Managing internal policy risk: Australia, the UK and the US compared

References

• AU. Dept. of Finance. (2017). Australian Government Assurance Reviews - Rescue Management Guide No. 106.
   Google Scholar
• AU Dept. of Finance. 2019. “Managing Commonwealth Resces.” Government. https://www.finance.gov.au/government/managing-commonwealth-resces.
   Google Scholar
• AU Dept. of Finance. 2020. “Implementing the Commonwealth Risk Management Policy (RMG 211).” Managing Commonwealth Resces. https://www.finance.gov.au/government/managing-commonwealth-resces/implementing-commonwealth-risk-management-policy-rmg-211.
   Google Scholar
• AU Dept. of Finance. 2017. “Australian Government Assurance Reviews – Rescue Management Guide No. 106.” https://www.finance.gov.au/publications/resource-management-guides/guidance-assurance-reviews-process-rmg-106
   Google Scholar
• Aven, T, and O. Renn. 2010a. “Risk Management.” In Risk Management and Governance, 121–158. Berlin, Heidelberg: Springer.
   Google Scholar
• Aven, T, and O. Renn. 2010b. Risk Management and Governance: Concepts, Guidelines and Applications. Vol. 16. Springer Science & Business Media.
   Google Scholar
• Baumgartner, F. R, and B. D. Jones. 2002. Policy Dynamics. Chicago: University of Chicago Press.
   Google Scholar
• Boin, Arjen, Paul ’t Hart, Eric Stern, and Bengt Sundelius. 2005. The Politics of Crisis Management: Public Leadership under Pressure. Cambridge: Cambridge University Press.
   Google Scholar
• Boin, Arjen, and Paul ‘t Hart. 2010. “Organising for Effective Emergency Management: Lessons from Research1.” Australian Journal of Public Administration 69 (4): 357–371. doi:https://doi.org/10.1111/j.1467-8500.2010.00694.x.
   Web of Science ®Google Scholar
• Burnaby, P., and S. Hass. 2009. “Ten Steps to Enterprise‐Wide Risk Management.” Corporate Governance: The International Journal of Business in Society 9 (5): 539–550. doi:https://doi.org/10.1108/14720700910998111.
   Google Scholar
• COSO. 2004. “Enterprise Risk Management — Integrated Framework.” https://www.coso.org/Pages/erm-integratedframework.aspx
   Google Scholar
• COSO. 2017. “Guidance on Enterprise Risk Management.” https://www.coso.org/Pages/erm.aspx
   Google Scholar
• Deloitte. 2009. “Take the Right Steps – 9 Principles for Building the Risk Intelligent Enterprise.” https://www2.deloitte.com/content/dam/Deloitte/in/Documents/risk/Board%20of%20Directors/in-gc-putting-risk-in-the-comfort-zone-nine-principles-for-risk-intelligent-enterprises-noexp.pdf
   Google Scholar
• Dunlop, Claire A. 2017. “Pathologies of Policy Learning: What Are They and How Do They Contribute to Policy Failure?” Policy & Politics 45 (1): 19–37. doi:https://doi.org/10.1332/030557316X14780920269183.
   Web of Science ®Google Scholar
• Falco, Gregory. 2017. Constraint Tree Analysis: A Method to Evaluate Threats to Technology Policy Goals. SSRN Scholarly Paper. Rochester, NY: Social Science Research Network. https://papers.ssrn.com/abstract=2939209.
   Google Scholar
• FATF. 2021. “Guidance on Proliferation Financing Risk Assessment and Mitigation.” http://www.fatf-gafi.org/publications/financingofproliferation/documents/proliferation-financing-risk-assessment-mitigation.html.
   Google Scholar
• Feldman, Yuval. 2018. The Law of Good People: Challenging States’ Ability to Regulate Human Behavior. Cambridge UK: Cambridge University Press.
   Google Scholar
• GAO. 2014. “Standards for Internal Control in the Federal Government. GAO-14-704G.” https://www.gao.gov/assets/gao-14-704g.pdf
   Google Scholar
• Government Communication Service. 2018. “Emergency Planning Framework.” https://3x7ip91ron4ju9ehf2unqrm1-wpengine.netdna-ssl.com/wp-content/uploads/2020/04/Emergency-planning-framework-1.pdf
   Google Scholar
• Grant, Wyn. 2009. “Intractable Policy Failure: The Case of Bovine TB and Badgers.” The British Journal of Politics and International Relations 11 (4): 557–573. doi:https://doi.org/10.1111/j.1467-856X.2009.00387.x.
   Web of Science ®Google Scholar
• Hardy, K. 2010. “Managing Risk in Government: An Introduction to Enterprise Risk Management.” IBM Center for the Business of Government. http://enterrasolutions.com/media/docs/2013/09/RiskinGovernment.pdf
   Google Scholar
• Harvey, G. E. 2012. “The Process of Risk Management: Important Steps to Take.” Petroleum Accounting and Financial Management Journal 31 (1): 77.
   Google Scholar
• Hatvani, E. N. C. 2015. “Risk Analysis and Risk Management in the Public Sector and in Public Auditing.” Public Finance Quarterly 1 (7): 7–28.
   Google Scholar
• HM Government. 2020. The Orange Book - Management of Risk – Principles and Concepts. London: HM Government. https://assets.publishing.service.gov.uk/government/uploads/system/uploads/attachment_data/file/866117/6.6266_HMT_Orange_Book_Update_v6_WEB.PDF.
   Google Scholar
• HM Treasury. 2016. Audit and Risk Assurance Committee Handbook. London: HM Treasury. https://assets.publishing.service.gov.uk/government/uploads/system/uploads/attachment_data/file/512760/PU1934_Audit_committee_handbook.pdf.
   Google Scholar
• HM Treasury. 2017. Corporate Governance in Central Government Departments: Code of Good Practice. London: HM Treasury. https://assets.publishing.service.gov.uk/government/uploads/system/uploads/attachment_data/file/609903/PU2077_code_of_practice_2017.pdf
   Google Scholar
• HM Treasury. 2019. “Guidance Code of Conduct for Board Members of Public Bodies June.” Gov.UK. https://www.gov.uk/government/publications/code-of-conduct-for-board-members-of-public-bodies/code-of-conduct-for-board-members-of-public-bodies-june-2019
   Google Scholar
• Hopkin, P. 2018. Fundamentals of Risk Management: Understanding, Evaluating and Implementing Effective Risk Management. Kogan Page Publishers.
   Google Scholar
• Hoppe, Robert. 2018. “Heuristics for Practitioners of Policy Design: Rules-of-Thumb for Structuring Unstructured Problems.” Public Policy and Administration 33 (4): 384–408. October 1. doi:https://doi.org/10.1177/0952076717709338.
   PubMed Web of Science ®Google Scholar
• Howlett, Michael. 2020a. “Dealing with the Dark Side of Policy-Making: Managing Behavioural Risk and Volatility in Policy Designs.” Journal of Comparative Policy Analysis: Research and Practice 22 (6): 612–625.
   Web of Science ®Google Scholar
• Howlett, Michael. 2022. “Avoiding a Panglossian Policy Science: The Need to Deal with the Darkside of Policy-Maker and Policy-Taker Behaviour.” Public Integrity 1–13. doi:https://doi.org/10.1080/10999922.2021.1935560.
   Google Scholar
• Human Rights Watch. 2021. “World Report 2021.” Human Rights Watch. https://www.hrw.org/world-report/2021.
   Google Scholar
• Hussain, Z., W. Khan, and J. Z. Khan. 2018. “Job Safety Analysis and Risk Assessment A Case Study Of Frontier Ceramics Ltd.” https://www.researchgate.net/profile/Zahid-Hussain-5/publication/328723240_Job_Safety_Analysis_and_Risk_Assessment_A_case_study_of_Frontier_Ceramics_Ltd/links/5bddb05da6fdcc3a8dbb3e67/Job-Safety-Analysis-and-Risk-Assessment-A-case-study-of-Frontier-Ceramics-Ltd.pdf
   Google Scholar
• ISO. 2018. “ISO 31000:2018 Risk Management Guidelines.” https://www.iso.org/obp/ui#iso:std:iso:31000:ed-2:v1:en.
   Google Scholar
• Jacobs, Alan, and R. Weaver. 2010. Policy Feedback and Policy Change. SSRN Scholarly Paper. Rochester, NY: Social Science Research Network.
   Google Scholar
• Kiliç, B. İ., Ö. Kuvat, and E. Boztepe. 2021. “Measurement of the Effectiveness of Internal Audits in Public Sector.” In Contemporary Issues in Public Sector Accounting and Auditing. Emerald Publishing Limited.
   Google Scholar
• Leong, Ching, and Michael Howlett. 2021. “Policy Learning, Policy Failure, and the Mitigation of Policy Risks: Re-Thinking the Lessons of Policy Success and Failure.” Administration & Society 44: 009539972110653. doi:https://doi.org/10.1177/00953997211065344.
   Google Scholar
• Leong, Ching, and Michael Howlett. 2022. “The ‘Inherent Vices’ of Policy Design: Uncertainty, Maliciousness and Non-Compliance.” Risk Analysis.
   Google Scholar
• NIST. 2018. “Risk Management Framework for Information Systems and Organizations: A System Life Cycle Approach for Security and Privacy.” SP 800-37 Rev. 2. https://csrc.nist.gov/publications/detail/sp/800-37/rev-2/final.
   Google Scholar
• Pandemic Prevention Institute. 2021. “Ending the Current Covid-19 Pandemic and Preventing Future Global Disease Outbreaks Requires Fast, Accurate Data.” The Rockefeller Foundation (blog). https://www.rockefellerfoundation.org/pandemicpreventioninstitute/.
   Google Scholar
• Persson, J., and L. Mathiassen. 2010. “A Process for Managing Risks in Distributed Teams.” IEEE Software 27 (1): 20–29. doi:https://doi.org/10.1109/MS.2009.157.
   Web of Science ®Google Scholar
• Pierson, P. 1993. “When Effect Becomes Cause: Policy Feedback and Political Change.” World Politics 45 (4): 595–628. 1993. doi:https://doi.org/10.2307/2950710.
   Google Scholar
• Pierson, Paul. 1992. “Policy Feedbacks’ and Political Change: Contrasting Reagan and Thatcher’s Pension-Reform Initiatives.” Studies in American Political Development 6 (2): 359–390. doi:https://doi.org/10.1017/S0898588X00001012.
   Google Scholar
• Plaček, Michal, Milan Půček, and František Ochrana. 2018. “Identifying Corruption Risk: A Comparison of Bulgaria and the Czech Republic.” Journal of Comparative Policy Analysis: Research and Practice 21 (4): 366–384.
   Web of Science ®Google Scholar
• Pwc. n.d. “Risk Management and Compliance. Risk Assurance.” Services. https://www.pwc.com/me/en/services/risk-assurance/risk-management-and-compliance.html
   Google Scholar
• Taylor, Christopher M., Elaine A. Gallagher, Simon J. T. Pollard, Sophie A. Rocks, Heather M. Smith, Paul. Leinster, and Andrew J. Angus. 2019. “Environmental Regulation in Transition: Policy Officials' Views of Regulatory Instruments and Their Mapping to Environmental Risks.” The Science of the Total Environment 646: 811–820. doi:https://doi.org/10.1016/j.scitotenv.2018.07.217.
   PubMed Web of Science ®Google Scholar
• Vijayakumar, A. N., and N. Nagaraja. 2012. “Internal Control Systems: Effectiveness of Internal Audit in Risk Management at Public Sector Enterprises.” BVIMR Management Edge 5 (1): 1–8.
   Google Scholar
• Vine, Edward, and Jayant Sathaye. 1999. “The Monitoring, Evaluation, Reporting and Verification of Climate Change Projects.” Mitigation and Adaptation Strategies for Global Change 4 (1): 43–60. doi:https://doi.org/10.1023/A:1009651316596.
   Google Scholar