ABSTRACT
Explicit expressions in terms of Gaussian Hypergeometric functions are found for a ‘balance’ manifold that connects the non-zero steady states of a 2-species, non-competitive, scaled Lotka–Volterra system by the unique heteroclinic orbits. In this model, the parameters are the interspecific interaction coefficients which affects the form of the solution used. Similar to the carrying simplex of the competitive model, this balance simplex is the common boundary of the basin of repulsion of the origin and infinity, and is smooth except possibly at steady states.
1. Background
For a Lotka–Volterra system with 2-species, the phase portraits are well known [Citation7,Citation16,Citation19]. However, explicit solutions are rare, whether for actual solutions [Citation20,Citation28], or for invariant manifolds [Citation6,Citation31]. Here we obtain an explicit and analytic solution for the heteroclinic orbits that connect non-zero steady states in a scaled Lotka–Volterra system (see (Equation1(1) (1) ) below). This solution, which we call a balance simplex Σ, attracts all non-zero solutions and is invariant under the flow of the system. It also divides the phase plane into two distinct regions. The lower region (containing the origin) has solutions which are repelled by the origin. The unbounded region above Σ has solutions in the phase plane which are declining from infinity.
In the case where both species compete against one another, for our model Σ is precisely the carrying simplex introduced by Hirsch [Citation14]. The carrying simplex is a Lipschitz manifold that attracts all non-trivial solutions and has been studied in more general and higher dimensional systems (for continuous time see, for example, [Citation2,Citation14,Citation26] and for discrete-time [Citation17,Citation18]). Our solution Σ provides an explicit example of an analogue of the carrying simplex which also applies to predator-prey type or a co-operative interactions. Figure shows schematic views of the carrying simplex and the balance simplex.
2. Introduction
Consider what we call the 2-species scaled Lotka–Volterra system, where all intrinsic growth rates are equal to 1 and the intraspecific interaction coefficients for both species are 1. The former condition means that the origin is always an unstable node, and the latter condition ensures there are no periodic orbits in [Citation16]. Taken together these conditions also mean that each species has a normalised carrying capacity of 1, i.e. we have two axial steady states: and . The resulting system is: (1) (1) We make the following
Standing assumption: The interspecific interaction coefficients α and β can be of any sign or zero, but .
(The case where one of is equal to 1 is covered in the appendix.) Note that all solutions are repelled from infinity apart from in the strongly co-operative case (where both and ) which we do not consider as all positive solutions will be unbounded, in which case the concept of the balance simplex is not applicable.
Whilst (Equation1(1) (1) ) may seem like quite a restricted system (since we have set four of our original parameters to the value 1), any general 2-species system with equal, non-zero intrinsic growth rates and non-zero intraspecific interaction coefficients can be written as a scaled Lotka-Volterra system with the change of variables . This follows from the remark before equation in Tineo [Citation26] (after correcting the expression in their argument of ).
The system (Equation1(1) (1) ) has at most one interior steady state, , which we say exists when , i.e. when both or both and .
Definition 2.1
For the system (Equation1(1) (1) ), we define the balance simplex Σ to be a manifold with the following properties:
Σ is invariant, compact and projects radially 1-1 and onto the unit probability simplex;
Σ globally attracts all non-zero points in .
Thus Σ is compact, connected and contains all non-zero steady states, and Σ separates solutions which are repelled by the origin from those which decline from infinity. Σ is the boundary of the basin of repulsion of the origin and of infinity. In this paper, we focus on constructing Σ explicitly, as an analytic solution to the system (Equation1(1) (1) ).
Although it is possible to argue that Σ exists for our model (Equation1(1) (1) ) using topological arguments, it is convenient to use Bomze's classification of the phase portrait for planar Lotka–Volterra systems [Citation7,Citation8]. Using Bomze's link between Lotka-Volterra and 3-species replicator dynamics on the dimensional simplex, we conclude that (Equation1(1) (1) ) when transformed to a replicator system should have a repelling simplex vertex connected to two simplex edges, each of which contains an interior steady state (the third edge corresponds to points at infinity). The only such portraits in [Citation7] are labelled 1, 5, 7, 8, 9, 10, 34, 35, 37, 38. Inspection shows that all these portraits have a manifold that connects the two edge steady states, and that attracts all points except the repelling vertex and points on the edge opposite to the repelling vertex, so we may establish by way of Bomze's classification:
Lemma 2.2
When the planar system (Equation1(1) (1) ) has a compact and connected 1-dimensional invariant manifold Σ that globally attracts all non-zero solutions, and contains all non-zero steady states and the heteroclinic orbits connecting them (Figure ).
3. Explicit expressions for the balance simplex
In this section we explicitly construct the balance simplex of Lemma 2.2 for all .
We begin by transforming (Equation1(1) (1) ) into polar co-ordinates: With some simplification, we can write: where and .
To work with rational functions, we use the substitution . Note that we are only interested in the first quadrant, (i.e. ) and . Using the chain rule, we can now write (2) (2) The differential Equation (Equation2(2) (2) ) can be solved using the following integrating factor: (3) (3) where and , i.e. . Multiplying by this integrating factor, then integrating we obtain formally (4) (4) where C is a constant. If is a local solution of (Equation2(2) (2) ) passing through the point where , then is a local solution of (Equation1(1) (1) ) passing through the point where and . Different choices of determine the constant C in (Equation4(4) (4) ).
We define (5) (5) where (which may be positive or negative – recall that we restrict ). Depending on , and the value of T, the integral may not always converge, and this determines the range of values of T for which the local solution to (Equation2(2) (2) ) can be extended. Formally, our solution would then be: (6) (6) for which the balance manifold is given parametrically in co-ordinates by , where is the interval where (Equation6(6) (6) ) converges.
To provide an alternative solution form when the solution above fails to converge, it is useful to note a symmetry in this problem. If are swapped, this is equivalent to swapping the index of the two species without changing the dynamics. In the phase plane, this is equivalent to a reflection on , i.e. the axes are swapped. We can return to our original dynamics by re-indexing the two species, which we can do in the form of the transformation . With this in mind, we define (7) (7) (8) (8) where . Using (Equation7(7) (7) ) and (Equation8(8) (8) ) we obtain a second solution to (Equation2(2) (2) ): (9) (9) where is a constant of integration. For clarity, we will add the subscript ‘1’ to our first solution (and ): (10) (10) We will explore solutions to (Equation2(2) (2) ) made from and for different parameters α and β in order to find an explicit expression for the balance simplex.
Remark 1
We note that solutions with appropriate constants or can be used to describe all orbits of (Equation1(1) (1) ), but this is not the focus of our study. Rather we are concerned with the balance simplex which is constructed from special orbits of (Equation2(2) (2) ), namely heteroclinic orbits.
The forthcoming analysis derives valid ranges we can use the solutions in different parameter cases (see Figure ) and a summary is given in Table .
Table 1. The valid ranges in T for which we can use the solutions and in different parameter cases α and β. The remaining case (case 6) where both uses a slightly different solution and will be discussed later. A region plot of these cases can be found in Figure .
4. Construction of the heteroclinic orbits
Now we will determine which constants and correspond to the solution connecting all the non-zero steady states by explicitly examining the limits of the solutions and . We will make use of two important results on the convergence of integrals (p-integral test): In what follows we use that when the interior steady state exists, its position with respect to the variable T is given by . For , exists if and only if . We write .
4.1. Case 1: and .
Here , and , so that there is no interior steady state. In this case we expect the balance simplex to consist of a single heteroclinic orbit connecting and . We use the first solution since for . Next we determine the constant C in (Equation6(6) (6) ) so that the balance simplex passes through at T=0 and at .
(a)
For the limit of as , we have a potential problem with the in the denominator of the term with the constant in equation (Equation6(6) (6) ). However, if we set , then we can calculate the limit which in our original co-ordinates means , the axial steady state on the axis.
(b)
The leading order of as is , thus is unbounded . Note that , so from I2 and equation (Equation5(5) (5) ), is also unbounded as . We consider the limit of using L'Hôpital's rule: where With some simplifications, we can show: It is worth noting that the limit has this value regardless of the constant of integration . This is expected as the axial state is locally attracting with these parameters.
We can conclude that with the choice of , the solution corresponds to the balance simplex in co-ordinates, joining both axial steady states.
4.2. Case 2: and
For our domain , which will be complex when raised to the power ξ, however here so we consider the second solution, , instead. This parameter space is equivalent to the case where and ; this is Case 1 with α and β exchanged. The solution is thus obtained analogously from Case 1 by exchanging α and β, and the variable T with everywhere in the calculations since we are now using the second solution. The balance simplex Σ is thus given by with which joins the two axial steady states.
4.3. Case 3: and .
The inequality is required for boundedness of all solutions; without it, the balance simplex does not always exist. Here , and , so that there is an interior steady state. To construct the balance simplex will need to join together the two solutions and at the interior steady state .
(a)
Near T=0, and we can calculate the limit of as done previously, making the choice of for boundedness: .
(b) , i.e.
For large T, we consider the solution since when . We can use the analogous calculations in case 3a if we consider small. With the choice of : .
(c)
We first consider this limit from below, , where only the first solution is real. Since , behaves like I1; we know that is unbounded as . The function is also unbounded as , again using . This means we can examine this limit of using L'Hôpital's rule. We have: (11) (11) which matches the value obtained from polar co-ordinates at the interior steady state . This is a valid conclusion for any constant of integration , consistent with being attracting. We could also do an analogous calculation for the limit . Here the second solution is real and we would consider the limit which gives exactly the same limit value as .
We conclude that by choosing , we have a solution which connects each axial steady state to the interior steady state, thus giving the balance simplex.
4.4. Case 4: and .
Here , and , so that there is no interior steady state. We use the first solution .
(a)
Once again, if we set , then we find , corresponding to .
(b)
It is clear from I2 and equation (Equation5(5) (5) ) that is unbounded as since the leading order of its integrand is . The leading order of is and so is also unbounded as and we can again apply L'Hôpital's rule on to conclude for any constant , consistent with being attracting.
Hence with , the solution corresponds to the balance simplex joining both axial steady states.
4.5. Case 5: and .
Here, we use the second solution, , since . Equivalently, this case is where and which has been covered analogously in Case 4 with the first solution . The balance simplex Σ is thus given by with .
4.6. Case 6: .
Here , and , so that there is an interior steady state. As in Case 4 we will join and at .
(a)
In this case if and only if . Thus for large T we now consider the modification: (12) (12) where (13) (13) The integrand has leading order since . This means is unbounded as using I2. The leading order of is and so is also unbounded as and we can apply L'Hôpital's rule, (14) (14) This follows exactly the same calculation as in case 1b, thus we can conclude , regardless of the constant of integration , consistent with being attracting.
(b) , i.e.
For small T (i.e. large ), since when we consider the modification: (15) (15) where (16) (16) Using the analogous calculations from case 6a, is unbounded as , and the same is true for . Thus we can apply L'Hôpital's rule to conclude that converges to 1 as , i.e. as , regardless of the constant , consistent with being attracting.
(c)
Another point we must examine is since and . We first examine the limit from above () where remains real. It is clear that and .
Since , if , then is unbounded as . Setting , we can use L'Hôpital's rule to examine the limit of as . This follows the calculation from case 3c, but we must be careful with the sign of when simplifying and bringing terms into the square root: (17) (17) which matches the value of at the interior steady state . Since we expect to lie on the balance simplex, is indeed the correct constant for the balance simplex.
We can also do an analogous calculation for the limit of as (i.e. as ), which gives exactly the same limit value with the choice of .
Thus, for the case where both we use the modified solution with in the range and with in for the balance simplex.
5. Σ is a balance simplex
Recall that the general solution R to (Equation2(2) (2) ) was found by transforming the scaled Lotka–Volterra system into polar co-ordinates, then using the substitution . The constants and/or were set to 0 to find the balance simplex. This gives a simple parametric form of our solution, for example, for : (18) (18) Let , , be our complete solution to (Equation2(2) (2) ), equal to or in the appropriate ranges of T, with the constants of integration and/or set to 0. We have seen that parametrically and the function is injective. We can therefore map our solution to the unit simplex using where is the relative frequency of species 1. Thus our two dimensional balance simplex is homeomorphic to the unit 1-simplex by radial projection.
Lemma 2.2 confirms that the invariant manifold Σ attracts all points except the origin and hence Σ is a balance simplex.
6. Simplifications that use the Gaussian hypergeometric function
The Gaussian hypergeometric function (GHF) [Citation4,Citation5,Citation29] is defined for by (19) (19) where the Pochhammer symbol means and for a positive integer k. This power series in z is defined when c is not equal to a non-positive integer and converges if .
The GHF also has the following integral representation which converges if and [Citation4]: (20) (20) where Γ is the Gamma function: (21) (21) which converges absolutely when . We now show that we can actually write our solutions , , and in terms of GHFs.
We will also make use of Euler's transformation of the hypergeometric function [Citation4, pp. 64], derived from the substitution in the integral representation (Equation20(20) (20) ): (22) (22) We can now write the integral (Equation5(5) (5) ) for in the following way, using , , , and also that , (23) (23) giving the general solution for : (24) (24) Similarly, recalling that we use to denote , (25) (25) giving the general solution for : (26) (26) Remark: The third argument of in (respectively ) is a non-positive integer when β (respectively α) belongs to the set: (27) (27) note that . From Table we can see that we only use in the case where , thus and the GHF in equation (Equation24(24) (24) ) is well defined. Similarly, is only used in cases where .
The integrals (Equation13(13) (13) ) and (Equation16(16) (16) ) (from case 6 where both ) can also be written in terms of GHFs: Applying Euler's transformation, we have Hence the general solution for when is Similarly, and so after applying the Euler transformation, the general solution for is
Remark 2
For both and the third argument of their GHFs is a non-positive integer k when (28) (28) Note that the numerator and denominator are both positive since and k is a non-positive integer. Using we can also see that implying in (Equation28(28) (28) ). Thus when using and , their GHFs are always defined since we only use them in the case where both .
7. Summary of explicit solutions
Recall that and note that . When we write , it means the Gaussian hypergeometric function defined as the series in the previous section, along with its analytic continuaton.
.
.
and .
.
8. Example plots for different species-species interactions
Some phase plots with example parameters for α and β showing the balance simplex can be found in Figures and .
Competition () is shown in Figures (a and b) and (b). Here Σ coincides with the carrying simplex which is known to be -continuous in this case [Citation23]. From [Citation1,Citation26] it is known that Σ is convex when , concave when and a straight line if .
Predation ) is shown in Figures (d) and (a). Note that this model is not the same as the classic predator-prey model, since the origin is repelling. We are taking all intrinsic growth rates to be positive – suggesting that the predator has a secondary food source which it switches to when it primary food source is scarce (known as ‘prey-switching’, see for example [Citation27] and references within).
Cooperation () is shown in Figure (c). As is well-known, the effect of cooperation is to enhance the population densities of both species beyond that of their respective carrying capacities, as seen here. The most notable feature in the balance simplex is that there is now a cusp at the interior steady state, thus showing by example that, although the individual heteroclinic orbits forming Σ are as smooth as the vector field, they may not join smoothly at an interior steady state. Therefore, we can conclude that the balance simplex for this model is at least continuous and piecewise analytic. In Figure (a), we provide an example of a non-competitive system where the balance simplex is analytic (not just piecewise).
9. Discussion
We have introduced the concept of a balance simplex to describe a manifold where growth from small population densities and decay from large densities balance, and derived explicit formulae for the balance simplex Σ for a special case of the planar Lotka-Volterra equations (Equation1(1) (1) ).
Our results provide formulae for the carrying simplex when the parameters are both positive, so that the system is competitive, but also for more general species-species interactions where these parameters may not be positive. In terms of existence of the balance simplex, if we work with the general planar Lotka-Volterra equations (i.e. allow unequal intrinsic growth rates) Bomze's classification [Citation7] tells us that a balance simplex will still exist. However, it is not clear how then to carry out the integration that we achieved in Section 3 to obtain explicit formulae for Σ in the current work.
The balance simplex separates the phase plane into two distinct regions: solutions which grow from arbitrarily close to the origin (growth when rare), and solutions which decline from infinity (limiting resources). All non-zero solutions tend to the balance simplex which therefore contains all limit sets. In our planar system, as is well-known in the competitive case (e.g. [Citation16]) this immediately implies that every orbit is convergent (since we have discounted unbounded orbits).
Our explicit solutions confirm that Σ maps radially 1–1 and onto the probability simplex and the same is found in more general competitive models [Citation14]. For models with more general functional forms for the per-capita growth rate, injectivity of the radial projection may fail, and in that case we call the manifold the balance manifold [Citation3]. In particular, this lack of injectivity can occur in predator-prey systems when there is an interior stable spiral [Citation3]. Practically, injectivity of the radial projection means that if a sample of the population is taken and an approximation of the balance simplex is known, the actual population densities and total population size can be estimated if the system is close to balance.
It would also be interesting to seek heteroclinic orbits in planar models with nonlinear functional responses, particularly those for which the phase plane is separated into different basins of attraction due to these heteroclinic orbits. We would be able to predict which steady state the system will (theoretically) converge towards in the future, and how these basins of attractions would be affected by ecological regime shifts, affecting the parameters and state variables [Citation13].
Carrying simplices of planar competitive Lotka–Volterra systems have a curvature that is single-signed. In planar and higher dimensional Lotka–Volterra systems, the sign of this Gaussian curvature can be indicative of global stability of interior fixed points [Citation1,Citation33]. In fact, for the planar case this curvature depends solely on the sign of a simple expression of the parameters [Citation1,Citation26,Citation32]. For our scaled Lotka–Volterra system in the competitive case, this expression is . This difference in convexity properties can be seen in Figures (b) and (b) where and 2.1 respectively. Our numerical examples here leads us to speculate
Conjecture 1
Each heteroclinic orbit that forms the balance simplex of a planar Lotka–Volterra system with hyperbolic steady states has curvature of constant sign.
On this point it is worth recalling that limit cycles of quadratic systems are known to have convex interiors (see, for example [Citation11]). However, not all heteroclinic orbits of quadratic systems have curvature of constant sign. For example, the system , has a heteroclinic orbit that connects the steady states and where there is a point of inflection at , as well as other heteroclinic orbits that connects the same steady states that are convex or concave. The conjecture above is restricted to planar Lotka–Volterra systems which excludes these cases just mentioned. The heteroclinic orbit in Figure (a) of the appendix does not have a constant sign of curvature, however for this example, is non-hyperbolic.
We expect balance simplices (as the common boundary of repulsion of the origin and infinity) to appear in higher dimensional population models. In a 3-species Lotka–Volterra system where the origin and infinity are repellers, the presence of a balance simplex would also have strong implications for the long-term dynamics. If the resulting balance simplex is sufficiently smooth, then the flow on the balance simplex is two-dimensional and hence amenable to treatment by the Poincaré-Bendixson theorem and similar tools. In particular chaos would not be possible in a 3-species system with a sufficiently regular balance simplex.
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No potential conflict of interest was reported by the authors.
ORCID
Atheeta Ching http://orcid.org/0000-0003-4078-8851
Stephen Baigent http://orcid.org/0000-0003-4858-137X
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References
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Appendix. Special cases
A.1. Rational function as the integrand
For any non-zero integers (of any sign), let and . From our original integral (Equation5(5) (5) ), we find that: (A1) (A1) Note that and are integers meaning the integrand is a rational function which we can integrate in the standard way and use the same original integrating factor (Equation3(3) (3) ) to plot our solution .
A.2. Case and
If either or we have a different integral to start with and the interior steady state does not exist. Note the case where both are equal to 1 has a line of interior steady states.
Suppose, without loss of generality, that and . In the other case, we can swap them, as well as and . Here, we now have: The integrating factor is: (A2) (A2) Now: (A3) (A3) where we have kept the constant of integration C in the definition of and Γ here is the incomplete gamma function: . By analytic continuity, Γ can be defined for any x (even negative) except when s is a non-positive integer [Citation5, vol II]. For our case, this is when (see (Equation27(27) (27) )). Note that the case is not possible. Thus when and , we have the general solution: (A4) (A4) An example of this case is plotted in Figure (a). Note that when , the steady state is non-hyperbolic.
A.3. Case and
If and suppose , where is a negative integer. Recall that . Our integral is: (A5) (A5) By repeated integration by parts we have Note that when we evaluate the terms at ∞ and T, the ∞ part is equal to zero (since ), and the T part will have a minus sign. We use the following notation: and let so that . where (Here is the exponential integral). Note that we have the same integrating factor, (EquationA2(A2) (A2) ), as our previous case, thus when and , we have the general solution (A6) (A6) For example with and (so that ). (A7) (A7) which is plotted in Figure (b).