1,793
Views
44
CrossRef citations to date
0
Altmetric
Research article

Infrastructure development through PPPs in India: criteria for sustainability assessment

, &
Pages 708-729 | Received 17 Aug 2014, Accepted 12 Mar 2015, Published online: 10 Jun 2015

References

  • Abidin, N. Z. 2010. “Investigating the Awareness and Application of Sustainable Construction Concept by Malaysian Developers.” Habitat International 34 (4): 421–426.
  • Annez, P. C. 2006. Urban Infrastructure Finance from Private Operators: What Have we Learned from Recent Experience? Washington, DC: World Bank.
  • Arts, J., and C. Faith-Ell. 2012. “New Governance Approaches for Sustainable Project Delivery.” Procedia – Social and Behavioral Sciences 48: 3239–3250.
  • Bell, S., and S. Morse. 2008. Sustainability Indicators: Measuring the Immeasurable? 2nd ed. London: Earthscan.
  • Bisht, M. 2014. “Should the Govt Relook at PPP Projects?” The Economic Times, May 10. http://articles.economictimes.indiatimes.com/2012-05-10/news/31655556_1_ppp-projects-aai-airports.
  • Bond, A. J., and A. Morrison-Saunders. 2011. “Re-Evaluating Sustainability Assessment – Aligning the Vision and the Practice.” Environment Impact Assessment Review 31 (1): 1–7.
  • Bossel, H. 1999. Indicators for Sustainable Development – Theory, Method, Applications. Winnipeg: International Institute for Sustainable Development.
  • BRE. 2004. Assessment of Sustainability Tools. Glasgow: Building Research Establishment.
  • BREEAM. 2014. “What is BREEAM?” Accessed August 14, 2014. http://www.bream.org/about.jsp?id=66
  • Cashmore, M. 2004. “The Role of Science in Environmental Impact Assessment: Process and Procedure Versus Purpose in the Development Of Theory.” Environmental Impact Assessment Review 24 (4): 403–426.
  • CEEQUAL. 2014. “Assessment Methodology for Projects and Long-Term Contracts.” Accessed August 15, 2014. http://www.ceequal.com/methodology.html.
  • Cheung, E. 2009. “Developing a Best Practice Framework for Implementing Public Private Partnerships in Hong Kong.” Thesis, Queensland University of Technology.
  • Choi, J.-H., J. Chung, and D.-J. Lee. 2010. “Risk Perception Analysis: Participation in China's Water PPP Market.” International Journal of Project Management 28 (6): 580–592.
  • Chowdhury, A. N., P.-H. Chen, and R. L. K. Tiong. 2011. “Analysing the Structure of Public-Private Partnership Projects Using Network Theory.” Construction Management and Economics 29 (3): 247–260.
  • CIPS. 2008. Does PFI Encourage or Inhibit Sustainable Procurement? Lincolnshire: Chartered Institute of Purchasing and Supply.
  • Clifton, C., and C. F. Duffield. 2006. “Improved PFI/PPP Service Outcomes Through the Integration of Alliance Principles.” International Journal of Project Management 24 (7): 573–586.
  • Cole, R., and N. Larsson. 1999. “GBC'98 and GBTool - Background.” Building Research and Information 27 (4/5): 379–392.
  • Colverson, S., and O. Perera. 2012. Harnessing the Power Of Public-Private Partnerships: The Role of Hybrid Financing Strategies in Sustainable Development. Winnipeg: International Institute for Sustainable Development.
  • Curwell, J., A. Hamilton, and I. Cooper. 1998. “The BEQUEST Network: Towards Sustainable Urban Development.” Building Research and Information 26 (1): 56–65.
  • DEA. 2011. National Public Private Partnership Policy. New Delhi: Department of Economic Affairs, Ministry of Finance, Government of India.
  • Ding, G. K. C. 2008. “Sustainable Construction - The Role of Environmental Assessment Tools.” Journal of Environmental Management 86 (3): 451–464.
  • Donnelly, A., M. Jones, T. O'Mahony, and G. Byrne. 2007. “Selecting Environmental Indicator for Use in Strategic Environmental Assessment.” Environment Impact Assessment Review 27 (2): 161–175.
  • El-Gohary, N. M., H. Osman, and T. E. El-Diraby. 2006. “Stakeholder Management for Public Private Partnerships.” International Journal of Project Management 24 (7): 595–604.
  • ENR. 2009. “The Logic of Sustainability Starts With Site Development.” Engineering News Record, McGraw-Hill Construction. Accessed August 14, 2014. http://enr.construction.com/opinions/editorials/2009/1111-LogicofSustainability.asp.
  • Esin, T., and N. Cosgun. 2007. “A Study Conducted to Reduce Construction Waste Generation in Turkey.” Building and Environment 42 (4): 1667–1674.
  • Fay, M., M. Toman, D. Benitez, and S. Csordas. 2010. Infrastructure and Sustainable Development. Washington, DC: The World Bank.
  • Fellows, R., and A. Liu. 2008. Research Methods for Construction. 3rd ed. Singapore: Wiley-Blackwell.
  • Fernández-Sánchez, G., and F. Rodríguez-López. 2010. “A Methodology to Identify Sustainability Indicators in Construction Project Management - Application to Infrastructure Projects in Spain.” Ecological Indicators 10 (6): 1193–1201.
  • Field, A. 2009. Discovering Statistics Using SPSS. 3rd ed. Singapore: Sage.
  • George, C. 1999. “Testing for Sustainable Development Through Environmental Assessment.” Environmental Impact Assessment Review 19 (2): 175–200.
  • George, C. 2001. “Sustainability Appraisal for Sustainable Development: Integrating Everything From Jobs to Climate Change.” Impact Assessment and Project Appraisal 19 (2): 95–106.
  • George, D., and P. Mallery. 2002. Using SPSS for Windows Step by Step: A Simple Guide and Reference, 11.0 Update. 4th ed. Boston, MA: Allyn and Bacon.
  • Gibson, R. B. 2006. “Sustainability Assessment: Basic Components of a Practical Approach.” Impact Assessment and Project Appraisal. 24 (3): 170–182.
  • Gibson, R. B., S. Hassan, S. Holtz, J. Tansey, and G. Whitelaw. 2005. Sustainability Assessment: Criteria and Processes. London: Earthscan
  • Gilmour, D., D. Blackwood, L. Banks, and F. Wilson. 2011. “Sustainable Development Indicators for Major Infrastructure Projects.” Proceedings of the ICE – Municipal Engineer 164 (1): 15–24.
  • Government of Western Australia. 2003. Focus on the Future: The Western Australia State Sustainability Strategy. Perth: Department of the Premier and Cabinet.
  • Graham, S., and S. Marvin. 2001. Splintering Urbanism: Networked Infrastructures, Technological Mobilities and the Urban Condition. London: Routledge.
  • HK-BEAM. 2014. BEAM Plus Assessment Tool. Hong Kong: BEAM Society Ltd.
  • IISD. 2000. Compendium of Sustainable Development Indicator Initiatives. Geneva: International Institute of Sustainable Development.
  • Jabareen, Y. 2008. “A New Conceptual Framework for Sustainable Development.” Environment, Development and Sustainability 10 (2): 179–192.
  • Jenkins, B., D. Annandale, and A. Morrison-Saunders. 2003. “The Evolution of a Sustainability Assessment Strategy for Western Australia.” Environmental and Planning Law Journal 20 (1): 56–65.
  • Jin, X.-H., and H. Doloi. 2008. “Interpreting Risk Allocation Mechanism in Public-Private Partnership Projects: An Empirical Study in a Transaction Cost Economics Perspective.” Construction Management and Economics 26 (7): 707–721.
  • Jin, X.-H., and G. Zhang. 2011. “Modelling Optimal Risk Allocation in PPP Projects Using Artificial Neural Networks.” International Journal of Project Management 29 (5): 591–603.
  • Ke, Y., S. Wang, A. P. C. Chan, and P. T. I. Lam. 2010. “Preferred Risk Allocation in China's Public-Private Partnership (PPP) Projects.” International Journal of Project Management 28 (5): 482–492.
  • LEED. 2014. “LEED - Rating systems.” Washington, DC: US Green Building Council. Accessed August 15, 2014. http://www.usgbc.org/resources
  • Lim, S., and J. Yang. 2008. “Developing an Integrated Decision Model for the Enhancement of Sustainability Deliverables for Australian Road Infrastructure.” In Proceedings of the 2008 World Sustainable Building Conference. Melbourne, Australia, edited by G. Foliente, T. Luetzkendorf, P. Newton and P. Paevere, 349-355. Balnarring, Vic.: ASN Events, Pty.
  • Meadows, D. 1998. Indicators And Information Systems for Sustainable Development. Hartland Four Corners: The Sustainability Institute.
  • Ministry of Finance. 2014. Public Private Partnerships: India Database. New Delhi: Department of Economic Affairs, Ministry of Finance, Government of India.
  • MNRE, and TERI. 2010. GRIHA Manual – Volume 1. New Delhi: The Energy and Resource Institute and Ministry of New and Renewable Energy, Government of India.
  • MoEF. 2011. Sustainable Development in India: Stocktaking in the Run up to Rio+20. New Delhi: Ministry of Environment and Forests, Government of India.
  • Moldan, B., S. Billharz, and R. Matravers, eds. 1997. Sustainability Indicators: Report of the Project on Indicators of Sustainable Development. New York: Wiley.
  • Ng, S. T., J. Xie, Y. K. Cheung, and M. Jefferies. 2007. “A Simulation Model for Optimizing the Concession Period of Public-Private Partnerships Schemes.” International Journal of Project Management 25 (8): 791–798.
  • Parker, D. 2012. The Private Finance Initiative and Intergenerational Equity. London: The Intergenerational Foundation.
  • Pearce, D., A. Markandya, and E. Barbier. 1989. Blueprint for a Green Economy. London: Earthscan.
  • Planning Commission. 2008. Eleventh Five Year Plan (2007-2012) – Volume 1. New Delhi: Planning Commission, Government of India.
  • Planning Commission. 2010. Private Participation in Infrastructure. New Delhi: Planning Commission, Government of India.
  • Planning Commission. 2011. Faster, Sustainable and More Inclusive Growth: An Approach to the Twelfth Five Year Plan. New Delhi: Planning Commission, Government of India.
  • Planning Commission. 2013a. Draft Compendium of PPP Projects in Infrastructure, 2012. New Delhi: Planning Commission, Government of India.
  • Planning Commission. 2013b. Twelfth Five Year Plan (2012-2017) – Volume 1. New Delhi: Planning Commission, Government of India.
  • Pope, J., D. Annandale, and A. Morrison-Saunders. 2004. “Conceptualising Sustainability Assessment.” Environmental Impact Assessment Review 24 (6): 595–616.
  • PTI. 2014. “AAI Employees to Hold Ballot to Decide On General Strike.” The Economic Times, January 26. http://articles.economictimes.indiatimes.com/2014-01-26/news/46636576_1_strike-ballot-aai-employees-general-strike.
  • PWC. 2005. Delivering the PPP Promise: A Review of PPP Issues and Activity. London: Pricewaterhouse Coopers.
  • Quarrie, J. 1992. Earth Summit 1992. London: Regency Press.
  • Regeczi, D. 2005. “Limited Partnership - The Lack of Sustainable Development in Relation to Participation in Hungarian Public-Private Partnerships.” Business Strategy and the Environment 14 (4): 205–215.
  • Ryan, B. 2004. Public Private Partnerships and Sustainability Principles Guiding Legislation and Current Practice. Dublin: Dublin Institute of Technology.
  • Sadler, B. 1999. “A Framework for Environmental Sustainability Assessment and Assurance.” In Handbook of Environmental Impact Assessment, edited by J. Petts, 12–32. Oxford: Blackwell.
  • Samuel, C., and P. Oshani. 2011. Sustainable Development: Is There a Role for Public-Private Partnerships? Winnipeg: International Institute for Sustainable Development.
  • Samuel, C., and P. Oshani. 2012. Harnessing the Power of PPPs: The Role of Hybrid Financing Strategies in Sustainable Development. Winnipeg: International Institute for Sustainable Development.
  • Shah, S.H., and R.B. Gibson. 2013. “Large dam development in India: sustainability criteria for the assessment of critical river basin infrastructure.” International Journal of River Basin Management 11 (1): 33–53.
  • Sheate, W. R., S. Dagg, J. Richardson, R. Aschemann, J. Palem, and U. Steen. 2003. “Integrating the Environment Into Strategic Decision-Making - Conceptualizing Policy SEA.” European Environment 13 (1): 1–18.
  • Shen, L., S. Jiang, and H. Yuan. 2011a. “Critical Indicators for Assessing the Contribution of Infrastructure Projects to Coordinated Urban - Rural Development in China.” Habitat International 36 (2): 237–246.
  • Shen, L., Y. Wu, and X. Zhang. 2011b. “Key Assessment Indicators for the Sustainability of Infrastructure Projects.” Journal of Construction Engineering and Management 137 (6): 441–451.
  • Siemiatycki, M. 2006. “ Implications of Public–Private Partnerships on the Development of Urban Transit Infrastructure.” Journal of Planning Education and Research 26 (2): 137–151.
  • Singh, L. B., and S. N. Kalidindi. 2009. “Criteria Influencing Debt Financing of Indian PPP Road Projects: A Case Study.” Journal of Financial Management of Property and Construction 14 (1): 34–60.
  • Smyth, H., and A. Edkins. 2007. “Relationship Management in the Management of PFI/PPP Projects in the UK.” International Journal of Project Management 25 (3): 232–240.
  • Talukhaba, A. A., A. B. Ngowi, and K. Letlape. 2005. “Implementation of Socio-Economic Sustainability in Construction Projects at the Planning Stage in Developing Countries.” In Proceedings of the CIB W99 Triennial International Conference, Port Elizabeth, South Africa, edited by T.C. Haupt and J. Smallwood, 401–416. Walmer, South Africa: Construction Research Education and Training Enterprises.
  • Torrance, M. I. 2008. “Forging Glocal Governance? Urban Infrastructures As Networked Financial Products.” International Journal of Urban and Regional Research 32 (1): 1–21.
  • Ugwu, O. O., and T. C. Haupt. 2007. “Key Performance Indicators and Assessment Methods for Infrastructure Sustainability - A South African Construction Industry Perspective.” Building and Environment 42 (2): 665–680.
  • UN-Habitat. 2011. Public-Private Partnerships in Housing and Urban Development. Nairobi: United Nations Human Settlements Programme.
  • UNECE. 2008. Guidebook on Promoting Good Governance in Public-Private Partnerships. Geneva: United Nations Economic Commission for Europe.
  • WCED. 1987. Our Common Future. New York: World Commission on Environment Development, United Nations.
  • Wells, J., and J. Hawkins. 2010. “Increasing ‘Local Content’ in Infrastructure Procurement.” Proceedings of the ICE-Management, Procurement and Law 163 (2): 65–70.
  • Xu, Y., C. Sun, M. J. Skibniewski, A. P. C. Chan, J. F. Y. Yeung, and H. Cheng. 2012. “System Dynamics (SD)-Based Concession Pricing Model for PPP Highway Projects.” International Journal of Project Management 30 (2): 240–251.
  • Xu, Y., J. F. Y. Yeung, A. P. C. Chan, D. W. M. Chan, S. Q. Wang, and Y. Ke. 2010. “Developing a Risk Assessment Model for PPP Projects in China - A Fuzzy Synthetic Evaluation Approach.” Automation in Construction 19 (7): 929–943.
  • Yao, H., L. Shen, Y. Tan, and J. Hao. 2011. “Simulating the Impacts of Policy Scenarios on the Sustainability Performance of Infrastructure Projects.” Automation in Construction 20 (8): 1060–1069.
  • Yu, C. Y., and K. C. Lam. 2013. “A Decision Support System for the Determination of Concession Period Length in Transportation Project Under BOT Contract.” Automation in Construction 31 (0): 114–127.

Reprints and Corporate Permissions

Please note: Selecting permissions does not provide access to the full text of the article, please see our help page How do I view content?

To request a reprint or corporate permissions for this article, please click on the relevant link below:

Academic Permissions

Please note: Selecting permissions does not provide access to the full text of the article, please see our help page How do I view content?

Obtain permissions instantly via Rightslink by clicking on the button below:

If you are unable to obtain permissions via Rightslink, please complete and submit this Permissions form. For more information, please visit our Permissions help page.