrate the potential hazards and to guide future U.S. research efforts. In Norway, Holen et al. (2017) found that blows by objects, falls, entanglement or crush injuries, and pricks/cuts/punctures were the most common causes of injury, and open wounds, sprains, contusions, and fractures were the most frequently sustained injuries in Atlantic salmon net-pen culture from 2001 to 2014.Citation68 In a second report, Holen et al. (2017) reported 34 fatalities in Norwegian aquaculture from 1982 to 2015, with most fatalities caused by loss of vessel (n = 15), man overboard (n = 5), and blow from an object (n = 6).Citation69 The authors suggested that seafaring vessel use and crane use represent critical intervention points for future worker safety interventions. Both of these analyses conclude that marine aquaculture work in Norway poses many occupational safety hazards, and that aquaculture work is second only to wild fisheries regarding the level of occupational risk. In addition, Holen and Utne (2018) point out that the regulatory and surveillance framework for this industry in Norway is fragmented, and gaps in the understanding of safety and health risk factors in aquaculture persist.Citation70

In Brazil, Speck et al. (2015) identified electric shock, solar radiation, and drowning as priorities for hazard mitigation at a long-line mollusc farm.Citation71 Other identified hazards included noise exposure (up to 88.5 dB), biological hazards (bites, stings, zoonotic diseases), ergonomic hazards (materials handling and hazardous postures), and slip/trip/fall hazards (slippery conditions, boat travel, debris on floor).Citation71 Additionally, authors found that limited organizational structures, lack of personal protective equipment use, and lack of task-based training put workers at additional risk.Citation71 In Australia from 2012 to 2016, marine aquaculture represented approximately 17% of the aquaculture industry, but had 43% of reported serious injury claims and 61.5% of the serious disease claims for aquaculture workers (68). Most common claims for all aquaculture workers were ergonomic stress (n = 110), struck by objects (n = 85), and slips/trips/falls (n = 22).Citation72

Self-contained underwater breathing apparatus (SCUBA) work is required for some types of aquaculture.Citation30,Citation68 In addition to possible net entanglement and entrapment,Citation53,Citation68 SCUBA-related decompression sicknessCitation23,Citation73 represents a serious and potentially lethal hazard.

Major U.S. laws relevant to aquaculture OSH

The Occupational Safety and Health Act created the OSHA in the U.S. Department of Labor (DOL). OSHA regulates worker safety in the U.S. by setting and enforcing workplace safety and health standards. Individual states that have OSHA-approved state safety-and-health plans can enforce OSHA standards, and may also set stricter standards than those used by OSHA. and list and describe OSHA violations and injuries and fatalities reported to OSHA, relevant to U.S. aquaculture operations. Employers with 10 or fewer employees are partially exempt from keeping workplace injury or illness records.Citation74 Since 1976, the U.S. Congress has included an appropriations rider precluding OSHA from conducting enforcement actions in most farming operations with 10 or fewer non-family employees.Citation75 The mean number of employees at U.S. fish farms was fewer than four in 2005.Citation11 Therefore, workers at many aquaculture operations are not covered by OSHA workplace safety regulations. Additionally, minor children of agriculture and aquaculture farm owners are exempt from all labor regulations.Citation76 OSHA has a voluntary Consultation Program that allows businesses to have state agency or university employees review their workplace and suggest safety improvements; this program could be utilized by aquaculture businesses.Citation77 Finally, a policy analysis focused on environmental and public health issues associated with offshore aquaculture found that OSHA does not have jurisdiction in federal waters, partly due to pre-emption by the U.S. Bureau of Ocean Energy Management, which is in charge of worker safety on oil rigs and wind farms in federal waters.Citation78

Table 4. Violations observed during OSHA or state agency inspections of U.S. aquaculture operations, 2009–2018. Ownership is denoted as either public (government-owned, typically producing fish for release into the wild) or privately owned (commercial aquaculture). Source: https://www.osha.gov/pls/imis/industry.html.

Table 5. Injuries and fatalities in U.S. aquaculture reported to OSHA, 2007–2018. Ownership is denoted as either public (government-owned, typically producing fish for release into the wild) or privately owned (commercial aquaculture). Source: https://www.osha.gov/pls/imis/industry.html.

Chemicals used in U.S. aquaculture are regulated by the Environmental Protection Agency (EPA). The Federal Insecticide, Fungicide, and Rodenticide Act authorizes this agency to determine which pesticides can be used, and how they can be used.Citation79 In addition to enforcing pesticide regulations, the EPA works with state offices to train and certify workers applying these chemicals.

The U.S. Coast Guard, within the Department of Homeland Security, regulates boating and provides information on boating safety. Coast Guard regulations regarding life jackets, fire extinguishers, and other areas directly affect aquaculture worker safety and health, particularly in near-shore or off-shore aquaculture.Citation80

In the U.S., workers’ compensation is a government-mandated insurance program designed to protect workers injured on-the-job. States administer their workers’ compensation programs, which may require participation in a public system or purchasing private coverage, so rules and benefits vary between states.Citation81 In general, the program covers medical expenses and lost wages for workers who are injured, regardless of whom is at fault.Citation82 Occupational illnesses may also be covered.Citation83 As part of the insurance program, employees are not allowed to sue an employer for work-related injuries. Many states exempt workers in agriculture and aquaculture from required participation in the state workers’ compensation program.Citation84 In addition, several states exempt short-term or seasonal workers, commercial fisherman, harvesters, and agricultural businesses with only a small number of employees.

For coastal aquaculture operations, there is a lack of clarity and potential overlap regarding insurance coverage mandated by different laws. The Longshore and Harbor Workers’ Compensation Act is a federal workers’ compensation program administered by the U.S. DOL that covers maritime workers while on navigable waters and in coastal areas (e.g., docks, piers). The U.S. DOL states that the Longshore Act does not cover aquaculture workers that are covered by state workers’ compensation programs, but there is some uncertainty around dual liability for operators.Citation85,Citation86 The Jones Act, which is part of the Merchant Marine Act, covers injured “seamen”, and relevance to aquaculture operations is not settled.

Policy landscape for U.S. aquaculture OSH

Several reports and journal articles have been published that assess the policy landscape relevant to expansion and competitiveness of U.S. aquaculture,Citation87Citation92 with an emphasis on building support among policymakers and the public for establishing a permitting process for aquaculture operations in federal waters. Many of these resources include a list of recommendations, including policy changes and increased coordination between agencies, but worker safety is not included or is mentioned only briefly.

Aquaculture operations located inland or near the coast in state waters may be subject to the same oversight as agricultural operations in the state. However, oversight of agricultural operations is subject to exemptions and varies by the size of operation and state. We were unable to find resources describing state-based oversight of aquaculture worker safety, and have heard informally from stakeholders that state OSH agencies are not focusing on the aquaculture sector.

Non-regulatory resources for aquaculture OSH

The National Institute of Occupational Safety and Health (NIOSH) funds and conducts OSH research in the U.S. The NIOSH mission is to conduct OSH research and promote workplace safety through information transfer and interventions both within the U.S. and internationally through global collaborations. NIOSH recently founded the Center for Maritime Safety and Health Studies, with aquaculture workplace safety and health listed as one of seven research priorities.

One of the primary mechanisms for bringing worker safety and health information to agriculture operators and workers, including aquaculture, in the U.S. has been the Cooperative Research and Extension Services (CRES).Citation93 CRES is a partnership between the USDA and over 100 state land-grant universities that focuses on agriculture-related research and transfer of information to agriculture producers and consumers. Information on aquaculture safety is shared with local extension agents, who in turn directly advise fish farmersCitation94 and publish educational materials.

Discussion

The diversity of aquaculture settings and methods in the U.S. results in a wide variety of occupational hazards. This diversity presents a challenge to occupational health practitioners and researchers working to generate interventions and best practices recommendations. While the national estimates of injury and illness rates in U.S. aquaculture are informative, they are likely underestimates for several reasons. Many agricultural operations are excluded from OSHA reporting and BLS data. Additionally, underreporting is pervasive and severe, and has been found to be as high as 50% in OSHA-inspection-eligible workplaces.Citation95 Finally, the latency of work-related illnesses and non-acute injuries can obscure causal attribution.Citation96 For these reasons, injury and illness estimates are assumed to undercount actual cases. Heterogeneity in the aquaculture sector and widespread underreporting of occupational injuries and illnesses underscores the importance of increased surveillance and primary research focused on U.S. aquaculture OSH.

Data collection specific to the variability in the U.S. aquaculture workforce and production operations are necessary to identify specific characteristics associated with higher rates of injury and other indicators of worker vulnerability. For example, worker safety has been found to be negatively associated with part-time status and small farm size,Citation97 and workers under the age of 18 have high rates of occupational injury and death.Citation98,Citation99 Lower wages and limited access to health services can also contribute to OSH issues.Citation100Citation102 Lastly, around the world and in the U.S., migrant workers or workers facing challenges related to documentation status and/or citizenship, experience higher rates of injury, illness, and death on the job. Reasons for this disparity include a higher proportion of these individuals working in hazardous jobs relative to the entire worker population, a lack of training and/or protective equipment, and power imbalances and language barriers that can result in not speaking out about unsafe conditions.Citation103

This paper provides a detailed description of current knowledge regarding U.S. aquaculture OSH, including national surveillance data, peer-reviewed studies, industry reports, and policy resources. It includes both private (commercial) and public (governmental) hatcheries, the latter of which are often excluded from aquaculture literature reviews. This review is limited by a lack of U.S.-based marine aquaculture OSH research findings, reliance on case studies, a lack of recent epidemiologic evidence, and underreporting and other limitations associated with national statistics. Due to the important role of marine aquaculture in the U.S., and a lack of peer-reviewed OSH literature on this sector specific to the U.S., recent articles from other countries have been included to illustrate likely OSH hazards. Although it is possible that the search methods used in this study missed sources relevant to U.S. aquaculture OSH, it is unlikely given the multiple search terms and databases examined.

Conclusion

Ample opportunities exist to generate robust research and resources which could improve health and safety among aquaculture workers in the U.S. Although workplace safety and health are not highly regulated in U.S. agriculture or the commercial fishing industry, evidence-based efforts using research, surveillance, stakeholder engagement, interventions, and development and dissemination of best practices in both of these sectors have successfully improved worker safety and health standards.Citation54,Citation104 As the U.S. aquaculture industry expands and the number of aquaculture workers increases, partnerships between stakeholders working to expand the U.S. aquaculture sector and OSH professionals are imperative to ensure the development of a safe and sustainable aquaculture industry.

Acknowledgments

The authors are grateful for the critical connections and conversations that took place at the Fifth International Fishing Industry Safety and Health Conference (IFISH 5) in June 2018.

Disclosure statement

No potential conflict of interest was reported by the authors.

Additional information

Funding

A seminal report on occupational health and safety in aquaculture was supported by the UN FAO; the United States chapter formed the basis of this review article. JPF, CAC, and DCL were supported by a gift from the Greater Kansas City Community Foundation.

References