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Review

Computational prognostic indicators for breast cancer

, &
Pages 301-312 | Published online: 12 Jul 2014

Abstract

Breast cancer remains the leading cause of cancer-related mortality in women. Comprehensive genomics, proteomics, and metabolomics studies are emerging that offer an opportunity to model disease biology, prognosis, and response to specific therapies. Although many biomarkers have been identified through advances in data mining techniques, few have been applied broadly to make patient-specific decisions. Here, we review a selection of breast cancer prognostic indicators and their implications. Our goal is to provide clinicians with a general evaluation of emerging computational methodologies for outcome prediction.

Introduction

One in eight women develops breast cancer, the most common cause of malignancy in females. Although the majority of patients now survive for many years after initial diagnosis and therapy, a significant subpopulation remains at risk of metastatic relapse. These women have a median survival time of less than 1.5 years at the time of relapse,Citation1 with only 10% expected to survive 10 years after diagnosis.Citation2

The ability to classify patients into clinically relevant subgroups to allow for precise therapy is urgently needed. Traditional tumor stratification is based largely on morphology, but is relevant in less than one-quarter of invasive breast carcinomas.Citation3 However, novel computational models are emerging as powerful tools to address this deficiency. Recent work has integrated critical observations in the biology of breast cancer, including gene deletions, translocations, and locus amplification;Citation4,Citation5 biomarkers from high-throughput “-omics” technologies such as genomics, proteomics, and metabolomics; and long recognized outcome variables such as tumor size, histologic grade, axillary nodal status, and estrogen receptor (ER) status. We anticipate that these biomarkers will emerge as an effective molecular classification or guide for the determination of prognosis and the development of tailored therapy (reviewed by Gruver et alCitation3).

However, much work regarding validation of these approaches is still required. For example, single biomarkers have not proven highly informative in most women. Somatic mutations with the potential ability to act as a biomarker were noted to occur in single genes (eg, TP53, PIK3CA, and GATA3) in <10% of 825 patients with primary breast cancers.Citation6 Similarly, only three multi-gene signatures are incorporated into current clinical practice.Citation7Citation9 Effective and clinically applicable prognostic indicators will also require the ability to address the emerging importance of the intra-tumoral heterogeneity of breast cancer.Citation10

This review will not address specific clinical prognostic variables as they have been reviewed extensively by others.Citation11Citation14 Instead, we have chosen to evaluate emergent prognostic indicators for breast cancer, focusing on computational methodologies and strategies to identify a molecular indicator (a biomarker or set of biomarkers). We are interested particularly in statistical and computational methodologies based on cutting-edge “-omics” technologies, moving from the conventional single oncogene/tumor suppressor gene strategy to one that exploits advances in systems biology. To achieve our goal, we performed a systematic search of all the English language literature regarding computational breast cancer prognosis, using a MEDLINE search for the period from January 2005 to July 2013. This review will begin with the utility of single molecular biomarkers and multi-gene signatures, followed by an evaluation of novel system-biology based analyses that infer information from high-throughput “-omics” data. Importantly, we will discuss exciting possibilities in the development of new integrative methodologies.

Identification of prognostic molecular signatures

Examination of genetic variation, genomic association, or transcriptomic alterations in large study cohorts allows the selection of single or multiple prognostic markers that can stratify patients into groups showing distinct outcomes (). It may also allow the specific tailoring of care. Sample size and biological hypotheses are distinguishing features of prognostic marker studies.Citation15,Citation16 In terms of sample size, a practical clinically based prognostic index for patients with metastatic breast cancer was recently proposed by a retrospective analysis of 2,322 patients after primary treatment.Citation2 In parallel, others have focused on using biological determinants. For example, the Cancer Genome Atlas Network has incorporated the four major breast cancer subtypes with five genetic and epigenetic factors (genomic DNA copy numbers, DNA methylation, exome and messenger RNA expression, microRNA sequencing, and reverse-phase protein expression).Citation6 The results are promising for understanding the biological underpinning of subtype-specific prognostic indicators. However, there remains a critical gap between an integrative model of “omics”-data and clinical variables. Describing biological pathways underlining clinical biomarkers in a large sample size could provide the opportunity to significantly improve our understanding of the biology and heterogeneity of breast cancers. For instance, the enrichment patterns of gene sets associated with embryonic stem cell (ESC) identity in the expression profiles of various human tumor types is associated with poor outcome in breast cancer.Citation17

Single gene prognostic determinants

For specific tumor subtypes, the expression of single critical genes can serve as prognostic indicators (reviewed by Adam Maciejczyk).Citation18 Germ-line mutations of BRCA1 are extensively used for early detection of familial breast cancer, and are predictive for 15%–20% of women with a family history of breast cancer, and 60%–80% of patients with combined breast and ovarian cancer.Citation19 Additional prognostic factors include enhanced RAD21 and cohesin expression, which has been associated with resistance to chemotherapy in high-grade luminal, basal, and HER2 breast cancers.Citation20 Transcription factor muscle segment homeobox 2 (Msx2) expression has been implicated in an increased likelihood of tumor cell death via apoptosis in invasive breast cancers.Citation21 Enhanced expression of the anterior gradient-2 (AGR2) protein, which occurs in the presence of ER antagonist tamoxifen, confers poor prognosis in ER-positive breast cancers.Citation22

The most common computational method to assess these critical biomarkers is the hazard Cox regression model.Citation23 Given a time after diagnosis for values of the predictor variables, the model produces a survival function for the probability that the binary event of interest (eg, death or survival at the endpoint) occurs. In this context, additional computational models to improve the prediction have been proposed, including Bayesian network analysis evaluating probabilistic relationships among candidate genesCitation24 and support vector machine methodologies.Citation25 A review of standard survival analyses and the use of the outstanding Bioconductor tool suite is available at http://cran.r-project.org/web/views/Survival.html.

Current status of multi-gene prognostic determinants

Multi-gene signatures are most often derived from transcriptomic microarray and sequence data.Citation26Citation28 These signatures not only have potential for classification and prognosis,Citation29 but they can also predict specific tumor sub-phenotypes such as resistance to radiation.Citation30,Citation31 Generally, these multi-gene models can classify patients into subgroups with either distinct outcomes or diverse treatment responses in an unsupervised manner. As an example, the DNA content of breast adenocarcinomas can be classified as either stable, conferring good prognosis, or unstable, conferring poor prognosis.Citation32

To identify multi-gene signatures or pathways, computational pattern learning algorithms have been successfully applied to transcript or mass spectrometry profiles. These algorithms can be roughly categorized into three groups: 1) unsupervised data mining, eg, hierarchical clustering,Citation7,Citation33 topographic projection,Citation34 and other methodologies; 2) supervised classifiers, eg, decision trees,Citation35 and Prediction Analysis of Microarray (PAM);Citation9 and 3) semi-supervised learning models.Citation36 In supervised algorithms, sample labels such as good- or poor-outcome are required to train the model before making decisions. In contrast, unsupervised algorithms are data-driven. In a semi-supervised model, the algorithm makes decisions based on both the raw data and the input labels, allowing partial labeling. Which method to choose depends on study purpose – for example, if a certain phenotype is known to be an important factor in identifying the multi-gene signature, one should select supervised methodologies to make use of that information.

Clinical application of prognostic determinants

In terms of single determinants, the expression levels of four genes (ER, PR, HER2, and Ki67), and combinations thereof, have been shown to have a strong prognostic impact (reviewed by Gökmen-Polar et alCitation37). Missense mutations, eg, within the tumor suppressor gene p53 or increased levels of urokinase-type plasminogen activator (uPA) and/or plasminogen activator inhibitor-1 (PAI-1), which indicates poor clinical outcome, have been included by the American Society of Clinical Oncology 2007 Update of Recommendations for the Use of Tumor Markers in Breast Cancer.Citation38 Other single-gene determinants with somatic mutations are sensitive to targeted therapy; for instance, active ESR1 mutations in ER-positive metastatic breast cancer.Citation39

Several multi-gene–based commercial prognostic testing methodologies are now available. The MammaPrint® 70-gene signature assay (Agendia, Inc., Irvine, CA, USA) stratifies patients’ outcomes and allows personalized therapeutic prediction.Citation7,Citation40,Citation41 Two additional clinical decision-making assays, the Oncotype DX 21-gene assayCitation42 (Genomic Health, Inc. (Redwood City, CA, USA) and a clinically updated version of the intrinsic subtype PAM50 assayCitation43 (ARUP Laboratories, Salt Lake City, UT, USA), have been compared. Predicting prognostic intrinsic subtypes among 151 patients, investigators observed good agreement between the 21-gene and PAM50 assays for high and low prognostic risk assignment.Citation44

Overall, molecular prognostic determinants have been successfully developed as adjuvant tools for innovative diagnostic, prognostic, and therapeutic approaches. As shown by Albain et al,Citation45 changes in treatment decision after review of multi-gene signatures occurred in 30% of individuals predominantly from chemotherapy plus endocrine therapy to endocrine therapy alone with an associated diminution in treatment-related toxicity.

However, there are several limitations in the utility of either single gene or multi-gene prognostic signatures in routine practice, including requirement of fresh or frozen tissues to measure uPA/PAI-1 and deliberate measurement compared with a gold standard or “housekeeping genes” for single gene determinants. Another limitation for both single and multi-gene signatures is that they are positive in only a specific subtype of breast cancer. For instance, the 70-gene assay can only identify potential chemotherapy benefits in high-risk patients.Citation45 In another study, the discordance rate was approximately 30% between the clinicopathologic risk categories given by the 70-gene assay and the 21-gene assay.Citation45 Both assays are particularly limited in assigning high-risk status to ER-negative patients.Citation46

How do we overcome these challenges?

Key issues with current multi-gene signature methodologies include specificity of prediction and standardization across diagnostic platforms. Li et al have reported that many randomly selected genes show predictive power for cancer prognosis in one dataset, while losing predictive power in other datasets.Citation47 Therefore, an evaluation using independent datasets is necessary to assess a prognostic model or indicator. Recently, Venet et alCitation28 compared 47 published breast cancer outcome signatures to mimic signatures made of random genes. Surprisingly, they found that 60% of reported gene signatures of identical size were equally predictive of “mimic” gene signatures. Of particular concern, 23% of the signatures were worse than random, and more than 90% of mimic signatures with 100 genes were significant outcome predictors.Citation28 Thus, the deficiencies associated with the reproducibility of multi-gene–based prediction prevent effective usage at this time.

The complexity and discrepancy of single- or multi-gene signatures also precludes easy extraction of biologically and therapeutically relevant information. A clue may be provided by observations that suggest that although genetic alterations between patients differ, they frequently involve common pathways. It is therefore critical to identify relevant pathways involved in breast cancer progression and detect the corresponding indicators that are prognostic in different tumor subtypes or patients.

Novel strategies for prognostic indicator development

Incorporation of network or pathway information into prognostic biomarker discovery could significantly improve prediction performance. For this purpose, investigators have used a large number of supervised machine-learning approaches (ie, inferring knowledge from data with labeled samples) to take advantage of prior knowledge. For example, data mining on gene expression profiling reveals an association between hyperactivity in the PI3K pathway, lowered ER levels, and resistance to endocrine therapy.Citation48 Unfortunately, there is no single “one-size-fits-all” algorithm, integrating accuracy, stability, and interpretability of gene selection.Citation49 lists methods to identify prognostic determinants based on gene expression in breast cancer. Two recent reviews discuss prognostication of tumor mutations using pathway and network analysis.Citation50,Citation51

Table 1 Methods to identify prognostic determinants based on gene expression in breast cancer

Using biological hypothesis-based gene selection and interpretation, we and others have identified transcriptional prognostic indicators (). As prognostic biomarkers, these models calculate a score per sample and use a simple threshold value of 1 to dichotomize patients into prognostic groups. Pitroda et al piloted a tumor endothelium-derived inflammatory signature consisting of six genes that were associated with poor outcome in multiple cancers.Citation52 Similarly, in multiple adult tumors, we found that histologically poorly differentiated tumors display an ESC-associated expression imbalance, ie, preferential overexpression of targets of ESC-associated transcription factors (NANOG, OCT, SOX2, and MYC) combined with underexpression of Polycomb-regulated genes.Citation53 This finding is in agreement with the known significance of survival difference between patients with the expression pattern of these ESC-like signatures and other patients.Citation17 More recently, the coactivation of the ESC marker MYC and oncogene HER2 was associated with an acquisition of a self-renewal phenotype that is associated with poor outcome.Citation54

However, the lack of standards for measurement across various studies, assays, and diagnostic platforms makes it difficult to translate individual findings into clear clinical applications. A popular solution is to compare the median scores of a calculated indicator in a measured cohort,Citation52 whereas adding new patients changes the estimation of median score and thus the final decision.

Relative expression analysis of gene-set pairs (RXA-GSP), is a novel methodology that we have pioneered to translate prognostic gene targets for individualized treatment planning.Citation53 RXA-GSP is built on three principles: 1) each individual has both favorable and unfavorable prognostic factors for breast cancer. It is the imbalance that determines the individual outcome (). For example, NANOG expression is an indicator of poor prognosis stimulating the growth and metastasis of breast cancer cells, whereas KLF4 is a favorable prognostic indicator inhibiting these processes.Citation55 2) The correlation between two factors is, at least in some cases, more significant than the overall expression of either. For example, SIRT1 and DBC1 are both overexpressed in breast tumor tissue, but the correlation between their levels of expression is diminished.Citation56 3) We employ a hypothesis-based and experimentally derived approach to the identification of candidates.

Figure 1 Illustration of RXA-GSP method.

Notes: This prognostic indicator is the ratio between scores (eg, expression values) of poor prognostic markers versus that of good prognostic markers. It has the ability to integrate different scales of data, bridging cancer biology with the clinic by employing both hypothesis-based and experimentally derived gene-set selection.

Abbreviation: RXA-GSP, relative expression analysis with gene-set pairs.

Figure 1 Illustration of RXA-GSP method.Notes: This prognostic indicator is the ratio between scores (eg, expression values) of poor prognostic markers versus that of good prognostic markers. It has the ability to integrate different scales of data, bridging cancer biology with the clinic by employing both hypothesis-based and experimentally derived gene-set selection.Abbreviation: RXA-GSP, relative expression analysis with gene-set pairs.

Using RXA-GSP, a resultant indicator is computed as the optimal combination of candidate genes that was trained from several large cohorts, and validated in independent cohorts.Citation53 Considering the heterogeneity of breast cancer in each individual patient along with the relative expression of gene-set pairs and the correlations between them, RXA-GSP allows the computationally driven derivation of individualized prognostic indicators, bridging cancer biology with the clinic through gene expression analysis.

Next generation integrative prognostic methods

To date, the majority of studies focused on prognosis have integrated clinical variables with gene expression or biological pathway data.Citation53,Citation57,Citation58 However, attractive opportunities are now available to integrate comprehensive genotype, metabolomics, and phenotype data. Success should facilitate robust prognostic and therapeutic prediction for each patient. Indeed, such success in this endeavor will have significant impact across biomedicine.

However, this potential is limited by the challenges of the sheer size and complexity of high-throughput data resources, often resulting in significant imprecision in data usage. Classical statistical models are frequently insufficient for integrating “omics”-data with other resources, so specific problems are dealt with on a case-by-case basis due to the lack of a coherent overarching method of analysis. Indeed, we and others, have proposed the development of integrated breast cancer prognostic indicators to provide insights into significant variables.Citation53,Citation59,Citation60

Eklund et alCitation59 have addressed this problem through an eScience–Bayes approach, complementing a Bayesian probability models’ ability to incorporate gene expression with text mining, modeling highly complex problems with high performance computing. Applying this model to several sets of independent gene expression data results in consistently accurate prediction of breast cancer metastases across cohorts.Citation59 Though such methods show promise for tailoring specific models to complex problems with high accuracy, their application is cumbersome, as they require manual selection of genes for which we have prior knowledge. This deficiency is related to a lack of a standard for displaying scientific text in formats that are computationally readable. Another obvious weakness is that a microarray represents a single snapshot of the patient.

New avenues of patient-specific tumor phenotyping are also facilitating prognosis prediction. These methodologies include the evaluation of risk associated with inherited genetic variation or genome-wide association studies (GWAS).Citation61,Citation62 Similarly, epigenetic changes in breast cancer cells (such as modifications in histone acetylation and DNA methylation at specific gene regulatory elements) have been implicated in breast oncogenesis.Citation6,Citation63 These observations, coupled with the emerging use of epigenetic-modifying agents suggest an era of genomics-based therapy selection.Citation33,Citation64,Citation65 For example, stromal/microenvironmental elements affect the prognosis, modifying tumor invasion and/or drug targeting.Citation66,Citation67

Thus, the effectiveness of interpretations of multi-gene assays likely depends on adjustment for other factors. A breakthrough work, Pathway Recognition Algorithm using Data Integration on Genomic Models (PARADIGM),Citation60 integrates copy number, mRNA expression, and pathway interaction data to a personalized pathway-by-sample matrix that clusters patients into distinct prognostic subgroups. This integration algorithm has been recently applied to depict comprehensive molecular portraits of human breast tumors.Citation6

In summary, we believe biological hypothesis-driven computational models that integrate current significant variables in multiple facets, including transcriptomic alterations, chromatin modification, and stroma response, will provide significant insight not only into the biology of breast cancer, but also into determining the prognosis of individual patients.

Conclusion

Challenges remain for breast cancer prognosis due to its complexity and the lack of standardization among models and “omics”-datasets. Specifically, what impedes the convenience and simplicity necessary for clinical application is the lack of precision molecular indicators that help individualized therapeutic decisions. Ideally, a prognostic indicator performs in a specific, sensitive, inexpensive, and easy manner. We expect an integrative computational model of “omics”-data and clinical variables to significantly improve our understanding of the biology and heterogeneity of breast cancers. This is likely to be achieved through either enlarging the sample size or characterizing a specific subtype with given phenotypes. The latter has been recently recognized, though controversial, hypothesizing a collection of genuinely variable malignances that happen to originate from breast epithelium.Citation68 In conclusion, a prognostic indicator should clearly delineate the risk group for an individual, in terms of tumor growth, invasion, and metastatic potential, and/or the likelihood of response to a given therapeutic modality.

Acknowledgments

This research was supported by NIH grant R21 CA167305-01A1. We appreciate Zakir Gowani for his careful proofreading.

Supplementary material

Table S1 Selected instances from literature search

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Disclosure

The authors report no conflicts of interest in this work.

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