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Research Article

Sensitivity analysis for active electromagnetic field manipulation in free space

ORCID Icon, ORCID Icon, , &
Pages 661-687 | Received 21 Jan 2022, Accepted 23 Aug 2022, Published online: 19 Sep 2022

ABSTRACT

This paper presents a detailed sensitivity analysis of the active manipulation scheme for electromagnetic (EM) fields in free space. The active EM fields control strategy is designed to construct surface current sources (electric and/or magnetic) that can manipulate the EM fields in prescribed exterior regions. The active EM field control is formulated as an inverse source problem. We follow the numerical strategies in our previous works, which employ the Debye potential representation and integral equation representation in the forward modelling. We consider two regularization approaches to the inverse problem to approximate a current source, namely the truncated singular value decomposition (TSVD) and the Tikhonov regularization with the Morozov discrepancy principle. Moreover, we discuss the sensitivity of the active scheme (concerning power budget, control accuracy, and quality factor) as a function of the frequency, the distance between the control region and the source, the mutual distance between the control regions, and the size of the control region. The numerical simulations demonstrate some challenges and limitations of the active EM field control scheme.

1. Introduction

Active manipulation of electromagnetic (EM) fields is emerging in modern electromagnetics. In recent years, the study of active field control techniques has attracted huge attention and research efforts. The current literature has significantly addressed the idea of the active control of the EM fields in broad applications. These applications include, but are not limited to, scattering cancellation or reduction [Citation1–8], metamaterial or metasurface design [Citation9–14], field synthesis [Citation15–22]. Active field control techniques are becoming increasingly ubiquitous to enhance EM wave-based systems.

Regarding the scattering cancellation or reduction (also known as cloaking) applications, Chen et al. [Citation1] demonstrated active scattering-cancellation cloaks in both 1-D and 3-D scenarios. The authors explored the potential of active scattering-cancellation cloaks to realize broadband invisibility based on anomalous permittivity dispersion. Theoretically, the proposed active cloak scheme can overcome the Bode–Fano bandwidth limit and operate in a much broader bandwidth than passive scattering-cancellation cloaks. Onofrei [Citation8] investigated the active cloaking in the quasi-static regime, where the field is modelled by the Laplace operator. In this work, the author proposed a systematic integral equation method to generate suitable quasi-static fields for cloaking, illusions and energy focussing (with given accuracy) in multiple regions of interest. In [Citation2], the authors proposed an active cloaking mechanism that makes use of the equivalence principle. In this approach, the cylinder is replaced by an array of electric or magnetic current sources placed around the cylinder's periphery. Then the equivalent currents radiate in free space. Another circular array of current sources is placed concentrically to the original cylindrical object. Excitations of these external sources are taken such that the array and the object cancel its overall scattering for an incoming wave. Similarly, Selvanayagam et al. [Citation6] investigated the active EM cloak using the equivalence principle. Additional electric and magnetic currents are introduced to cancel out the scattered fields from the object. Electric and magnetic dipoles can respectively replace the electric and magnetic currents. It has been proven that this approach can realize both exterior and interior cloaking. Moreover, scattering reduction is widespread in the radar system. The authors in [Citation7] proposed a general real-time radar cross-section (RCS) reduction scheme to reduce the transient scattered signal from an object. They used a sensor on the object to measure the incident signal and applied a microstrip antenna to produce the cancelling signal. The authors assume that the direction of an incident signal at the receiver is known. The radiation from the defending antenna can be adjusted in real-time to cancel the scattering from the object. Thus the total field at the distant receiver is negligible so that the object becomes invisible to a radar working in a given known frequency band. The active field control techniques are also prevalent in metamaterial or metasurface design. In [Citation9], Brown et al. explored the possibility of metasurface design by making use of the electromagnetic inverse source framework. The electric and magnetic surface susceptibility profiles are computed such that the transmitted field exhibits the desired field specifications. The results show that the metasurface can focus the beam from plane wave, change the direction and radiation pattern, etc. Huang et al. [Citation13] reported a reconfigurable metasurface for multifunctional control of EM waves. The proposed metasurface can generate beam-splitting performance to reduce backward scattering waves. Research into new active field manipulation methods can play an important role in field synthesis applications. Classically, the problem of field synthesis seeks to construct the necessary currents on a source such that the source can produce a given field pattern [Citation23]. Lopéz et al. [Citation20] proposed a source reconstruction method (SRM) to establish the equivalent current distribution that radiates the same field as the actual current induced in the antenna under test (AUT). The target application is antenna diagnostics. The knowledge of the equivalent currents allows the determination of the antenna radiating elements and the prediction of the AUT-radiated fields outside the equivalent currents domain. Ayestarán et al. [Citation15] introduced an array synthesis technique that can focus the near-field (NF) on one or more spots and simultaneously satisfy the far-field (FF) specifications. This array synthesis technique can be applied to wireless power transfer. Wireless links between the antenna array and devices are established more efficiently since power radiated at undesired positions or directions can be suppressed.

The majority of the efforts in the literature mentioned above have been focussed on developing new approaches for active EM field control. One of the standard control strategies is based on the equivalence principle. Another category makes use of the transformation acoustics or transformation optics techniques. These works give insight into the performance of the proposed approaches under certain situations, such as narrow frequency bands, limited control geometry, and fixed size of the sources. However, the performances of the control strategies are unrevealed when the problem parameters are changed. In addition, the evaluation of the control performance in previous literature is limited, i.e. only based on the control accuracy. Therefore, a detailed sensitivity study for the problem of controlling three-dimensional EM fields in prescribed exterior regions in free space is presented. To our best knowledge, this is the first work to investigate the sensitivity of the active scheme concerning the problem parameters. Following the similar procedure in our previous publications [Citation24–29], the active manipulation of the EM fields is formulated as an inverse source-type problem, which addresses the source reconstruction from the knowledge of the field outside the source region [Citation30–32]. We discuss the sensitivity of the active scheme (concerning power budget, control accuracy, and quality factor) as a function of the frequency, the distance between the control region and the source, the mutual distance between the control regions, and the size of the control region. In our previous work [Citation33], we demonstrated a feasibility study of actively manipulating EM fields in free space. The paper mainly used integral equation method in the forward modelling and the truncated singular value decomposition (TSVD) method to solve matrix inversion. Besides, the paper is limited to the one-region control. In this work, we introduce two approaches for forward modelling and two approaches for inversion, respectively. We also extend our framework into multiple-region control, especially in contrast control. The contrast EM fields will pose control challenges as the control regions cannot be placed very close to each other.

The rest of this paper is organized as follows. In Section 2, we formally describe the problem and provide relevant theoretical results obtained in [Citation29]. We apply two methods in the forward modelling, including the Debye potential approach and the integral equation method. Two approaches are used to solve the inverse problem, including the truncated singular value decomposition (TSVD) and the Tikhonov regularization with the Morozov discrepancy principle. Section 3 shows the numerical results of the benchmark examples. Section 4 presents the EM field control sensitivity analysis in free space. Finally, we conclude the paper with some remarks in Section 5.

2. Theory

2.1. Problem formulation

This section presents a general description of the active manipulation scheme for EM fields. The unified functional and numerical framework have already been discussed in [Citation26–29]. Though some of those works addressed the problem of controlling the Helmholtz fields, the approach could be extended to solve the EM problems governed by Maxwell's equations. We shall briefly recall several essential theoretical results and describe some geometric configurations of interest.

This paper explores the active EM fields manipulation scheme in free space. The problem geometry is sketched in Figure . Here we only consider a single source Ds, two control regions D1 and D2 for illustrative purposes. Note that the theoretical analysis in [Citation26,Citation28,Citation29,Citation34] indicates that an arbitrary number of source regions and exterior control regions can be considered in the active control scheme. The control regions D1 and D2 are mutually disjoint smooth domains, i.e. D1D2=. We also make the assumption that the control regions are well-separated from the source region, i.e. (D1D2)Ds=. Considering the EM wave in a homogeneous isotropic source free medium in R3, the wave propagation is governed by Maxwell's equations, (1) ×E=iωμH;×H=iωϵE.(1) where ε and μ is the electric permittivity and magnetic permeability of the homogeneous and isotropic medium, yielding ϵ0 and μ0 in free space. The time-harmonic factor eiωt is assumed but suppressed in the following demonstration.

Figure 1. Sketch of the problem geometry showing the control regions D1, D2 and the source region Ds in free space.

Figure 1. Sketch of the problem geometry showing the control regions D1, D2 and the source region Ds in free space.

The inverse source problem addresses the source reconstruction from the knowledge of the field outside the source region. It is often desirable to find the necessary sources that produce the given EM fields in the prescribed exterior regions. Mathematically, the problem is to find the boundary input on the source, either surface electric current JC(Ds) or magnetic current MC(Ds) such that the solutions (E,H) of (2) {×E=iωμH,×H=iωϵHin R3Ds,E×n=M,(or n×H=J)on Ds,(E,H) satisfy the Silver-Muller radiation condition at infinity,(2) satisfy the control constraints (3) {EEjC(Dj)δfor j=1,2¯,HHjC(Dj)δfor j=1,2¯,(3) where δ is the desired control accuracy threshold. In (Equation2), n denotes the unit exterior normal vector to Ds. The Silver-Muller radiation condition in (Equation2) at infinity is defined as (4) {E(x)×xˆ+1YH(x)=O(1/|x|2),H(x)×xˆYE(x)=O(1/|x|2),(4) as |x| uniformly with respect to points xˆ in the unit sphere S. Y=ϵμ is the admittance in non-conductive media. The radiation conditions can be simply rewritten for all the equivalent forms of the Maxwell system and giving a smooth enough boundary data, they guarantee the uniqueness of solutions for Maxwell exterior problems [Citation35].

2.2. Debye potential representation

We present two approaches for the numerical computation of EM fields from the surface currents in the following subsections. The first one is the Debye potential representation that expresses the vector EM fields in terms of two scalar Debye potentials [Citation36–38]. This approach gives rise to a pair of scalar inverse source problems involving the Helmholtz equation as discussed in [Citation26–29]. Firstly, we rewrite Maxwell's equations in (Equation1) as (5) ×E~=ikH~,×H~=ikE~,(5) by introducing the transformation pair E~=ϵE,H~=μH. The k in (Equation5) is the wavenumber and k=ωμϵ. Then, we define two vector fields A and B, where A=iϵωE,B=iωμH, equivalently satisfy (6) ×A=kB,×B=kA.(6) Equation (Equation6) is called the Wilcox form of the Maxwell's equations [Citation39]. It has been proved in [Citation39] that there exists unique uj,vj (with zero average over the unit ball) solutions of Helmholtz equation in Dj for each j=1,2¯ given by the following weakly singular integral operators, (7) {uj(rrˆ)=r2πB1[log(sinγ2)]rˆAj(rrˆ)dS,vj(rrˆ)=r2πB1[log(sinγ2)]rˆBj(rrˆ)dS,(7) where Bx denotes the ball centred at the origin and the radius is x, i.e. B1 in (Equation7) is the unit ball. Aj=iϵωEj,Bj=iωμHj, rˆ denotes the unit vector along direction r, r=|r|, γ=|rˆrˆ| denotes the geodesic distance between rˆ and rˆ. uj(r) and vj(r) satisfy (8) Aj(r)=×(×ujr)+k×vjr,Bj(r)=×(×vjr)+k×ujr in Dj,(8) for each j=1,2¯. The scalar functions uj and vj are the Debye potentials. Then the problem yields the source reconstruction from the knowledge of the Debye potentials in the exterior regions. Problem (Equation2) can be written as (9) {2u+k2u=0,2v+k2v=0in R3Ds,u,v satisfy Sommerfeld radiation condition at infinity,uujC2(Dj)δ,vvjC2(Dj)δ.(9) We can adapt the results in [Citation26–29], where the smooth control results of the Helmholtz equation are discussed. Following the similar procedure in our previous works, we introduce the sub-domains Ds and Wj with DsDs, DjWj for j=1,2¯. The symbol ⋐ denotes compact inclusion. We make use of the ‘fictitious source’ Ds and control region Wj with smooth boundary to ease the computation. Then we define the integral operator K:L2(Ds)L2(Wj) as (10) Kw(xj)=Dsw(y)Φ(xj,y)dSy,(10) where for each j=1,2¯, xjWj and yDs. Φ(x,y)=14πeik|xy||xy| is the fundamental solution for the Helmholtz equation. K is the forward propagator or mapping function, which accounts for the response of a point source locating at y to the observation point x. w(y)L2(Ds) is the unknown density function defined on the fictitious source. w could be determined by discretizing the control regions into a discrete mesh of collocation points and w is then expressed as a linear combination (with unknown coefficients) of truncated series, (11) {wu(y)=l=0Lp=llαplYlp(yˆ),wv(y)=l=0Lp=llβplYlp(yˆ),(11) where wu and wv are the density function corresponding to the Debye potentials u and v, respectively. Ylp is the orthonormal family of spherical harmonics discussed in [Citation40]. αpl and βpl are unknown discrete coefficients. Then using the addition theorem and the orthogonality of spherical harmonics, u and v can be approximated by the following truncated series of spherical Hankel functions Hl(1) of the first kind and spherical Bessel functions Jl of order l, (12) u(r,θ,ϕ)ug(r,θ,ϕ)=ikr02l=0Lp=llαpl Jl(kr0) Hl(1)(kr) Ylp(θ,ϕ),(12) (13) v(r,θ,ϕ)vg(r,θ,ϕ)=ikr02l=0Lp=llβpl Jl(kr0) Hl(1)(kr) Ylp(θ,ϕ),(13) where ug and vg denote the generated potentials from the given density wu and wv, respectively. In these expressions, r0 is the radius of the fictitious spherical source. The unknown scalars αpl and βpl can be independently computed using the method discussed in [Citation25]. More details will be conveyed in Subsection 2.4. Hence, we can define an overall propagator operator as (14) Dw(y)=[Kw(x1),Kw(x2)].(14) As long as the unknown coefficients αpl and βpl are determined, the Debye potentials ug and vg can be obtained by (Equation12) and (Equation13). Then the generated vector fields Ag and Bg are calculated as (15) {Ag(r)=×(×ugr)+k×vgr,Bg(r)=×(×vgr)+k×ugr.(15) The generated electric and magnetic fields Eg and Hg are obtained using an inverse transformation pair Eg=Agiϵω,Hg=Bgiωμ. The current on Ds, either magnetic current M or electric current J depending on the supporting surface is perfect magnetic conductor (PMC) or perfect electric conductor (PEC), can be evaluated by M=E×n or J=n×H.

Remark 2.1

To ease the numerical computations of integral operations, our method makes use of a ‘fictitious source’ in Figure , i.e. a sphere Ds compactly embedded in the actual source region Ds. In general, the physical source Ds can have arbitrary shape as long as it has a Lipschitz boundary, which compactly includes the fictitious source Ds and is well separated from the control regions. Meanwhile, our scheme uses slightly larger mutually disjoint regions W1 and W2 such that D1W1, D2W2, W1W2= and (W1W2)Ds= because, as shown in [Citation26], an accurate control in the sense of the L2-norm on W1 and W2 implies smooth interior controls on D1 and D2, via regularity and uniqueness results for the solution of the interior Helmholtz equation.

Remark 2.2

Although the expression in (Equation10) employs the single-layer potential operator, it was noted in [Citation40] that the input density could also be written in terms of the double-layer potential operator and hence, also in terms of linear combinations of the two, named combined-layer potential. In general, if the single-layer potential is considered, the source is modelled as an array of monopoles, while it is modelled as an array of dipoles in the form of a double-layer potential.

2.3. Integral equation representation

The Debye potential representation is applied in the forward modelling in the previous subsection. In what follows, we present another approach that uses the integral equation to express the electric and magnetic fields in terms of the currents. Unlike the first approach, this computation strategy suggests that the source Ds can be arbitrarily shaped instead of just a sphere. Given surface currents J and M, the induced electric and magnetic fields are (16) {E(x)=Ds[GEJ(x,y)J(y)+GEM(x,y)M(y)]dSy,H(x)=Ds[GHJ(x,y)J(y)+GHM(x,y)M(y)]dSy,(16) where x and y are the observation and source points, respectively. GEJ, GEM, GHJ and GHM are dyadic Green's functions that map the response of point source locating at y to the observation point x. The superscript ‘E’ means the electric field. The subscript indicates the source type, i.e. ‘J’ is the electric current. GEJ means the electric field induced by a electric current source. In free space, the Green's functions have the analytic form, (17) {GEJ(x,y)=iωμ[I¯+1k2]eikR4πR,GHJ(x,y)=eikR4πR1ikRR2R¯×I¯,GHM(x,y)=iωϵ[I¯+1k2]eikR4πR,GEM(x,y)=GHJ(x,y),(17) where R=xy and R=|R| denotes the distance between the observation point and source point. R¯=[RRR] is the distance tensor. I¯ is the unit dyadic tensor. k is the wavenumber in free space. For simplicity, we can express the integrals in (Equation16) in a compact form, (18) Dw(y)=[Gw(x1),Gw(x2)].(18) The integral equation representation applies the method of moments (MoM) to reduce the continuous integral of EM fields to discrete EM moments. This is realized by discretizing the source surface Ds into finite triangle patches such that the surface currents can be expressed as (19) {wJ(y)=J(y)=n=1NInSΛn(y),andwM(y)=M(y)=n=1NVnSΛn(y),yDs,(19) where Λn is divergence-conforming RWG basis function [Citation41]. N is the total number of basis functions used to discretize surface current on the source. IS=[I1SI2SINS] and VS=[V1SV2SVNS] are two vectors and each element is the coefficient of discredited surface currents J and M.

Remark 2.3

In (Equation7), the integral operators are only applied to the radial component of vectors A and B. In other words, the Debye potential method only evaluates the radial component of the EM fields, i.e. Er and Hr. However, the integral equation method uses the full-wave in the forward modelling, i.e. Er, Eθ, Eϕ, Hr, Hθ, and Hϕ. When we use N and M mesh points to discretize the control region and the source region, respectively, the resulting moment matrix by the Debye potential method is KCN×M. However, the moment matrix attained by the integral equation method will be much larger if we consider the identical mesh scheme, i.e. KC6N×M. When we determine the unknown x by solving the system Kx=b, the integral equation method will lead to a more ill-posed system as K is more ill-conditioned.

2.4. Optimization scheme

In previous subsections, two approaches are presented to define the forward operator. Once the surface currents are given, the forward operator can evaluate the EM fields in exterior regions. We call this procedure forward modelling. In brief, the forward operators in (Equation14) and (Equation18) can be written as Dw=f. w is the density function expressed as a linear combination (with unknown coefficients) of bases spanning the set of all L2 functions on the surface of the source, i.e. Ds. f is the induced fields or potentials by w. This paper proposes to cast the active field manipulation problem as an electromagnetic inverse source problem. The main goal in electromagnetic inverse source problem is to find an unknown cause from its known effect [Citation42], i.e. find w from f. Following the same strategy in [Citation24–29], the continuous integral operator D is converted into a matrix form by discretizing the control regions and source region into discrete meshes. Then the forward operator D yields a linear system, (20) Awd=b,(20) where wd is a vector containing the unknown coefficients in discrete forms of w in (Equation11) and (Equation19), A represents the matrix of moments computed from the propagator D, and b is the vector of f in the mesh of evaluation points distributed within the control regions. Intuitively, wd can be evaluated by wd=A1b. However, A is not a square matrix in most cases due to the inconsistent dimensions of wd and b. Consequently, A is not invertible. The alternative way is to find an approximate solution wd that produces the field b close to b. (Data misfit can determine the proximity). Therefore, we can formulate an optimization problem to find the optimal solution of wd in (Equation20), (21) wˆd=argminwdDs[j=12ξjAwdbL2(Wj)2],(21) where ξj is the weighting factor balancing the importance of the residuals, j=1,2¯. Solving the optimization problem (Equation21) yields a classical least-squares inversion. The minimization of the discrete least-squares cost functional can ultimately result in an ill-posed linear system, i.e. there is no unique solution. Hence, the original problem must be regularized. We can apply two regularization approaches, including, the truncated singular value decomposition (TSVD) and the Tikhonov regularization with the Morozov discrepancy principle [Citation43,Citation44]. The TSVD method is a modification of the SVD method. We know from matrix algebra that any matrix ACm×n can be written in the form, (22) A=UDV(22) where the superscript T denotes the matrix transpose. UCm×m and VCn×n are orthogonal matrices satisfying UU=UU=I, and VV=VV=I. I is the identity matrix. DCm×n is a diagonal matrix and the diagonal elements dj are the singular values of A. The minimum norm solution of the equation Ax=b is given by VD+Ub, where VD+U is the pseudo-inverse of A. D+ is a diagonal matrix and the diagonal elements are dj1. Numerical instability may occur when the rth diagonal element dr in D is much smaller than d1, i.e. dr1 appearing in D+ is much larger than d11. The matrix D+ is then badly conditioned. To tackle this problem, we need to ignore the small diagonal elements which are below a defined threshold. This is the truncated SVD (TSVD) method. Hence, the TSVD solution is expressed as (23) wˆd=VDt+Ub,(23) where t denotes the number of diagonal elements in the truncated matrix.

Another typical regularization method is Tikhonov regularization. It provides some smoothing, and generalized Tikhonov regularization provides an opportunity to incorporate known properties of the solution into the solution method [Citation43]. The Tikhonov regularized solution of (Equation20) is (24) wˆd=argminwdDs[j=12ξjAwdbL2(Wj)2+αwdL2(Ds)2],(24) where α>0 is the regularization parameter representing the penalty weight for the power required by the solution. The optimal α is determined by the Morozov discrepancy principle [Citation43,Citation44]. The unknown discrete coefficients in wd are taken to be the Tikhonov solution, (25) wˆd=(αI+AA)1Ab,(25) where A is the complex conjugate transpose of A.

In summary, two approaches are demonstrated to perform the forward modelling, i.e. the Debye potential method and the integral equation method. In addition, two regularization methods, including TSVD and Tikhonov regularization, are used to solve the inverse problem. These forward and inverse modelling approaches can be summarized as pseudocodes in the appendices, i.e. Algorithms 1 and 2.

3. Numerical results of benchmark examples

In this section, we present several numerical examples to support the abovementioned theoretical framework. We start from a simple control configuration as shown in Figure (a) with one near control region W1. Then, we extend our numerical study into a multiple-region regime with two near field control regions W1 and W2 as sketched in Figure (b). The source and control regions are in free space. As we mentioned in Remark 2.1, the actual source Ds can be arbitrarily shaped as long as it is Lipschitz and compactly embeds the fictitious source Ds. In the following simulations, we use a spherical fictitious source Ds, and its radius is 0.31 m centred at the origin. When we apply the Debye potential method, the source is modelled by 200×100 θϕ-mesh. The EM fields are approximated using 70 harmonic orders, i.e. L = 70 in (Equation11), resulting in a total of 5041 unknown coefficients. While the source is discretized by 2808 triangle patches resulting in 4212 unknowns when the integral equation method. Subsections 3.1 and  3.2 discuss the performance of our strategy in each of the configurations mentioned above.

Figure 2. Sketch of the problem geometry showing the near control region(s) W1 and/or W2 and the source region Ds. (a) One control region. (b) Two control regions.

Figure 2. Sketch of the problem geometry showing the near control region(s) W1 and/or W2 and the source region Ds. (a) One control region. (b) Two control regions.

Before discussing the numerical examples, we shall introduce some measures to assess the control performance. In the following content, we use the relative or absolute L2-norm error to evaluate the control accuracy of the proposed method. We use the relative error when the prescribed field is non-zero, otherwise we use the absolute error. The L2-norm error, is defined as (26) errL2(Wj)={GPL2(Wj)PL2(Wj)if PL2(Wj)0,GPL2(Wj)if PL2(Wj)=0,(26) for each j=1,2¯. G=Awd denotes the generated field, and P is prescribed field. G and P can be either E or H. Such a L2-norm error is an overall quantitative measure of control performance. Additionally, we define another measure to show the control accuracy in each mesh point, i.e. the pointwise error, (27) erri={|GiPi||Pi|if Pi0,|GiPi|if Pi=0,(27) where erri is the relative or absolute error in the ith evaluation point.

Moreover, we define the radiated power and stored energy to determine the feasibility of the source. We can calculate the radiated power and stored energy via (28) Prad=Re[Snˆ(E×H)dS],(28) (29) Pstor=Im[Snˆ(E×H)dS],(29) where nˆ is the unit vector normal to the source surface Ds, the power is defined by Poynting's theorem [Citation45]. Re and Im respectively denotes the real and imaginary operator. The quality factor (Q) is a dimensionless parameter that describes the resonance behaviour of a harmonic source. It is defined by the radiated power and stored energy, as (30) Q=2πPstorPrad.(30)

3.1. One near control region

Firstly, we consider a simple geometry with only one control region, as shown in Figure (a). The prescribed field in W1 is a plane wave and the electric field is defined by E(r)=E0eikr, where E0=[0,1,0] and k=[1,0,0]k. The wavenumber k is 1, equivalently, f= 47.75 MHz. The magnetic field can be attained by H(r)=1ωμk×E(r). Note that the defined electric field in Cartesian coordinates indicates the EM wave propagates along xˆ direction and electric field is polarized in yˆ direction. To ease the computation of spherical harmonics, we shall transform the EM fields from Cartesian coordinates into spherical coordinates via a rotation matrix [Citation46] (see Appendix). The control region is an annular sector, and it is defined in the spherical coordinates (with respect to the origin) by (31) W1={(r,θ,ϕ):r[0.5,0.55],θ[π4,3π4],ϕ[3π4,5π4]},(31) where W1 is discretized into 8000 collocation points on the surface. The E and H are evaluated at the discrete mesh points.

As we discussed in Section 2, two approaches are used in the forward modelling, and two regularization methods are applied to solve the inverse problem. Therefore, there are four available combinations in total to address the inverse source problem, i.e. ‘Debye potential with TSVD’, ‘Debye potential with Tikhonov’, ‘integral equation with TSVD’, and ‘integral equation with Tikhonov’. We shall test the performance of these possible methods. In the following, we present EM field control simulation results in one region. We show the results obtained by the ‘integral equation with TSVD’ method for an illustrative purpose. The prescribed and generated fields in the control region W1 are shown in Figure  for electric field and Figure  for magnetic fields. The first row shows the three components of prescribed fields in each figure. The second row is the generated field by the inverted source. The third row is the relative pointwise error. Note that only the real part of the fields is considered here since the imaginary part exhibits similar results. We notice that the generated fields, either electric or magnetic, almost show the same pattern as the prescribed fields. The L2-norm error of the electric field is of order 104, and it is 102 for the magnetic field. The less accuracy of the magnetic field is due to the unbalanced vector b in (Equation20) that contains both E and H (H is about 377 times less than E.)

Figure 3. Electric field (E) synthesis in an exterior control region using the ‘integral equation with TSVD’.

Figure 3. Electric field (E) synthesis in an exterior control region using the ‘integral equation with TSVD’.

Figure 4. Magnetic field (H) synthesis in an exterior control region using the ‘integral equation with TSVD’.

Figure 4. Magnetic field (H) synthesis in an exterior control region using the ‘integral equation with TSVD’.

Furthermore, we also test the same control geometry using the other three methods. The pointwise errors are shown in Figure  for electric fields and Figure  for magnetic fields. Similarly, the three columns exhibit the three components of the electric or magnetic fields. Each row corresponds to one method.If we compare the first row with the third row and the second row with the fourth row, we can observe that the integral equation method generally outperforms the Debye potential method for both regularization methods. The lower accuracy of the Debye potential method is due to the imprecise calculation of the curl operator (×) in (Equation15). The Debye potential method uses the potentials u and v inversion to obtain the densities. Then we calculate the E and H fields from u and v in (Equation15). To avoid instabilities in the numerical calculation of the curl of the potentials, the addition theorem and the orthogonality of spherical harmonics were used in [Citation29] to come up with a finite-sum approximation for u and v. This approximation was then used to calculate the curl and curl-curls necessary to get the E and H fields. However, the tiny numerical artifacts from the finite-sum approximation of the potentials got propagated in the supposed exact calculation of the curls since equation (4.10) of [Citation29] requires the derivatives of the potentials. The loss of some orders of accuracy signals that more spherical harmonics and a significantly denser mesh are needed to make the Debye potential method more accurate. Regarding the selection of the regularization method, we shall compare the third row with the fourth row. We notice that the L2-norm error of the TSVD method is about one order less than that of the Tikhonov regularization. This can be explained by the selection of an appropriate regularization parameter α in (Equation24). Essentially, the Tikhonov regularized solution is the same as the solution obtained by the SVD if the regularization parameter α is sufficiently small (smaller than the smallest singular value) [Citation43]. However, we truncate the SVD to remove the effects of minimal singular values that help to reduce oscillations in the solution [Citation47]. In Tikhonov regularized solution, we notice the parameter α is about 1019. The minimal value may cause fast oscillations in the solution. The inverted current on the source Ds is shown in Figure  to demonstrate this phenomenon. The current is displayed in a 2D (ϕ,θ)-plane for a better perspective. Here, we only consider one current type, i.e. the electric current J. In Figure , the first row shows the current computed by Debye potential method with two regularization methods. The second row displays the results of the integral equation method. We observe that the TSVD regularized solution is more stable. The ‘integral equation with TSVD’ method can produce the best solution among the four approaches regarding the control accuracy.

Figure 5. Pointwise relative error of electric field (E) using four control strategies.

Figure 5. Pointwise relative error of electric field (E) using four control strategies.

Figure 6. Pointwise relative error of magnetic field (H) using four control strategies.

Figure 6. Pointwise relative error of magnetic field (H) using four control strategies.

Figure 7. Inverted surface electric current (J) on the source Ds. (a) ‘Debye potential with TSVD’ method. (b) ‘Debye potential with Tikhonov’ method. (c) ‘Integral equation with TSVD’ method. (d) ‘Integral equation with Tikhonov’ method.

Figure 7. Inverted surface electric current (J) on the source ∂Ds. (a) ‘Debye potential with TSVD’ method. (b) ‘Debye potential with Tikhonov’ method. (c) ‘Integral equation with TSVD’ method. (d) ‘Integral equation with Tikhonov’ method.

Furthermore, we also compare the power budget as well as the quality factor (Q) to determine the feasibility of the source. Table  lists the results of four approaches. It is worth noting that the Debye potential method can produce a source with remarkably low Q, indicating the source is almost non-oscillating. This unique feature is conducive to implementing the actual source. Besides, the integral equation method's radiated power is much higher than the Debye potential method, especially the ‘integral equation with TSVD’ method.

Table 1. Comparison of the power budget and Q among four approaches.

3.2. Two near control region

This subsection demonstrates the control strategy in a two-region regime. We show the performance of our scheme in creating the same plane EM wave given in 3.1 in W1 and null field in W2. The definition of W1 is same as Subsection 3.1. W2 is also an annular sector, and it is defined in spherical coordinate as (32) W2={(r,θ,ϕ):r[0.5,0.6],θ[3π8,5π8],ϕ[π8,π8]}+[0.5,0,0].(32) Both W1 and W2 are discretized into 8000 collocation points. As the prescribed field in W2 is zero; we shall only show the generated field for simplicity. Note that the generated field can also be regarded as the pointwise absolute error. The simulation results using the ‘integral equation with TSVD’ are shown in Figures . Compared with the one region control in Subsection 3.1, the generated fields E in Figure and H in Figure  are almost the same, i.e. the same level of relative error. The L2-norm error is 104 of electric field and 102 of the magnetic field, which indicates a good control in W1. Regarding the second region W2, the maximum amplitude of the generated field is of order 104, as shown in Figures  and . The L2-norm errors are low with order 103 in W2. In this simulation, good controls are observed in both W1 and W2. This suggests that our method can maintain a quiet region while producing a plane wave in the other region. This is known as the ‘contrast control’.

Figure 8. Electric field (E) synthesis in an W1 using the ‘integral equation with TSVD’.

Figure 8. Electric field (E) synthesis in an W1 using the ‘integral equation with TSVD’.

Figure 9. Magnetic field (H) synthesis in an W1 using the ‘integral equation with TSVD’.

Figure 9. Magnetic field (H) synthesis in an W1 using the ‘integral equation with TSVD’.

Figure 10. Generated electric field (E) in an W2 using the ‘integral equation with TSVD’.

Figure 10. Generated electric field (E) in an W2 using the ‘integral equation with TSVD’.

Figure 11. Generated magnetic field (H) in an W2 using the ‘integral equation with TSVD’.

Figure 11. Generated magnetic field (H) in an W2 using the ‘integral equation with TSVD’.

The surface current J is also displayed in a 2D (ϕ,θ)-plane, in Figure . We find the distribution is similar to that in Figure (c). The magnitude of J is slightly larger, revealing that more control efforts are required to maintain the null region while producing a plane wave in the other region.

Figure 12. Inverted surface electric current (J) on the source Ds.

Figure 12. Inverted surface electric current (J) on the source ∂Ds.

4. Sensitivity analysis in free space

The previous section presents the EM field manipulation simulation results in one and two exterior regions. A plane wave is prescribed in the one-region control. The contrast control, i.e. one plane wave region and one null field region is implemented in the two-region regime. The L2-norm error evaluates the control performance. The presented results back up the analysis of  [Citation29] and show that our strategy works for each of the two configurations depicted in Figure . This section presents the sensitivity study for both ‘integral equation with TSVD’ and ‘Debye potential with TSVD’ methods. Based on the observations in Subsection 3.1, the ‘integral equation with TSVD’ method allows more accurate control. However, it requires high power and oscillates. The source obtained by the ‘Debye potential with TSVD’ method is more feasible than the integral equation method, i.e. less oscillating, but it sacrifices the control accuracy. In the following simulations, we aim to study the sensitivity of our strategy concerning variations in several physically relevant parameters, such as wavenumber k, the distance between the control region and the source, the control region size and, the mutual distance between the control regions (in the case of two control regions Figure (b)). The sensitivity study gives insight into the feasibility of implementing the physical source.

The geometry in the sensitivity analysis is depicted in Figure . To distinguish the original region (dark), the regions with modified parameters are shown in a light colour. For instance, W12 denotes the near control, which is shifted away from the source, in which the superscript ‘2’ corresponds to the experiment number in Section 4.2.

Figure 13. Sketch of the geometry in sensitivity analysis. W1 and W2 are original near controls and they are shown in dark colour. The light-coloured regions with W1n, where n = 2, 3 and 4, are corresponding to the experiments in Sections 4.24.4.

Figure 13. Sketch of the geometry in sensitivity analysis. W1 and W2 are original near controls and they are shown in dark colour. The light-coloured regions with W1∗n, where n = 2, 3 and 4, are corresponding to the experiments in Sections 4.2–4.4.

Remark 4.1

As noted in Subsection 3.1, for the Debye potential approach to yield accurate results, a very dense discretization of the control regions and more spherical harmonics are required. In [Citation29], the authors were able to get very accurate results for a smaller geometry, a source that has radius 0.0105 m and control regions with thickness 0.04 m. They used 70 harmonic orders and 37800 collocation points on each control region. As this study aims to look at the feasibility of the proposed schemes, the dimensions of the source and control regions were chosen to represent practically relevant scenarios. Hence, the larger geometry: a source of radius 0.31 m and control regions of thickness 0.05 m and 0.1 m. In this study, we were constrained to limit the collocation points to N = 8000 on each control region as the integral equation approach will require a system with 6N (or 12N for the case of two control regions) equations, compared to the Debye potential approach which will result to two independent systems with just N (or 2N) equations each. Proportionally choosing N to match the Debye potential results in [Citation29] is computationally expensive. We will see in the results below that the Debye potential approach produced some results with low accuracy. However, the mathematical analysis in [Citation29] guarantees that such results will be improved by using more collocation points and harmonic orders.

4.1. Varying the wavenumber k

We start by a simple geometry in Figure (a), where only one control region W1 is considered. The region size is defined in (Equation31). The prescribed field in W1 is the plane wave E(r)=yˆeikx. In this simulation, we let the wavenumber vary from 0.1 rad m1 to 50 rad m1. The corresponding frequency varies from 4.775 MHz to 2.387 GHz. Only the wavenumber is changed in each simulation, and other parameters are fixed. The simulation results are shown in Figure . From left to right, four subplots respectively show the L2-norm error of the radial component of electric field (Er), radiated power by Ds, stored energy in Ds, and quality factor for both ‘integral equation with TSVD’ and ‘Debye potential with TSVD’ methods. For ‘integral equation with TSVD’ method, the L2-norm error increases from 104 to 101 as the wavenumber increases. However, the L2-norm error evaluating the ‘Debye potential with TSVD’ method is much worse, which exceeds 0.5 as long as the wavenumber is larger than 5. The radiated power and stored energy for both methods change similarly as the wavenumber increases, except for the opposite trend after 20 rad m1. This suggests that the source obtained by the ‘integral equation with TSVD’ method is more energy-intensive at high frequencies. The ‘Debye potential with TSVD’ method can work at higher frequencies. The quality factor obtained from the ‘integral equation with TSVD’ method decrease along with the wavenumber increase, resulting in a less oscillating source. However, the ‘Debye potential with TSVD’ method produces the exact opposite change, indicating the source is more oscillating than the integral equation method. But the quality factor is in general much less than that produced by the ‘integral equation with TSVD’ method.

Figure 14. Results showing the control accuracy and the power budget varying with k. From left to right, (1) L2-norm error of Er. (2) Radiated power by Ds. (3) Stored energy in Ds. (4) Quality factor.

Figure 14. Results showing the control accuracy and the power budget varying with k. From left to right, (1) L2-norm error of Er. (2) Radiated power by Ds. (3) Stored energy in Ds. (4) Quality factor.

4.2. Varying the distance between the near control region and the source

The following results show the effect of variations in the distance between the near control region and the source. We still use the initial model in Figure (a). The near control W1 is shifted further away from the source (W12 in Figure (a)) while all other parameters are fixed. Note that the prescribed plane wave in W1 is the same as that in Subsection 3.1. We define the distance as the spacing between the inner boundary of the annular sector and the boundary of the source. The investigated range of the distance is from 0.1 m to 0.7 m. The results are depicted in Figure . We notice that the control accuracy changes reversely for the two methods. In the ‘integral equation with TSVD’ method, the relative error in the near region increases when the control region moves further away from the source. In contrast, the relative error keeps on descending for the ‘Debye potential with TSVD’ method. In the entire range of distance, the integral equation method maintains the relative error within an order of 103. Though the Debye potential method realizes a high-accurate control at a more considerable distance, the relative error is still larger than 102. The power budget (radiated power and stored energy) and quality factor given by the Debye potential method shows a significant jump when the control region is pushed far away until the distance exceeds a threshold, 0.3 m. After the threshold, the power budget is comparable to the integral equation method. These changes suggest that the ‘integral equation with TSVD’ method can manipulate the EM fields in an exterior region that is well-separated from the source, even though more control effort is required to achieve good accuracy in control regions further from the source. However, the ‘Debye potential with TSVD’ method has the limitation to control the far region as the power budget and the quality factor changes significantly.

Figure 15. Results showing the control accuracy and the power budget varying with mutual distance between the control region and the source. From left to right, (1) L2-norm error of Er. (2) Radiated power by Ds. (3) Stored energy in Ds. (4) Quality factor.

Figure 15. Results showing the control accuracy and the power budget varying with mutual distance between the control region and the source. From left to right, (1) L2-norm error of Er. (2) Radiated power by Ds. (3) Stored energy in Ds. (4) Quality factor.

4.3. Varying the near control region size

In this subsection, we consider the behaviour of the control accuracy and the power budget concerning incremental increase in the outer radius of the near control region W1 (W13 in Figure (a)) with all the other parameters fixed. The increase of the outer radius is equivalent to enlarging the size of the control region. We shall use the thickness of the control region as the size indicator. The thickness is the difference between the outer radius and the inner radius of the annular sector. Following the same procedure in the previous study, the prescribed plane wave in W1 is the same as that in Subsection 3.1. In this simulation, the inner radius of the control region is 0.5 m. The outer radius varies from 0.55 m to 1 m, i.e. the thickness varies from 0.05 m to 0.5 m. The maximum thickness of the control region is close to the diameter of the source. The results are shown in Figure . We notice that both the integral equation method and the Debye potential method change in the same way, i.e. the control accuracy and power budget keep worsening as the control region becomes large. This indicates it is difficult to control a large region, especially larger than the source. The quality factor does not change significantly in the entire range of the thickness.

Figure 16. Results showing the control accuracy and the power budget varying with the size of the control region. From left to right, (1) L2-norm error of Er. (2) Radiated power by Ds. (3) Stored energy in Ds. (4) Quality factor.

Figure 16. Results showing the control accuracy and the power budget varying with the size of the control region. From left to right, (1) L2-norm error of Er. (2) Radiated power by Ds. (3) Stored energy in Ds. (4) Quality factor.

4.4. Varying the mutual distance between the near control regions

This sensitivity test considers two near control regions and varies the mutual distance. The first control region W1 is prescribed as a plane wave, and the second region W2 is null. In Figure (b), W1 is fixed and we rotate W2 around Ds to obtain a new secondary control region W24. The mutual angle ϕ determines the mutual distance between the two near controls as shown in Figure (b). The control accuracy and power budget are calculated as the angle ϕ varies from 0 to 360. If ϕ=0, the second control region W2 is situated exactly behind the first control region, then it is rotated counterclockwise as ϕ increases, and finally, it is back to the starting point when ϕ=360. In this study, the prescribed plane wave in W1 and null field in W2 are the same as that in Subsection 3.2. The results are shown in Figure . We notice the curves for both methods are symmetric due to the symmetry of the relative position between the control region and the source. In the first subplot, the L2-norm relative error of the integral equation method is less than 103 when ϕ is in the range of [90,270]. If ϕ is out of this range, i.e. the near controls are too close to each other, the relative error, as well as the source power, becomes excessive. However, the Debye potential method shows opposite variations with respect to the mutual angle, e.g. the relative error is large in the range of [90,270]. This is due to the relative distance being larger when the angle increases, and then the distance is shorter when the angle exceeds 180. This indicates that the Debye potential method is limited to controlling the region far from the source. This phenomenon is investigated in Subsection 4.2. On the other hand, the Debye potential method gives a much worse L2-norm error (even larger than 1). However, the power budget is much less than the integral equation method. This is observed in Subsection 3.1, i.e. the Debye potential method gives a low-power and less-oscillating source but loses the control accuracy. In this simulation, the control regions cannot be too close; otherwise, the accurate control effects are degraded using the integral equation method. However, the mutual distance between two control regions must be within a threshold when the Debye potential method is considered.

Figure 17. Results showing the control accuracy and the power budget varying with the mutual distance between two control regions. From left to right, (1) L2-norm error of Er. (2) Radiated power by Ds. (3) Stored energy in Ds. (4) Quality factor.

Figure 17. Results showing the control accuracy and the power budget varying with the mutual distance between two control regions. From left to right, (1) L2-norm error of Er. (2) Radiated power by Ds. (3) Stored energy in Ds. (4) Quality factor.

5. Conclusions

This paper presents the sensitivity of the active manipulation of electromagnetic fields in free space. We demonstrate the existence of a current source (modeled as surface electric and/or magnetic current) such that it is capable of approximating a priori given field in some near control regions. We build upon our previous works and illustrate two approaches for forward modelling and two regularization methods for inversion. In other words, four combined approaches are demonstrated to solve the electromagnetic inverse source problem. We compare the performance of these four approaches using a baseline model where only one control region is considered. The simulation results suggest that the ‘integral equation with TSVD’ method can realize the best control accuracy but gives a high-power and oscillating source. The ‘Debye potential with TSVD’ method can achieve low-power source reconstruction whereas with the price paid for low control accuracy. Hence, we apply the ‘Debye potential with TSVD’ method and the ‘integral equation with TSVD’ method to perform the sensitivity study. We explored the behaviour of physically relevant parameters (power budget, control accuracy, and quality factor) concerning variations in the frequency, outward shift, the near control's outer radius, and the mutual distance between near controls.

In our simulations, we consider two initial models as shown in Figure . The first one contains one near control and the second one has two near control regions. In this paper, the prescribed field is a plane wave with only one control region. The plane wave is prescribed in one region in the two-region regime, and a null field is maintained in the other region. This is as known as ‘EM contrast control’. The simulation results in both of two control regimes show the L2-norm error is within 103, which indicates a good accuracy level.

In addition, we performed the sensitivity study based on our initial model. In the geometry shown in Figure (a), the operating frequency first varies while all other parameters are fixed. The frequency is swept from 4.775 MHz to 2.387 GHz (k is from 0.1 to 50). We observe the fast and significant increase of the L2-norm error and power budget for both methods. The quality factor changes reversely for the two methods. These changes indicate that the integral equation method is limited to manipulating the high-frequency EM fields using a relatively large source (Its diameter is five times as large as the wavelength). However, this limitation is not obvious for Debye potential method.

In the second simulation, the near control region is moved outward. We noticed that the ‘integral equation with TSVD’ method can manipulate the EM fields in an exterior region that is well-separated from the source, even though more power is required to achieve good accuracy in control regions further from the source. However, the ‘Debye potential with TSVD’ method cannot control the far region as the power budget and the quality factor increase fast, suggesting the source is power-intensive and oscillating when controlling the EM fields in the outlying area.

Next, we vary the outer radius of the near control region to explore the effect of the near region's size on the control accuracy and power budget. The relative error and power budget change in the same way for both approaches. The control accuracy worsens as the control region enlarges. The quality factor does not change significantly. The simulation results show that the active control scheme requires more effort to achieve accurate EM field control on a bigger region. We also considered the geometry in Figure (b). We rotate the second near control region around the source in the simulation. We arrive at the opposite conclusion using the integral equation and Debye potential methods. The integral equation method can realize good control accuracy within 3×103 as long as the two near control regions are separated by an angle ϕ[90,270]. However, outside this range, the control performance is gradually degrading. This means two regions have to be well-separated. On the contrary, the Debye potential method is limited to controlling the region that should not be far away from the source. When W1 is rotated by an angle, the control accuracy degrades. Nevertheless, the control accuracy of the Debye potential method is generally worse than the integral equation method.

Disclosure statement

The authors claim that there is no potential conflict of interest.

Additional information

Funding

J. Chen and C. Qi would like to acknowledge the National Science Foundation (NSF), USA for funding their work [award number 1801925]. D. Onofrei and N. J. A. Egarguin would like to acknowledge the Army Research Office, USA for funding their work [award number W911NF-17-1-0478].

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Appendices

Appendix 1. Debye potential method

Appendix 2. Integral equation method