Abstract
In the first series of related articles, we describe how assurance of patient safety in primary care was traditionally viewed by the medical profession hierarchy as being wholly dependent at the individual level upon a combination of education and training, knowledge, skill, experience and commitment to professional development. As well as summarising the evidence underpinning what we know about patient safety in primary care, we outline how contemporary thinking has evolved to recognise that the safety issue is complex, problematic and systemic, and that it is now beginning to attract the attention of national policymakers, educators and research funders in some countries. We also describe a range of recently developed educational safety concepts and methods that have been implemented as part of current national programme initiatives in the United Kingdom and internationally. Finally, we reflect on international progress on patient safety in primary care thus far; propose a future direction for related education, development and research; and briefly introduce the Human Factors based topics to be addressed in the forthcoming series of interrelated articles in this journal.
Introduction
The publication by the US-based Institute of Medicine of To Err is Human in 1999 gained worldwide attention through highlighting the problem of patient safety in acute care hospitals.[Citation1] Since then, much of the international policy focus on addressing and improving healthcare safety has been on secondary care settings, rather than wider healthcare.[Citation2] In the United Kingdom, the epidemiology of unintended adverse events in hospitals is reported at 1 in 10 patients, with around half thought to be avoidable, which is similar to international findings.[Citation3] As a consequence, the allocation of resources and the development and implementation of related research, educational and safety improvement initiatives have largely concentrated on specialist care areas in hospitals.[Citation4]
In recent years, there has been a gradual acceptance by medical educators that patient safety in primary care needs to be explicitly addressed at undergraduate and postgraduate levels,[Citation5,6] while a few policy makers and funders also judged it problematic and worthy of attention in terms of research [Citation7] and improvement.[Citation8] In response, the UK’s Royal College of General Practitioner’s (RCGP) curriculum on patient safety education sets out a number of core related competencies to be achieved (e.g. managing medical complexity, working with colleagues and teams, and organisational management and leadership); and safety improvement tools (e.g. clinical audit and significant event analysis (SEA)) and basic theoretical concepts (e.g. human error theory and human factors science) that specialty trainees need to be familiar with in preparation for practice.[Citation6]
In terms of wider educational developments and research the World Health Organisation,[Citation5] European Union (through the LINNEAUS EURO-PC programme which recently published its development outputs [Citation5]) and the UK-based Health Foundation [Citation9] have all made attempts to raise and address the safety issues in this setting. In the past few years we have also seen the development and implementation of the Scottish Patient Safety Programme in Primary Care (SPSP-PC) [Citation10] – led by Healthcare Improvement Scotland with expert advice and support provided by NHS Education for Scotland (NES) – which is arguably the first attempt to take coordinated safety improvement action on a national basis. The recently launched RCGP Patient Safety Toolkit [Citation11] builds on much of this work and is a welcome educational resource. Although the initial focus of SPSP-PC was on general medical practice, this has now spread to encompass community pharmacy and general dental practice, with planning to include the Optometry profession now also underway.[Citation10]
What do we know about patient safety in primary care?
Although around 90% of patient encounters in the United Kingdom take place in primary care (over 300 million annually), the perception of this clinical setting for many is still one of a low-technology, low-risk environment where patient harm is less significant compared to hospital care and so less of a problem.[Citation4] While epidemiological research is currently lacking on this issue, although planning is under way,[Citation12] one estimate by a Health Foundation evidence scan suggests that 1–2% of patient consultations may actually involve an ‘error’.[Citation13] Sandars and Esmail have also reported that ‘there are between 5 and 80 safety incidents per 100 000 consultations, which in the UK would translate to between 37 and 600 incidents per day’.[Citation14] A large review of general practice patient records in the Netherlands [Citation15] found that 2% of consultations may contain a patient safety incident, which matches the findings of a similar but smaller study in Scotland.[Citation16]
The great majority of adverse events in general practice can be classified within four main domains covering: diagnoses, prescribing and medicines management, communication between care providers and patients and wider organisational issues.[Citation13] The limited published evidence also corresponds with what we know about the analysis of medicolegal data.[Citation17] Indeed a recent systematic literature review of malpractice claims in primary care [Citation18] reinforces these findings by confirming that a failure or delay in diagnosis (with the highest frequent claims related to adults with cancer or myocardial infarction, and meningitis in children) was ‘the commonest misadventure cited in malpractice claims’ with medication error cited as the second most commonest reason. The emerging evidence (Box 1) suggests an abundance of systems-wide reasons contributing to why things go wrong in primary care.[Citation13]
The past – assumptions and efforts
The well-known phrase to err is human describes a specific perspective of patient safety in which, at the individual level, medical practitioners are implicitly or explicitly considered to be a key ‘causal factor’ in why things go wrong. This perspective helps to create, justify and maintain the ‘blame and shame’ culture that was (and to some extent arguably still is) characteristic of postgraduate training and everyday medical practice.
The myth of medical infallibility was the prevailing orthodoxy in medicine for much of the 20th century. Ingrained within this widespread view was the assumption that an effective combination of undergraduate education, postgraduate training, acquiring broad clinical experience and skills, participating in continuing medical education and professional self-regulation were the primary drivers in assuring high standards of care and keeping patients safe.[Citation1,3,13] Towards the end of the century, there was a growing recognition (already well established in other hazardous industries) that human interactions with wider systems issues frequently influenced clinical performance and outcomes, rather than just individual skill, knowledge and experience.[Citation3,13,19] Similarly, concerns were also expressed that the quality of care (as opposed to an explicit focus on its safety) was prone to variability and that these variations in practices should be reduced – hence the introduction of quality improvement (QI) methods such as clinical audit and SEA to the medical professions,[Citation20] the education and training environments and as part of service delivery expectations. However, like most QI approaches in healthcare the evidence for their implementation and impact since 1989 remains largely mixed if not underwhelming, both educationally [Citation21] and in improving patient care in frontline clinical practice.[Citation22]
The present – where are we now?
Putting aside advances in disease management, drug efficacy and medical technology, approaches to monitoring, learning and improving patient safety in primary care in the early 21st century have certainly evolved since the early days of clinical audit. In recent years, attempts to broaden the safety focus to include wider systems issues and concerns that individual practitioners and care teams can identify and learn from have informed postgraduate curriculum developments [Citation11] and national improvement programmes.[Citation10] The testing of a range of adapted and ‘new’ safety improvement methods – particularly as part of the aforementioned SPSP-PC – have identified gaps in our understanding of the nature and complexity of patient safety, opening up educational opportunities to further enhance our knowledge of Human Factors design concepts and systems thinking in the future.[Citation23] While related evaluation of these interventions is evolving [Citation24,25] and they can make important contributions to informing specialty training, appraisal, Continuing Professional Development (CPD) and revalidation obligations,[Citation24] more needs to be done to ensure that they are truly integrated within all primary care educational mechanisms. Some examples of recent patient safety educational developments (with an acknowledged bias towards NES and SPSP-PC outputs) are described in Box 2.
Overall the effectiveness of specific interventions to reliably reduce harm in general practice remains largely unknown.[Citation4] In hospital care, patient safety has improved for selected clinical conditions managed in specialised units as part of national improvement programmes.[Citation26] However, improvements are seldom sustained or spread and are dependent on many highly context-specific factors.[Citation27] The problem of improving patient safety is proving to be a far tougher nut to crack than many had envisioned. What is clear is that the patient safety education, research and improvement agendas in primary care are in a nascent state,[Citation4] and it is currently unclear if the heterogeneity, complexity and uncertainty of everyday general practice will ultimately be amenable to the types of improvement interventions outlined in Box 2, or those tested in other areas of healthcare.[Citation24]
The future – a way forward
In a recent Health Foundation practical guidance report,[Citation28] Vincent and colleagues mapped out a framework which, although intended for healthcare in general terms, can potentially inform the future direction of postgraduate training, educational development and research related to patient safety in primary care. They also posed five questions (Box 3) for care teams and organisations to consider when understanding how to practically measure and monitor safety in a healthcare setting, using the framework to focus on: ‘past harm, reliability, sensitivity to operations, anticipation and preparedness and integration and learning’.
In terms of designing a future research agenda for patient safety, Verstappen and colleagues (2015) from the LINNEAUS collaboration,[Citation29] identified key priority areas and questions for primary care (Box 4), which also aligns well with key parts of the aforementioned practical framework.
To some extent, work on answering some of these research questions is underway in the UK context. In addition to the ongoing and planned educational developments and research being led by the NES Safety and Improvement team,[Citation30] there are also a small number of active UK-based research groups focusing on primary care patient safety issues such as medication safety,[Citation31,32] diagnostic error and decision support systems,[Citation33] and gaining a better understanding of the nature of systems issues and avoidable harms.[Citation34–36]
Upcoming EPC articles on patient safety
In the forthcoming series of articles on education for patient safety in this journal, members of the NES Safety and Improvement team, together with academic partners, will outline their take on ‘the way forward’ by introducing ‘new’ concepts and approaches for further understanding and enhancing the future of safety management and education in primary care.
The first article will focus on the discipline of Human Factors and Ergonomics (HFE) – essentially the science of human work [Citation37] – which is concerned with improving the wellbeing and performance of people and organisations and is long-established in many safety-critical industries worldwide. In the next article, McKay and colleagues from NES and the University of Nottingham Human Factors Research Group will report the outputs from a pilot study involving the HFE analysis of the general practice specialty training environment. The findings are potentially useful in highlighting possible educational gaps where HFE concepts and principles could be further integrated into the training curriculum, and wider primary care education, research and improvement. For educators and researchers interested in primary care quality and safety, this provides an ideal opportunity to consider and appreciate the relevance of this discipline and to potentially inform development of approaches that are based on sound HFE principles and recommended methods.
The final two articles by McNab et al. will introduce us to the problems of complexity in healthcare systems and the intriguingly titled ‘Safety-I and Safety-II’. Considering the complexity of healthcare systems at the outset may help explain some of the difficulties of implementing and spreading improvement initiatives, increase learning from adverse events and may challenge our understanding of the notion of ‘human error’. They argue that for too long we have overly focused on ‘counting errors’ and understanding and learning from ‘why things go wrong’, to the detriment of understanding and learning from the everyday work-as-done by all staff that leads to good outcomes in the vast majority of cases.
A key consideration of all articles will be on their relevance to improving our understanding of patient safety, QI and the well-being of people in the workplace, and how we can potentially update and integrate these concepts and methods within our existing educational curricula and frameworks for all primary care professions. However, there is a strong realisation that the implementation potential of any educational safety intervention needs to be tempered by the reality of everyday general practice, and the conflicting goals that must be traded-off by clinicians and managers in addition to the system constraints to which they must adapt routinely as part of their work. To this extent, therefore, the task of properly addressing and improving patient safety in general practice will require political action on at least four fronts:
• | Firstly, patient safety education needs to be truly prioritised and the content of related educational curricula and frameworks must be contextualised for general practice, reflect the most up-to-date knowledge and developments in safety, complex systems and human factors sciences, and be consistently and seamlessly integrated at all levels, e.g., undergraduate, postgraduate, appraisal and CPD. | ||||
• | Secondly, greater evidence-based knowledge of patient safety science in general practice is needed and this is essential to reconcile policy rhetoric (i.e. ‘ungrounded high expectations’) with the frontline reality of safety interventions, and reliably answer what works, how, for whom and to what extent? | ||||
• | Thirdly, for clinicians to engage with and normalise care improvement approaches as part of their ‘day-to-day’ practice, they need ‘to set aside time and space to conduct the required, appropriate reflection effectively’. But protected time comes at an opportunity cost meaning other competing service priorities may be forsaken. | ||||
• | Finally, a strong safety culture within practices is required – high-performing teams are characterised by excellent leadership, effective communication, a commitment to safety improvement, and team members who support each other and learn together. |
Conclusion
Patient safety education, developments and research in primary care in the United Kingdom and internationally are gradually making progress after a slow start when compared to the policy attention given to safety in acute hospital care. However, related developments and improvements will continue to be significantly challenged by other priorities such as increasing demand from patients with multiple morbidity, high workload, availability of resources, provision of protected learning time and the vagaries of political systems and decision-making. Additionally, at all educational levels, there is a need for greater integration of knowledge and skills development in systems thinking and understanding the critical role of workplace interactions and complexity in patient safety. Given these competing service and educational demands, we would argue that more fully embracing the systems- and design-based science of HFE potentially offers a more meaningful set of principles and methods in understanding the complexity of safety improvement in primary care – as well as providing a more relevant guiding framework from which to develop related educational and research initiatives.
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