Performance evaluation of R&D organisations: an Asian perspective

References

• Acs, Z., and D. Audretsch. 1990. Innovation and Small Firms. Boston: MIT Press.
   Google Scholar
• Abbasi, F., H. Hajihoseini, and S. Haukka. 2011. “Use of Virtual Index for Measuring Efficiency of Innovation Systems: A Cross-Country Study.” International Journal of Technology Management & Sustainable Development 9 (3): 195–212. doi:10.1386/tmsd.9.3.195_1.
   Google Scholar
• Aghion, P., C. Harris, P. Howitt, and J. Vickers. 2001. Competition, Imitation and Growth with Step-by-Step Innovation. Review of Economic Studies 68 (3): 467–492. doi:10.1111/1467-937X.00177.
   Web of Science ®Google Scholar
• Ambashi, M. (2018), ‘Conclusion and Policy Recommendations’, in M. Ambashi (ed.), Innovation Policy in ASEAN, Jakarta: ERIA, pp.321–30. http://www.eria.org/uploads/media/12.-ERIA_Innovation_Policy_ASEAN_Chapter_11.pdf (accessed 30 November 2018).
   Google Scholar
• Ankrah, S., and O. Al-Tabbaa. 2015. “Universities—Industry Collaboration: A Systematic Review.” Scandinavian Journal of Management 31 (3): 387–408. doi:10.1016/j.scaman.2015.02.003.
   Web of Science ®Google Scholar
• Aristovnik, A. 2014. “Efficiency of the R&D Sector in the EU-27 at the Regional Level: An Application of DEA.” Lex Localis – Journal of Local Self-Government 12 (3): 519–531. doi:10.4335/12.3.519-531(2014).
   Web of Science ®Google Scholar
• Asia-Pacific Analysis: R&D Spending Boosts Development. 2016. September https://www.scidev.net/asia-pacific/r-d/columns/asia-pacific-analysis-r-d-spending-boosts-development.html
   Google Scholar
• Banker, R. D., A. Charnes, and W. W. Cooper. 1984. “Some Models for Estimating Technical and Scale Inefficiencies in Data Envelopment Analysis.” Management Science 30 (9): 1078–1092. doi:10.1287/mnsc.30.9.1078.
   Web of Science ®Google Scholar
• Barro, R., and J. X. Sala-I-Martín. 1995. Economic Growth. New York: McGraw-Hill.
   Google Scholar
• Blanco, L., R. J. Gu, and J. E. Prieger. 2016. “The Impact of Research and Development on Economic Growth and Productivity in the U.S. States.” Southern Economic Journal 82 (3): 914–934. doi:10.1002/soej.12107.
   Web of Science ®Google Scholar
• Banker, R., and D. R. Natarajan. 2008. Evaluating Contextual Variables Affecting Productivity Using Data Envelopment Analysis. Operations Research 56 (1): 48–58. pp:doi:10.1287/opre.1070.0460.
   Web of Science ®Google Scholar
• Bonaccorsi, A., and C. Daraio. 2005. Econometric Approaches to the Analysis of Productivity of R&D Systems: Handbook of Quantitative Science and Technology Research, 51–74. The Netherlands, Kluwer Academic Publishers.
   Google Scholar
• Cai, Y. 2011. Factors Affecting the Efficiency of the BRICS’ National Innovation Systems: A Comparative Study Based on DEA and Panel Data Analysis, Economics Discussion Paper No. 2011–52.
   Google Scholar
• Carrillo, M. 2019. “Measuring and Ranking R&D Performance at the Country Level.” Economics and Sociology 12 (1): 100–114. doi:10.14254/2071-789X.2019/12-1/5.
   Web of Science ®Google Scholar
• Charnes, A., W. Cooper, and W. E. Rhodes. 1978. “Measuring the Efficiency of Decision Making Units.” European Journal of Operational Research 2 (6): 429–444. doi:10.1016/0377-2217(78)90138-8.
   Web of Science ®Google Scholar
• Chen, T., C. F. Chien, J. T. Wang, and M. H. Lin. 2004. “Using DEA to Evaluate R&D Performance of the Computers and Peripherals Firms in Taiwan.” International Journal of Business 9 (3): 347–359.
   Google Scholar
• Chen, C., P. J. L. Hu, and C. H. Yang. 2011. “An International Comparison of R&D Efficiency of Multiple Innovative Outputs: The Role of the National Innovation System.” Innovation 13 (3): 341–360. doi:10.5172/impp.2011.13.3.341.
   Web of Science ®Google Scholar
• Choung, J., Y. H. R. Hwang, J. H. Choi, and M. H. Rim. 2000. “Transition of Latecomer Firms from Technology Users to Technology Generators: Korean Semiconductor Firms.” World Development 28 (5): 969–982. doi:10.1016/S0305-750X(99)00161-8.
   Web of Science ®Google Scholar
• Choung, J., and Y. H. R. Hwang. 2000. “National Systems of Innovation: institutional Linkages and Performances in the Case of Korea and Taiwan.” Scientometrics 48 (3): 413–426. doi:10.1023/A:1005696606595.
   Web of Science ®Google Scholar
• Coelli, T., D. S. Rao, P. C. J. O’Donnell, and G. E. Battese. 2005. An Introduction to Efficiency and Productivity Analysis. 2nd ed., 190–195. New York: Springer.
   Google Scholar
• Cullmann, A., J. Schmidt-Ehmcke, and P. Zloczysti. 2009. Innovation, R&D Efficiency and the Impact of the Regulatory Environment – A Two Stage Semi-Parametric DEA Approach. Discussion Paper No. 883. DIW Berlin.
   Google Scholar
• Cullman, A., and P. Zloczysti. 2014. “R&D Efficiency and Heterogeneity: A Latent Class Application for the OECD.” Applied Economics 46 (30): 3750–3762. doi:10.1080/00036846.2014.939410.
   Web of Science ®Google Scholar
• Daraio, C., and L. Simar. 2007. Advanced Robust and Nonparametric Methods in Efficiency Analysis. New York, NY: Springer.
   Google Scholar
• Dobrzanski, P., and S. Bobowski. 2020. “The Efficiency of R&D Expenditures in ASEAN Countries.” Sustainability 12 (7): 2686. doi:10.3390/su12072686.
   Web of Science ®Google Scholar
• ERIA 2018. Annual Report. Economic Research Institute for ASEAN and East Asia, Jakarta, Indonesia. https://www.eria.org/uploads/media/0.Annual_Report_2018.pdf
   Google Scholar
• Fagerberg, J., and M. Srholec. 2008. “National Innovation Systems, Capabilities and Economic Development.” Research Policy 37 (9): 1417–1435. doi:10.1016/j.respol.2008.06.003.
   Web of Science ®Google Scholar
• Fu, X., and Q. G. Yang. 2009. “Exploring the Cross-Country Gap in Patenting: A Stochastic Frontier Approach.” Research Policy 38 (7): 1203–1213. doi:10.1016/j.respol.2009.05.005.
   Web of Science ®Google Scholar
• Geroski, P. A. 1991. “Entry and the Rate of Innovation.” Economics of Innovation and New Technology 1 (3): 203–214. doi:10.1080/10438599100000002.
   Google Scholar
• Glanzel, W., W. Debackere, and M. Meyer. 2008. “Triad’ or ‘Tetrad’? On Global Changes in a Dynamic World.” Scientometrics 74 (1): 71–88. doi:10.1007/s11192-008-0104-5.
   Web of Science ®Google Scholar
• Global Innovation Index 2019. Cornell University, INSEAD, WIPO
   Google Scholar
• Global Funding Forecast Predicts Growth of R&D Spending Worldwide 2019. March 2019, R & D Magazine. https://www.rdworldonline.com/global-funding-forecast-predicts-growth-of-rd-spending-worldwide/R&DMagazine.
   Google Scholar
• Global Investments in R&D. 2019. Fact Sheet No. 54 June UNSECO Institute for Statistics, 2019. http://uis.unesco.org/sites/default/files/documents/fs54-global-investments-rd-2019-en.pdf
   Google Scholar
• Goto, A., and K. Suzuki. 1989. “R&D Capital, Rate of Return on R&D Investment and Spill over of R&D in Japanese Manufacturing Industries.” The Review of Economics and Statistics 71 (4): 555–564. doi:10.2307/1928096.
   Web of Science ®Google Scholar
• Griliches, Z. 1979. “Issues in Assessing the Contribution of R&D to Productivity Growth.” The Bell Journal of Economics 10 (1): 92–116. doi:10.2307/3003321.
   Google Scholar
• Grossman, G., and M. E. Helpman. 1993. “Innovation and Growth in the Global Economy.” Scottish Journal of Economy 40 (2): 231–232.
   Web of Science ®Google Scholar
• Grossman, G., and M. E. Helpman. 1994. “Endogenous Innovation in the Theory of Growth.” Journal of Economic Perspectives 8 (1): 23–44. doi:10.1257/jep.8.1.23.
   Web of Science ®Google Scholar
• Guan, J., and C. K. H. Chen. 2010. “Modeling Macro-R&D Production Frontier Performance: An Application to Chinese Province-Level R&D.” Scientometrics 82 (1): 165–173. pp:doi:10.1007/s11192-009-0030-1.
   Web of Science ®Google Scholar
• Guan, J., and K. H. Chen. 2012. “Modelling the Relative Efficiency of National Innovation Systems.” Research Policy 41 (1): 102–115. doi:10.1016/j.respol.2011.07.001.
   Web of Science ®Google Scholar
• Guellec, D., and B. P. Potteri. 2004. “From R&D to Productivity Growth: Do the Institutional Settings and the Source of Funds of R&D Matter?” Oxford Bulletin of Economics and Statistics 66 (3): 353–378. doi:10.1111/j.1468-0084.2004.00083.x.
   Web of Science ®Google Scholar
• Guloglu, B., and R. B. Tekin. 2012. “A Panel Causality Analysis of the Relationship Among Research and Development, Innovation, and Economic Growth in High-Income OECD Countries.” Eurasian Economic Review 2 (1): 32–47.
   Google Scholar
• Hall, B., Z. Z. Griliches, and J. Hausman. 1986. “Patents and R&D: Is There a Lag?” International Economic Review 27 (2): 265–284. doi:10.2307/2526504.
   Web of Science ®Google Scholar
• Han, C., S. Thomas, R. M. Yang, P. Ieromonachou, and H. Zhang. 2017. “Evaluating R&D Investment Efficiency in China’s High-Tech Industry.” The Journal of High Technology Management Research 28 (1): 93–109. doi:10.1016/j.hitech.2017.04.007.
   Google Scholar
• Hicks, D. 2005. America’s Innovative Edge at Risk? Res. Tech. Manage., Nov.–Dec., 8–12. doi:10.1080/08956308.2005.11657342.
   Google Scholar
• Hirooka, M. 2006. Innovation Dynamism and Economic Growth. Cheltenham, UK: Edward Elgar Publishing.
   Google Scholar
• Hoff, A. 2007. “Second Stage DEA: Comparison of Approaches for Modeling the DEA Score.” European Journal of Operational Research 181 (1): 425–435. doi:10.1016/j.ejor.2006.05.019.
   Web of Science ®Google Scholar
• Hollanders, H., and F. Celikel-Esser. 2007. Measuring Innovation Efficiency. INNO Metrics 2007 Report, European Commission, DG Enterprise, Brussels.
   Google Scholar
• Horvath, R. 2011. “Research and Development and Growth: A Bayesian Model Averaging Analysis.” Economic Modelling 28 (6): 2669–2673. doi:10.1016/j.econmod.2011.08.007.
   Web of Science ®Google Scholar
• Inekwe, J. N. 2015. “The Contribution of R&D Expenditure to Economic Growth in Developing Economies.” Social Indicators Research 124 (3): 727–745. doi:10.1007/s11205-014-0807-3.
   Web of Science ®Google Scholar
• Kaur, M., and L. Singh. 2016. “R&D Expenditure and Economic Growth: An Empirical Analysis.” International Journal of Technology Management and Sustainable Development 15 (3): 195–213. doi:10.1386/tmsd.15.3.195_1.
   Google Scholar
• Kim, M. J. 2005. “Korean Science and International Collaboration, 1995–2000.” Scientometrics 63 (2): 321–339. doi:10.1007/s11192-005-0215-1.
   Web of Science ®Google Scholar
• Kim, M. J. 2007. “A Bibliometric Analysis of the Effectiveness of Korea’s Biotechnology Stimulation Plans, with a Comparison with Four Other Asian Nations.” Scientometrics 72 (3): 371–388. doi:10.1007/s11192-006-1585-8.
   Web of Science ®Google Scholar
• Lee, H., and Y. Park. 2005. “An International Comparison of R&D Efficiency: DEA Approach.” Asian Journal of Technology Innovation 13 (2): 207–222. doi:10.1080/19761597.2005.9668614.
   Google Scholar
• Lee, H., Y. Park, and H. Choi. 2009. Comparative Evaluation of Performance of National R&D Programs with Heterogeneous Objectives: A DEA Approach. European Journal of Operational Research 196 (3): 847–855. doi:10.1016/j.ejor.2008.06.016.
   Web of Science ®Google Scholar
• Lee, H., and J. Shin. 2014. “Measuring Journal Performance for Multidisciplinary Research: An Efficiency Perspective.” Journal of Informetrics 8 (1): 77–88. doi:10.1016/j.joi.2013.10.004.
   Web of Science ®Google Scholar
• Lin, R., and Z. Chen. 2017. “A Directional Distance Based Super-Efficiency DEA Model Handling Negative Data.” Journal of the Operational Research Society 68 (11): 1312–1322. doi:10.1057/s41274-016-0137-8.
   Web of Science ®Google Scholar
• Leydesdorff, L., and P. Zhou. 2005. “Are the Contributions of China and Korea Upsetting the World System of Science?” Scientometrics 63 (3): 617–630. doi:10.1007/s11192-005-0231-1.
   Web of Science ®Google Scholar
• Lim, S., and J. Zhu. 2015. “DEA Cross Efficiency under Variable Returns to Scale.” In Volume 221 of Data Envelopment Analysis. A Handbook of Models and Methods, International Series in Operations Research and Management Science, edited by J. Zhu (45–66). New York: Springer.
   Google Scholar
• Liu, J., K. Lu, and S. Cheng. 2018. “International R&D Spillovers and Innovation Efficiency.” Sustainability 10 (11): 3974. doi:10.3390/su10113974.
   Web of Science ®Google Scholar
• Lo, S. C. 2007. “Patent Analysis of Genetic Engineering Research in Japan, Korea and Taiwan.” Scientometrics 70 (1): 183–200. doi:10.1007/s11192-007-0111-y.
   Web of Science ®Google Scholar
• Mahmood, I., and P. J. Singh. 2003. “Technological Dynamism in Asia.” Research Policy 32 (6): 1031–1054. doi:10.1016/S0048-7333(02)00109-9.
   Web of Science ®Google Scholar
• Matei, M., and M. A. Aldea. 2012. “Ranking National Innovation Systems According to Their Technical Efficiency.” Procedia: Social and Behavioral Sciences 62: 968–974. doi:10.1016/j.sbspro.2012.09.165.
   Google Scholar
• Mathieu, A., and Potterie, B. P. 2010. “A Note on the Drivers of R&D Intensity.” Research in World Economy 1 (1): 56–65. doi:10.5430/rwe.v1n1p56.
   Google Scholar
• Moon, H., and S. J. D. Lee. 2005. “A Fuzzy Set Theory Approach to National S&T Indices.” Scientometrics 64 (1): 67–83. doi:10.1007/s11192-005-0238-7.
   Web of Science ®Google Scholar
• Nasierowski, W., and F. J. Arcelus. 2003. “On the Efficiency of National Innovation Systems.” Socio-Economic Planning Sciences 37 (3): 215–234. doi:10.1016/S0038-0121(02)00046-0.
   Google Scholar
• OECD 2016. Strategic Public/Private Partnerships. OECD Science, Technology and Innovation Outlook. Paris: OECD Publishing.
   Google Scholar
• Ozpeynirci, O., and M. Köksalan. 2007. “Performance Evaluation Using Data Envelopment Analysis in the Presence of Time Lags.” Journal of Productivity Analysis 27 (3): 221–229. doi:10.1007/s11123-007-0037-7.
   Web of Science ®Google Scholar
• Park, H., W. H. D. Hong, and L. Leydesdorff. 2005. “A Comparison of the Knowledge-Based Innovation Systems in the Economies of South Korea and the Netherlands Using Triple Helix Indicators.” Scientometrics 65 (1): 3–27. doi:10.1007/s11192-005-0257-4.
   Web of Science ®Google Scholar
• Park, H., and W. L. Leydesdorff. 2008. “Korean Journals in the Science Citation Index: What Do They Reveal About the Intellectual Structure of S&T in Korea?” Scientometrics 75 (3): 439–462. doi:10.1007/s11192-007-1862-1.
   Web of Science ®Google Scholar
• Pessoa, A. 2010. “R&D and Economic Growth: How Strong is the Link?” Economics Letters 107 (2): 152–154. doi:10.1016/j.econlet.2010.01.010.
   Web of Science ®Google Scholar
• Porter, M., and E. S. Stern. 2000. “Understanding the Drivers of National Innovative Capacity.” Academy of Management Annual Meeting Proceedings, 1, A1–A6. doi:10.5465/apbpp.2000.5536001.
   Google Scholar
• Real Science Growth is in Asia. 2018. Innovation, America’s Journal of Technology Commercialization, June, http://www.innovation-america.org/news/real-science-growth-asia/
   Google Scholar
• Revilla, E., and J. Sarkis. 2000. “An Investigation of Public and Private R&D Partnerships.” Academy of Management Annual Meeting Proceedings.
   Google Scholar
• Rousseau, S., and R. Rousseau. 1997. “Data Envelopment Analysis as a Tool for Constructing Scientometric Indicators.” Scientometrics 40 (1): 45–56. doi:10.1007/BF02459261.
   Web of Science ®Google Scholar
• Rousseau, S., and R. Rousseau. 1998. “The Scientific Wealth of European Nations: Taking Effectiveness into Account.” Scientometrics 42 (1): 75–87. doi:10.1007/BF02465013.
   Web of Science ®Google Scholar
• Savrul, Mesut, and Ahmet Incekara. 2015. “The Effect of R&D Intensity on Innovation Performance: A Country Level Evaluation.” Procedia: Social and Behavioral Sciences 210: 388–396. doi:10.1016/j.sbspro.2015.11.386.
   Google Scholar
• Sharma, S., and V. Thomas. 2008. “Inter-Country R&D Efficiency Analysis: An Application of Data Envelopment Analysis.” Scientometrics 76 (3): 483–501. doi:10.1007/s11192-007-1896-4.
   Web of Science ®Google Scholar
• Shelton, R. D. 2008. “Relations Between National Research Investment and Publication Output: Application to an American Paradox.” Scientometrics 74 (2): 191–205. doi:10.1007/s11192-008-0212-2.
   Web of Science ®Google Scholar
• Shin, J., W. Lee, and Y. Park. 2006. “On the Benchmarking Method of Patent-Based Knowledge Flow Structure: Comparison of Korea and Taiwan with USA.” Scientometrics 69 (3): 551–574. doi:10.1007/s11192-006-0169-y.
   Web of Science ®Google Scholar
• Smirlis, Y. G., and D. K. Despotis. 2012. “Relaxing the Impact of Extreme Units in Data Envelopment Analysis.” International Journal of Information Technology and Decision Making 11 (05): 893–907. doi:10.1142/S0219622012500253.
   Google Scholar
• Sinimole, K. R. 2012. “Evaluation of the Efficiency of National Health Systems of the Members of World Health Organization.” Leadership in Health Services 25 (2): 139–150. doi:10.1108/17511871211221055.
   Google Scholar
• Sokolov-Mladenović, S., S. Cvetanović, and I. Mladenović. 2016. “R&D Expenditure and Economic Growth: EU 28 Evidence for the Period 2002–2012.” Economic Research-Ekonomska Istraživanja 29 (1): 1005–1020. doi:10.1080/1331677X.2016.1211948.
   Web of Science ®Google Scholar
• Teitel, S. 1994. “Patents, R&D Expenditures, Country Size, and Per Capita Income: An International Comparison.” Scientometrics 29 (1): 137–159. doi:10.1007/BF02018387.
   Web of Science ®Google Scholar
• Tidd, J., J. Bessant, and K. Pavitt. 2005. Managing Innovation: Integrating Technological. New York: Managerial Organizational Change.
   Google Scholar
• The ASEAN Secretariat. 2017. ASEAN Plan of Action on Science, Technology and Innovation (APASTI) 2016-2025. The ASEAN Secretariat. Jakarta. https://asean.org/wp-content/uploads/2017/10/01-APASTI-2016-2025-FINAL.pdf
   Google Scholar
• Thomas, V., J. K. Sudhir, and S. Jain Sharma. 2009. Analysing R&D Efficiency in Asia and the OECD: An Application of the Malmquist Productivity Index, Conference Paper, IEEE Xplore.
   Google Scholar
• Ulku, H. 2004. R&D, Innovation, and Economic Growth: An Empirical Analysis; IMF Working Papers. 04; International Monetary Fund: Washington, DC, USA. doi:10.5089/9781451859447.001.
   Google Scholar
• Wang, E. C. 2007. “R&D Efficiency and Economic Performance: A Cross-Country Analysis Using the Stochastic Frontier Approach.” Journal of Policy Modeling 29 (2): 345–360. doi:10.1016/j.jpolmod.2006.12.005.
   Web of Science ®Google Scholar
• Wang, E. C., and W. Huang. 2007. “Relative Efficiency of R&D Activities: A Cross-Country Study Accounting for Environmental Factors in the DEA Approach.” Research Policy 36 (2): 260–273.
   Web of Science ®Google Scholar
• Witters, L., Marom, R. Steinert, and K. Alcatel-Lucent. 2012. The Role of Public–Private Partnerships in Driving Innovation. The Global Innovation Index, Chapter 2. WIPO.
   Google Scholar
• World Bank Group. 2020. Doing Business 2020. Washington: International Bank for Reconstruction and Development. https://openknowledge.worldbank.org/bitstream/handle/10986/32436/9781464814402.pdf
   Google Scholar
• World Investment Report. 2020. Transnational Corporations and the Internationalization of R&D. United Nations: UNCTAD.
   Google Scholar
• Zabala-Iturriagagoitia, J., M. P. Voigt, A. Gutiérrez-Gracia, and F. Jiménez-Sáez. 2007. “Regional Innovation Systems: How to Assess Performance.” Regional Studies 41 (5): 661–672. doi:10.1080/00343400601120270.
   Web of Science ®Google Scholar
• Zhou, P., and L. Leydesdorff. 2006. “The Emergence of China as a Leading Nation in Science.” Research Policy 35 (1): 83–104. doi:10.1016/j.respol.2005.08.006.
   Web of Science ®Google Scholar