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Research Article

Factors associated with return-to-work outcomes in inpatient rehabilitation – a systematic scoping review

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Pages 191-215 | Received 28 Nov 2022, Accepted 06 Oct 2023, Published online: 12 Oct 2023

ABSTRACT

Inpatient rehabilitation is common in Germany to improve return-to-work outcomes. The objective of this systematic scoping review was to identify factors associated with return-to-work outcomes in musculoskeletal, psychological and oncological health conditions to improve tailoring of rehabilitation therapies. A search was completed in Embase, Medline, PsycInfo and AMED until May 2023 for articles investigating inpatient rehabilitation including working-age patients with oncological, musculoskeletal, or psychological diseases using a quantitative design and reporting factors associated with return-to-work outcomes. Screening of all titles and abstracts was completed by one reviewer, full texts were read by two reviewers. Quality appraisal and data extraction was completed by two reviewers. Data was analysed using a narrative synthesis. Eighteen studies of moderate quality were included. The review identified a wide range of return-to-work parameters including employment status, work ability, sickness absence, retirement status and duration of employment since rehabilitation. In addition, 48 psychological, health- and work-related factors associated with return-to-work parameters were identified. Only one RCT investigated the relationship between a depression prevention intervention and a return-to-work outcome (work ability), which showed a significant effect. In addition to the depression prevention intervention, only the factor ‘health literacy’ could be considered modifiable and be addressed as part of an inpatient rehabilitation programme. Furthermore, gradual work reintegration programs and/or workplace interventions in addition to inpatient rehabilitation should be further explored to improve return-to-work outcomes.

Introduction

The World Health Organization (WHO) estimates that currently, 2.4 billion people are living globally with a health condition that would benefit from rehabilitation (WHO, Citation2021). The WHO defines rehabilitation as ‘a set of interventions designed to optimize functioning and reduce disability in individuals with health conditions in interaction with their environment’ (WHO, Citation2021). Rehabilitation is considered a multidimensional process mainly influenced by personal characteristics and work-related variables (Gragnano et al., Citation2018). Depending on health condition and health service, rehabilitation therapies can be delivered in the community, in out- or inpatient clinics though there is limited evidence regarding the superiority of effectiveness of one setting over the other (Mittag & Welti, Citation2017). In Germany, rehabilitation therapy in inpatient clinics is offered for a wide range of health conditions to prevent early retirement, with musculoskeletal and oncological diseases as well as mental health problems being the most common reasons for referral (Deutsche Rentenversicherung, Citation2019). These health conditions comprise about 73% of all referrals (Deutsche Rentenversicherung, Citation2019).

A review of reviews identified four common facilitators (job control, work ability, perceived good health and high socioeconomic status) and six barriers (job strain, anxiety, depression, comorbidity, older age and low education) for returning to work, independent of disorder and setting (Gragnano et al., Citation2018). These factors could be used to support tailoring of the intervention to individual patient needs and understanding who might require additional support (Farin et al., Citation2006).

Given the frequency of musculoskeletal, psychological and oncological health issues qualifying for inpatient rehabilitation and the similarity of associated barriers and facilitators, our review question was: Which factors are associated with return-to-work outcomes of patients with musculoskeletal, psychological or oncologic diseases after inpatient rehabilitation programmes?

Methods

A scoping review using a narrative synthesis (Popay et al., Citation2006) was completed. The final systematic search was conducted on 21 May 2023. The review was not registered.

Systematic search

Databases (searched and combined in Ovid)

  • Embase (1974 to 25 May 2023)

  • Medline (1946 to 25 May 2023)

  • PsycInfo (1906 to May week 2 2023)

  • AMED (1985 to May 2023)

Search terms [abstract, keywords, MeSH term, subject heading, title]

Based on pilot searches identifying key words in the relevant literature, we determined the following search terms:

  • (rehabilitation or return to work or return-to-work or back-to-work or back to work).ab,ti.

AND

  • (cancer or newplasm* or carcino* or onco* or tumor or chronic pain or musculoskeletal or psycho* or mental health).ab,ti.

AND

  • (predict* or factor* or determinant* or contributer*).af.

AND

  • (inpatient*).af.

Where possible, the search was limited to humans. Duplicates were removed.

*ab = abstract, ti = title, af = all fields

Eligibility criteria

For eligibility criteria, we used the CoCoPop structure (Condition, Context, Population) (Munn et al., Citation2020). Exclusion criteria were only stated if different to the reversal of inclusion criteria.

Condition

Inclusion: studies including patients with oncological, musculoskeletal or psychological diseases.

Exclusion: any other disease group, although overlaps (e.g. lung cancer) would qualify the study for inclusion.

Context

Inclusion: inpatient rehabilitation delivered in rehabilitation centres; for studies that consider both inpatients and outpatients, the proportion of inpatients was required to be above 50% or to include a separate analysis.

Population

Inclusion: participants of working age (18–65 years). More precisely, the reported mean age of the study participants, as well as the standard deviation, should be between 18 and 65 at baseline.

Types of studies

Inclusion: quantitative (pre- and post-study designs, quasi-experimental designs or randomized control trials) peer-reviewed primary research studies in English, German, Italian, Spanish, French or Dutch.

Exclusion: all other study designs (non-pre- post designs), reviews, abstracts, protocols, editorials, discussion papers, comments (unless relating to one of the included studies) conference papers (if they consist of less than 300 words), editorials, book chapters and similar publications. Mixed-method studies were included if the quantitative and qualitative parts are analyzed separately.

Outcome

Inclusion: studies investigating factors associated with return-to-work outcomes (number of sick days, ability to work (e.g. Work Ability Index (El Fassi et al., Citation2013)), pension applications, number of days until return-to-work (RTW) occurred). Due to the lack of conceptual consistency of measuring RTW (Wasiak et al., Citation2007), we employed an inclusive approach to RTW outcomes.

Data selection

Selection of studies

All identified records were imported into a literature management program (Zotero) and screened for eligibility using the in- and exclusion criteria by one researcher (KF or VvdW). Duplicates were deleted and numbers recorded. If eligible or if the eligibility was uncertain, the article was retained. Next, full-text articles for all candidate eligible studies were retrieved and assessed by two reviewers (KF and VvdW). Each full-text was examined using a screening checklist based on in- and exclusion criteria. Reasons for non-eligibility were recorded.

Data extraction

Data were extracted using a custom-designed form. The data included author, year, country, study design, sample, intervention/comparator (if applicable), outcomes (RTW and associated factors included in the analysis) as well as results.

Data analysis

We completed a descriptive analysis of the included papers and a quality analysis of the studies based on the Critical Appraisal Skills Programme (CASP) checklist for cohort studies (Brice, Citationn.d..). The appraisal tool was used for all studies to assess quality independently by two authors (KF and VvdW).

Due to the diversity of outcomes, we could not analyse the findings for the different illness groups (musculoskeletal, oncological, mental health). A narrative synthesis (Popay et al., Citation2006) was completed to investigate factors associated with RTW outcomes.

Results

The search identified in total 4301 articles in the databases including 78 duplicates (see ). After screening titles and abstracts based on the eligibility criteria, 4138 records were excluded. One article could not be obtained; therefore, 84 full texts were examined, resulting in 18 studies being included in the review.

Figure 1. Flow-chart for the systematic review process.

multiple exclusion reasons may have occurred.
Figure 1. Flow-chart for the systematic review process.

The articles were published between 1990 and 2023. They included two RCTs and 16 cohort designs (analysis of insurance data records (n = 3), prospective studies (n = 8), a retrospective cohort study (n = 2) and longitudinal studies (n = 2)). Most studies were conducted in Germany (n = 13), followed by Norway (n = 3), Finland (n = 1) and the U.S.A. (n = 1). Studies examining rehabilitation in musculoskeletal disease analysed the data of 3,986 participants, studies investigating people with mental health issues included data of 593 participants and in oncological diseases the data of 2,440 participants was analysed. In addition, four studies included participants with multiple (oncological, musculoskeletal, mental health) diseases. These analysed the data of 253,323 participants (including one retrospective database study with 252,591 participants).

Quality appraisal

Overall, the quality of the studies was moderate (see ). None of the studies explained considerations regarding all potentially confounding factors, seven studies did not present all outcome variables reported to be in the analysis (Bernardy & Sandweg, Citation2003; Hampel & Neumann, Citation2022; Holstiege et al., Citation2017; Meixner et al., Citation2022; Meng et al., Citation2021; Simmel et al., Citation2023; Tan et al., Citation1997). In seven articles relevant statistics such as non-significant variables and/or confidence intervals were omitted (Bernardy & Sandweg, Citation2003; Gissendanner et al., Citation2019; Hampel et al., Citation2009; Holstiege et al., Citation2017; Meixner et al., Citation2022; Meng et al., Citation2021; Tan et al., Citation1997).

Table 1. Assessment of quality according to the CASP criteria.

Return-to-work outcomes

Return-to-work (RTW) related outcomes included employment status (Bernardy & Sandweg, Citation2003; Ebinger et al., Citation2002; Jacobsen et al., Citation2020; Kus et al., Citation2022; Mehnert et al., Citation2017; Meixner et al., Citation2022; Oyeflaten et al., Citation2008; Rick, Citation2021; Tan et al., Citation1997), work ability (Gissendanner et al., Citation2019; Hampel & Neumann, Citation2022; Meng et al., Citation2021; Saltychev et al., Citation2014), duration of sickness absence (Hampel et al., Citation2009; Simmel et al., Citation2023; Skagseth et al., Citation2021), duration of employment since rehabilitation (Holstiege et al., Citation2017), and time until early retirement (Neuner et al., Citation2013). Meta-analyses were not possible due to varying outcome measures (different categories of employment status or scales) and different follow-up intervals (between 6 months and 5 years).f

Factors associated with RTW

Factors reported to be associated with RTW are shown in . In total, 48 factors were shown to be significantly associated with RTW outcomes. Factors were summarised into demographic, physiological health-related, psychological/work-related dimensions.

Table 2. Included articles.

Demographic factors

Demographic factors included gender, age, marital status, ethnicity, education and health literacy. Being a woman (Hampel et al., Citation2009; Holstiege et al., Citation2017), older age (Ebinger et al., Citation2002; Mehnert et al., Citation2017), being classified as ‘not German’ (Holstiege et al., Citation2017), being classified as blue collar worker (Kus et al., Citation2022), having ongoing legal disputes (Kus et al., Citation2022), having financial concerns (Kus et al., Citation2022), demanding pension claims (Kus et al., Citation2022), shorter education (Oyeflaten et al., Citation2008; Tan et al., Citation1997) and a lower level of health literacy (people’s competency to understand and apply health information) (Meng et al., Citation2021) decreased the likelihood of returning to work. The relationship status being classified as ‘single’ (Tan et al., Citation1997) and being a self-employed (Meixner et al., Citation2022) significantly increased the likelihood of returning to work.

Different outcomes were used to assess work absence at baseline or during follow-up periods including status and duration of sick leave (Bernardy & Sandweg, Citation2003; Ebinger et al., Citation2002; Mehnert et al., Citation2017; Skagseth et al., Citation2021), status and duration of not working/unemployment (Ebinger et al., Citation2002; Holstiege et al., Citation2017; Mehnert et al., Citation2017). These studies indicated that less work absence at baseline or during the follow-up period was significantly related to a higher likelihood of returning to work at the final follow-up assessment. Other work-related factors negatively associated with returning to work were ‘request by the pension insurance to enter rehabilitation (Holstiege et al., Citation2017) and ‘not receiving/receiving less sickness benefit payments per day’ (Holstiege et al., Citation2017). These results emerged in studies examining musculoskeletal as well as oncological diseases but were not investigated in the studies including patients with mental health problems.

Physiological health-related factors

While parameters indicating the severity of the illness were included in 12 out of 18 studies (Bernardy & Sandweg, Citation2003; Ebinger et al., Citation2002; Gissendanner et al., Citation2019; Hampel et al., Citation2009; Mehnert et al., Citation2017; Meixner et al., Citation2022; Meng et al., Citation2021; Neuner et al., Citation2013; Oyeflaten et al., Citation2008; Rick, Citation2021; Saltychev et al., Citation2014; Tan et al., Citation1997), only eight studies found illness severity parameters associated to return to work or sickness absence outcomes.

For studies including patients with musculoskeletal diseases, physical health-related factors predicting returning to work included clear pathological imaging results showing a positive association with early retirement (Bernardy & Sandweg, Citation2003); the physicians’ estimate of work inability risk at the start of the treatment and the difference of this estimate at start and end of treatment was positively associated with the risk of early retirement or reduced working capacity (Ebinger et al., Citation2002); shorter duration of pain was positively associated with earlier return to any type of gainful employment (Tan et al., Citation1997) and not achieving the therapy goals to reduce pain as well as not achieving the goal to improve spine mobility and muscle strengths predicted early retirement (Neuner et al., Citation2013).

For studies including patients with mental health problems, a lower ‘symptom burden’ was associated with a higher likelihood to return to work (Gissendanner et al., Citation2019). In patients with oncological diseases, lower pain (Mehnert et al., Citation2017; Meixner et al., Citation2022), remission (Mehnert et al., Citation2017), participation in a gradual reintegration programme (Rick, Citation2021), a normal BMI at the end of radiotherapy (Meixner et al., Citation2022) and higher numbers of cycles of chemotherapy (Rick, Citation2021) were related to a higher likelihood of returning to work. The likelihood was lower in cancer patients with a worse classification for cancer stage (Meixner et al., Citation2022), with a definitive treatment concept after all other choices had been considered (Meixner et al., Citation2022), if they experienced fatigue during radiotherapy and at follow-up (Meixner et al., Citation2022) and if they had pain during radiotherapy (Meixner et al., Citation2022).

Psychological and work-related factors

A wide range of psychological predictors was included in the analyses across all three illness groups: this included the wish to retire (Bernardy & Sandweg, Citation2003; Mehnert et al., Citation2017) and depression (Hampel & Neumann, Citation2022; Meixner et al., Citation2022), which were related to a lower likelihood of returning to work; self-reported expectation of being employed assessed at the start and end of the rehabilitation therapy showed a positive relationship with returning to work at follow-up (Gissendanner et al., Citation2019). Higher levels of neuroticism (Kus et al., Citation2022), intrinsic motivation (Gissendanner et al., Citation2019), self-regulation (Gissendanner et al., Citation2019), perceived work productivity (Mehnert et al., Citation2017), work satisfaction (Mehnert et al., Citation2017), generic quality of life (Simmel et al., Citation2023) and mental quality of life (Mehnert et al., Citation2017), and higher scores in instrumental mastery-oriented coping (Oyeflaten et al., Citation2008) were significantly related to a higher likelihood of returning to work. Higher levels of conscientiousness (Kus et al., Citation2022), better ratings of life satisfaction pre-accident (Kus et al., Citation2022), fear avoidance beliefs for work (Oyeflaten et al., Citation2008) and work stress (Rick, Citation2021) as well as the meta-cognitive belief ‘need to control thoughts’ (Jacobsen et al., Citation2020) were related to a lower likelihood to return to work. A randomised controlled trial showed that depression prevention training added to standard rehabilitation improved work ability over a period of 24 months (Hampel & Neumann, Citation2022).

Discussion

Return-to-work and work absence were assessed with a wide range of outcome parameters including employment status, work ability, sickness absence, retirement status and duration of employment since rehabilitation. In addition, the studies included in this review investigated a large variety of demographic, work-related, health-related and psychological factors associated with RTW. Due to the range of different RTW outcomes and follow-up intervals, we could not compute any meta-analyses to indicate the strength of these associations.

The findings of the review of reviews investigating RTW outcomes across settings reflects the range of potential factors: Gragnano et al. included 14 reviews and 32 additional cohort studies investigating 58 associated factors (Gragnano et al., Citation2018). Comparing these results to our findings, only older age, shorter education and depression were common factors associated with RTW outcomes with those factors being barriers for returning to work. However, the range of factors also shows the complexity of issues supporting people to return to work and the need for individualised and tailored support.

Only very few of the associated factors can be considered modifiable: for cancer patients, health literacy (people’s competency to understand and apply health information) and for people with chronic back pain and depressive symptoms, a depression prevention training could be added to inpatient rehabilitation programmes. Perceived work productivity, work satisfaction and work stress could be targets for workplace related interventions, which have shown to be effective for musculoskeletal and mental health disorders (Hoosain et al., Citation2019; Joyce et al., Citation2016). Independent of disease groups, the preference to retire was shown to be associated with RTW outcomes (Bernardy & Sandweg, Citation2003; Mehnert et al., Citation2017). This finding is reflected in the general population: a population-based study in Sweden demonstrated that the preference to retire early is related to the actual time of retirement (Örestig et al., Citation2013). However, it is unclear if this preference could be changed as part of an inpatient rehabilitation programme. While health has been found to be a significant contributing factor to early retirement in men, this was not the case in women (von Bonsdorff et al., Citation2010). In addition, further work-related factors such as higher levels of physically demanding work, lower job satisfaction, less control over their work (i.e. decision authority) and less net income significantly contribute to a stronger preference to retire early (Carr et al., Citation2016; Pilipiec et al., Citation2022; von Bonsdorff et al., Citation2010). Although in most studies gender is significantly associated with the wish to retire early, the relationship seems unclear. Depending on the study, the results showed men or women preferring to retire early (Pilipiec et al., Citation2022). An intervention to change the preference to retire early should therefore exceed inpatient rehabilitation and include workplace related support. While there is not sufficient evidence of workplace interventions regarding early retirement (Cloostermans et al., Citation2015), a systematic review meta-analysis indicated a small positive effect on work ability (Oakman et al., Citation2018).

Strengths and limitations

This systematic scoping review had several strengths and limitations. The review identified a wide range of RTW related outcomes and variables investigating mediating factors demonstrating the need for a consensus-derived set of outcomes (core outcome set) for inpatient rehabilitation studies to facilitate comparisons between studies. In addition, the review revealed a lack of randomised controlled trials evaluating the effectiveness of inpatient rehabilitation. However, the scoping review also used a narrow search for ‘inpatient’, other search terms such as ‘clinic’ or ‘hospital’ could have been added to the terms to complete a full systematic review. Due to time constraints, this was not possible but ‘inpatients’ is the correct MeSH descriptor for this patient group.

Conclusion

Only two modifiable factors associated with RTW that could be addressed in inpatient rehabilitation programmes were identified, health literacy and depression prevention training for those with musculoskeletal problems and depressive symptoms. In addition, gradual reintegration programmes and/or workplace interventions should be further explored as additions to inpatient rehabilitation. Future research should include RCTs based on Medical Research Council guidelines for developing and evaluating complex interventions (Skivington et al., Citation2021), including process evaluations (Moore et al., Citation2015) and adhering to reporting guidelines. Given the wide range of RTW outcomes, a core outcome set should be developed to enable comparison and meta-analysis of findings across studies (Kirkham et al., Citation2017).

Disclosure statement

No potential conflict of interest was reported by the author(s).

Additional information

Funding

The work was supported by the German Federal Ministry of Labour and Social Affairs [661R0053K1].

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